FTNT

SEC source: 0001415889-24-003956 · form4-02152024_100253.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,896,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-003956 · form4-02152024_100253.xml · derivative · entry 10

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Common Stock · 83,333 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options are fully vested.

SEC source: 0001415889-24-003956 · form4-02152024_100253.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,813,638

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $69.30 and the highest price at which shares were sold was $69.54.

SEC source: 0001415889-24-003956 · form4-02152024_100253.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,826,412

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $68.30 and the highest price at which shares were sold was $69.29. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.

SEC source: 0001415889-24-003956 · form4-02152024_100253.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,859,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-003521 · form4-02132024_090254.xml · derivative · entry 3

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,745 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 10, 2023..

F3 · derivative.exercise_date: The options are fully vested.

SEC source: 0001415889-24-003521 · form4-02132024_090254.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,387

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 10, 2023..

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $70.15 and the highest price at which shares were sold was $71.03. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein..

SEC source: 0001415889-24-003521 · form4-02132024_090254.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 10, 2023..

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · nonDerivative · entry 8

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,887,018

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $66.92 and the highest price at which shares were sold was $66.98.

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · nonDerivative · entry 7

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,887,618

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $65.92 and the highest price at which shares were sold was $66.91. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.

SEC source: 0001415889-24-002517 · form4-02052024_090247.xml · derivative · entry 11

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F9 · derivative.exercise_date: 100% of the performance stock units vested on February 1, 2024, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002517 · form4-02052024_090247.xml · derivative · entry 10

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,298

Underlying: Common Stock · 6,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002517 · form4-02052024_090247.xml · derivative · entry 9

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,450

Underlying: Common Stock · 1,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002517 · form4-02052024_090247.xml · derivative · entry 8

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,175

Underlying: Common Stock · 2,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002517 · form4-02052024_090247.xml · derivative · entry 7

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002517 · form4-02052024_090247.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,387

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

SEC source: 0001415889-24-002517 · form4-02052024_090247.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002517 · form4-02052024_090247.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002517 · form4-02052024_090247.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002517 · form4-02052024_090247.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002517 · form4-02052024_090247.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002532 · form4-02052024_090252.xml · derivative · entry 11

Jensen Keith · CIK 0001418649 · CFO & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F9 · derivative.exercise_date: 100% of the performance stock units vested on February 1, 2024, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002532 · form4-02052024_090252.xml · derivative · entry 10

Jensen Keith · CIK 0001418649 · CFO & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,877

Underlying: Common Stock · 10,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002532 · form4-02052024_090252.xml · derivative · entry 9

Jensen Keith · CIK 0001418649 · CFO & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,125

Underlying: Common Stock · 1,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002532 · form4-02052024_090252.xml · derivative · entry 8

Jensen Keith · CIK 0001418649 · CFO & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,980

Underlying: Common Stock · 3,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002532 · form4-02052024_090252.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002532 · form4-02052024_090252.xml · nonDerivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,450

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

SEC source: 0001415889-24-002532 · form4-02052024_090252.xml · nonDerivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002532 · form4-02052024_090252.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002532 · form4-02052024_090252.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002532 · form4-02052024_090252.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002532 · form4-02052024_090252.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002525 · form4-02052024_090245.xml · derivative · entry 14

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F11 · derivative.exercise_date: 100% of the performance stock units vested on February 1, 2024, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002525 · form4-02052024_090245.xml · derivative · entry 13

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,120

Underlying: Common Stock · 25,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F10 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002525 · form4-02052024_090245.xml · derivative · entry 12

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,150

Underlying: Common Stock · 6,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F9 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002525 · form4-02052024_090245.xml · derivative · entry 11

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,335

Underlying: Common Stock · 11,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002525 · form4-02052024_090245.xml · derivative · entry 10

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002525 · form4-02052024_090245.xml · nonDerivative · entry 6

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,776,389

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

SEC source: 0001415889-24-002525 · form4-02052024_090245.xml · nonDerivative · entry 5

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,814,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002525 · form4-02052024_090245.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,792,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002525 · form4-02052024_090245.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,767,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002525 · form4-02052024_090245.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,761,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002525 · form4-02052024_090245.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,750,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · derivative · entry 15

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F14 · derivative.exercise_date: 100% of the performance stock units vested on February 1, 2024, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F10 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · derivative · entry 14

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,161

Underlying: Common Stock · 11,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F13 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F10 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · derivative · entry 13

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,240

Underlying: Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F12 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F10 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · derivative · entry 12

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,215

Underlying: Common Stock · 4,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F11 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F10 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · derivative · entry 11

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F9 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F10 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · nonDerivative · entry 6

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,925,387

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,939,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.