FTNT

SEC source: 0001415889-24-026852 · form4-11142024_091145.xml · nonDerivative · entry 8

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,964,933

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $99.70 and the highest price at which shares were sold was $100.57.

SEC source: 0001415889-24-026852 · form4-11142024_091145.xml · nonDerivative · entry 7

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,972,471

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $98.68 and the highest price at which shares were sold was $99.60.

SEC source: 0001415889-24-026852 · form4-11142024_091145.xml · nonDerivative · entry 6

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,977,684

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $97.61 and the highest price at which shares were sold was $98.60.

SEC source: 0001415889-24-026852 · form4-11142024_091145.xml · nonDerivative · entry 5

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,987,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-026852 · form4-11142024_091145.xml · derivative · entry 13

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 291,667

Underlying: Common Stock · 41,667 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The options are fully vested.

SEC source: 0001415889-24-026852 · form4-11142024_091145.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,946,162

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $99.19 and the highest price at which shares were sold was $99.41.

SEC source: 0001415889-24-026852 · form4-11142024_091145.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,946,562

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $98.18 and the highest price at which shares were sold was $99.14.

SEC source: 0001415889-24-026852 · form4-11142024_091145.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,965,369

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $97.18 and the highest price at which shares were sold was $98.17. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.

SEC source: 0001415889-24-026852 · form4-11142024_091145.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,969,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-026578 · form4-11122024_091142.xml · derivative · entry 4

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,495 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested.

SEC source: 0001415889-24-026578 · form4-11122024_091142.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,445

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.on May 22, 2024.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $86.00 and the highest price at which shares were sold was $86.60. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth herein.

SEC source: 0001415889-24-026578 · form4-11122024_091142.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,358

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.on May 22, 2024.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $85.00 and the highest price at which shares were sold was $85.95. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth herein..

SEC source: 0001415889-24-026578 · form4-11122024_091142.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-026580 · form4-11122024_091137.xml · derivative · entry 5

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,030

Underlying: Common Stock · 56,705 shares

Expires 2029-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 6, 2024.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 17, 2023, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001415889-24-026580 · form4-11122024_091137.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,939

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 6, 2024.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $86.71 and the highest price at which shares were sold was $87.00. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

SEC source: 0001415889-24-026580 · form4-11122024_091137.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,719

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 6, 2024.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $85.65 and the highest price at which shares were sold was $86.60. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

SEC source: 0001415889-24-026580 · form4-11122024_091137.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,223

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 6, 2024.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $84.60 and the highest price at which shares were sod was $85.58. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

SEC source: 0001415889-24-026580 · form4-11122024_091137.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 6, 2024.

SEC source: 0001415889-24-026133 · form4-11052024_091122.xml · nonDerivative · entry 6

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,827,018

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $78.95 and the highest price at which shares were sold was $79.29.

SEC source: 0001415889-24-026133 · form4-11052024_091122.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,838,249

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $77.95 and the highest price at which shares were sold was $78.94. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.

SEC source: 0001415889-24-026119 · form4-11052024_091143.xml · derivative · entry 7

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,474

Underlying: Common Stock · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026119 · form4-11052024_091143.xml · derivative · entry 6

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,910

Underlying: Common Stock · 1,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026119 · form4-11052024_091143.xml · derivative · entry 5

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,545

Underlying: Common Stock · 2,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026119 · form4-11052024_091143.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,445

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

SEC source: 0001415889-24-026119 · form4-11052024_091143.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-026119 · form4-11052024_091143.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-026119 · form4-11052024_091143.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-026121 · form4-11052024_091158.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,158

Underlying: Common Stock · 2,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026121 · form4-11052024_091158.xml · derivative · entry 6

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,455

Underlying: Common Stock · 1,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026121 · form4-11052024_091158.xml · derivative · entry 5

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,995

Underlying: Common Stock · 3,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026121 · form4-11052024_091158.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,939

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

SEC source: 0001415889-24-026121 · form4-11052024_091158.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-026121 · form4-11052024_091158.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-026121 · form4-11052024_091158.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-026137 · form4-11052024_091102.xml · derivative · entry 11

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,340

Underlying: Common Stock · 6,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F9 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026137 · form4-11052024_091102.xml · derivative · entry 10

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,085

Underlying: Common Stock · 6,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026137 · form4-11052024_091102.xml · derivative · entry 9

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,335

Underlying: Common Stock · 11,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026137 · form4-11052024_091102.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,927,433

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

SEC source: 0001415889-24-026137 · form4-11052024_091102.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,939,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-026137 · form4-11052024_091102.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,932,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-026137 · form4-11052024_091102.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,926,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-026133 · form4-11052024_091122.xml · derivative · entry 13

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,871

Underlying: Common Stock · 2,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F14 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026133 · form4-11052024_091122.xml · derivative · entry 12

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,150

Underlying: Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F13 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026133 · form4-11052024_091122.xml · derivative · entry 11

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F11 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-026133 · form4-11052024_091122.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,851,730

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

SEC source: 0001415889-24-026133 · form4-11052024_091122.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,856,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-026133 · form4-11052024_091122.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,853,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-026133 · form4-11052024_091122.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,851,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-025235 · form4-10162024_101059.xml · derivative · entry 11

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,334

Underlying: Common Stock · 41,666 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options are fully vested.

SEC source: 0001415889-24-025235 · form4-10162024_101059.xml · nonDerivative · entry 5

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,915,530

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.