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FRSH

Freshworks Inc.

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2193
SEC CIK
0001544522
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684

Last 12 months

Inside the activity.

3 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202502
Jan 202601
Feb 202600
Mar 202611
Apr 202600
May 202600
Jun 202601
Jul 202603
Aug 202600
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2024 Filed Apr 29, 2024 20:41 UTC Exercise / conversionClass B Common Stock · Derivative 1,560 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011665 · form4-04292024_080440.xml · derivative · entry 2

PADGETT BARRY L. · CIK 0001511194 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,654

Underlying: Class A Common Stock · 1,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

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April 28, 2024 Filed Apr 29, 2024 20:41 UTC Exercise / conversionRestricted Stock Units · Derivative 1,560 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011665 · form4-04292024_080440.xml · derivative · entry 1

PADGETT BARRY L. · CIK 0001511194 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class B Common Stock · 1,560 shares

Expires 2031-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a RSU award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following August 28, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

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April 13, 2024 Filed Apr 15, 2024 21:48 UTC
Sloat TylerCHIEF FINANCIAL OFFICER
ConversionClass B Common Stock · Derivative 23,754 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010815 · form4-04152024_090433.xml · derivative · entry 5

Sloat Tyler · CIK 0001735436 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,971

Underlying: Class A Common Stock · 23,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

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April 13, 2024 Filed Apr 15, 2024 21:48 UTC
Sloat TylerCHIEF FINANCIAL OFFICER
Exercise / conversionClass B Common Stock · Derivative 46,870 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010815 · form4-04152024_090433.xml · derivative · entry 4

Sloat Tyler · CIK 0001735436 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,725

Underlying: Class A Common Stock · 46,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

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April 13, 2024 Filed Apr 15, 2024 21:48 UTC
Sloat TylerCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 46,870 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010815 · form4-04152024_090433.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 46,870 shares

Expires 2030-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of April 13, 2020, and the remaining shares will vest in equal monthly installments thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

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April 13, 2024 Filed Apr 15, 2024 21:48 UTC
Sloat TylerCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 23,754 $17.96 $426,621.84
Disclosure

SEC source: 0001415889-24-010815 · form4-04152024_090433.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 920,979

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units.

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April 13, 2024 Filed Apr 15, 2024 21:48 UTC
Sloat TylerCHIEF FINANCIAL OFFICER
ConversionClass A Common Stock 23,754 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010815 · form4-04152024_090433.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2024 Filed Apr 11, 2024 00:00 UTC ConversionClass B Common Stock · Derivative 7,035 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010671 · form4-04112024_120452.xml · derivative · entry 5

Taylor Jennifer H · CIK 0001882813 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,898

Underlying: Class A Common Stock · 7,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

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April 10, 2024 Filed Apr 11, 2024 00:00 UTC Exercise / conversionClass B Common Stock · Derivative 9,380 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010671 · form4-04112024_120452.xml · derivative · entry 4

Taylor Jennifer H · CIK 0001882813 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,933

Underlying: Class A Common Stock · 9,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
April 10, 2024 Filed Apr 11, 2024 00:00 UTC Exercise / conversionRestricted Stock Units · Derivative 9,380 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010671 · form4-04112024_120452.xml · derivative · entry 3

Taylor Jennifer H · CIK 0001882813 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 159,370

Underlying: Class B Common Stock · 9,380 shares

Expires 2031-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F4 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following September 10, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

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April 10, 2024 Filed Apr 11, 2024 00:00 UTC SaleClass A Common Stock 7,035 $18.08 $127,192.80
Disclosure

SEC source: 0001415889-24-010671 · form4-04112024_120452.xml · nonDerivative · entry 2

Taylor Jennifer H · CIK 0001882813 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,991

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted May 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.89 to $18.38 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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April 10, 2024 Filed Apr 11, 2024 00:00 UTC ConversionClass A Common Stock 7,035 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010671 · form4-04112024_120452.xml · nonDerivative · entry 1

Taylor Jennifer H · CIK 0001882813 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2024 Filed Apr 11, 2024 00:02 UTC ConversionClass B Common Stock · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010672 · form4-04112024_120435.xml · derivative · entry 6

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,929

Underlying: Class A Common Stock · 12,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

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April 10, 2024 Filed Apr 11, 2024 00:02 UTC ConversionClass A Common Stock 12,601 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010672 · form4-04112024_120435.xml · nonDerivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2024 Filed Apr 10, 2024 23:59 UTC ConversionClass B Common Stock · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010669 · form4-04102024_110409.xml · derivative · entry 3

Flower Johanna · CIK 0001872303 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 169,840

Underlying: Class A Common Stock · 4,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

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April 10, 2024 Filed Apr 10, 2024 23:59 UTC SaleClass A Common Stock 4,800 $18.11 $86,928.00
Disclosure

SEC source: 0001415889-24-010669 · form4-04102024_110409.xml · nonDerivative · entry 2

Flower Johanna · CIK 0001872303 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,998

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted June 14, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 to $18.36 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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April 10, 2024 Filed Apr 10, 2024 23:59 UTC ConversionClass A Common Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010669 · form4-04102024_110409.xml · nonDerivative · entry 1

Flower Johanna · CIK 0001872303 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2024 Filed Apr 11, 2024 00:02 UTC OtherRestricted Stock Units · Derivative 148,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010672 · form4-04112024_120435.xml · derivative · entry 5

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 148,960 shares

Expires not disclosed

F3 · security: The shares of Class B Common Stock are to be acquired upon the vesting of RSU award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

F1 · kind: The reporting person was previously granted a Restricted Stock Unit ("RSU") award covering shares of Class B Common Stock. Such RSU award was previously reported in Table II of Form 4. On April 8, 2024, the RSU award was modified to provide that 148,960 of the unvested RSUs subject to the award will settle in shares of Class A Common Stock (the "Modified RSUs"). Other than with respect to the change in share class for which the Modified RSUs will settle, the RSU award remains unchanged. The reporting person has elected to report the Modified RSUs in Table I rather than Table II. The reported transaction reflects such change in reporting. The total reported in Column 5 of Table I now includes the Modified RSUs that settle in Class A Common Stock. As reported in Column 9 of Table II, there are no remaining RSUs that settle in Class B Common Stock.

F5 · derivative.exercise_date: Not applicable.

F5 · derivative.expiration_date: Not applicable.

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April 08, 2024 Filed Apr 11, 2024 00:02 UTC Exercise / conversionClass B Common Stock · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010672 · form4-04112024_120435.xml · derivative · entry 4

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,530

Underlying: Class A Common Stock · 11,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
April 08, 2024 Filed Apr 11, 2024 00:02 UTC Exercise / conversionClass B Common Stock · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010672 · form4-04112024_120435.xml · derivative · entry 3

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,960

Underlying: Class B Common Stock · 11,460 shares

Expires 2031-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of RSU award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

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April 08, 2024 Filed Apr 11, 2024 00:02 UTC OtherClass A Common Stock 148,960 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010672 · form4-04112024_120435.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,160

F1 · kind: The reporting person was previously granted a Restricted Stock Unit ("RSU") award covering shares of Class B Common Stock. Such RSU award was previously reported in Table II of Form 4. On April 8, 2024, the RSU award was modified to provide that 148,960 of the unvested RSUs subject to the award will settle in shares of Class A Common Stock (the "Modified RSUs"). Other than with respect to the change in share class for which the Modified RSUs will settle, the RSU award remains unchanged. The reporting person has elected to report the Modified RSUs in Table I rather than Table II. The reported transaction reflects such change in reporting. The total reported in Column 5 of Table I now includes the Modified RSUs that settle in Class A Common Stock. As reported in Column 9 of Table II, there are no remaining RSUs that settle in Class B Common Stock.

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April 02, 2024 Filed Apr 3, 2024 23:20 UTC Exercise / conversionClass B Common Stock · Derivative 1,560 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010169 · form4-04032024_110453.xml · derivative · entry 3

Flower Johanna · CIK 0001872303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,640

Underlying: Class A Common Stock · 1,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

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April 02, 2024 Filed Apr 3, 2024 23:20 UTC Exercise / conversionRestricted Stock Units · Derivative 1,560 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010169 · form4-04032024_110453.xml · derivative · entry 2

Flower Johanna · CIK 0001872303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,560

Underlying: Class B Common Stock · 1,560 shares

Expires 2031-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a RSU award granted to the Reporting Person. The RSUs shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following September 2, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

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April 01, 2024 Filed Apr 1, 2024 22:54 UTC ConversionClass B Common Stock · Derivative 780 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009608 · form4-04012024_100443.xml · derivative · entry 5

PADGETT BARRY L. · CIK 0001511194 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,094

Underlying: Class A Common Stock · 780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

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April 01, 2024 Filed Apr 1, 2024 22:54 UTC SaleClass A Common Stock 780 $18.20 $14,196.00
Disclosure

SEC source: 0001415889-24-009608 · form4-04012024_100443.xml · nonDerivative · entry 2

PADGETT BARRY L. · CIK 0001511194 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,387

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 14, 2023

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April 01, 2024 Filed Apr 1, 2024 22:54 UTC ConversionClass A Common Stock 780 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009608 · form4-04012024_100443.xml · nonDerivative · entry 1

PADGETT BARRY L. · CIK 0001511194 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2024 Filed Apr 3, 2024 23:21 UTC GrantClass A Common Stock 501 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010170 · form4-04032024_110438.xml · nonDerivative · entry 1

Taylor Jennifer H · CIK 0001882813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,991

F1 · shares: Represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the first quarter of 2024. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our common stock over the 30 consecutive trading days immediately preceding April 1, 2024, rounded down to the nearest whole share.

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April 01, 2024 Filed Apr 3, 2024 23:18 UTC Exercise / conversionClass B Common Stock · Derivative 9,380 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010168 · form4-04032024_110407.xml · derivative · entry 3

NELSON ZACHARY · CIK 0001073342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,959

Underlying: Class A Common Stock · 9,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

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April 01, 2024 Filed Apr 3, 2024 23:18 UTC Exercise / conversionRestricted Stock Units · Derivative 9,380 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010168 · form4-04032024_110407.xml · derivative · entry 2

NELSON ZACHARY · CIK 0001073342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,370

Underlying: Class B Common Stock · 9,380 shares

Expires 2031-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following September 1, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

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April 01, 2024 Filed Apr 3, 2024 23:18 UTC GrantClass A Common Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010168 · form4-04032024_110407.xml · nonDerivative · entry 1

NELSON ZACHARY · CIK 0001073342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,535

F1 · shares: Represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the first quarter of 2024. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our common stock over the 30 consecutive trading days immediately preceding April 1, 2024, rounded down to the nearest whole share.

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April 01, 2024 Filed Apr 3, 2024 23:24 UTC GrantClass A Common Stock 769 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010172 · form4-04032024_110402.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,200

F1 · shares: Represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the first quarter of 2024. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our common stock over the 30 consecutive trading days immediately preceding April 1, 2024, rounded down to the nearest whole share.

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April 01, 2024 Filed Apr 3, 2024 23:20 UTC GrantClass A Common Stock 547 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010169 · form4-04032024_110453.xml · nonDerivative · entry 1

Flower Johanna · CIK 0001872303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,998

F1 · shares: Represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the first quarter of 2024. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our common stock over the 30 consecutive trading days immediately preceding April 1, 2024, rounded down to the nearest whole share.

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April 01, 2024 Filed Apr 3, 2024 23:23 UTC
GANDHI SAMEER KDirector · 10% owner
GrantClass A Common Stock 697 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010171 · form4-04032024_110457.xml · nonDerivative · entry 1

GANDHI SAMEER K · CIK 0001201326 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,135

F1 · shares: Represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the first quarter of 2024. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our common stock over the 30 consecutive trading days immediately preceding April 1, 2024, rounded down to the nearest whole share.

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April 01, 2024 Filed Apr 3, 2024 23:25 UTC
Ramamurthy SrinivasagopalanCHIEF PRODUCT OFFICER
ConversionClass B Common Stock · Derivative 11,756 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010173 · form4-04032024_110421.xml · derivative · entry 5

Ramamurthy Srinivasagopalan · CIK 0001558610 · CHIEF PRODUCT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,345

Underlying: Class A Common Stock · 11,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:25 UTC
Ramamurthy SrinivasagopalanCHIEF PRODUCT OFFICER
Exercise / conversionClass B Common Stock · Derivative 21,870 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010173 · form4-04032024_110421.xml · derivative · entry 4

Ramamurthy Srinivasagopalan · CIK 0001558610 · CHIEF PRODUCT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,101

Underlying: Class A Common Stock · 21,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:25 UTC
Ramamurthy SrinivasagopalanCHIEF PRODUCT OFFICER
Exercise / conversionRestricted Stock Units · Derivative 21,870 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010173 · form4-04032024_110421.xml · derivative · entry 3

Ramamurthy Srinivasagopalan · CIK 0001558610 · CHIEF PRODUCT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Class B Common Stock · 21,870 shares

Expires 2031-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest in equal quarterly installments over 48 months with a vesting commencement date of April 1, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

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April 01, 2024 Filed Apr 3, 2024 23:25 UTC
Ramamurthy SrinivasagopalanCHIEF PRODUCT OFFICER
Tax withholdingClass A Common Stock 11,756 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010173 · form4-04032024_110421.xml · nonDerivative · entry 2

Ramamurthy Srinivasagopalan · CIK 0001558610 · CHIEF PRODUCT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 760,485

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units.

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April 01, 2024 Filed Apr 3, 2024 23:25 UTC
Ramamurthy SrinivasagopalanCHIEF PRODUCT OFFICER
ConversionClass A Common Stock 11,756 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010173 · form4-04032024_110421.xml · nonDerivative · entry 1

Ramamurthy Srinivasagopalan · CIK 0001558610 · CHIEF PRODUCT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 22:54 UTC Exercise / conversionClass B Common Stock · Derivative 1,560 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009608 · form4-04012024_100443.xml · derivative · entry 4

PADGETT BARRY L. · CIK 0001511194 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,874

Underlying: Class A Common Stock · 1,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 22:54 UTC Exercise / conversionRestricted Stock Units · Derivative 1,560 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009608 · form4-04012024_100443.xml · derivative · entry 3

PADGETT BARRY L. · CIK 0001511194 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,560

Underlying: Class B Common Stock · 1,560 shares

Expires 2031-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a RSU award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following August 28, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

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March 13, 2024 Filed Mar 15, 2024 21:01 UTC
Sloat TylerCHIEF FINANCIAL OFFICER
ConversionClass B Common Stock · Derivative 23,759 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008136 · form4-03152024_090304.xml · derivative · entry 5

Sloat Tyler · CIK 0001735436 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,855

Underlying: Class A Common Stock · 23,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:01 UTC
Sloat TylerCHIEF FINANCIAL OFFICER
Exercise / conversionClass B Common Stock · Derivative 46,880 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008136 · form4-03152024_090304.xml · derivative · entry 4

Sloat Tyler · CIK 0001735436 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,614

Underlying: Class A Common Stock · 46,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:01 UTC
Sloat TylerCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 46,880 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008136 · form4-03152024_090304.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,870

Underlying: Class B Common Stock · 46,870 shares

Expires 2030-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of April 13, 2020, and the remaining shares will vest in equal monthly installments thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:01 UTC
Sloat TylerCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 23,759 $18.74 $445,243.66
Disclosure

SEC source: 0001415889-24-008136 · form4-03152024_090304.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 920,979

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:01 UTC
Sloat TylerCHIEF FINANCIAL OFFICER
ConversionClass A Common Stock 23,759 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008136 · form4-03152024_090304.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 11, 2024 Filed Mar 13, 2024 00:41 UTC SaleClass A Common Stock 7,028 $19.07 $134,023.96
Disclosure

SEC source: 0001415889-24-007736 · form4-03132024_120356.xml · nonDerivative · entry 2

Taylor Jennifer H · CIK 0001882813 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,490

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted May 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.71 to $19.29 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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March 11, 2024 Filed Mar 13, 2024 00:41 UTC ConversionClass A Common Stock 7,028 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007736 · form4-03132024_120356.xml · nonDerivative · entry 1

Taylor Jennifer H · CIK 0001882813 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 11, 2024 Filed Mar 13, 2024 00:43 UTC ConversionClass B Common Stock · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007738 · form4-03132024_120306.xml · derivative · entry 3

Flower Johanna · CIK 0001872303 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,080

Underlying: Class A Common Stock · 4,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

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March 11, 2024 Filed Mar 13, 2024 00:43 UTC SaleClass A Common Stock 4,800 $19.05 $91,440.00
Disclosure

SEC source: 0001415889-24-007738 · form4-03132024_120306.xml · nonDerivative · entry 2

Flower Johanna · CIK 0001872303 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,451

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted June 14, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.60 to $19.30 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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March 11, 2024 Filed Mar 13, 2024 00:43 UTC ConversionClass A Common Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007738 · form4-03132024_120306.xml · nonDerivative · entry 1

Flower Johanna · CIK 0001872303 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.