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Nasdaq · USD

FSLR

FIRST SOLAR, INC.

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72
SEC CIK
0001274494
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977

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 202500
Jan 202600
Feb 202600
Mar 2026079
Apr 202601
May 2026057
Jun 202601
Jul 202600
Aug 202607
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2019 Filed Feb 26, 2019 00:36 UTC
Widmar Mark RDirector · Chief Executive Officer
Tax withholdingCommon Stock 51,473 $53.73 $2,765,644.29
Disclosure

SEC source: 0001127602-19-008177 · form4.xml · nonDerivative · entry 2

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,569

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:36 UTC
Widmar Mark RDirector · Chief Executive Officer
GrantCommon Stock 118,215 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008177 · form4.xml · nonDerivative · entry 1

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,042

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted as a stub-year grant on March 7, 2017, which performance share unit awards were subject to vesting over an approximately two-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:53 UTC
Bradley Alexander R.Chief Financial Officer
Tax withholdingCommon Stock 14,727 $53.73 $791,281.71
Disclosure

SEC source: 0001127602-19-008203 · form4.xml · nonDerivative · entry 2

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,854

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:53 UTC
Bradley Alexander R.Chief Financial Officer
GrantCommon Stock 27,581 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008203 · form4.xml · nonDerivative · entry 1

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,581

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted as a stub-year grant on March 7, 2017, which performance share unit awards were subject to vesting over an approximately two-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:45 UTC
DeJong PhilipChief Operating Officer
Tax withholdingCommon Stock 18,590 $53.73 $998,840.70
Disclosure

SEC source: 0001127602-19-008187 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,906

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:45 UTC
DeJong PhilipChief Operating Officer
GrantCommon Stock 44,131 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008187 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,496

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted as a stub-year grant on March 7, 2017, which performance share unit awards were subject to vesting over an approximately two-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:42 UTC
Garabedian RaffiChief Technology Officer
Tax withholdingCommon Stock 21,918 $53.73 $1,177,654.14
Disclosure

SEC source: 0001127602-19-008181 · form4.xml · nonDerivative · entry 2

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,155

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:42 UTC
Garabedian RaffiChief Technology Officer
GrantCommon Stock 44,131 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008181 · form4.xml · nonDerivative · entry 1

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,073

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted as a stub-year grant on March 7, 2017, which performance share unit awards were subject to vesting over an approximately two-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:30 UTC
ANTOUN GEORGESChief Commercial Officer
Tax withholdingCommon Stock 18,590 $53.73 $998,840.70
Disclosure

SEC source: 0001127602-19-008175 · form4.xml · nonDerivative · entry 2

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,717

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:30 UTC
ANTOUN GEORGESChief Commercial Officer
GrantCommon Stock 44,131 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008175 · form4.xml · nonDerivative · entry 1

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,307

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted as a stub-year grant on March 7, 2017, which performance share unit awards were subject to vesting over an approximately two-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:26 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Tax withholdingCommon Stock 12,833 $53.73 $689,517.09
Disclosure

SEC source: 0001127602-19-008172 · form4.xml · nonDerivative · entry 2

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,562

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:26 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
GrantCommon Stock 27,581 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008172 · form4.xml · nonDerivative · entry 1

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,395

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted as a stub-year grant on March 7, 2017, which performance share unit awards were subject to vesting over an approximately two-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:49 UTC GrantCommon Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000308 · form4.xml · nonDerivative · entry 1

POST WILLIAM J · CIK 0001027958 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Post Family Trust

Disclosed balance after: 24,881

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 16:52 UTC
Joseph MollyDirector
GrantCommon Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000312 · form4.xml · nonDerivative · entry 1

Joseph Molly · CIK 0001709261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,559

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:07 UTC GrantCommon Stock 1,384 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000336 · form4.xml · nonDerivative · entry 1

Ahearn Michael J · CIK 0001381112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,883

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:57 UTC GrantCommon Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000321 · form4.xml · nonDerivative · entry 1

Chapman Richard D · CIK 0001551184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,028

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:04 UTC GrantCommon Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000332 · form4.xml · nonDerivative · entry 1

Allen Sharon L. · CIK 0001557147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,265

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:54 UTC GrantCommon Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000317 · form4.xml · nonDerivative · entry 1

Hambro George A · CIK 0001381111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,028

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:48 UTC GrantCommon Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000305 · form4.xml · nonDerivative · entry 1

KENNEDY R CRAIG · CIK 0001245053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,237

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:45 UTC GrantCommon Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000300 · form4.xml · nonDerivative · entry 1

STEBBINS PAUL H · CIK 0001236725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,946

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:40 UTC GrantCommon Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000293 · form4.xml · nonDerivative · entry 1

Sweeney Michael T · CIK 0001381047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,821

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:39 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034368 · form4.xml · derivative · entry 3

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F4 · derivative.exercise_date: The restricted stock units were granted on November 21, 2016 pursuant to the retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

F4 · derivative.expiration_date: The restricted stock units were granted on November 21, 2016 pursuant to the retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:39 UTC
ANTOUN GEORGESChief Commercial Officer
Tax withholdingCommon Stock 3,575 $42.60 $152,295.00
Disclosure

SEC source: 0001127602-18-034368 · form4.xml · nonDerivative · entry 2

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,176

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:39 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034368 · form4.xml · nonDerivative · entry 1

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 34% of the restricted stock units granted on November 21, 2016.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:38 UTC
DeJong PhilipChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 8,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034366 · form4.xml · derivative · entry 3

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F4 · derivative.exercise_date: The restricted stock units were granted on November 21, 2016 pursuant to the retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

F4 · derivative.expiration_date: The restricted stock units were granted on November 21, 2016 pursuant to the retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:38 UTC
DeJong PhilipChief Operating Officer
Tax withholdingCommon Stock 3,575 $42.60 $152,295.00
Disclosure

SEC source: 0001127602-18-034366 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,365

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:38 UTC
DeJong PhilipChief Operating Officer
Exercise / conversionCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034366 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 34% of the restricted stock units granted on November 21, 2016.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:37 UTC
Garabedian RaffiChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 8,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034364 · form4.xml · derivative · entry 3

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F4 · derivative.exercise_date: The restricted stock units were granted on November 21, 2016 pursuant to the retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

F4 · derivative.expiration_date: The restricted stock units were granted on November 21, 2016 pursuant to the retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:37 UTC
Garabedian RaffiChief Technology Officer
Tax withholdingCommon Stock 4,215 $42.60 $179,559.00
Disclosure

SEC source: 0001127602-18-034364 · form4.xml · nonDerivative · entry 2

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,942

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:37 UTC
Garabedian RaffiChief Technology Officer
Exercise / conversionCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034364 · form4.xml · nonDerivative · entry 1

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 34% of the restricted stock units granted on November 21, 2016.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:36 UTC
Widmar Mark RDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034362 · form4.xml · derivative · entry 3

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F4 · derivative.exercise_date: The restricted stock units were granted on November 21, 2016 pursuant to the retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

F4 · derivative.expiration_date: The restricted stock units were granted on November 21, 2016 pursuant to the retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:36 UTC
Widmar Mark RDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,702 $42.60 $157,705.20
Disclosure

SEC source: 0001127602-18-034362 · form4.xml · nonDerivative · entry 2

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,827

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 13:36 UTC
Widmar Mark RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034362 · form4.xml · nonDerivative · entry 1

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 34% of the restricted stock units granted on November 21, 2016.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:25 UTC GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028815 · form4.xml · nonDerivative · entry 1

POST WILLIAM J · CIK 0001027958 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Post Family Trust

Disclosed balance after: 23,938

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 17:12 UTC
Joseph MollyDirector
GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028803 · form4.xml · nonDerivative · entry 1

Joseph Molly · CIK 0001709261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:37 UTC GrantCommon Stock 1,214 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028831 · form4.xml · nonDerivative · entry 1

Ahearn Michael J · CIK 0001381112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,499

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:34 UTC GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028825 · form4.xml · nonDerivative · entry 1

Hambro George A · CIK 0001381111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,085

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:36 UTC GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028829 · form4.xml · nonDerivative · entry 1

Chapman Richard D · CIK 0001551184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,085

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:29 UTC GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028820 · form4.xml · nonDerivative · entry 1

KENNEDY R CRAIG · CIK 0001245053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,294

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:22 UTC GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028812 · form4.xml · nonDerivative · entry 1

STEBBINS PAUL H · CIK 0001236725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,003

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:19 UTC GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028810 · form4.xml · nonDerivative · entry 1

Sweeney Michael T · CIK 0001381047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,878

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:17 UTC GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028808 · form4.xml · nonDerivative · entry 1

Allen Sharon L. · CIK 0001557147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,322

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:38 UTC
Garabedian RaffiChief Technology Officer
SaleCommon Stock 400 $52.19 $20,876.00
Disclosure

SEC source: 0001127602-18-026807 · form4.xml · nonDerivative · entry 2

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on August 4, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $52.18 to $52.21. The price reported above reflects the weighted average sales price for the transactions reported on this line.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:38 UTC
Garabedian RaffiChief Technology Officer
SaleCommon Stock 3,463 $51.54 $178,483.02
Disclosure

SEC source: 0001127602-18-026807 · form4.xml · nonDerivative · entry 1

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on August 4, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $51.12 to $52.01. The price reported above reflects the weighted average sales price for the transactions reported on this line.

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August 07, 2018 Filed Aug 8, 2018 21:10 UTC
Bradley Alexander R.Chief Financial Officer
SaleCommon Stock 450 $53.74 $24,183.00
Disclosure

SEC source: 0001127602-18-025008 · form4.xml · nonDerivative · entry 1

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on May 30, 2017.

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August 05, 2018 Filed Aug 6, 2018 20:37 UTC
Schumaker Bryan RobertChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 482 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024759 · form4.xml · derivative · entry 3

Schumaker Bryan Robert · CIK 0001362345 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481

Underlying: Common Stock · 482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F4 · derivative.exercise_date: The restricted stock units were granted on August 5, 2015 as a performance recognition grant. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on August 5, 2015 as a performance recognition grant. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

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August 05, 2018 Filed Aug 6, 2018 20:37 UTC
Schumaker Bryan RobertChief Accounting Officer
Tax withholdingCommon Stock 135 $52.84 $7,133.40
Disclosure

SEC source: 0001127602-18-024759 · form4.xml · nonDerivative · entry 2

Schumaker Bryan Robert · CIK 0001362345 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

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August 05, 2018 Filed Aug 6, 2018 20:37 UTC
Schumaker Bryan RobertChief Accounting Officer
Exercise / conversionCommon Stock 482 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024759 · form4.xml · nonDerivative · entry 1

Schumaker Bryan Robert · CIK 0001362345 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on August 5, 2015.

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August 05, 2018 Filed Aug 6, 2018 20:35 UTC
Bradley Alexander R.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 963 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024756 · form4.xml · derivative · entry 3

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963

Underlying: Common Stock · 963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F4 · derivative.exercise_date: The restricted stock units were granted on August 5, 2015 as a performance recognition grant. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on August 5, 2015 as a performance recognition grant. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date.

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August 05, 2018 Filed Aug 6, 2018 20:35 UTC
Bradley Alexander R.Chief Financial Officer
Tax withholdingCommon Stock 513 $52.84 $27,106.92
Disclosure

SEC source: 0001127602-18-024756 · form4.xml · nonDerivative · entry 2

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.