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Nasdaq · USD

FTAI

FTAI Aviation Ltd.

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799
SEC CIK
0001590364
Parsed reports
178

Last 12 months

Inside the activity.

5 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2022 Filed Mar 18, 2022 20:16 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $25.50 $0.00
Disclosure

SEC source: 0001209191-22-020016 · doc4.xml · derivative · entry 2

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock, par value $0.01 per share · 120,000 shares

Expires 2031-09-14

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:16 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
GrantStock Option (right to buy) · Derivative 35,593 $0.00 Strike: $29.50 $0.00
Disclosure

SEC source: 0001209191-22-020016 · doc4.xml · derivative · entry 1

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,593

Underlying: Common Stock, par value $0.01 per share · 35,593 shares

Expires 2031-03-25

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

Read SEC document
February 28, 2022 Filed Mar 4, 2025 21:17 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
GrantOrdinary Shares 9,161 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032062 · ownership.xml · nonDerivative · entry 1

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,852

F1 · shares: Reflects a grant of restricted stock units that vest in three equal annual installments beginning on February 28, 2026, subject to the reporting person's continued employment on each vesting date.

Read SEC document
January 04, 2022 Filed Jan 4, 2022 21:16 UTC GrantCommon Shares 2,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000701 · doc4.xml · nonDerivative · entry 1

TUCHMAN MARTIN · CIK 0000939713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,541

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $27.68 on January 3, 2022.

Read SEC document
January 04, 2022 Filed Jan 4, 2022 21:17 UTC GrantCommon Shares 2,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000711 · doc4.xml · nonDerivative · entry 1

ROBINSON RAY M · CIK 0001183382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,947

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $27.68 on January 3, 2022.

Read SEC document
January 04, 2022 Filed Jan 4, 2022 21:18 UTC GrantCommon Shares 2,891 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000718 · doc4.xml · nonDerivative · entry 1

GOODWIN PAUL R · CIK 0001203254 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 104,296

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $27.68 on January 3, 2022.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 20:19 UTC PurchaseCommon Shares 100,000 $25.50 $2,550,000.00
Disclosure

SEC source: 0001140361-21-031224 · form4.xml · nonDerivative · entry 1

TUCHMAN MARTIN · CIK 0000939713 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 177,500

F1 · kind: Common shares, representing limited liability company interests, purchased in connection with the Issuer's public offering of common shares.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 20:18 UTC PurchaseCommon Shares 6,000 $25.50 $153,000.00
Disclosure

SEC source: 0001140361-21-031223 · form4.xml · nonDerivative · entry 1

ROBINSON RAY M · CIK 0001183382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,237

F1 · kind: Common shares, representing limited liability company interests, purchased in connection with the Issuer's public offering of common shares.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 20:17 UTC PurchaseCommon Shares 2,000 $25.50 $51,000.00
Disclosure

SEC source: 0001140361-21-031222 · form4.xml · nonDerivative · entry 1

GOODWIN PAUL R · CIK 0001203254 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 101,405

F1 · kind: Common shares, representing limited liability company interests, purchased in connection with the Issuer's public offering of common shares.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 16:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,634 $0.00 Strike: $15.83 $0.00
Disclosure

SEC source: 0001209191-21-053116 · doc4.xml · derivative · entry 5

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,634 shares

Expires 2028-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footenote 3)

F3 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 16:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 70,000 $0.00 Strike: $18.65 $0.00
Disclosure

SEC source: 0001209191-21-053116 · doc4.xml · derivative · entry 4

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 70,000 shares

Expires 2028-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footenote 3)

F3 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 16:15 UTC Tax withholdingCommon Shares 55,330 $27.21 $1,505,529.30
Disclosure

SEC source: 0001209191-21-053116 · doc4.xml · nonDerivative · entry 3

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,270

F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated options.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 16:15 UTC Exercise / conversionCommon Shares 12,634 $15.83 $199,996.22
Disclosure

SEC source: 0001209191-21-053116 · doc4.xml · nonDerivative · entry 2

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 16:15 UTC Exercise / conversionCommon Shares 70,000 $18.65 $1,305,500.00
Disclosure

SEC source: 0001209191-21-053116 · doc4.xml · nonDerivative · entry 1

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:15 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionStock Option (right to buy) · Derivative 12,634 $0.00 Strike: $15.83 $0.00
Disclosure

SEC source: 0001209191-21-050395 · doc4.xml · derivative · entry 5

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,634 shares

Expires 2028-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footenote 3)

F3 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:15 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionStock Option (right to buy) · Derivative 70,000 $0.00 Strike: $18.65 $0.00
Disclosure

SEC source: 0001209191-21-050395 · doc4.xml · derivative · entry 4

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 70,000 shares

Expires 2028-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footenote 3)

F3 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:15 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Tax withholdingCommon Shares 54,846 $27.45 $1,505,522.70
Disclosure

SEC source: 0001209191-21-050395 · doc4.xml · nonDerivative · entry 3

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,616

F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated options.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:15 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionCommon Shares 12,634 $15.83 $199,996.22
Disclosure

SEC source: 0001209191-21-050395 · doc4.xml · nonDerivative · entry 2

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:15 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionCommon Shares 70,000 $18.65 $1,305,500.00
Disclosure

SEC source: 0001209191-21-050395 · doc4.xml · nonDerivative · entry 1

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:40 UTC GrantCommon Shares 2,597 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038627 · doc4.xml · nonDerivative · entry 1

TUCHMAN MARTIN · CIK 0000939713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,831

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $28.89 on June 4, 2021.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:44 UTC GrantCommon Shares 2,597 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038640 · doc4.xml · nonDerivative · entry 1

ROBINSON RAY M · CIK 0001183382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,237

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $28.89 on June 4, 2021.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 16:42 UTC GrantCommon Shares 2,597 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038637 · doc4.xml · nonDerivative · entry 1

LEVISON A ANDREW · CIK 0001222838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $28.89 on June 4, 2021.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:41 UTC GrantCommon Shares 2,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038631 · doc4.xml · nonDerivative · entry 1

GOODWIN PAUL R · CIK 0001203254 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 99,405

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $28.89 on June 4, 2021.

Read SEC document
March 25, 2021 Filed Mar 25, 2021 20:15 UTC PurchaseSeries C Preferred Shares 800,000 $25.00 $20,000,000.00
Disclosure

SEC source: 0001209191-21-022989 · doc4.xml · nonDerivative · entry 1

TUCHMAN MARTIN · CIK 0000939713 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 800,000

F1 · price: Series C preferred shares were purchased in connection with the Issuer's public offering of Series C preferred shares.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 4,182 $0.00 Strike: $16.03 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 28

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,182

Underlying: Common Stock, par value $0.01 per share · 4,182 shares

Expires 2030-09-01

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 181 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 27

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181

Underlying: Common Stock, par value $0.01 per share · 181 shares

Expires 2030-08-31

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 548 $0.00 Strike: $16.10 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 26

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548

Underlying: Common Stock, par value $0.01 per share · 548 shares

Expires 2030-08-28

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 941 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 25

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941

Underlying: Common Stock, par value $0.01 per share · 941 shares

Expires 2030-08-27

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 230 $0.00 Strike: $16.92 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 24

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230

Underlying: Common Stock, par value $0.01 per share · 230 shares

Expires 2030-08-26

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 117 $0.00 Strike: $16.59 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 23

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117

Underlying: Common Stock, par value $0.01 per share · 117 shares

Expires 2030-08-25

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 183 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 22

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183

Underlying: Common Stock, par value $0.01 per share · 183 shares

Expires 2030-08-21

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 369 $0.00 Strike: $16.63 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 21

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369

Underlying: Common Stock, par value $0.01 per share · 369 shares

Expires 2030-08-20

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 364 $0.00 Strike: $16.77 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 20

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Common Stock, par value $0.01 per share · 364 shares

Expires 2030-08-19

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 176 $0.00 Strike: $17.27 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 19

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

Underlying: Common Stock, par value $0.01 per share · 176 shares

Expires 2030-08-18

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 298 $0.00 Strike: $16.98 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 18

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

Underlying: Common Stock, par value $0.01 per share · 298 shares

Expires 2030-08-17

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 178 $0.00 Strike: $17.06 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 17

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178

Underlying: Common Stock, par value $0.01 per share · 178 shares

Expires 2030-08-14

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 358 $0.00 Strike: $16.95 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 16

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock, par value $0.01 per share · 358 shares

Expires 2030-08-13

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 816 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 15

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816

Underlying: Common Stock, par value $0.01 per share · 816 shares

Expires 2030-08-12

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 870 $0.00 Strike: $16.90 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 14

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870

Underlying: Common Stock, par value $0.01 per share · 870 shares

Expires 2030-08-11

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 696 $0.00 Strike: $16.83 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 13

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696

Underlying: Common Stock, par value $0.01 per share · 696 shares

Expires 2030-08-10

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 248 $0.00 Strike: $15.72 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 12

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248

Underlying: Common Stock, par value $0.01 per share · 248 shares

Expires 2030-08-07

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 259 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 11

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259

Underlying: Common Stock, par value $0.01 per share · 259 shares

Expires 2030-08-06

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 195 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 10

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock, par value $0.01 per share · 195 shares

Expires 2030-08-05

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 63 $0.00 Strike: $15.10 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 9

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63

Underlying: Common Stock, par value $0.01 per share · 63 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 198 $0.00 Strike: $14.86 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 8

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198

Underlying: Common Stock, par value $0.01 per share · 198 shares

Expires 2030-07-31

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 68 $0.00 Strike: $14.49 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 7

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68

Underlying: Common Stock, par value $0.01 per share · 68 shares

Expires 2030-07-30

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 950 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 6

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950

Underlying: Common Stock, par value $0.01 per share · 950 shares

Expires 2030-07-29

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 69 $0.00 Strike: $13.27 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 5

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock, par value $0.01 per share · 69 shares

Expires 2030-07-14

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 71 $0.00 Strike: $12.94 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 4

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71

Underlying: Common Stock, par value $0.01 per share · 71 shares

Expires 2030-07-13

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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March 16, 2021 Filed Mar 17, 2021 16:19 UTC GrantStock Option (right to buy) · Derivative 71 $0.00 Strike: $12.94 $0.00
Disclosure

SEC source: 0001209191-21-021325 · doc4.xml · derivative · entry 3

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71

Underlying: Common Stock, par value $0.01 per share · 71 shares

Expires 2030-07-08

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.