Tapewire

Nasdaq · USD

FTNT

Fortinet, Inc.

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Tapewire entity
2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2023 Filed Nov 27, 2023 21:21 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 12,730 $22.90 $291,517.00
Disclosure

SEC source: 0001209191-23-056655 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on December 8, 2022.

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:19 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,730 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001209191-23-056459 · doc4.xml · derivative · entry 5

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,885

Underlying: Common Stock · 3,730 shares

Expires 2028-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:19 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,805 $0.00 Strike: $22.90 $0.00
Disclosure

SEC source: 0001209191-23-056459 · doc4.xml · derivative · entry 4

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,425

Underlying: Common Stock · 3,805 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:19 UTC
Perche PatriceChief Revenue Off./EVP Supp.
SaleCommon Stock 7,535 $51.77 $390,086.95
Disclosure

SEC source: 0001209191-23-056459 · doc4.xml · nonDerivative · entry 3

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,730

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2022 and modified on December 6, 2022.

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:19 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,730 $34.39 $128,274.70
Disclosure

SEC source: 0001209191-23-056459 · doc4.xml · nonDerivative · entry 2

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:19 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,805 $22.90 $87,134.50
Disclosure

SEC source: 0001209191-23-056459 · doc4.xml · nonDerivative · entry 1

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:17 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001209191-23-056242 · doc4.xml · derivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:17 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056242 · doc4.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,932,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 21:10 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 5,100 $51.00 $260,075.52
Disclosure

SEC source: 0001209191-23-056034 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,586

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on December 8, 2022.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $50.43 and the highest price at which shares were sold was $51.30. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:13 UTC
Xie MichaelDirector · VP, Engineering & CTO
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055726 · doc4.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,632,903

Read SEC document
November 15, 2023 Filed Nov 16, 2023 00:51 UTC
Xie MichaelDirector · VP, Engineering & CTO
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055431 · doc4.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,682,903

Read SEC document
November 03, 2023 Filed Nov 3, 2023 17:45 UTC
Perche PatriceChief Revenue Off./EVP Supp.
SaleCommon Stock 8,918 $50.26 $448,229.38
Disclosure

SEC source: 0001209191-23-054392 · doc4.xml · nonDerivative · entry 5

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,730

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2022 and modified on December 6, 2022.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $50.00 and the highest price at which shares were sold was $50.50. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 17:45 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionRestricted Stock Units · Derivative 1,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054392 · doc4.xml · derivative · entry 8

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,015

Underlying: Common Stock · 1,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F9 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 17:45 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionRestricted Stock Units · Derivative 3,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054392 · doc4.xml · derivative · entry 7

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,630

Underlying: Common Stock · 3,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 17:45 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionRestricted Stock Units · Derivative 3,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054392 · doc4.xml · derivative · entry 6

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,810

Underlying: Common Stock · 3,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 17:45 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Tax withholdingCommon Stock 502 $57.31 $28,769.62
Disclosure

SEC source: 0001209191-23-054392 · doc4.xml · nonDerivative · entry 4

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,648

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 17:45 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 1,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054392 · doc4.xml · nonDerivative · entry 3

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 17:45 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,725 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054392 · doc4.xml · nonDerivative · entry 2

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 17:45 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054392 · doc4.xml · nonDerivative · entry 1

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 1,180 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054393 · doc4.xml · derivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,635

Underlying: Common Stock · 1,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 2,545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054393 · doc4.xml · derivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,715

Underlying: Common Stock · 2,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 2,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054393 · doc4.xml · derivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,480

Underlying: Common Stock · 2,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Tax withholdingCommon Stock 3,078 $57.31 $176,400.18
Disclosure

SEC source: 0001209191-23-054393 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,142

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054393 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054393 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 2,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054393 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054391 · doc4.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,015

Underlying: Common Stock · 1,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054391 · doc4.xml · derivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,975

Underlying: Common Stock · 3,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054391 · doc4.xml · derivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,245

Underlying: Common Stock · 4,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Tax withholdingCommon Stock 5,022 $57.31 $287,810.82
Disclosure

SEC source: 0001209191-23-054391 · doc4.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,686

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

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November 01, 2023 Filed Nov 3, 2023 21:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 1,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054391 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 3,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054391 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 4,245 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054391 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 2,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054395 · doc4.xml · derivative · entry 9

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,270

Underlying: Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F9 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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November 01, 2023 Filed Nov 3, 2023 21:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 4,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054395 · doc4.xml · derivative · entry 8

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,770

Underlying: Common Stock · 4,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 5,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054395 · doc4.xml · derivative · entry 7

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,095

Underlying: Common Stock · 5,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Tax withholdingCommon Stock 5,790 $57.31 $331,824.90
Disclosure

SEC source: 0001209191-23-054395 · doc4.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,732,903

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 2,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054395 · doc4.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,738,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 4,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054395 · doc4.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,736,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 5,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054395 · doc4.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,732,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:47 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 6,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054394 · doc4.xml · derivative · entry 9

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,150

Underlying: Common Stock · 6,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F9 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:47 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 11,335 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054394 · doc4.xml · derivative · entry 8

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,670

Underlying: Common Stock · 11,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:47 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054394 · doc4.xml · derivative · entry 7

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,845

Underlying: Common Stock · 12,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:47 UTC
Xie KenDirector · President & CEO
Tax withholdingCommon Stock 14,974 $57.31 $858,159.94
Disclosure

SEC source: 0001209191-23-054394 · doc4.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,348,783

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:47 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 6,020 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054394 · doc4.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,348,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:47 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 11,335 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054394 · doc4.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,342,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:47 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 12,845 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054394 · doc4.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,331,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,725 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001209191-23-053450 · doc4.xml · derivative · entry 5

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,615

Underlying: Common Stock · 3,725 shares

Expires 2028-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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October 23, 2023 Filed Oct 24, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,810 $0.00 Strike: $22.90 $0.00
Disclosure

SEC source: 0001209191-23-053450 · doc4.xml · derivative · entry 4

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,230

Underlying: Common Stock · 3,810 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
SaleCommon Stock 7,535 $56.13 $422,942.56
Disclosure

SEC source: 0001209191-23-053450 · doc4.xml · nonDerivative · entry 3

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,730

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2022 and modified on December 6, 2022.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $55.77 and the highest price at which shares were sold was $56.51. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.