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Shift4 Payments, Inc.

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4172
SEC CIK
0001794669
Parsed reports
239

Last 12 months

Inside the activity.

6 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202620
Mar 202620
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2022 Filed Mar 11, 2022 21:32 UTC Tax withholdingClass A Common Stock 1,097 $41.95 $46,019.15
Disclosure

SEC source: 0000899243-22-010712 · doc4.xml · nonDerivative · entry 1

Herring Bradley · CIK 0001813901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,993

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:36 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
Tax withholdingClass A Common Stock 63,433 $41.95 $2,661,014.35
Disclosure

SEC source: 0000899243-22-010717 · doc4.xml · nonDerivative · entry 2

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,784

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:36 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GrantClass A Common Stock 157,330 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010717 · doc4.xml · nonDerivative · entry 1

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,217

F1 · shares: Represents an award of restricted stock units which are fully vested.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:35 UTC GrantClass A Common Stock 32,181 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010716 · doc4.xml · nonDerivative · entry 2

Lauber David Taylor · CIK 0001805630 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,420

F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on March 9, 2023.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:35 UTC Tax withholdingClass A Common Stock 864 $41.95 $36,244.80
Disclosure

SEC source: 0000899243-22-010716 · doc4.xml · nonDerivative · entry 1

Lauber David Taylor · CIK 0001805630 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,239

Read SEC document
March 09, 2022 Filed Mar 11, 2022 16:32 UTC
Frankel JordanGC & Corporate Secretary
GrantClass A Common Stock 32,181 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010713 · doc4.xml · nonDerivative · entry 2

Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,980

F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on March 9, 2023.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 16:32 UTC
Frankel JordanGC & Corporate Secretary
Tax withholdingClass A Common Stock 864 $41.95 $36,244.80
Disclosure

SEC source: 0000899243-22-010713 · doc4.xml · nonDerivative · entry 1

Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,799

Read SEC document
January 31, 2022 Filed Feb 14, 2023 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 209,293 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004974 · doc5.xml · nonDerivative · entry 2

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,616,291

F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities.

Read SEC document
January 31, 2022 Filed Feb 14, 2023 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 523,231 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004974 · doc5.xml · nonDerivative · entry 1

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,825,584

F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities.

Read SEC document
December 27, 2021 Filed Jan 7, 2022 16:05 UTC GiftClass A Common Stock 8,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001352 · doc4.xml · nonDerivative · entry 1

Isaacman Donald · CIK 0001805579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,444

Read SEC document
December 23, 2021 Filed Feb 14, 2022 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 85,911 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-006144 · doc5.xml · nonDerivative · entry 5

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 85,911

F4 · ownership.nature: Held by Jared Isaacman C/F Mila T. Isaacman UTMA. The reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 23, 2021 Filed Feb 14, 2022 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 85,911 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-006144 · doc5.xml · nonDerivative · entry 4

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 85,911

F3 · ownership.nature: Held by Jared Isaacman C/F Liv A. Isaacman UTMA. The reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 23, 2021 Filed Feb 14, 2022 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass A Common Stock 42,958 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-006144 · doc5.xml · nonDerivative · entry 3

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,442

Read SEC document
December 23, 2021 Filed Feb 14, 2022 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 171,822 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-006144 · doc5.xml · nonDerivative · entry 2

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · balance_after: On December 23, 2021, Rook transferred 171,322 shares of Class C Common Stock to the reporting person.

Read SEC document
December 17, 2021 Filed Jan 7, 2022 21:05 UTC GrantClass A Common Stock 6,924 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001351 · doc4.xml · nonDerivative · entry 1

Herring Bradley · CIK 0001813901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,090

F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on December 17, 2022.

Read SEC document
December 17, 2021 Filed Jan 7, 2022 16:05 UTC
Frankel JordanGC & Corporate Secretary
GrantClass A Common Stock 6,924 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001350 · doc4.xml · nonDerivative · entry 1

Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,663

F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on December 17, 2022.

Read SEC document
December 17, 2021 Filed Jan 7, 2022 20:58 UTC
Lauber David TaylorChief Strategy Officer
GrantClass A Common Stock 6,924 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001344 · doc4.xml · nonDerivative · entry 1

Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,103

F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on December 17, 2022.

Read SEC document
December 13, 2021 Filed Dec 13, 2021 20:18 UTC
Frankel JordanGC & Corporate Secretary
SaleClass A Common Stock 1,322 $54.41 $71,930.02
Disclosure

SEC source: 0000899243-21-047973 · doc4.xml · nonDerivative · entry 2

Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,739

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 20:18 UTC
Frankel JordanGC & Corporate Secretary
SaleClass A Common Stock 2,261 $56.01 $126,638.61
Disclosure

SEC source: 0000899243-21-047973 · doc4.xml · nonDerivative · entry 1

Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,061

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:21 UTC Tax withholdingClass A Common Stock 621 $57.00 $35,397.00
Disclosure

SEC source: 0000899243-21-047766 · doc4.xml · nonDerivative · entry 2

Herring Bradley · CIK 0001813901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,166

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:21 UTC Tax withholdingClass A Common Stock 62 $57.00 $3,534.00
Disclosure

SEC source: 0000899243-21-047766 · doc4.xml · nonDerivative · entry 1

Herring Bradley · CIK 0001813901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,787

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:20 UTC
Frankel JordanGC & Corporate Secretary
Tax withholdingClass A Common Stock 756 $57.00 $43,092.00
Disclosure

SEC source: 0000899243-21-047765 · doc4.xml · nonDerivative · entry 2

Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,322

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:20 UTC
Frankel JordanGC & Corporate Secretary
Tax withholdingClass A Common Stock 714 $57.00 $40,698.00
Disclosure

SEC source: 0000899243-21-047765 · doc4.xml · nonDerivative · entry 1

Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,078

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:19 UTC
Lauber David TaylorChief Strategy Officer
Tax withholdingClass A Common Stock 756 $57.00 $43,092.00
Disclosure

SEC source: 0000899243-21-047763 · doc4.xml · nonDerivative · entry 2

Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,179

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:19 UTC
Lauber David TaylorChief Strategy Officer
Tax withholdingClass A Common Stock 207 $57.00 $11,799.00
Disclosure

SEC source: 0000899243-21-047763 · doc4.xml · nonDerivative · entry 1

Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,935

Read SEC document
December 01, 2021 Filed Feb 14, 2022 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 96,117 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-006144 · doc5.xml · nonDerivative · entry 1

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,529,229

F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 13:43 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
OtherForward Sale Contract (obligation to sell) · Derivative 2,259,247 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-035305 · doc4.xml · derivative · entry 2

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,259,247

Underlying: Class A Common Stock · 2,259,247 shares

Expires not disclosed

F1 · derivative.exercise_price: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024.

F2 · derivative.exercise_price: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement.

F3 · derivative.exercise_price: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract.

F7 · derivative.exercise_price: This transaction is divided into 50 individual components (each comprising 45,185 shares (or 45,184 in the case of the first 3 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F8 · derivative.exercise_price: (continued from Footnote 7) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $120.3935 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and

F9 · derivative.exercise_price: (continued from Footnote 8) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F1 · kind: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024.

F2 · kind: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement.

F3 · kind: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract.

F7 · kind: This transaction is divided into 50 individual components (each comprising 45,185 shares (or 45,184 in the case of the first 3 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F8 · kind: (continued from Footnote 7) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $120.3935 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and

F9 · kind: (continued from Footnote 8) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F1 · price: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024.

F2 · price: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement.

F3 · price: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract.

F7 · price: This transaction is divided into 50 individual components (each comprising 45,185 shares (or 45,184 in the case of the first 3 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F8 · price: (continued from Footnote 7) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $120.3935 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and

F9 · price: (continued from Footnote 8) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F7 · derivative.exercise_date: This transaction is divided into 50 individual components (each comprising 45,185 shares (or 45,184 in the case of the first 3 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F8 · derivative.exercise_date: (continued from Footnote 7) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $120.3935 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and

F9 · derivative.exercise_date: (continued from Footnote 8) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F7 · derivative.expiration_date: This transaction is divided into 50 individual components (each comprising 45,185 shares (or 45,184 in the case of the first 3 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F8 · derivative.expiration_date: (continued from Footnote 7) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $120.3935 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and

F9 · derivative.expiration_date: (continued from Footnote 8) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F10 · ownership.nature: Rook SPV is a wholly owned subsidiary of Rook Holdings Inc. Mr. Isaacman is the sole stockholder of Rook Holdings Inc. and therefore may be deemed to beneficially own the securities held of record by Rook SPV and Rook Holdings Inc.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 13:43 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
OtherForward Sale Contract (obligation to sell) · Derivative 2,178,984 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-035305 · doc4.xml · derivative · entry 1

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,178,984

Underlying: Class A Common Stock · 2,178,984 shares

Expires not disclosed

F1 · derivative.exercise_price: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024.

F2 · derivative.exercise_price: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement.

F3 · derivative.exercise_price: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract.

F4 · derivative.exercise_price: This transaction is divided into 50 individual components (each comprising 43,580 shares (or 43,579 in the case of the first 16 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F5 · derivative.exercise_price: (continued from Footnote 4) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $112.0905 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and

F6 · derivative.exercise_price: (continued from Footnote 5) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F1 · kind: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024.

F2 · kind: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement.

F3 · kind: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract.

F4 · kind: This transaction is divided into 50 individual components (each comprising 43,580 shares (or 43,579 in the case of the first 16 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F5 · kind: (continued from Footnote 4) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $112.0905 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and

F6 · kind: (continued from Footnote 5) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F1 · price: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024.

F2 · price: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement.

F3 · price: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract.

F4 · price: This transaction is divided into 50 individual components (each comprising 43,580 shares (or 43,579 in the case of the first 16 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F5 · price: (continued from Footnote 4) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $112.0905 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and

F6 · price: (continued from Footnote 5) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F4 · derivative.exercise_date: This transaction is divided into 50 individual components (each comprising 43,580 shares (or 43,579 in the case of the first 16 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F5 · derivative.exercise_date: (continued from Footnote 4) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $112.0905 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and

F6 · derivative.exercise_date: (continued from Footnote 5) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F4 · derivative.expiration_date: This transaction is divided into 50 individual components (each comprising 43,580 shares (or 43,579 in the case of the first 16 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F5 · derivative.expiration_date: (continued from Footnote 4) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $112.0905 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and

F6 · derivative.expiration_date: (continued from Footnote 5) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F10 · ownership.nature: Rook SPV is a wholly owned subsidiary of Rook Holdings Inc. Mr. Isaacman is the sole stockholder of Rook Holdings Inc. and therefore may be deemed to beneficially own the securities held of record by Rook SPV and Rook Holdings Inc.

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August 16, 2021 Filed Aug 18, 2021 21:46 UTC GrantClass A Common Stock 1,047 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033495 · doc4.xml · nonDerivative · entry 1

Davis Karen Roter · CIK 0001878982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047

F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:24 UTC ConversionLLC Interests · Derivative 1,967,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032640 · doc4.xml · derivative · entry 6

Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner

Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner

Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner

Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner

Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner

Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 443,638

Underlying: Class A Common Stock · 1,967,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The LLC Interests may be redeemed by Searchlight II GWN, L.P. at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F7 · derivative.exercise_date: The LLC Interests may be redeemed by Searchlight II GWN, L.P. at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F7 · derivative.expiration_date: The LLC Interests may be redeemed by Searchlight II GWN, L.P. at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F1 · ownership.nature: Represents securities held of record by Searchlight II GWN, L.P.

F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:24 UTC SaleClass A Common Stock 4,250,000 $83.75 $355,937,500.00
Disclosure

SEC source: 0000899243-21-032640 · doc4.xml · nonDerivative · entry 5

Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner

Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner

Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner

Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner

Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner

Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F7 · price: The LLC Interests may be redeemed by Searchlight II GWN, L.P. at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.

F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:24 UTC ConversionClass A Common Stock 2,282,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032640 · doc4.xml · nonDerivative · entry 4

Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner

Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner

Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner

Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner

Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner

Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P.

F6 · ownership.nature: Following the conversion of shares, represents 185,050 Class A Common Stock held of record by Searchlight Capital II, L.P., 2,097,200 Class A Common Stock held of record by Searchlight Capital II PV, L.P. and 1,967,750 Class A Common Stock held of record by Searchlight II GWN, L.P.

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August 09, 2021 Filed Aug 11, 2021 20:24 UTC ConversionClass C Common Stock 2,282,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032640 · doc4.xml · nonDerivative · entry 3

Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner

Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner

Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner

Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner

Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner

Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 514,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P.

F5 · ownership.nature: Following the transactions reported herein, represents 41,714 Class C Common Stock held of record by Searchlight Capital II, L.P. and 472,830 Class C Common Stock held directly by Searchlight Capital II PV, L.P.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:24 UTC OtherClass B Common Stock 1,967,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032640 · doc4.xml · nonDerivative · entry 2

Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner

Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner

Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner

Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner

Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner

Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 443,638

F3 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the conversion of the LLC Interests in to Class A Common Stock.

F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P.

F4 · ownership.nature: Securities are held of record by Searchlight Capital II, L.P.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:24 UTC ConversionClass A Common Stock 1,967,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032640 · doc4.xml · nonDerivative · entry 1

Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner

Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner

Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner

Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner

Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner

Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,967,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents securities held of record by Searchlight II GWN, L.P.

F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P.

Read SEC document
August 09, 2021 Filed Aug 12, 2021 00:05 UTC SaleClass A Common Stock 2,000 $89.30 $178,600.00
Disclosure

SEC source: 0000899243-21-032617 · doc4.xml · nonDerivative · entry 1

Herring Bradley · CIK 0001813901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,849

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:05 UTC
Frankel JordanGC & Corporate Secretary
SaleClass A Common Stock 765 $93.47 $71,501.95
Disclosure

SEC source: 0000899243-21-028825 · doc4.xml · nonDerivative · entry 3

Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,792

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $93.13 to $93.76. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:05 UTC
Frankel JordanGC & Corporate Secretary
SaleClass A Common Stock 1,235 $92.44 $114,162.29
Disclosure

SEC source: 0000899243-21-028825 · doc4.xml · nonDerivative · entry 2

Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,557

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $92.00 to $92.81. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 16:05 UTC
Frankel JordanGC & Corporate Secretary
SaleClass A Common Stock 3,000 $91.34 $274,027.80
Disclosure

SEC source: 0000899243-21-028825 · doc4.xml · nonDerivative · entry 1

Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,792

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $90.89 to $91.85. The reporting person undertakes to provide Shift4 Payments, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 10:27 UTC
Lauber David TaylorChief Strategy Officer
SaleClass A Common Stock 302 $101.29 $30,590.61
Disclosure

SEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 6

Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,142

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

F7 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $101.29 to $101.30. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 10:27 UTC
Lauber David TaylorChief Strategy Officer
SaleClass A Common Stock 4,625 $100.65 $465,511.34
Disclosure

SEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 5

Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,444

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

F6 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $100.36 to $101.17. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 10:27 UTC
Lauber David TaylorChief Strategy Officer
SaleClass A Common Stock 2,102 $99.73 $209,637.50
Disclosure

SEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 4

Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,069

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

F5 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $99.28 to $100.13. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 10:27 UTC
Lauber David TaylorChief Strategy Officer
SaleClass A Common Stock 1,470 $98.96 $145,467.67
Disclosure

SEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 3

Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,171

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $98.28 to $99.17. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 22, 2021 Filed Jun 24, 2021 10:27 UTC
Lauber David TaylorChief Strategy Officer
SaleClass A Common Stock 1,400 $97.87 $137,011.42
Disclosure

SEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 2

Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,641

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $97.52 to $98.11. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 22, 2021 Filed Jun 24, 2021 10:27 UTC
Lauber David TaylorChief Strategy Officer
SaleClass A Common Stock 5,101 $96.83 $493,919.12
Disclosure

SEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 1

Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,041

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $96.22 to $97.17. The reporting person undertakes to provide Shift4 Payments, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 10, 2021 Filed Jun 14, 2021 21:15 UTC GrantClass A Common Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-023623 · doc4.xml · nonDerivative · entry 1

Cruz Christopher Nestor · CIK 0001814178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,852

F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date.

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June 10, 2021 Filed Jun 14, 2021 21:18 UTC SaleClass A Common Stock 5,940 $93.16 $553,392.97
Disclosure

SEC source: 0000899243-21-023632 · doc4.xml · nonDerivative · entry 1

Herring Bradley · CIK 0001813901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,849

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.9584 to $96.4233. The reporting person undertakes to provide Shift4 Payments, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price withint he range set forth in this footnote.

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June 10, 2021 Filed Jun 14, 2021 17:17 UTC GrantClass A Common Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-023627 · doc4.xml · nonDerivative · entry 1

Isaacman Donald · CIK 0001805579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,852

F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date.

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June 10, 2021 Filed Jun 14, 2021 21:17 UTC
Disman NancyDirector
GrantClass A Common Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-023631 · doc4.xml · nonDerivative · entry 1

Disman Nancy · CIK 0001621493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,852

F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date.

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June 10, 2021 Filed Jun 14, 2021 21:21 UTC GrantClass A Common Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-023637 · doc4.xml · nonDerivative · entry 1

Halkyard Jonathan S · CIK 0001371536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,852

F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.