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FSLR

FIRST SOLAR, INC.

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SEC CIK
0001274494
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977

Last 12 months

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0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025017
Dec 202500
Jan 202600
Feb 202600
Mar 2026079
Apr 202601
May 2026057
Jun 202601
Jul 202600
Aug 202607
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2019 Filed Mar 7, 2019 22:42 UTC
Bradley Alexander R.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,410 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010445 · form4.xml · derivative · entry 6

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,227

Underlying: Common Stock · 2,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:42 UTC
Bradley Alexander R.Chief Financial Officer
Tax withholdingCommon Stock 1,283 $51.37 $65,907.71
Disclosure

SEC source: 0001127602-19-010445 · form4.xml · nonDerivative · entry 4

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,933

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:42 UTC
Bradley Alexander R.Chief Financial Officer
Exercise / conversionCommon Stock 2,410 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010445 · form4.xml · nonDerivative · entry 3

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:35 UTC
Schumaker Bryan RobertChief Accounting Officer
GrantRestricted Stock Units · Derivative 5,840 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010439 · form4.xml · derivative · entry 7

Schumaker Bryan Robert · CIK 0001362345 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,840

Underlying: Common Stock · 5,840 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F8 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:35 UTC
Schumaker Bryan RobertChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,112 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010439 · form4.xml · derivative · entry 6

Schumaker Bryan Robert · CIK 0001362345 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,336

Underlying: Common Stock · 1,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:35 UTC
Schumaker Bryan RobertChief Accounting Officer
Tax withholdingCommon Stock 311 $51.37 $15,976.07
Disclosure

SEC source: 0001127602-19-010439 · form4.xml · nonDerivative · entry 4

Schumaker Bryan Robert · CIK 0001362345 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:35 UTC
Schumaker Bryan RobertChief Accounting Officer
Exercise / conversionCommon Stock 1,112 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010439 · form4.xml · nonDerivative · entry 3

Schumaker Bryan Robert · CIK 0001362345 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:49 UTC
Widmar Mark RDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 50,614 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010453 · form4.xml · derivative · entry 7

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,614

Underlying: Common Stock · 50,614 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F8 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:49 UTC
Widmar Mark RDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,896 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010453 · form4.xml · derivative · entry 6

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,686

Underlying: Common Stock · 8,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:49 UTC
Widmar Mark RDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,875 $51.37 $199,058.75
Disclosure

SEC source: 0001127602-19-010453 · form4.xml · nonDerivative · entry 4

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,587

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:49 UTC
Widmar Mark RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 8,896 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010453 · form4.xml · nonDerivative · entry 3

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:45 UTC
Garabedian RaffiChief Technology Officer
GrantRestricted Stock Units · Derivative 16,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010449 · form4.xml · derivative · entry 7

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,547

Underlying: Common Stock · 16,547 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F8 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:45 UTC
Garabedian RaffiChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010449 · form4.xml · derivative · entry 6

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,340

Underlying: Common Stock · 2,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:45 UTC
Garabedian RaffiChief Technology Officer
Tax withholdingCommon Stock 1,379 $51.37 $70,839.23
Disclosure

SEC source: 0001127602-19-010449 · form4.xml · nonDerivative · entry 4

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,023

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:45 UTC
Garabedian RaffiChief Technology Officer
Exercise / conversionCommon Stock 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010449 · form4.xml · nonDerivative · entry 3

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:36 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
GrantRestricted Stock Units · Derivative 10,707 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010441 · form4.xml · derivative · entry 7

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,707

Underlying: Common Stock · 10,707 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F8 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:36 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,224 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010441 · form4.xml · derivative · entry 6

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,672

Underlying: Common Stock · 2,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:36 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Tax withholdingCommon Stock 1,031 $51.37 $52,962.47
Disclosure

SEC source: 0001127602-19-010441 · form4.xml · nonDerivative · entry 4

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,145

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:36 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Exercise / conversionCommon Stock 2,224 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010441 · form4.xml · nonDerivative · entry 3

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:44 UTC
DeJong PhilipChief Operating Officer
GrantRestricted Stock Units · Derivative 15,574 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · derivative · entry 7

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,574

Underlying: Common Stock · 15,574 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F8 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:44 UTC
DeJong PhilipChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · derivative · entry 6

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,340

Underlying: Common Stock · 2,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:44 UTC
DeJong PhilipChief Operating Officer
Tax withholdingCommon Stock 1,169 $51.37 $60,051.53
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · nonDerivative · entry 4

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,766

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:44 UTC
DeJong PhilipChief Operating Officer
Exercise / conversionCommon Stock 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · nonDerivative · entry 3

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 17:39 UTC
Bueter ChristopherEVP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 2,011 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010443 · form4.xml · derivative · entry 5

Bueter Christopher · CIK 0001647261 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 17:39 UTC
Bueter ChristopherEVP, Human Resources
Tax withholdingCommon Stock 894 $52.19 $46,657.86
Disclosure

SEC source: 0001127602-19-010443 · form4.xml · nonDerivative · entry 2

Bueter Christopher · CIK 0001647261 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,190

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 17:39 UTC
Bueter ChristopherEVP, Human Resources
Exercise / conversionCommon Stock 2,011 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010443 · form4.xml · nonDerivative · entry 1

Bueter Christopher · CIK 0001647261 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:47 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,499 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010451 · form4.xml · derivative · entry 5

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:47 UTC
ANTOUN GEORGESChief Commercial Officer
Tax withholdingCommon Stock 1,472 $52.19 $76,823.68
Disclosure

SEC source: 0001127602-19-010451 · form4.xml · nonDerivative · entry 2

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,744

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:47 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionCommon Stock 3,499 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010451 · form4.xml · nonDerivative · entry 1

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:42 UTC
Bradley Alexander R.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 811 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010445 · form4.xml · derivative · entry 5

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:42 UTC
Bradley Alexander R.Chief Financial Officer
Tax withholdingCommon Stock 432 $52.19 $22,546.08
Disclosure

SEC source: 0001127602-19-010445 · form4.xml · nonDerivative · entry 2

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,806

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:42 UTC
Bradley Alexander R.Chief Financial Officer
Exercise / conversionCommon Stock 811 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010445 · form4.xml · nonDerivative · entry 1

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:35 UTC
Schumaker Bryan RobertChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 608 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010439 · form4.xml · derivative · entry 5

Schumaker Bryan Robert · CIK 0001362345 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:35 UTC
Schumaker Bryan RobertChief Accounting Officer
Tax withholdingCommon Stock 170 $52.19 $8,872.30
Disclosure

SEC source: 0001127602-19-010439 · form4.xml · nonDerivative · entry 2

Schumaker Bryan Robert · CIK 0001362345 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:35 UTC
Schumaker Bryan RobertChief Accounting Officer
Exercise / conversionCommon Stock 608 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010439 · form4.xml · nonDerivative · entry 1

Schumaker Bryan Robert · CIK 0001362345 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:49 UTC
Widmar Mark RDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,539 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010453 · form4.xml · derivative · entry 5

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:49 UTC
Widmar Mark RDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,542 $52.19 $80,476.98
Disclosure

SEC source: 0001127602-19-010453 · form4.xml · nonDerivative · entry 2

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,566

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:49 UTC
Widmar Mark RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,539 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010453 · form4.xml · nonDerivative · entry 1

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:45 UTC
Garabedian RaffiChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,911 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010449 · form4.xml · derivative · entry 5

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:45 UTC
Garabedian RaffiChief Technology Officer
Tax withholdingCommon Stock 1,444 $52.19 $75,362.36
Disclosure

SEC source: 0001127602-19-010449 · form4.xml · nonDerivative · entry 2

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,622

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:45 UTC
Garabedian RaffiChief Technology Officer
Exercise / conversionCommon Stock 2,911 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010449 · form4.xml · nonDerivative · entry 1

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:36 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,591 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010441 · form4.xml · derivative · entry 5

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:36 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Tax withholdingCommon Stock 1,201 $52.19 $62,680.19
Disclosure

SEC source: 0001127602-19-010441 · form4.xml · nonDerivative · entry 2

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,952

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:36 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Exercise / conversionCommon Stock 2,591 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010441 · form4.xml · nonDerivative · entry 1

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:44 UTC
DeJong PhilipChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,157 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · derivative · entry 5

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:44 UTC
DeJong PhilipChief Operating Officer
Tax withholdingCommon Stock 908 $52.19 $47,388.52
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,155

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:44 UTC
DeJong PhilipChief Operating Officer
Exercise / conversionCommon Stock 2,157 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:46 UTC
Bradley Alexander R.Chief Financial Officer
SaleCommon Stock 6,427 $53.65 $344,808.55
Disclosure

SEC source: 0001127602-19-009475 · form4.xml · nonDerivative · entry 1

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,427

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on May 30, 2018.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 19:50 UTC
Bueter ChristopherEVP, Human Resources
Tax withholdingCommon Stock 12,316 $53.73 $661,738.68
Disclosure

SEC source: 0001127602-19-008196 · form4.xml · nonDerivative · entry 2

Bueter Christopher · CIK 0001647261 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,073

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
February 25, 2019 Filed Feb 25, 2019 19:50 UTC
Bueter ChristopherEVP, Human Resources
GrantCommon Stock 27,581 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008196 · form4.xml · nonDerivative · entry 1

Bueter Christopher · CIK 0001647261 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,389

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted as a stub-year grant on March 7, 2017, which performance share unit awards were subject to vesting over an approximately two-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.