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Nasdaq · USD

FTAI

FTAI Aviation Ltd.

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Tapewire entity
799
SEC CIK
0001590364
Parsed reports
178

Last 12 months

Inside the activity.

5 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2024 Filed May 30, 2024 20:30 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
PurchaseOrdinary Shares 59,000 $82.00 $4,838,000.00
Disclosure

SEC source: 0000950170-24-066676 · ownership.xml · nonDerivative · entry 1

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,382

F1 · shares: Reflects ordinary shares purchased by the reporting person in an underwritten public offering by the issuer that closed on May 30, 2024.

Read SEC document
May 28, 2024 Filed May 28, 2024 11:48 UTC
Nam EunChief Financial Officer
GrantOrdinary Shares 6,224 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-064889 · ownership.xml · nonDerivative · entry 1

Nam Eun · CIK 0001670483 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,724

F1 · shares: Reflects a grant of restricted stock units that vest in three equal annual installments beginning on May 28, 2025, subject to the reporting person's continued employment on each vesting date.

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May 28, 2024 Filed May 28, 2024 11:47 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
GrantOrdinary Shares 58,498 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-064888 · ownership.xml · nonDerivative · entry 1

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,382

F1 · shares: Reflects a grant of restricted stock units that vest upon satisfaction of the following conditions: (x) time-based vesting conditions which shall be satisfied in three equal annual installments beginning on May 28, 2025, subject to the reporting person's continued employment on each vesting date, (y) the reporting person completing the open market purchase of 58,498 Ordinary Shares within 90 days following the grant date, and (z) the reporting person continuing to hold those 58,498 corresponding shares of purchased stock on each vesting date.

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February 28, 2024 Filed Feb 28, 2024 16:19 UTC GrantStock Option (right to buy) · Derivative 24,895 $0.00 Strike: $26.11 $0.00
Disclosure

SEC source: 0001672945-24-000002 · wk-form4_1709155151.xml · derivative · entry 1

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,895

Underlying: Ordinary Shares · 24,895 shares

Expires 2033-03-15

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 21:17 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
GrantStock Option (right to buy) · Derivative 24,895 $0.00 Strike: $26.11 $0.00
Disclosure

SEC source: 0001371020-24-000002 · wk-form4_1709155048.xml · derivative · entry 1

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,895

Underlying: Ordinary Shares · 24,895 shares

Expires 2033-03-15

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
December 20, 2023 Filed Dec 20, 2023 21:17 UTC GrantOrdinary Shares 1,930 $0.00 $0.00
Disclosure

SEC source: 0000939713-23-000002 · wk-form4_1703107045.xml · nonDerivative · entry 1

TUCHMAN MARTIN · CIK 0000939713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,334

F1 · price: Shares were issued to director as compensation for services provided to the Issuer in accordance with Issuer's Non-qualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $45.36 on December 19, 2023.

Read SEC document
December 20, 2023 Filed Dec 20, 2023 21:22 UTC GrantOrdinary Shares 2,040 $0.00 $0.00
Disclosure

SEC source: 0001203254-23-000004 · wk-form4_1703107369.xml · nonDerivative · entry 1

GOODWIN PAUL R · CIK 0001203254 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 117,274

F1 · price: Shares were issued to director as compensation for services provided to the Issuer in accordance with Issuer's Non-qualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $45.36 on December 19, 2023.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:18 UTC GrantOrdinary Shares 1,930 $0.00 $0.00
Disclosure

SEC source: 0001183382-23-000006 · wk-form4_1703193487.xml · nonDerivative · entry 1

ROBINSON RAY M · CIK 0001183382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,773

F1 · price: Shares were issued to director as compensation for services provided to the Issuer in accordance with Issuer's Non-qualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $45.36 on December 19, 2023.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 16:16 UTC GrantOrdinary Shares 1,930 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-059161 · form4.xml · nonDerivative · entry 1

LEVISON A ANDREW · CIK 0001222838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,494

F1 · price: Shares were issued to director as compensation for services provided to the Issuer in accordance with Issuer's Non-qualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $45.36 on December 19, 2023.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 07:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 11,272 $0.00 Strike: $14.24 $0.00
Disclosure

SEC source: 0001672945-23-000004 · wk-form4_1692875844.xml · derivative · entry 5

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,272 shares

Expires 2029-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-monthperiod (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3)

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 07:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,727 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001672945-23-000004 · wk-form4_1692875844.xml · derivative · entry 4

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,727 shares

Expires 2029-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-monthperiod (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3)

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 07:17 UTC Tax withholdingOrdinary Shares 5,142 $35.49 $182,489.58
Disclosure

SEC source: 0001672945-23-000004 · wk-form4_1692875844.xml · nonDerivative · entry 3

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,640

F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated options.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 07:17 UTC Exercise / conversionOrdinary Shares 11,272 $14.24 $160,513.28
Disclosure

SEC source: 0001672945-23-000004 · wk-form4_1692875844.xml · nonDerivative · entry 2

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 07:17 UTC Exercise / conversionOrdinary Shares 1,727 $12.34 $21,311.18
Disclosure

SEC source: 0001672945-23-000004 · wk-form4_1692875844.xml · nonDerivative · entry 1

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 11:23 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionStock Option (right to buy) · Derivative 11,272 $0.00 Strike: $14.24 $0.00
Disclosure

SEC source: 0001371020-23-000004 · wk-form4_1692876228.xml · derivative · entry 4

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,272 shares

Expires 2029-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F2 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3)

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 11:23 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionStock Option (right to buy) · Derivative 1,727 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001371020-23-000004 · wk-form4_1692876228.xml · derivative · entry 3

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,727 shares

Expires 2029-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F2 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3)

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 11:23 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionOrdinary Shares 11,272 $14.24 $160,513.28
Disclosure

SEC source: 0001371020-23-000004 · wk-form4_1692876228.xml · nonDerivative · entry 2

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 11:23 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionOrdinary Shares 1,727 $12.34 $21,311.18
Disclosure

SEC source: 0001371020-23-000004 · wk-form4_1692876228.xml · nonDerivative · entry 1

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 20:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $14.77 $0.00
Disclosure

SEC source: 0001140361-23-037623 · form4.xml · derivative · entry 3

GOODWIN PAUL R · CIK 0001203254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2025-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-officer Director Stock Options were granted pursuant to the issuer's Nonqualified Stock Option and Incentive Award Plan (the "Plan"). Such options are fully vested in accordance with the terms of the Plan.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 20:15 UTC Tax withholdingCommon Stock 2,293 $32.21 $73,857.53
Disclosure

SEC source: 0001140361-23-037623 · form4.xml · nonDerivative · entry 2

GOODWIN PAUL R · CIK 0001203254 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 115,234

F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated option.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 20:15 UTC Exercise / conversionCommon Stock 5,000 $14.77 $73,850.00
Disclosure

SEC source: 0001140361-23-037623 · form4.xml · nonDerivative · entry 1

GOODWIN PAUL R · CIK 0001203254 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 117,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2023 Filed May 30, 2023 20:19 UTC GrantOrdinary Shares 3,146 $27.82 $87,521.72
Disclosure

SEC source: 0001590364-23-000020 · wk-form4_1685477983.xml · nonDerivative · entry 1

TUCHMAN MARTIN · CIK 0000939713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,404

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $27.82 on May 25, 2023.

Read SEC document
May 26, 2023 Filed May 30, 2023 20:16 UTC GrantOrdinary Shares 3,146 $27.82 $87,521.72
Disclosure

SEC source: 0001590364-23-000019 · wk-form4_1685477786.xml · nonDerivative · entry 1

ROBINSON RAY M · CIK 0001183382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,843

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $27.82 on May 25, 2023.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $17.39 $0.00
Disclosure

SEC source: 0001590364-23-000016 · wk-form4_1684354634.xml · derivative · entry 3

HANNAWAY JUDITH A · CIK 0001255222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2028-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-officer Director Stock Options were granted pursuant to the issuer's Nonqualified Stock Option and Incentive Award Plan (the "Plan"). Such options are fully vested in accordance with the terms of the Plan.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:17 UTC Tax withholdingCommon Stock 3,032 $28.68 $86,957.76
Disclosure

SEC source: 0001590364-23-000016 · wk-form4_1684354634.xml · nonDerivative · entry 2

HANNAWAY JUDITH A · CIK 0001255222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,968

F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated options.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:17 UTC Exercise / conversionCommon Stock 5,000 $17.39 $86,950.00
Disclosure

SEC source: 0001590364-23-000016 · wk-form4_1684354634.xml · nonDerivative · entry 1

HANNAWAY JUDITH A · CIK 0001255222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 15, 2023 20:17 UTC PurchaseSeries D Preferred Shares 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001209191-23-018895 · doc4.xml · nonDerivative · entry 1

TUCHMAN MARTIN · CIK 0000939713 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 40,000

Read SEC document
January 04, 2023 Filed Jan 5, 2023 22:05 UTC GrantCommon Stock 3,967 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001939 · doc4.xml · nonDerivative · entry 1

TUCHMAN MARTIN · CIK 0000939713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,258

F1 · price: Shares of common stock were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $18.91 on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 17:02 UTC GrantCommon Stock 3,967 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001937 · doc4.xml · nonDerivative · entry 1

LEVISON A ANDREW · CIK 0001222838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,564

F1 · price: Shares of common stock were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $18.91 on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 22:00 UTC GrantCommon Stock 4,231 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001923 · doc4.xml · nonDerivative · entry 1

GOODWIN PAUL R · CIK 0001203254 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 112,527

F1 · price: Shares of common stock were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $18.91 on January 4, 2023.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 00:47 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
PurchaseCommon Stock 25,000 $18.00 $450,000.00
Disclosure

SEC source: 0001209191-22-056276 · doc4.xml · nonDerivative · entry 3

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 187,616

F1 · kind: Shares were purchased in the open market.

F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $17.745 to $18.06. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 16:21 UTC Exercise / conversionStock Option (right to buy) · Derivative 68,698 $0.00 Strike: $14.56 $0.00
Disclosure

SEC source: 0001209191-22-055282 · doc4.xml · derivative · entry 5

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 68,698 shares

Expires 2029-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footenote 3)

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

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November 01, 2022 Filed Nov 2, 2022 16:21 UTC Exercise / conversionStock Option (right to buy) · Derivative 57,538 $0.00 Strike: $13.04 $0.00
Disclosure

SEC source: 0001209191-22-055282 · doc4.xml · derivative · entry 4

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 57,538 shares

Expires 2029-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footenote 3)

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

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November 01, 2022 Filed Nov 2, 2022 16:21 UTC Tax withholdingCommon Shares 100,723 $17.38 $1,750,565.74
Disclosure

SEC source: 0001209191-22-055282 · doc4.xml · nonDerivative · entry 3

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,783

F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated options.

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November 01, 2022 Filed Nov 2, 2022 16:21 UTC Exercise / conversionCommon Shares 68,698 $14.56 $1,000,242.88
Disclosure

SEC source: 0001209191-22-055282 · doc4.xml · nonDerivative · entry 2

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 16:21 UTC Exercise / conversionCommon Shares 57,538 $13.04 $750,295.52
Disclosure

SEC source: 0001209191-22-055282 · doc4.xml · nonDerivative · entry 1

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:17 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionStock Option (right to buy) · Derivative 68,698 $0.00 Strike: $14.56 $0.00
Disclosure

SEC source: 0001209191-22-055279 · doc4.xml · derivative · entry 5

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 68,698 shares

Expires 2029-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footenote 3)

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

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November 01, 2022 Filed Nov 2, 2022 20:17 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionStock Option (right to buy) · Derivative 57,538 $0.00 Strike: $13.04 $0.00
Disclosure

SEC source: 0001209191-22-055279 · doc4.xml · derivative · entry 4

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 57,538 shares

Expires 2029-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footenote 3)

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:17 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Tax withholdingCommon Shares 99,351 $17.62 $1,750,564.62
Disclosure

SEC source: 0001209191-22-055279 · doc4.xml · nonDerivative · entry 3

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,501

F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated options.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:17 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionCommon Shares 68,698 $14.56 $1,000,242.88
Disclosure

SEC source: 0001209191-22-055279 · doc4.xml · nonDerivative · entry 2

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:17 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
Exercise / conversionCommon Shares 57,538 $13.04 $750,295.52
Disclosure

SEC source: 0001209191-22-055279 · doc4.xml · nonDerivative · entry 1

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2022 Filed Nov 10, 2022 00:47 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
GiftCommon Stock 162,616 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056276 · doc4.xml · nonDerivative · entry 2

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 162,616

Read SEC document
July 05, 2022 Filed Nov 10, 2022 00:47 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
GiftCommon Stock 162,616 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056276 · doc4.xml · nonDerivative · entry 1

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,885

Read SEC document
May 27, 2022 Filed Jun 1, 2022 20:20 UTC GrantCommon Shares 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033155 · doc4.xml · nonDerivative · entry 1

TUCHMAN MARTIN · CIK 0000939713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,291

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $20.00 on May 27, 2022.

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May 27, 2022 Filed Jun 1, 2022 20:21 UTC GrantCommon Shares 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033157 · doc4.xml · nonDerivative · entry 1

ROBINSON RAY M · CIK 0001183382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,697

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $20.00 on May 27, 2022.

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May 27, 2022 Filed Jun 1, 2022 20:19 UTC GrantCommon Shares 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033153 · doc4.xml · nonDerivative · entry 1

GOODWIN PAUL R · CIK 0001203254 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 108,296

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Nonqualified Stock Option and Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing share price was $20.00 on May 27, 2022.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 16:15 UTC GrantStock Option (right to buy) · Derivative 12,838 $0.00 Strike: $25.50 $0.00
Disclosure

SEC source: 0001209191-22-020013 · doc4.xml · derivative · entry 3

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,838

Underlying: Common Stock, par value $0.01 per share · 12,838 shares

Expires 2031-10-12

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 16:15 UTC GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $25.50 $0.00
Disclosure

SEC source: 0001209191-22-020013 · doc4.xml · derivative · entry 2

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock, par value $0.01 per share · 120,000 shares

Expires 2031-09-14

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 16:15 UTC GrantStock Option (right to buy) · Derivative 35,593 $0.00 Strike: $29.50 $0.00
Disclosure

SEC source: 0001209191-22-020013 · doc4.xml · derivative · entry 1

Nicholson Kenneth J. · CIK 0001672945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,593

Underlying: Common Stock, par value $0.01 per share · 35,593 shares

Expires 2031-03-25

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:16 UTC
Adams Joseph P. Jr.Director · CEO and Chairman
GrantStock Option (right to buy) · Derivative 12,838 $0.00 Strike: $25.50 $0.00
Disclosure

SEC source: 0001209191-22-020016 · doc4.xml · derivative · entry 3

Adams Joseph P. Jr. · CIK 0001371020 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,838

Underlying: Common Stock, par value $0.01 per share · 12,838 shares

Expires 2031-10-12

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.