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Nasdaq · USD

FSLY

Fastly, Inc.

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785
SEC CIK
0001517413
Parsed reports
705

Last 12 months

Inside the activity.

0 purchase rows · 173 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 202509
Jan 202607
Feb 2026024
Mar 2026028
Apr 202604
May 2026014
Jun 202608
Jul 202604
Aug 2026021
Sep 2026036
Oct 202604

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2020 Filed May 20, 2020 21:20 UTC
Wright KellyDirector
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000106 · wf-form4_159000961408175.xml · nonDerivative · entry 1

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:24 UTC
Lares Adriel GChief Financial Officer
ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000104 · wf-form4_158992346273403.xml · derivative · entry 7

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F7 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:24 UTC
Lares Adriel GChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 4,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001517413-20-000104 · wf-form4_158992346273403.xml · derivative · entry 6

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F7 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:24 UTC
Lares Adriel GChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001517413-20-000104 · wf-form4_158992346273403.xml · derivative · entry 5

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,248

Underlying: Class B Common Stock · 4,000 shares

Expires 2026-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option vested and became exercisable as to 25% of the shares subject to the option on May 16, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the reporting person on each vesting date.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:24 UTC
Lares Adriel GChief Financial Officer
SaleClass A Common Stock 2,020 $39.07 $78,921.40
Disclosure

SEC source: 0001517413-20-000104 · wf-form4_158992346273403.xml · nonDerivative · entry 4

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,040

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.79 to $39.42, inclusive.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:24 UTC
Lares Adriel GChief Financial Officer
SaleClass A Common Stock 1,780 $38.27 $68,120.60
Disclosure

SEC source: 0001517413-20-000104 · wf-form4_158992346273403.xml · nonDerivative · entry 3

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,060

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.79 to $38.78, inclusive.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:24 UTC
Lares Adriel GChief Financial Officer
SaleClass A Common Stock 200 $36.86 $7,372.00
Disclosure

SEC source: 0001517413-20-000104 · wf-form4_158992346273403.xml · nonDerivative · entry 2

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,840

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.76 to $36.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:24 UTC
Lares Adriel GChief Financial Officer
ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000104 · wf-form4_158992346273403.xml · nonDerivative · entry 1

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:24 UTC
Bixby JoshuaDirector · CEO
ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000103 · wf-form4_158992344152278.xml · derivative · entry 11

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,065

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:24 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionClass B Common Stock · Derivative 10,000 $0.00 Strike: $3.14 $0.00
Disclosure

SEC source: 0001517413-20-000103 · wf-form4_158992344152278.xml · derivative · entry 10

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,065

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:24 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.14 $0.00
Disclosure

SEC source: 0001517413-20-000103 · wf-form4_158992344152278.xml · derivative · entry 9

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class B Common Stock · 10,000 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 1/48th of the stock option vested and became exercisable on August 1, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:24 UTC
Bixby JoshuaDirector · CEO
SaleClass A Common Stock 4,906 $39.08 $191,726.48
Disclosure

SEC source: 0001517413-20-000103 · wf-form4_158992344152278.xml · nonDerivative · entry 4

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,277

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.78 to $39.49, inclusive.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:24 UTC
Bixby JoshuaDirector · CEO
SaleClass A Common Stock 4,494 $38.26 $171,940.44
Disclosure

SEC source: 0001517413-20-000103 · wf-form4_158992344152278.xml · nonDerivative · entry 3

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,183

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.78 to $38.72, inclusive.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:24 UTC
Bixby JoshuaDirector · CEO
SaleClass A Common Stock 600 $37.26 $22,356.00
Disclosure

SEC source: 0001517413-20-000103 · wf-form4_158992344152278.xml · nonDerivative · entry 2

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,677

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.76 to $37.74. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (7) of this Form 4.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:24 UTC
Bixby JoshuaDirector · CEO
ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000103 · wf-form4_158992344152278.xml · nonDerivative · entry 1

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:03 UTC
Maasberg WolfgangEVP of Sales
ConversionClass B Common Stock · Derivative 352,598 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028466 · doc4.xml · derivative · entry 9

Maasberg Wolfgang · CIK 0001499654 · EVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 352,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:03 UTC
Maasberg WolfgangEVP of Sales
Exercise / conversionClass B Common Stock · Derivative 352,598 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001209191-20-028466 · doc4.xml · derivative · entry 8

Maasberg Wolfgang · CIK 0001499654 · EVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,598

Underlying: Class A Common Stock · 352,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:03 UTC
Maasberg WolfgangEVP of Sales
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 352,598 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001209191-20-028466 · doc4.xml · derivative · entry 7

Maasberg Wolfgang · CIK 0001499654 · EVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 352,598 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock option vested and became exercisable as to 25% of the shares subject to the option on April 11, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the reporting person on each vesting date.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:03 UTC
Maasberg WolfgangEVP of Sales
SaleClass A Common Stock 34,439 $35.25 $1,213,974.75
Disclosure

SEC source: 0001209191-20-028466 · doc4.xml · nonDerivative · entry 6

Maasberg Wolfgang · CIK 0001499654 · EVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,040

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.03 to $35.61, inclusive.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:03 UTC
Maasberg WolfgangEVP of Sales
SaleClass A Common Stock 68,697 $34.62 $2,378,290.14
Disclosure

SEC source: 0001209191-20-028466 · doc4.xml · nonDerivative · entry 5

Maasberg Wolfgang · CIK 0001499654 · EVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,479

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.03 to $35.02, inclusive.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:03 UTC
Maasberg WolfgangEVP of Sales
SaleClass A Common Stock 40,187 $33.48 $1,345,460.76
Disclosure

SEC source: 0001209191-20-028466 · doc4.xml · nonDerivative · entry 4

Maasberg Wolfgang · CIK 0001499654 · EVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,176

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.03 to $34.02, inclusive.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:03 UTC
Maasberg WolfgangEVP of Sales
SaleClass A Common Stock 99,742 $32.46 $3,237,625.32
Disclosure

SEC source: 0001209191-20-028466 · doc4.xml · nonDerivative · entry 3

Maasberg Wolfgang · CIK 0001499654 · EVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,363

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.03 to $33.02, inclusive.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:03 UTC
Maasberg WolfgangEVP of Sales
SaleClass A Common Stock 109,533 $31.62 $3,463,433.46
Disclosure

SEC source: 0001209191-20-028466 · doc4.xml · nonDerivative · entry 2

Maasberg Wolfgang · CIK 0001499654 · EVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,105

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.03 to $32.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges in footnotes (3) through (7) to this Form 4.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:03 UTC
Maasberg WolfgangEVP of Sales
ConversionClass A Common Stock 352,598 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028466 · doc4.xml · nonDerivative · entry 1

Maasberg Wolfgang · CIK 0001499654 · EVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:29 UTC
Lares Adriel GChief Financial Officer
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000100 · wf-form4_158923253956164.xml · derivative · entry 5

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:29 UTC
Lares Adriel GChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 5,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001517413-20-000100 · wf-form4_158923253956164.xml · derivative · entry 4

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:29 UTC
Lares Adriel GChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001517413-20-000100 · wf-form4_158923253956164.xml · derivative · entry 3

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,248

Underlying: Class B Common Stock · 5,000 shares

Expires 2026-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vested and became exercisable as to 25% of the shares subject to the option on May 16, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the reporting person on each vesting date.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:29 UTC
Lares Adriel GChief Financial Officer
SaleClass A Common Stock 5,000 $30.01 $150,050.00
Disclosure

SEC source: 0001517413-20-000100 · wf-form4_158923253956164.xml · nonDerivative · entry 2

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,040

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:29 UTC
Lares Adriel GChief Financial Officer
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000100 · wf-form4_158923253956164.xml · nonDerivative · entry 1

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bixby JoshuaDirector · CEO
ConversionClass B Common Stock · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000099 · wf-form4_158923251791379.xml · derivative · entry 5

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,065

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionClass B Common Stock · Derivative 35,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001517413-20-000099 · wf-form4_158923251791379.xml · derivative · entry 4

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,065

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001517413-20-000099 · wf-form4_158923251791379.xml · derivative · entry 3

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Class B Common Stock · 35,000 shares

Expires 2026-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/48th of the stock option vested and became exercisable on August 11, 2016, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bixby JoshuaDirector · CEO
SaleClass A Common Stock 35,000 $30.01 $1,050,350.00
Disclosure

SEC source: 0001517413-20-000099 · wf-form4_158923251791379.xml · nonDerivative · entry 2

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,277

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.24. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bixby JoshuaDirector · CEO
ConversionClass A Common Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000099 · wf-form4_158923251791379.xml · nonDerivative · entry 1

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
ConversionClass B Common Stock · Derivative 232,500 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000098 · wf-form4_158923249515094.xml · derivative · entry 10

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,929,089

Underlying: Class A Common Stock · 232,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F11 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F11 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
SaleClass A Common Stock 1,000 $34.46 $34,460.00
Disclosure

SEC source: 0001517413-20-000098 · wf-form4_158923249515094.xml · nonDerivative · entry 9

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,342

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.31 to $34.64, inclusive.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
SaleClass A Common Stock 10,641 $33.77 $359,346.57
Disclosure

SEC source: 0001517413-20-000098 · wf-form4_158923249515094.xml · nonDerivative · entry 8

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,342

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.28 to $34.25, inclusive.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
SaleClass A Common Stock 4,400 $32.72 $143,968.00
Disclosure

SEC source: 0001517413-20-000098 · wf-form4_158923249515094.xml · nonDerivative · entry 7

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,983

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.27 to $33.25, inclusive.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
SaleClass A Common Stock 5,992 $31.64 $189,586.88
Disclosure

SEC source: 0001517413-20-000098 · wf-form4_158923249515094.xml · nonDerivative · entry 6

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,383

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $32.09, inclusive.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
SaleClass A Common Stock 5,730 $30.73 $176,082.90
Disclosure

SEC source: 0001517413-20-000098 · wf-form4_158923249515094.xml · nonDerivative · entry 5

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,375

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.16 to $31.15, inclusive.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
SaleClass A Common Stock 20,058 $29.28 $587,298.24
Disclosure

SEC source: 0001517413-20-000098 · wf-form4_158923249515094.xml · nonDerivative · entry 4

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,105

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.09 to $30.01, inclusive.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
SaleClass A Common Stock 14,000 $28.27 $395,780.00
Disclosure

SEC source: 0001517413-20-000098 · wf-form4_158923249515094.xml · nonDerivative · entry 3

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,163

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.09 to $29.07, inclusive.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
SaleClass A Common Stock 170,679 $27.63 $4,715,860.77
Disclosure

SEC source: 0001517413-20-000098 · wf-form4_158923249515094.xml · nonDerivative · entry 2

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,163

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.09 to $27.91. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (10) to this Form 4.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:28 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
ConversionClass A Common Stock 232,500 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000098 · wf-form4_158923249515094.xml · nonDerivative · entry 1

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:32 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
ConversionClass B Common Stock · Derivative 6,600 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000092 · wf-form4_158888350935842.xml · derivative · entry 3

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,161,589

Underlying: Class A Common Stock · 6,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F3 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F3 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

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May 05, 2020 Filed May 7, 2020 20:32 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
SaleClass A Common Stock 6,600 $22.50 $148,500.00
Disclosure

SEC source: 0001517413-20-000092 · wf-form4_158888350935842.xml · nonDerivative · entry 2

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,342

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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May 05, 2020 Filed May 7, 2020 20:32 UTC
Bergman ArturDirector · Chief Architect, Exec. Chair · 10% owner
ConversionClass A Common Stock 6,600 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000092 · wf-form4_158888350935842.xml · nonDerivative · entry 1

Bergman Artur · CIK 0001769490 · Director · Chief Architect, Exec. Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

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May 01, 2020 Filed May 5, 2020 21:11 UTC
Bixby JoshuaDirector · CEO
ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000085 · wf-form4_158871309376127.xml · derivative · entry 5

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,065

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

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May 01, 2020 Filed May 5, 2020 21:11 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionClass B Common Stock · Derivative 10,000 $0.00 Strike: $3.14 $0.00
Disclosure

SEC source: 0001517413-20-000085 · wf-form4_158871309376127.xml · derivative · entry 4

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,065

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

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May 01, 2020 Filed May 5, 2020 21:11 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.14 $0.00
Disclosure

SEC source: 0001517413-20-000085 · wf-form4_158871309376127.xml · derivative · entry 3

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Class B Common Stock · 10,000 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/48th of the stock option vested and became exercisable on August 1, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.