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Nasdaq · USD

FTLF

FITLIFE BRANDS, INC.

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1006
SEC CIK
0001374328
Parsed reports
108

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202610
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 23, 2019 Filed Dec 27, 2019 20:00 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
ConversionSeries A Preferred Stock · Derivative 550 Not disclosed Strike: $4.60 Not disclosed
Disclosure

SEC source: 0001415889-19-001571 · form4-12272019_081202.xml · derivative · entry 5

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 0

Underlying: Common stock · 119,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person converted 550 shares of Series A Convertible Preferred Stock on December 23, 2019, at a conversion price of $4.60 per share, resulting in his acquisition of 123,222 shares of common stock, which amount includes shares of the Issuer's common stock issued to the Reporting Person as payment of accrued, but unpaid dividends.

F2 · derivative.expiration_date: Shares of Series A Preferred Stock do not expire.

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December 23, 2019 Filed Dec 27, 2019 20:00 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
ConversionCommon Stock 123,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-19-001571 · form4-12272019_081202.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 466,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person converted 550 shares of Series A Convertible Preferred Stock on December 23, 2019, at a conversion price of $4.60 per share, resulting in his acquisition of 123,222 shares of common stock, which amount includes shares of the Issuer's common stock issued to the Reporting Person as payment of accrued, but unpaid dividends.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:55 UTC
Ordal ToddDirector
GrantCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-19-001160 · form4-10092019_031038.xml · nonDerivative · entry 1

Ordal Todd · CIK 0001549494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,291

F1 · price: Shares issued in lieu of cash compensation for director fees in connection with the Reporting Person's service on the Issuer's Board of Directors.

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September 09, 2019 Filed Sep 10, 2019 19:07 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 1,000 $8.73 $8,730.00
Disclosure

SEC source: 0001415889-19-001004 · form4-09102019_040923.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SEP IRA

Disclosed balance after: 11,287

Read SEC document
August 06, 2019 Filed Aug 8, 2019 18:25 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseWarrant · Derivative 1,630 $5.15 Strike: $4.60 $8,394.50
Disclosure

SEC source: 0001415889-19-000912 · form4-08082019_030836.xml · derivative · entry 6

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 35,870

Underlying: Common Stock · 1,630 shares

Expires 2023-11-13

F4 · kind: The warrants were acquired by the Reporting Person in a private transaction entered into on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 18:25 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseSeries A Preferred Stock · Derivative 25 $2,183.22 Strike: $4.60 $54,580.50
Disclosure

SEC source: 0001415889-19-000912 · form4-08082019_030836.xml · derivative · entry 5

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 550

Underlying: Common stock · 5,601 shares

Expires not disclosed

F2 · kind: The shares of Series A Preferred Stock were acquired by the Reporting Person in a private transaction entered into on August 6, 2019.

F3 · derivative.expiration_date: Shares of Series A Preferred Stock do not expire.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 18:25 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 40,508 $9.75 $394,953.00
Disclosure

SEC source: 0001415889-19-000912 · form4-08082019_030836.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 343,508

F1 · kind: The shares of common stock were acquired by the Reporting Person in a private transaction entered into on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 22:26 UTC SaleWarrant · Derivative 1,630 $5.15 Strike: $4.60 $8,394.50
Disclosure

SEC source: 0001415889-19-000913 · form4-08082019_030806.xml · derivative · entry 2

Dawson Grant Robert · CIK 0001465378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,630 shares

Expires 2023-11-13

F3 · kind: The Warrants were sold by the Reporting Person in a private transaction entered into on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 22:26 UTC SaleSeries A Preferred · Derivative 25 $2,183.22 Strike: $4.60 $54,580.50
Disclosure

SEC source: 0001415889-19-000913 · form4-08082019_030806.xml · derivative · entry 1

Dawson Grant Robert · CIK 0001465378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,601 shares

Expires not disclosed

F1 · kind: The shares of Series A Preferred Stock were sold by the Reporting Person in a private transaction entered into on August 6, 2019.

F2 · derivative.expiration_date: Shares of the Issuer's Series A Preferred do not expire.

Read SEC document
July 08, 2019 Filed Jul 10, 2019 18:48 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 40,000 $8.50 $340,000.00
Disclosure

SEC source: 0001415889-19-000827 · form4-07102019_030709.xml · nonDerivative · entry 2

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 303,000

F1 · kind: The shares were sold to the Reporting Person in private transactions entered into on July 8, 2019.

Read SEC document
July 08, 2019 Filed Jul 10, 2019 18:48 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 12,000 $8.50 $102,000.00
Disclosure

SEC source: 0001415889-19-000827 · form4-07102019_030709.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 263,000

F1 · kind: The shares were sold to the Reporting Person in private transactions entered into on July 8, 2019.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 17:16 UTC
Ordal ToddDirector
GrantCommon Stock 406 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-19-000823 · form4-07082019_100708.xml · nonDerivative · entry 1

Ordal Todd · CIK 0001549494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,438

F1 · price: Shares issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
July 03, 2019 Filed Jul 30, 2019 01:44 UTC Amendment
Ordal ToddDirector
GrantCommon Stock 406 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-19-000876 · form4a-07292019_060720.xml · nonDerivative · entry 1

Ordal Todd · CIK 0001549494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,916

F1 · price: Shares issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · balance_after: On April 11, 2019, the Issuer effected a 1-for-8,000 reverse stock split, followed by a 800-for-1 forward stock split, of its common stock (the "Reverse/Forward Split"). This Amendment No. 1 to the Form 4 originally filed by the Reporting Person on July 8, 2019 is being filed solely to report the correct amount of securities beneficially owned following the reported transaction after taking into consideration the Reverse/Forward split, which occurred prior to the transaction date reported herein.

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March 31, 2019 Filed Apr 2, 2019 20:33 UTC GrantCommon Stock 13,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-19-000418 · form4-04022019_010452.xml · nonDerivative · entry 1

Dawson Grant Robert · CIK 0001465378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,963

F1 · price: Shares issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2019 Filed Apr 3, 2019 15:48 UTC
Ordal ToddDirector
GrantCommon Stock 6,697 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-19-000422 · form4-04032019_080412.xml · nonDerivative · entry 1

Ordal Todd · CIK 0001549494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,032

F1 · price: Shares issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 12,000 $0.50 $6,000.00
Disclosure

SEC source: 0001415889-19-000230 · form4-02252019_090201.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,715

F1 · kind: The shares were sold to Mr. Judd in a private transaction consummated on February 22, 2019.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 224,455 $0.50 $112,227.50
Disclosure

SEC source: 0001415889-19-000119 · form4-02012019_090202.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 2,509,994

F1 · kind: The shares were sold to Sudbury Holdings LLC in a private transaction consummated on January 30, 2019. Mr. Judd exercises sole voting and dispositive power over the shares held by Sudbury Holding, LLC.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 88,298 $0.40 $34,966.01
Disclosure

SEC source: 0001415889-19-000022 · form4-01072019_090101.xml · nonDerivative · entry 2

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 2,285,539

F2 · kind: The shares were sold to Sudbury Holdings LLC by Seth Yakatan, a Director of Fitlife Brands, Inc, in a private transaction consummated on January 4, 2019. Mr. Judd exercises sole voting and dispositive power over the shares held by Sudbury Holding, LLC.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 1,022,701 $0.50 $511,350.50
Disclosure

SEC source: 0001415889-19-000022 · form4-01072019_090101.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 2,197,241

F1 · kind: The shares were sold to Sudbury Holdings LLC in a private transaction consummated on January 3, 2019. Mr. Judd exercises sole voting and dispositive power over the shares held by Sudbury Holding, LLC.

Read SEC document
December 31, 2018 Filed Dec 31, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 7,500 $0.36 $2,700.00
Disclosure

SEC source: 0001415889-18-001858 · form4-12312018_091202.xml · nonDerivative · entry 4

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 38,600

Read SEC document
December 31, 2018 Filed Jan 8, 2019 22:54 UTC GrantCommon Stock 13,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-19-000028 · form4-01082019_020107.xml · nonDerivative · entry 1

Dawson Grant Robert · CIK 0001465378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,570

F1 · price: Shares issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 31, 2018 Filed Jan 8, 2019 23:47 UTC
Ordal ToddDirector
GrantCommon Stock 13,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-19-000030 · form4-01082019_030111.xml · nonDerivative · entry 1

Ordal Todd · CIK 0001549494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,335

F1 · price: Shares issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 31, 2018 Filed Jan 14, 2019 19:14 UTC
JAFFE LEWISDirector
GrantCommon Stock 8,721 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-19-000046 · form4-01142019_110103.xml · nonDerivative · entry 1

JAFFE LEWIS · CIK 0001215963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,266

F1 · price: Shares issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 15,000 $0.29 $4,350.00
Disclosure

SEC source: 0001415889-18-001858 · form4-12312018_091202.xml · nonDerivative · entry 3

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 31,100

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 16,100 $0.37 $5,957.00
Disclosure

SEC source: 0001415889-18-001858 · form4-12312018_091202.xml · nonDerivative · entry 2

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 16,100

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 10,800 $0.40 $4,320.00
Disclosure

SEC source: 0001415889-18-001858 · form4-12312018_091202.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SEP IRA

Disclosed balance after: 102,869

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 18,000 $0.40 $7,203.60
Disclosure

SEC source: 0001415889-18-001816 · form4-12202018_091202.xml · nonDerivative · entry 2

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SEP IRA

Disclosed balance after: 92,069

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 9,169 $0.40 $3,690.52
Disclosure

SEC source: 0001415889-18-001816 · form4-12202018_091202.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SEP IRA

Disclosed balance after: 74,069

Read SEC document
December 17, 2018 Filed Dec 17, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 5,000 $0.40 $2,000.00
Disclosure

SEC source: 0001415889-18-001762 · form4-12172018_091201.xml · nonDerivative · entry 3

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SEP IRA

Disclosed balance after: 64,900

Read SEC document
December 14, 2018 Filed Dec 17, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 13,000 $0.41 $5,330.00
Disclosure

SEC source: 0001415889-18-001762 · form4-12172018_091201.xml · nonDerivative · entry 2

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SEP IRA

Disclosed balance after: 59,900

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 2,500 $0.41 $1,025.00
Disclosure

SEC source: 0001415889-18-001762 · form4-12172018_091201.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SEP IRA

Disclosed balance after: 46,900

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 45,939 $0.47 $21,761.30
Disclosure

SEC source: 0001415889-18-001673 · form4-11192018_091101.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,174,540

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 20:25 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseSeries A Preferred Stock · Derivative 525 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001415889-18-001643 · form4-11142018_051143.xml · derivative · entry 4

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 525

Underlying: Common stock · 1,141,304 shares

Expires not disclosed

F3 · price: The Reporting Person, through Sudbury Holdings, LLC, purchased 525 units ("Units") for $1,000 per Unit, with each Unit consisting of one share of the Issuer's Series A Preferred Stock, par value $0.01 per share, and a five-year warrant to purchase that number of shares of the Issuer's common stock equal to 30% of the shares of the Issuer's common stock issuable upon conversion of the Series A Preferred purchased by the Reporting Person.

F2 · derivative.expiration_date: Shares of the Issuer's Series A Preferred Stock do not expire.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 20:17 UTC PurchaseWarrant · Derivative 16,304 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001415889-18-001646 · form4-11152018_121127.xml · derivative · entry 2

Dawson Grant Robert · CIK 0001465378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,304

Underlying: Common Stock · 16,304 shares

Expires 2023-11-13

F2 · price: The Reporting Person purchased 25 units ("Units") for $1,000 per Unit, with each Unit consisting of one share of the Issuer's Series A Preferred Stock, par value $0.01 per share, and a five-year warrant to purchase that number of shares of the Issuer's common stock equal to 30% of the shares of the Issuer's common stock issuable upon conversion of the Series A Preferred purchased by the Reporting Person.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 20:17 UTC PurchaseSeries A Preferred · Derivative 25 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001415889-18-001646 · form4-11152018_121127.xml · derivative · entry 1

Dawson Grant Robert · CIK 0001465378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Stock · 54,348 shares

Expires not disclosed

F2 · price: The Reporting Person purchased 25 units ("Units") for $1,000 per Unit, with each Unit consisting of one share of the Issuer's Series A Preferred Stock, par value $0.01 per share, and a five-year warrant to purchase that number of shares of the Issuer's common stock equal to 30% of the shares of the Issuer's common stock issuable upon conversion of the Series A Preferred purchased by the Reporting Person.

F1 · derivative.expiration_date: Shares of the Issuer's Series A Preferred do not expire.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 20:25 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseWarrant · Derivative 342,391 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001415889-18-001643 · form4-11142018_051143.xml · derivative · entry 5

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 342,391

Underlying: Common Stock · 342,391 shares

Expires 2033-11-13

F3 · price: The Reporting Person, through Sudbury Holdings, LLC, purchased 525 units ("Units") for $1,000 per Unit, with each Unit consisting of one share of the Issuer's Series A Preferred Stock, par value $0.01 per share, and a five-year warrant to purchase that number of shares of the Issuer's common stock equal to 30% of the shares of the Issuer's common stock issuable upon conversion of the Series A Preferred purchased by the Reporting Person.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 20:25 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 9,500 $0.46 $4,322.50
Disclosure

SEC source: 0001415889-18-001643 · form4-11142018_051143.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,128,601

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 5,000 $0.50 $2,500.00
Disclosure

SEC source: 0001415889-18-001590 · form4-11062018_091102.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,119,101

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 3,000 $0.50 $1,500.00
Disclosure

SEC source: 0001415889-18-001570 · form4-10312018_091001.xml · nonDerivative · entry 2

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,114,101

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 2,500 $0.50 $1,250.00
Disclosure

SEC source: 0001415889-18-001570 · form4-10312018_091001.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,111,101

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.

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October 24, 2018 Filed Oct 24, 2018 21:45 UTC
Dayton JuddDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 22,800 $0.48 $10,918.92
Disclosure

SEC source: 0001654954-18-011533 · section16.xml · nonDerivative · entry 3

Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,108,601

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018

Read SEC document
October 23, 2018 Filed Oct 24, 2018 21:45 UTC
Dayton JuddDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 17,500 $0.48 $8,400.00
Disclosure

SEC source: 0001654954-18-011533 · section16.xml · nonDerivative · entry 2

Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,085,801

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018

Read SEC document
October 22, 2018 Filed Oct 24, 2018 21:45 UTC
Dayton JuddDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 5,595 $0.47 $2,601.68
Disclosure

SEC source: 0001654954-18-011533 · section16.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,068,301

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018

Read SEC document
October 19, 2018 Filed Oct 19, 2018 21:46 UTC
Dayton JuddDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 2,000 $0.46 $920.00
Disclosure

SEC source: 0001654954-18-011419 · section16.xml · nonDerivative · entry 2

Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,062,706

F1 · shares: The transaction reported in this Form 4 was ef fected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018

Read SEC document
October 17, 2018 Filed Oct 19, 2018 21:46 UTC
Dayton JuddDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 31,600 $0.50 $15,800.00
Disclosure

SEC source: 0001654954-18-011419 · section16.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,060,706

F1 · shares: The transaction reported in this Form 4 was ef fected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018

Read SEC document
October 11, 2018 Filed Oct 15, 2018 21:45 UTC
Dayton JuddDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 2,500 $0.43 $1,062.50
Disclosure

SEC source: 0001654954-18-011192 · section16.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,029,106

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 12,168 $0.42 $5,110.56
Disclosure

SEC source: 0001415889-18-001486 · form4-10102018_091001.xml · nonDerivative · entry 2

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,026,606

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 12,168 $0.42 $5,110.56
Disclosure

SEC source: 0001415889-18-001485 · form4-10102018_091001.xml · nonDerivative · entry 2

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,026,606

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 5,000 $0.42 $2,075.00
Disclosure

SEC source: 0001415889-18-001486 · form4-10102018_091001.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,014,438

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 21:45 UTC
Dayton JuddDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 5,000 $0.42 $2,075.00
Disclosure

SEC source: 0001415889-18-001485 · form4-10102018_091001.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sudbury Holdings, LLC

Disclosed balance after: 1,014,438

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.