Last 12 months
Inside the activity.
49 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 16 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 18 | 11 |
| Apr 2026 | 8 | 14 |
| May 2026 | 0 | 0 |
| Jun 2026 | 21 | 4 |
| Jul 2026 | 2 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2024 Filed Feb 16, 2024 23:37 UTC |
van der Horst EdwardCHIEF SCIENTIFIC OFFICER
|
Tax withholdingCommon Stock | 2,843 | $0.79 | $2,245.97 |
DisclosureSEC source: 0001415889-24-004236 · form4-02162024_110255.xml · nonDerivative · entry 1 van der Horst Edward · CIK 0001957499 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,070 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. F2 · balance_after: Includes an aggregate of 6,000 shares purchased by the Reporting Person since May 16, 2023 pursuant to the Issuer's 2021 Employee Stock Purchase Plan. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 23:25 UTC |
Colgan ErinCHIEF FINANCIAL OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 94,128 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001415889-24-004234 · form4-02162024_110205.xml · derivative · entry 3 Colgan Erin · CIK 0001843563 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,128 Underlying: Common Stock · 94,128 shares Expires 2034-02-14 F4 · derivative.exercise_date: Represents one-third of the Reporting Person's 2023 annual bonus, which the Compensation Committee of the Issuer determined to pay in the form of a stock option in lieu of cash. 100% of the shares are fully vested as of the date of grant. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 23:25 UTC |
Colgan ErinCHIEF FINANCIAL OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001415889-24-004234 · form4-02162024_110205.xml · derivative · entry 2 Colgan Erin · CIK 0001843563 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2034-02-14 F3 · derivative.exercise_date: The option shall vest over a period of four years as follows: 25% of the total number of shares subject to the option shall vest on February 15, 2025, and the remainder will vest 1/48th of total number of shares subject to the option monthly thereafter over the remaining three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 23:25 UTC |
Colgan ErinCHIEF FINANCIAL OFFICER
|
Tax withholdingCommon Stock | 3,627 | $0.79 | $2,865.33 |
DisclosureSEC source: 0001415889-24-004234 · form4-02162024_110205.xml · nonDerivative · entry 1 Colgan Erin · CIK 0001843563 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,462 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. F2 · balance_after: Includes 3,000 shares purchased by the Reporting Person on May 16, 2023 pursuant to the Issuer's 2021 Employee Stock Purchase Plan. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 23:28 UTC |
Celebi JohnDirector · PRESIDENT AND CEO
|
GrantStock Option (Right to Buy) · Derivative | 165,889 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001415889-24-004235 · form4-02162024_110237.xml · derivative · entry 3 Celebi John · CIK 0001843539 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,889 Underlying: Common Stock · 165,889 shares Expires 2034-02-14 F3 · derivative.exercise_date: Represents one-third of the Reporting Person's 2023 annual bonus, which the Compensation Committee of the Issuer determined to pay in the form of a stock option in lieu of cash. 100% of the shares are fully vested as of the date of grant. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 23:28 UTC |
Celebi JohnDirector · PRESIDENT AND CEO
|
GrantStock Option (Right to Buy) · Derivative | 315,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001415889-24-004235 · form4-02162024_110237.xml · derivative · entry 2 Celebi John · CIK 0001843539 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,000 Underlying: Common Stock · 315,000 shares Expires 2034-02-14 F2 · derivative.exercise_date: The option shall vest over a period of four years as follows: 25% of the total number of shares subject to the option shall vest on February 15, 2025, and the remainder will vest 1/48th of total number of shares subject to the option monthly thereafter over the remaining three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 23:28 UTC |
Celebi JohnDirector · PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 5,891 | $0.79 | $4,653.89 |
DisclosureSEC source: 0001415889-24-004235 · form4-02162024_110237.xml · nonDerivative · entry 1 Celebi John · CIK 0001843539 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,420 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 20:53 UTC |
Krebs StephanieChief Business Officer
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001209191-23-054170 · doc4.xml · derivative · entry 1 Krebs Stephanie · CIK 0001998150 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2033-10-31 F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable as to 25% of the shares underlying the option on November 1, 2024, and the remaining 75% of the shares underlying the Option shall vest and become exercisable in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 12:43 UTC |
Celebi JohnDirector · President and CEO
|
PurchaseCommon Stock | 500 | $0.85 | $425.00 |
DisclosureSEC source: 0001209191-23-049192 · doc4.xml · nonDerivative · entry 1 Celebi John · CIK 0001843539 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,311 Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 21:09 UTC |
Cambrian BioPharma Inc10% owner · See Remarks
|
Disposition to issuerCommon Stock | 1,587,302 | $1.26 | $2,000,000.52 |
DisclosureSEC source: 0000897069-23-001054 · form4.xml · nonDerivative · entry 1 Cambrian BioPharma Inc · CIK 0001797409 · 10% owner · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,653,120 F1 · shares: Shares purchased by the Issuer pursuant to a Purchase Agreement, dated July 31, 2023, by and among the Issuer, the Reporting Person and James Peyer. This transaction, which was approved by the Board of Directors of the Issuer, is exempt pursuant to Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended. F2 · ownership.direct: These shares are held by Cambrian Biopharma, Inc., a Delaware corporation ("Cambrian"). The Chief Executive Officer of Cambrian, James Peyer, may direct the voting and disposition of the shares held by Cambrian, subject in certain instances to the approval of Cambrian's Board of Directors. Mr. Peyer disclaims beneficial ownership of such shares. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 21:06 UTC |
Peyer JamesDirector · 10% owner
|
Disposition to issuerCommon Stock | 1,587,302 | $1.26 | $2,000,000.52 |
DisclosureSEC source: 0000897069-23-001052 · form4.xml · nonDerivative · entry 1 Peyer James · CIK 0001843594 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,653,120 F1 · shares: Shares purchased by the Issuer pursuant to a Purchase Agreement, dated July 31, 2023, by and among the Issuer, the Reporting Person and Cambrian BioPharma Inc. This transaction, which was approved by the Board of Directors of the Issuer, is exempt pursuant to Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: These shares are held by Cambrian Biopharma Inc, a Delaware corporation ("Cambrian"). The Reporting Person is the Chief Executive Officer of Cambrian and in such capacity may direct the voting and disposition of the shares held by Cambrian, subject in certain instances to the approval of Cambrian's Board of Directors. Mr. Peyer disclaims beneficial ownership of such shares. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 21:03 UTC |
RINGO WILLIAM RDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,550 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001209191-23-042103 · doc4.xml · derivative · entry 2 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,550 Underlying: Common Stock · 14,550 shares Expires 2033-07-09 F2 · derivative.exercise_date: The shares subject to the option vest and become exercisable in 12 equal monthly installments over a one year period such that the option is fully vested on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date; provided that the option will in any case be fully vested on the date of the Company's next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 21:03 UTC |
RINGO WILLIAM RDirector
|
GrantCommon Stock | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042103 · doc4.xml · nonDerivative · entry 1 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,399 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in full on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 21:02 UTC |
RICKS THOMAS GDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,550 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001209191-23-042102 · doc4.xml · derivative · entry 3 RICKS THOMAS G · CIK 0001013023 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,550 Underlying: Common Stock · 14,550 shares Expires 2033-07-09 F3 · derivative.exercise_date: The shares subject to the option vest and become exercisable in 12 equal monthly installments over a one year period such that the option is fully vested on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date; provided that the option will in any case be fully vested on the date of the Company's next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 21:02 UTC |
RICKS THOMAS GDirector
|
GrantCommon Stock | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042102 · doc4.xml · nonDerivative · entry 1 RICKS THOMAS G · CIK 0001013023 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,932 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in full on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 21:00 UTC |
Broder SamuelDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,550 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001209191-23-042101 · doc4.xml · derivative · entry 2 Broder Samuel · CIK 0001340543 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,550 Underlying: Common Stock · 14,550 shares Expires 2033-07-09 F2 · derivative.exercise_date: The shares subject to the option vest and become exercisable in 12 equal monthly installments over a one year period such that the option is fully vested on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date; provided that the option will in any case be fully vested on the date of the Company's next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 21:00 UTC |
Broder SamuelDirector
|
GrantCommon Stock | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042101 · doc4.xml · nonDerivative · entry 1 Broder Samuel · CIK 0001340543 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,932 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in full on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:50 UTC |
Humer KristianDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,550 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001209191-23-042098 · doc4.xml · derivative · entry 2 Humer Kristian · CIK 0001872280 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,550 Underlying: Common Stock · 14,550 shares Expires 2033-07-09 F2 · derivative.exercise_date: The shares subject to the option vest and become exercisable in 12 equal monthly installments over a one year period such that the option is fully vested on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date; provided that the option will in any case be fully vested on the date of the Company's next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:50 UTC |
Humer KristianDirector
|
GrantCommon Stock | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042098 · doc4.xml · nonDerivative · entry 1 Humer Kristian · CIK 0001872280 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,932 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in full on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:48 UTC |
English JessieDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,550 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001209191-23-042097 · doc4.xml · derivative · entry 2 English Jessie · CIK 0001854515 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,550 Underlying: Common Stock · 14,550 shares Expires 2033-07-09 F2 · derivative.exercise_date: The shares subject to the option vest and become exercisable in 12 equal monthly installments over a one year period such that the option is fully vested on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date; provided that the option will in any case be fully vested on the date of the Company's next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:48 UTC |
English JessieDirector
|
GrantCommon Stock | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042097 · doc4.xml · nonDerivative · entry 1 English Jessie · CIK 0001854515 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,932 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in full on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:46 UTC |
Vojta DeneenDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,550 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001209191-23-042096 · doc4.xml · derivative · entry 2 Vojta Deneen · CIK 0001843509 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,550 Underlying: Common Stock · 14,550 shares Expires 2033-07-09 F2 · derivative.exercise_date: The shares subject to the option vest and become exercisable in 12 equal monthly installments over a one year period such that the option is fully vested on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date; provided that the option will in any case be fully vested on the date of the Company's next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:46 UTC |
Vojta DeneenDirector
|
GrantCommon Stock | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042096 · doc4.xml · nonDerivative · entry 1 Vojta Deneen · CIK 0001843509 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,932 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in full on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:44 UTC |
Holmen BobDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,550 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001209191-23-042095 · doc4.xml · derivative · entry 2 Holmen Bob · CIK 0001843508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,550 Underlying: Common Stock · 14,550 shares Expires 2033-07-09 F2 · derivative.exercise_date: The shares subject to the option vest and become exercisable in 12 equal monthly installments over a one year period such that the option is fully vested on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date; provided that the option will in any case be fully vested on the date of the Company's next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:44 UTC |
Holmen BobDirector
|
GrantCommon Stock | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042095 · doc4.xml · nonDerivative · entry 1 Holmen Bob · CIK 0001843508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,598 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in full on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer through such vesting date. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:29 UTC |
Peyer JamesDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 14,550 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001209191-23-042079 · doc4.xml · derivative · entry 2 Peyer James · CIK 0001843594 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,550 Underlying: Common Stock · 14,550 shares Expires 2033-07-09 F3 · derivative.exercise_date: The shares subject to the option vest and become exercisable in 12 equal monthly installments over a one year period such that the option is fully vested on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date; provided that the option will in any case be fully vested on the date of the Company's next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through such vesting date. F2 · ownership.nature: These shares are held by Cambrian Biopharma Inc, a Delaware corporation ("Cambrian"). The Reporting Person is the Chief Executive Officer of Cambrian and in such capacity may direct the voting and disposition of the shares held by Cambrian, subject in certain instances to the approval of Cambrian's Board of Directors. Mr. Peyer disclaims beneficial ownership of such shares. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:29 UTC |
Peyer JamesDirector · 10% owner
|
GrantCommon Stock | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042079 · doc4.xml · nonDerivative · entry 1 Peyer James · CIK 0001843594 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,240,422 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in full on the first anniversary of the date of grant, or July 10, 2024, subject to the Reporting Person's continuous service with the Issuer through such vesting date. F2 · ownership.nature: These shares are held by Cambrian Biopharma Inc, a Delaware corporation ("Cambrian"). The Reporting Person is the Chief Executive Officer of Cambrian and in such capacity may direct the voting and disposition of the shares held by Cambrian, subject in certain instances to the approval of Cambrian's Board of Directors. Mr. Peyer disclaims beneficial ownership of such shares. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:27 UTC |
Cambrian BioPharma Inc10% owner
|
GrantStock Option (Right to Buy) · Derivative | 14,550 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001209191-23-042076 · doc4.xml · derivative · entry 2 Cambrian BioPharma Inc · CIK 0001797409 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,550 Underlying: Common Stock · 14,550 shares Expires 2033-07-09 F3 · derivative.exercise_date: The shares subject to the option vest and become exercisable in 12 equal monthly installments over a one year period such that the option is fully vested on the first anniversary of the date of grant, or July 10, 2024, subject to James Peyer's continuous service with the Issuer as of each such vesting date; provided that the option will in any case be fully vested on the date of the Company's next annual stockholder meeting, subject to James Peyer's continuous service with the Issuer through such vesting date. F2 · ownership.direct: These shares are held by Cambrian Biopharma, Inc., a Delaware corporation ("Cambrian"). The Chief Executive Officer of Cambrian, James Peyer, may direct the voting and disposition of the shares held by Cambrian, subject in certain instances to the approval of Cambrian's Board of Directors. Mr. Peyer disclaims beneficial ownership of such shares. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 20:27 UTC |
Cambrian BioPharma Inc10% owner
|
GrantCommon Stock | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042076 · doc4.xml · nonDerivative · entry 1 Cambrian BioPharma Inc · CIK 0001797409 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,240,422 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in full on the first anniversary of the date of grant, or July 10, 2024, subject to the James Peyer's continuous service with the Issuer through such vesting date. F2 · ownership.direct: These shares are held by Cambrian Biopharma, Inc., a Delaware corporation ("Cambrian"). The Chief Executive Officer of Cambrian, James Peyer, may direct the voting and disposition of the shares held by Cambrian, subject in certain instances to the approval of Cambrian's Board of Directors. Mr. Peyer disclaims beneficial ownership of such shares. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:03 UTC |
Apeiron Investment Group Ltd.10% owner
Angermayer Christian10% owner
Presight Sensei Co-Invest Fund, L.P.See Explanation of Responses
Presight Co-Invest Management, L.L.C.See Explanation of Responses
|
SaleCommon Stock | 955,738 | $1.58 | $1,510,066.04 |
DisclosureSEC source: 0000921895-23-001420 · form413506002_06022023.xml · nonDerivative · entry 2 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Presight Sensei Co-Invest Fund, L.P. Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities owned directly by Presight Co-Invest. As the general partner of Presight Co-Invest, Presight Co-Invest Management may be deemed to beneficially own the securities owned directly by Presight Co-Invest. As the sole member of Presight Co-Invest Management, Apeiron may be deemed to beneficially own the securities owned directly by Presight Co-Invest. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Presight Co-Invest. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:03 UTC |
Apeiron Investment Group Ltd.10% owner
Angermayer Christian10% owner
Presight Sensei Co-Invest Fund, L.P.See Explanation of Responses
Presight Co-Invest Management, L.L.C.See Explanation of Responses
|
SaleCommon Stock | 2,485,923 | $1.58 | $3,927,758.34 |
DisclosureSEC source: 0000921895-23-001420 · form413506002_06022023.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Apeiron Investment Group Ltd. Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 01:10 UTC |
Apeiron Investment Group Ltd.10% owner
Angermayer Christian10% owner
Presight Sensei Co-Invest Fund, L.P.See Explanation of Responses
Presight Co-Invest Management, L.L.C.See Explanation of Responses
|
PurchaseCommon Stock | 1,100 | $1.60 | $1,762.53 |
DisclosureSEC source: 0000921895-23-000615 · form413506002_02272023.xml · nonDerivative · entry 2 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Investment Group Ltd. Disclosed balance after: 2,485,923 F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 01:10 UTC |
Apeiron Investment Group Ltd.10% owner
Angermayer Christian10% owner
Presight Sensei Co-Invest Fund, L.P.See Explanation of Responses
Presight Co-Invest Management, L.L.C.See Explanation of Responses
|
PurchaseCommon Stock | 1,100 | $1.62 | $1,776.50 |
DisclosureSEC source: 0000921895-23-000615 · form413506002_02272023.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Investment Group Ltd. Disclosed balance after: 2,484,823 F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:01 UTC |
van der Horst EdwardChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001209191-23-010736 · doc4.xml · derivative · entry 3 van der Horst Edward · CIK 0001957499 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-02-14 F3 · derivative.exercise_date: The option shall vest over a period of four years as follows: 25% of the total number of shares subject to the option shall vest on February 15, 2024, and the remainder will vest 1/48th of total number of shares subject to the option monthly thereafter over the remaining three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:01 UTC |
van der Horst EdwardChief Scientific Officer
|
GrantCommon Stock | 17,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010736 · doc4.xml · nonDerivative · entry 2 van der Horst Edward · CIK 0001957499 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,438 F2 · shares: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in four equal annual installments on each of February 15, 2024, February 15, 2025, February 15, 2026 and February 15, 2027, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:01 UTC |
van der Horst EdwardChief Scientific Officer
|
GrantCommon Stock | 23,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010736 · doc4.xml · nonDerivative · entry 1 van der Horst Edward · CIK 0001957499 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,738 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs are fully vested. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:01 UTC |
Gallagher Patrick StephenChief Business Officer
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001209191-23-010734 · doc4.xml · derivative · entry 3 Gallagher Patrick Stephen · CIK 0001932215 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2023-02-14 F3 · derivative.exercise_date: The option shall vest over a period of four years as follows: 25% of the total number of shares subject to the option shall vest on February 15, 2024, and the remainder will vest 1/48th of total number of shares subject to the option monthly thereafter over the remaining three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:01 UTC |
Gallagher Patrick StephenChief Business Officer
|
GrantCommon Stock | 14,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010734 · doc4.xml · nonDerivative · entry 2 Gallagher Patrick Stephen · CIK 0001932215 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,515 F2 · shares: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in four equal annual installments on each of February 15, 2024, February 15, 2025, February 15, 2026 and February 15, 2027, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:01 UTC |
Gallagher Patrick StephenChief Business Officer
|
GrantCommon Stock | 29,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010734 · doc4.xml · nonDerivative · entry 1 Gallagher Patrick Stephen · CIK 0001932215 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,313 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs are fully vested. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:01 UTC |
Colgan ErinChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001209191-23-010735 · doc4.xml · derivative · entry 3 Colgan Erin · CIK 0001843563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2033-02-14 F3 · derivative.exercise_date: The option shall vest over a period of four years as follows: 25% of the total number of shares subject to the option shall vest on February 15, 2024, and the remainder will vest 1/48th of total number of shares subject to the option monthly thereafter over the remaining three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:01 UTC |
Colgan ErinChief Financial Officer
|
GrantCommon Stock | 21,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010735 · doc4.xml · nonDerivative · entry 2 Colgan Erin · CIK 0001843563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,032 F2 · shares: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in four equal annual installments on each of February 15, 2024, February 15, 2025, February 15, 2026 and February 15, 2027, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:01 UTC |
Colgan ErinChief Financial Officer
|
GrantCommon Stock | 30,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010735 · doc4.xml · nonDerivative · entry 1 Colgan Erin · CIK 0001843563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,732 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs are fully vested. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:00 UTC |
Celebi JohnDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001209191-23-010731 · doc4.xml · derivative · entry 3 Celebi John · CIK 0001843539 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2033-02-14 F3 · derivative.exercise_date: The option shall vest over a period of four years as follows: 25% of the total number of shares subject to the option shall vest on February 15, 2024, and the remainder will vest 1/48th of total number of shares subject to the option monthly thereafter over the remaining three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:00 UTC |
Celebi JohnDirector · President and CEO
|
GrantCommon Stock | 21,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010731 · doc4.xml · nonDerivative · entry 2 Celebi John · CIK 0001843539 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,307 F2 · shares: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in four equal annual installments on each of February 15, 2024, February 15, 2025, February 15, 2026 and February 15, 2027, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:00 UTC |
Celebi JohnDirector · President and CEO
|
GrantCommon Stock | 51,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010731 · doc4.xml · nonDerivative · entry 1 Celebi John · CIK 0001843539 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,007 F1 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs are fully vested. Read SEC document |
| February 15, 2023 Filed Mar 29, 2023 21:17 UTC Amendment |
Colgan ErinChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001209191-23-021542 · doc4a.xml · derivative · entry 3 Colgan Erin · CIK 0001843563 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2033-02-14 F5 · derivative.exercise_date: The option shall vest over a period of four years as follows: 25% of the total number of shares subject to the option shall vest on February 15, 2024, and the remainder will vest 1/48th of total number of shares subject to the option monthly thereafter over the remaining three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2023 Filed Mar 29, 2023 21:17 UTC Amendment |
Colgan ErinChief Financial Officer
|
GrantCommon Stock | 21,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021542 · doc4a.xml · nonDerivative · entry 2 Colgan Erin · CIK 0001843563 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,032 F4 · shares: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in four equal annual installments on each of February 15, 2024, February 15, 2025, February 15, 2026 and February 15, 2027, subject to the Reporting Person's continuous service with the Issuer as of each such date. F1 · balance_after: This amendment is being filed solely to correct the number of shares beneficially owned. Due to administrative error the original filing did not include shares purchased under the Issuer's Employee Stock Purchase Plan ("ESPP"). F3 · balance_after: Share balance includes stock purchased under the ESPP not previously reported. Read SEC document |
| February 15, 2023 Filed Mar 29, 2023 21:17 UTC Amendment |
Colgan ErinChief Financial Officer
|
GrantCommon Stock | 30,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021542 · doc4a.xml · nonDerivative · entry 1 Colgan Erin · CIK 0001843563 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,732 F1 · security: This amendment is being filed solely to correct the number of shares beneficially owned. Due to administrative error the original filing did not include shares purchased under the Issuer's Employee Stock Purchase Plan ("ESPP"). F2 · shares: These shares represent restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs are fully vested. F1 · balance_after: This amendment is being filed solely to correct the number of shares beneficially owned. Due to administrative error the original filing did not include shares purchased under the Issuer's Employee Stock Purchase Plan ("ESPP"). F3 · balance_after: Share balance includes stock purchased under the ESPP not previously reported. Read SEC document |
| February 15, 2023 Filed Mar 29, 2023 21:16 UTC Amendment |
Celebi JohnDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001209191-23-021541 · doc4a.xml · derivative · entry 3 Celebi John · CIK 0001843539 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2033-02-14 F5 · derivative.exercise_date: The option shall vest over a period of four years as follows: 25% of the total number of shares subject to the option shall vest on February 15, 2024, and the remainder will vest 1/48th of total number of shares subject to the option monthly thereafter over the remaining three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| February 15, 2023 Filed Mar 29, 2023 21:16 UTC Amendment |
Celebi JohnDirector · President and CEO
|
GrantCommon Stock | 21,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021541 · doc4a.xml · nonDerivative · entry 2 Celebi John · CIK 0001843539 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,303 F4 · shares: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest in four equal annual installments on each of February 15, 2024, February 15, 2025, February 15, 2026 and February 15, 2027, subject to the Reporting Person's continuous service with the Issuer as of each such date. F1 · balance_after: This amendment is being filed solely to correct the number of shares beneficially owned. Due to administrative error the original filing did not include shares purchased under the Issuer's Employee Stock Purchase Plan ("ESPP"). F3 · balance_after: Share balance includes stock purchased under the ESPP not previously reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.