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Nasdaq · USD

FRME

FIRST MERCHANTS CORP

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Tapewire entity
4326
SEC CIK
0000712534
Parsed reports
1,039

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2019 Filed Apr 8, 2019 14:31 UTC Exercise / conversionCommon Stock 1,500 $8.58 $12,870.00
Disclosure

SEC source: 0000712534-19-000081 · wf-form4_155473389345131.xml · nonDerivative · entry 1

Schalliol Charles E · CIK 0001300163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes Restricted Stock Awards totaling 4,567 shares

Read SEC document
April 01, 2019 Filed Apr 2, 2019 16:43 UTC PurchaseCommon Stock 13.516 $36.99 $499.98
Disclosure

SEC source: 0000712534-19-000078 · wf-form4_155422340770912.xml · nonDerivative · entry 1

Sherman Patrick A · CIK 0001341793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,885.949

F1 · balance_after: Includes Restricted Stock Awards totaling 3,416 shares

Read SEC document
April 01, 2019 Filed Apr 2, 2019 16:42 UTC
Lehman GaryDirector
PurchaseCommon Stock 45.055 $36.99 $1,666.67
Disclosure

SEC source: 0000712534-19-000076 · wf-form4_155422332555731.xml · nonDerivative · entry 1

Lehman Gary · CIK 0001518499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,508.935

F1 · balance_after: Includes Restricted Stock Awards totaling 3,063 shares

Read SEC document
March 29, 2019 Filed Apr 2, 2019 16:44 UTC
Stewart Michael JChief Banking Officer · Executive Vice President
GrantCommon Stock 27 $32.56 $879.04
Disclosure

SEC source: 0000712534-19-000079 · wf-form4_155422345164528.xml · nonDerivative · entry 1

Stewart Michael J · CIK 0001425324 · Chief Banking Officer · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,493.723

F1 · balance_after: Includes Restricted Stock Awards totaling 22,556.508 shares

Read SEC document
March 29, 2019 Filed Apr 2, 2019 16:43 UTC
LORENTSON JEFFREY BChief Risk Officer · Senior Vice President
GrantCommon Stock 10 $32.56 $325.57
Disclosure

SEC source: 0000712534-19-000077 · wf-form4_155422336644312.xml · nonDerivative · entry 1

LORENTSON JEFFREY B · CIK 0001281742 · Chief Risk Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,283.59

F1 · balance_after: Includes Restricted Stock Awards totaling 1,232.543 shares

Read SEC document
March 29, 2019 Filed Jun 5, 2019 19:22 UTC Amendment
LORENTSON JEFFREY BChief Risk Officer · Senior Vice President
GrantCommon Stock 10 $32.56 $325.57
Disclosure

SEC source: 0000712534-19-000116 · wf-form4a_155976254642776.xml · nonDerivative · entry 1

LORENTSON JEFFREY B · CIK 0001281742 · Chief Risk Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,289.448

F1 · balance_after: Includes Restricted Stock Awards totaling 1,232.543 shares

Read SEC document
March 29, 2019 Filed Jun 5, 2019 19:22 UTC Amendment
Stewart Michael JChief Banking Officer · Executive Vice President
GrantCommon Stock 27 $32.56 $879.04
Disclosure

SEC source: 0000712534-19-000115 · wf-form4a_155976251180580.xml · nonDerivative · entry 1

Stewart Michael J · CIK 0001425324 · Chief Banking Officer · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,546.443

F1 · balance_after: Includes Restricted Stock Awards totaling 22,556.508 shares

Read SEC document
March 26, 2019 Filed Mar 28, 2019 16:17 UTC
FLUHLER STEPHANChief Information Officer · Senior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 500 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0000712534-19-000068 · wf-form4_155378983311605.xml · derivative · entry 3

FLUHLER STEPHAN · CIK 0001608347 · Chief Information Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 16:17 UTC
FLUHLER STEPHANChief Information Officer · Senior Vice President
Exercise / conversionCommon Stock 500 $9.20 $4,600.00
Disclosure

SEC source: 0000712534-19-000068 · wf-form4_155378983311605.xml · nonDerivative · entry 1

FLUHLER STEPHAN · CIK 0001608347 · Chief Information Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,778.969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes Restricted Stock Awards totaling 8,204.902 shares

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:33 UTC
HARDWICK MARK KCFO & COO · Executive Vice President
GrantPhantom Stock · Derivative 30.886 $39.41 $1,217.22
Disclosure

SEC source: 0000712534-19-000059 · wf-form4_155300600234697.xml · derivative · entry 1

HARDWICK MARK K · CIK 0001170817 · CFO & COO · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,979.284

Underlying: Common Stock · 30.886 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

Read SEC document
March 15, 2019 Filed Jun 20, 2019 18:17 UTC
FLUHLER STEPHANChief Information Officer · Senior Vice President
GrantPhantom Stock · Derivative 16.182 $39.41 $637.73
Disclosure

SEC source: 0000712534-19-000136 · wf-form4_156105462075082.xml · derivative · entry 1

FLUHLER STEPHAN · CIK 0001608347 · Chief Information Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16.182

Underlying: Common Stock · 16.182 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 19:35 UTC
HARDWICK MARK KCFO & COO · Executive Vice President
Tax withholdingCommon Stock 4,558 $38.98 $177,670.84
Disclosure

SEC source: 0000712534-19-000050 · wf-form4_155233289736426.xml · nonDerivative · entry 1

HARDWICK MARK K · CIK 0001170817 · CFO & COO · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,802.388

F1 · balance_after: Includes Restricted Stock Awards totaling 23,426.053 shares.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 19:33 UTC
LORENTSON JEFFREY BChief Risk Officer · Senior Vice President
Tax withholdingCommon Stock 321 $38.98 $12,512.58
Disclosure

SEC source: 0000712534-19-000047 · wf-form4_155233278266648.xml · nonDerivative · entry 1

LORENTSON JEFFREY B · CIK 0001281742 · Chief Risk Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,265.237

F1 · balance_after: Includes Restricted Stock Awards totaling 1,225.724 shares

Read SEC document
March 07, 2019 Filed Mar 11, 2019 19:33 UTC
RECHIN MICHAEL CChief Executive Officer · President
Tax withholdingCommon Stock 7,987 $38.98 $311,333.26
Disclosure

SEC source: 0000712534-19-000048 · wf-form4_155233282445894.xml · nonDerivative · entry 1

RECHIN MICHAEL C · CIK 0001344155 · Chief Executive Officer · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,436.133

F1 · balance_after: Includes Restricted Stock Awards totaling 30,598.133 shares

Read SEC document
March 07, 2019 Filed Mar 11, 2019 19:35 UTC
FLUHLER STEPHANChief Information Officer · Senior Vice President
Tax withholdingCommon Stock 336 $38.98 $13,097.28
Disclosure

SEC source: 0000712534-19-000051 · wf-form4_155233294225006.xml · nonDerivative · entry 1

FLUHLER STEPHAN · CIK 0001608347 · Chief Information Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,233.569

F1 · balance_after: Includes Restricted Stock Awards totaling 8,159.502 shares

Read SEC document
March 07, 2019 Filed Mar 11, 2019 19:34 UTC
Kawiecki MicheleDIRECTOR OF FINANCE · SENIOR VICE PRESIDENT
Tax withholdingCommon Stock 338 $38.98 $13,175.24
Disclosure

SEC source: 0000712534-19-000049 · wf-form4_155233286067996.xml · nonDerivative · entry 1

Kawiecki Michele · CIK 0001635669 · DIRECTOR OF FINANCE · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,697.813

F1 · balance_after: Includes Restricted Stock Awards totaling 3,059.813 shares

Read SEC document
March 07, 2019 Filed Mar 11, 2019 19:32 UTC
MARTIN JOHNChief Credit Officer · Executive Vice President
Tax withholdingCommon Stock 5,572 $38.98 $217,196.56
Disclosure

SEC source: 0000712534-19-000045 · wf-form4_155233270871076.xml · nonDerivative · entry 1

MARTIN JOHN · CIK 0001466848 · Chief Credit Officer · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,619.067

F1 · balance_after: Includes Restricted Stock Awards totaling 15,299.067 shares

Read SEC document
March 07, 2019 Filed Mar 11, 2019 19:32 UTC
Stewart Michael JChief Banking Officer · Executive Vice President
Tax withholdingCommon Stock 4,792 $38.98 $186,792.16
Disclosure

SEC source: 0000712534-19-000046 · wf-form4_155233274648225.xml · nonDerivative · entry 1

Stewart Michael J · CIK 0001425324 · Chief Banking Officer · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,316.33

F1 · balance_after: Includes Restricted Stock Awards totaling 22,406.115 shares

Read SEC document
March 07, 2019 Filed Mar 19, 2019 14:36 UTC Amendment
Stewart Michael JChief Banking Officer · Executive Vice President
Tax withholdingCommon Stock 4,792 $38.98 $186,792.16
Disclosure

SEC source: 0000712534-19-000061 · wf-form4a_155300616334010.xml · nonDerivative · entry 1

Stewart Michael J · CIK 0001425324 · Chief Banking Officer · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,341.913

F1 · balance_after: Includes Restricted Stock Awards totaling 22,431.698 shares

Read SEC document
March 07, 2019 Filed Mar 19, 2019 14:34 UTC Amendment
HARDWICK MARK KCFO & COO · Executive Vice President
Tax withholdingCommon Stock 4,558 $38.98 $177,670.84
Disclosure

SEC source: 0000712534-19-000060 · wf-form4a_155300604120903.xml · nonDerivative · entry 1

HARDWICK MARK K · CIK 0001170817 · CFO & COO · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,827.971

F1 · balance_after: Includes Restricted Stock Awards totaling 23,451.636 shares.

Read SEC document
March 07, 2019 Filed Mar 28, 2019 16:18 UTC
Harris Steven CDIRECTOR, HUMAN RESOURCES · Senior Vice President
Tax withholdingCommon 138 $38.98 $5,379.24
Disclosure

SEC source: 0000712534-19-000069 · wf-form4_155378987891121.xml · nonDerivative · entry 1

Harris Steven C · CIK 0001724873 · DIRECTOR, HUMAN RESOURCES · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,362.751

F1 · balance_after: Includes Restricted Stock Awards totaling 4,079.751 shares

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:34 UTC PurchaseCommon Stock 12.301 $40.65 $499.99
Disclosure

SEC source: 0000712534-19-000036 · wf-form4_155173523674534.xml · nonDerivative · entry 1

Sherman Patrick A · CIK 0001341793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,701.746

F1 · balance_after: Includes Restricted Stock Awards totaling 4,045 shares

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:33 UTC
Lehman GaryDirector
PurchaseCommon Stock 41.004 $40.65 $1,666.65
Disclosure

SEC source: 0000712534-19-000035 · wf-form4_155173520590499.xml · nonDerivative · entry 1

Lehman Gary · CIK 0001518499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,438.92

F1 · balance_after: Includes Restricted Stock Awards totaling 3,626 shares

Read SEC document
February 01, 2019 Filed Feb 5, 2019 18:32 UTC PurchaseCommon Stock 13.496 $37.05 $500.00
Disclosure

SEC source: 0000712534-19-000020 · wf-form4_154939150989487.xml · nonDerivative · entry 1

Sherman Patrick A · CIK 0001341793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,689.445

F1 · balance_after: Includes Restricted Stock Awards totaling 4,045 shares

Read SEC document
February 01, 2019 Filed Feb 5, 2019 18:31 UTC
Lehman GaryDirector
PurchaseCommon Stock 44.987 $37.05 $1,666.68
Disclosure

SEC source: 0000712534-19-000019 · wf-form4_154939147378965.xml · nonDerivative · entry 1

Lehman Gary · CIK 0001518499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,397.916

F1 · balance_after: Includes Restricted Stock Awards totaling 3,626 shares

Read SEC document
January 10, 2019 Filed Mar 11, 2019 19:36 UTC
HARDWICK MARK KCFO & COO · Executive Vice President
GrantPhantom Stock · Derivative 1.386 $36.10 $50.03
Disclosure

SEC source: 0000712534-19-000052 · wf-form4_155233298411894.xml · derivative · entry 1

HARDWICK MARK K · CIK 0001170817 · CFO & COO · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,948.398

Underlying: Common Stock · 1.386 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 20:21 UTC
Lehman GaryDirector
PurchaseCommon Stock 48.781 $34.17 $1,666.65
Disclosure

SEC source: 0000712534-19-000006 · wf-form4_154654688888147.xml · nonDerivative · entry 1

Lehman Gary · CIK 0001518499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,352.929

F1 · balance_after: Includes Restricted Stock Awards totaling 3,626 shares

Read SEC document
January 02, 2019 Filed Jan 3, 2019 20:21 UTC PurchaseCommon Stock 14.634 $34.17 $499.99
Disclosure

SEC source: 0000712534-19-000005 · wf-form4_154654685105190.xml · nonDerivative · entry 1

Sherman Patrick A · CIK 0001341793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,675.949

F1 · balance_after: Includes Restricted Stock Awards totaling 4,045 shares

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:23 UTC
Stewart Michael JChief Banking Officer · Executive Vice President
GrantCommon Stock 31 $34.52 $1,070.12
Disclosure

SEC source: 0000712534-19-000008 · wf-form4_154654697114697.xml · nonDerivative · entry 1

Stewart Michael J · CIK 0001425324 · Chief Banking Officer · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,108.569

F1 · balance_after: Includes Restricted Stock Awards totaling 31,881.354 shares

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:22 UTC
LORENTSON JEFFREY BChief Risk Officer · Senior Vice President
GrantCommon Stock 10 $34.52 $345.20
Disclosure

SEC source: 0000712534-19-000007 · wf-form4_154654692995271.xml · nonDerivative · entry 1

LORENTSON JEFFREY B · CIK 0001281742 · Chief Risk Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,587.041

F1 · balance_after: Includes Restricted Stock Awards totaling 2,278.528 shares

Read SEC document
December 31, 2018 Filed Mar 19, 2019 14:38 UTC Amendment
Stewart Michael JChief Banking Officer · Executive Vice President
GrantCommon Stock 31 $34.52 $1,070.12
Disclosure

SEC source: 0000712534-19-000062 · wf-form4a_155300627302118.xml · nonDerivative · entry 1

Stewart Michael J · CIK 0001425324 · Chief Banking Officer · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,134.152

F1 · balance_after: Includes Restricted Stock Awards totaling 31,906.937 shares

Read SEC document
December 21, 2018 Filed Dec 21, 2018 20:39 UTC
HARDWICK MARK KCFO & COO · Executive Vice President
GrantPhantom Stock · Derivative 11.949 $35.12 $419.65
Disclosure

SEC source: 0000712534-18-000356 · wf-form4_154542473150370.xml · derivative · entry 1

HARDWICK MARK K · CIK 0001170817 · CFO & COO · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947.012

Underlying: Common Stock · 11.949 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 20:39 UTC PurchaseCommon Stock 1,000 $35.12 $35,120.00
Disclosure

SEC source: 0000712534-18-000357 · wf-form4_154542476826982.xml · nonDerivative · entry 1

WALKER TERRY L · CIK 0001368842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,961.035

F1 · balance_after: Includes Restricted Stock Awards totaling 4,647 shares

Read SEC document
December 05, 2018 Filed Dec 7, 2018 16:08 UTC
LORENTSON JEFFREY BChief Risk Officer · Senior Vice President
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000712534-18-000353 · wf-form4_154419891927566.xml · nonDerivative · entry 1

LORENTSON JEFFREY B · CIK 0001281742 · Chief Risk Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,561.022

F1 · balance_after: Includes Restricted Stock Awards totaling 2,264.216 shares

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:43 UTC
Lehman GaryDirector
PurchaseCommon Stock 39.907 $41.76 $1,666.68
Disclosure

SEC source: 0000712534-18-000351 · wf-form4_154394178973211.xml · nonDerivative · entry 1

Lehman Gary · CIK 0001518499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,280.096

F1 · balance_after: Includes Restricted Stock Awards totaling 4,148 shares

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:43 UTC PurchaseCommon Stock 11.972 $41.76 $500.00
Disclosure

SEC source: 0000712534-18-000350 · wf-form4_154394176356478.xml · nonDerivative · entry 1

Sherman Patrick A · CIK 0001341793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,472

F1 · balance_after: Includes Restricted Stock Awards totaling 4,628 shares

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:47 UTC
LORENTSON JEFFREY BChief Risk Officer · Senior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0000712534-18-000347 · wf-form4_154361442178795.xml · derivative · entry 2

LORENTSON JEFFREY B · CIK 0001281742 · Chief Risk Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:47 UTC
LORENTSON JEFFREY BChief Risk Officer · Senior Vice President
Exercise / conversionCommon Stock 1,500 $11.14 $16,710.00
Disclosure

SEC source: 0000712534-18-000347 · wf-form4_154361442178795.xml · nonDerivative · entry 1

LORENTSON JEFFREY B · CIK 0001281742 · Chief Risk Officer · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,061.022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes Restricted Stock Awards totaling 2,264.216 shares

Read SEC document
November 01, 2018 Filed Nov 5, 2018 20:21 UTC PurchaseCommon Stock 11.946 $41.86 $500.01
Disclosure

SEC source: 0000712534-18-000341 · wf-form4_154144927540556.xml · nonDerivative · entry 1

Sherman Patrick A · CIK 0001341793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,460.028

F1 · balance_after: Includes Restricted Stock Awards totaling 4,628 shares

Read SEC document
November 01, 2018 Filed Nov 5, 2018 20:20 UTC
Lehman GaryDirector
PurchaseCommon Stock 39.819 $41.86 $1,666.66
Disclosure

SEC source: 0000712534-18-000340 · wf-form4_154144923823524.xml · nonDerivative · entry 1

Lehman Gary · CIK 0001518499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,240.189

F1 · balance_after: Includes Restricted Stock Awards totaling 4,148 shares

Read SEC document
October 01, 2018 Filed Oct 2, 2018 16:27 UTC PurchaseCommon Stock 11.085 $45.11 $500.02
Disclosure

SEC source: 0000712534-18-000244 · wf-form4_153849765987853.xml · nonDerivative · entry 2

Sherman Patrick A · CIK 0001341793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,131.082

F1 · balance_after: Includes Restricted Stock Awards totaling 5,311 shares

Read SEC document
October 01, 2018 Filed Oct 2, 2018 16:26 UTC
Lehman GaryDirector
PurchaseCommon Stock 36.948 $45.11 $1,666.65
Disclosure

SEC source: 0000712534-18-000240 · wf-form4_153849755800920.xml · nonDerivative · entry 2

Lehman Gary · CIK 0001518499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,848.37

F1 · balance_after: Includes Restricted Stock Awards totaling 4,796 shares

Read SEC document
October 01, 2018 Filed Oct 26, 2018 19:18 UTC Amendment
Lehman GaryDirector
PurchaseCommon Stock 36.948 $45.11 $1,666.65
Disclosure

SEC source: 0000712534-18-000312 · wf-form4a_154058149841451.xml · nonDerivative · entry 1

Lehman Gary · CIK 0001518499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200.37

F1 · balance_after: Includes Restricted Stock Awards totaling 4,148 shares

F2 · balance_after: Due to an administrative error, the grant of 319 restricted shares to the reporting person on June 30, 2018 and the grant of 329 restricted shares to the reporting person on September 30, 2018 in exchange for director fees and reported on the Form 4 filed by the reporting person on July 3, 2018 and October 2, 2018 respectively, should have instead been paid in cash. The Company has corrected the error, cancelled the grant and instead paid the director fees to the reporting person in cash. As of October 1, 2018 the reporting person owned only 38,200.37 shares of common stock.

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October 01, 2018 Filed Oct 26, 2018 19:17 UTC Amendment PurchaseCommon Stock 11.085 $45.11 $500.02
Disclosure

SEC source: 0000712534-18-000311 · wf-form4a_154058145972631.xml · nonDerivative · entry 1

Sherman Patrick A · CIK 0001341793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,445.082

F1 · balance_after: Includes Restricted Stock Awards totaling 4,628 shares

F2 · balance_after: Due to an administrative error, the grant of 336 restricted shares to the reporting person on June 30, 2018 and the grant of 347 restricted shares to the reporting person on September 30, 2018 in exchange for director fees and reported on the Form 4 filed by the reporting person on July 3, 2018 and October 2, 2018 respectively, should have instead been paid in cash. The Company has corrected the error, cancelled the grant and instead paid the director fees to the reporting person in cash. As of October 2, 2018 the reporting person owned only 36,448.082 shares of common stock.

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September 30, 2018 Filed Oct 2, 2018 16:29 UTC GrantCommon Stock 382 $44.99 $17,186.18
Disclosure

SEC source: 0000712534-18-000247 · wf-form4_153849773656081.xml · nonDerivative · entry 1

WOJTOWICZ JEAN L · CIK 0001180886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,260.979

F1 · balance_after: Includes Restricted Stock Awards totaling 5,418 shares

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September 30, 2018 Filed Oct 2, 2018 16:28 UTC GrantCommon Stock 373 $44.99 $16,781.27
Disclosure

SEC source: 0000712534-18-000246 · wf-form4_153849771192014.xml · nonDerivative · entry 1

WALKER TERRY L · CIK 0001368842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,696.035

F1 · balance_after: Includes Restricted Stock Awards totaling 5,382 shares

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September 30, 2018 Filed Oct 2, 2018 16:27 UTC GrantCommon Stock 566 $44.99 $25,464.34
Disclosure

SEC source: 0000712534-18-000244 · wf-form4_153849765987853.xml · nonDerivative · entry 1

Sherman Patrick A · CIK 0001341793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,119.997

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September 30, 2018 Filed Oct 2, 2018 16:27 UTC GrantCommon Stock 503 $44.99 $22,629.97
Disclosure

SEC source: 0000712534-18-000243 · wf-form4_153849763562498.xml · nonDerivative · entry 1

Schalliol Charles E · CIK 0001300163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,863

F1 · balance_after: Includes Restricted Stock Awards totaling 7,154 shares

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September 30, 2018 Filed Oct 2, 2018 16:27 UTC GrantCommon 329 $44.99 $14,801.71
Disclosure

SEC source: 0000712534-18-000242 · wf-form4_153849760758673.xml · nonDerivative · entry 1

Marhenke Michael C · CIK 0001723171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,355

F1 · balance_after: Includes Restricted Stock Awards totaling 1,355 shares

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September 30, 2018 Filed Oct 2, 2018 16:26 UTC
Lehman GaryDirector
GrantCommon Stock 329 $44.99 $14,801.71
Disclosure

SEC source: 0000712534-18-000240 · wf-form4_153849755800920.xml · nonDerivative · entry 1

Lehman Gary · CIK 0001518499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,811.422

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.