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Nasdaq · USD

FSLR

FIRST SOLAR, INC.

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72
SEC CIK
0001274494
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977

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 202500
Jan 202600
Feb 202600
Mar 2026079
Apr 202601
May 2026057
Jun 202601
Jul 202600
Aug 202607
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2020 Filed Mar 10, 2020 20:10 UTC
Garabedian RaffiChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010081 · form4.xml · derivative · entry 12

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F10 · derivative.exercise_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F10 · derivative.expiration_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:10 UTC
Garabedian RaffiChief Technology Officer
Tax withholdingCommon Stock 1,785 $43.37 $77,415.45
Disclosure

SEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 8

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,285

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:10 UTC
Garabedian RaffiChief Technology Officer
Exercise / conversionCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 7

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:05 UTC
DeJong PhilipChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 4,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · derivative · entry 12

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F10 · derivative.exercise_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F10 · derivative.expiration_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:05 UTC
DeJong PhilipChief Operating Officer
Tax withholdingCommon Stock 1,823 $43.37 $79,063.51
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 8

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,694

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:05 UTC
DeJong PhilipChief Operating Officer
Exercise / conversionCommon Stock 4,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 7

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:03 UTC
Widmar Mark RDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 4,583 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010072 · form4.xml · derivative · entry 12

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F10 · derivative.exercise_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F10 · derivative.expiration_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:03 UTC
Widmar Mark RDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,996 $43.37 $86,566.52
Disclosure

SEC source: 0001127602-20-010072 · form4.xml · nonDerivative · entry 8

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,890

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:03 UTC
Widmar Mark RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,583 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010072 · form4.xml · nonDerivative · entry 7

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:02 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010069 · form4.xml · derivative · entry 11

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,661

Underlying: Common Stock · 7,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F9 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:02 UTC
ANTOUN GEORGESChief Commercial Officer
Tax withholdingCommon Stock 3,222 $43.37 $139,738.14
Disclosure

SEC source: 0001127602-20-010069 · form4.xml · nonDerivative · entry 6

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,146

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:02 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionCommon Stock 7,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010069 · form4.xml · nonDerivative · entry 5

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:14 UTC
Jeffers Byron MichaelVP - Global Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 383 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010093 · form4.xml · derivative · entry 11

Jeffers Byron Michael · CIK 0001776631 · VP - Global Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383

Underlying: Common Stock · 383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F9 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:14 UTC
Jeffers Byron MichaelVP - Global Controller and CAO
Tax withholdingCommon Stock 128 $43.37 $5,551.36
Disclosure

SEC source: 0001127602-20-010093 · form4.xml · nonDerivative · entry 6

Jeffers Byron Michael · CIK 0001776631 · VP - Global Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:14 UTC
Jeffers Byron MichaelVP - Global Controller and CAO
Exercise / conversionCommon Stock 383 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010093 · form4.xml · nonDerivative · entry 5

Jeffers Byron Michael · CIK 0001776631 · VP - Global Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:12 UTC
Bradley Alexander R.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,363 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010089 · form4.xml · derivative · entry 11

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,363

Underlying: Common Stock · 5,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F9 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:12 UTC
Bradley Alexander R.Chief Financial Officer
Tax withholdingCommon Stock 2,384 $43.37 $103,394.08
Disclosure

SEC source: 0001127602-20-010089 · form4.xml · nonDerivative · entry 6

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,018

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:12 UTC
Bradley Alexander R.Chief Financial Officer
Exercise / conversionCommon Stock 5,363 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010089 · form4.xml · nonDerivative · entry 5

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:11 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,980 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010084 · form4.xml · derivative · entry 11

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,980

Underlying: Common Stock · 4,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F9 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:11 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Tax withholdingCommon Stock 2,309 $43.37 $100,141.33
Disclosure

SEC source: 0001127602-20-010084 · form4.xml · nonDerivative · entry 6

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,029

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:11 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Exercise / conversionCommon Stock 4,980 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010084 · form4.xml · nonDerivative · entry 5

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:10 UTC
Garabedian RaffiChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 7,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010081 · form4.xml · derivative · entry 11

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,661

Underlying: Common Stock · 7,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F9 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:10 UTC
Garabedian RaffiChief Technology Officer
Tax withholdingCommon Stock 3,799 $43.37 $164,762.63
Disclosure

SEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 6

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,470

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:10 UTC
Garabedian RaffiChief Technology Officer
Exercise / conversionCommon Stock 7,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 5

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:05 UTC
DeJong PhilipChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 7,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · derivative · entry 11

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,661

Underlying: Common Stock · 7,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F9 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:05 UTC
DeJong PhilipChief Operating Officer
Tax withholdingCommon Stock 3,222 $43.37 $139,738.14
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 6

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,184

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:05 UTC
DeJong PhilipChief Operating Officer
Exercise / conversionCommon Stock 7,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 5

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:03 UTC
Widmar Mark RDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 20,740 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010072 · form4.xml · derivative · entry 11

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,740

Underlying: Common Stock · 20,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F9 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:03 UTC
Widmar Mark RDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,033 $43.37 $391,761.21
Disclosure

SEC source: 0001127602-20-010072 · form4.xml · nonDerivative · entry 6

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,303

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:03 UTC
Widmar Mark RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,740 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010072 · form4.xml · nonDerivative · entry 5

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:02 UTC
ANTOUN GEORGESChief Commercial Officer
GrantRestricted Stock Units · Derivative 18,446 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010069 · form4.xml · derivative · entry 13

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,446

Underlying: Common Stock · 18,446 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F11 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F11 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:02 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,894 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010069 · form4.xml · derivative · entry 10

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,680

Underlying: Common Stock · 3,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F8 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:02 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010069 · form4.xml · derivative · entry 9

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,560

Underlying: Common Stock · 2,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:02 UTC
ANTOUN GEORGESChief Commercial Officer
Tax withholdingCommon Stock 1,638 $43.37 $71,040.06
Disclosure

SEC source: 0001127602-20-010069 · form4.xml · nonDerivative · entry 4

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,706

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:02 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionCommon Stock 3,894 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010069 · form4.xml · nonDerivative · entry 3

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:02 UTC
ANTOUN GEORGESChief Commercial Officer
Tax withholdingCommon Stock 1,169 $43.37 $50,699.53
Disclosure

SEC source: 0001127602-20-010069 · form4.xml · nonDerivative · entry 2

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,450

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:02 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionCommon Stock 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010069 · form4.xml · nonDerivative · entry 1

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:14 UTC
Jeffers Byron MichaelVP - Global Controller and CAO
GrantRestricted Stock Units · Derivative 4,612 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010093 · form4.xml · derivative · entry 13

Jeffers Byron Michael · CIK 0001776631 · VP - Global Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,612

Underlying: Common Stock · 4,612 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F11 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F11 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:14 UTC
Jeffers Byron MichaelVP - Global Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 390 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010093 · form4.xml · derivative · entry 10

Jeffers Byron Michael · CIK 0001776631 · VP - Global Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168

Underlying: Common Stock · 390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F8 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:14 UTC
Jeffers Byron MichaelVP - Global Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 241 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010093 · form4.xml · derivative · entry 9

Jeffers Byron Michael · CIK 0001776631 · VP - Global Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482

Underlying: Common Stock · 241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:14 UTC
Jeffers Byron MichaelVP - Global Controller and CAO
Tax withholdingCommon Stock 130 $43.37 $5,638.10
Disclosure

SEC source: 0001127602-20-010093 · form4.xml · nonDerivative · entry 4

Jeffers Byron Michael · CIK 0001776631 · VP - Global Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:14 UTC
Jeffers Byron MichaelVP - Global Controller and CAO
Exercise / conversionCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010093 · form4.xml · nonDerivative · entry 3

Jeffers Byron Michael · CIK 0001776631 · VP - Global Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:14 UTC
Jeffers Byron MichaelVP - Global Controller and CAO
Tax withholdingCommon Stock 81 $43.37 $3,512.97
Disclosure

SEC source: 0001127602-20-010093 · form4.xml · nonDerivative · entry 2

Jeffers Byron Michael · CIK 0001776631 · VP - Global Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:14 UTC
Jeffers Byron MichaelVP - Global Controller and CAO
Exercise / conversionCommon Stock 241 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010093 · form4.xml · nonDerivative · entry 1

Jeffers Byron Michael · CIK 0001776631 · VP - Global Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:12 UTC
Bradley Alexander R.Chief Financial Officer
GrantRestricted Stock Units · Derivative 16,141 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010089 · form4.xml · derivative · entry 13

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

Underlying: Common Stock · 16,141 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F11 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F11 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:12 UTC
Bradley Alexander R.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,650 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010089 · form4.xml · derivative · entry 10

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,950

Underlying: Common Stock · 3,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F8 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:12 UTC
Bradley Alexander R.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,409 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010089 · form4.xml · derivative · entry 9

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,818

Underlying: Common Stock · 2,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:12 UTC
Bradley Alexander R.Chief Financial Officer
Tax withholdingCommon Stock 1,623 $43.37 $70,389.51
Disclosure

SEC source: 0001127602-20-010089 · form4.xml · nonDerivative · entry 4

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,039

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:12 UTC
Bradley Alexander R.Chief Financial Officer
Exercise / conversionCommon Stock 3,650 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010089 · form4.xml · nonDerivative · entry 3

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:12 UTC
Bradley Alexander R.Chief Financial Officer
Tax withholdingCommon Stock 991 $43.37 $42,979.67
Disclosure

SEC source: 0001127602-20-010089 · form4.xml · nonDerivative · entry 2

Bradley Alexander R. · CIK 0001645425 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,012

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.