Last 12 months
Inside the activity.
6 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2022 Filed Mar 11, 2022 21:32 UTC | Tax withholdingClass A Common Stock | 1,097 | $41.95 | $46,019.15 |
DisclosureSEC source: 0000899243-22-010712 · doc4.xml · nonDerivative · entry 1 Herring Bradley · CIK 0001813901 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,993 Read SEC document |
|
| March 09, 2022 Filed Mar 11, 2022 21:36 UTC |
Isaacman JaredDirector · Chairman & CEO · 10% owner
|
Tax withholdingClass A Common Stock | 63,433 | $41.95 | $2,661,014.35 |
DisclosureSEC source: 0000899243-22-010717 · doc4.xml · nonDerivative · entry 2 Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,784 Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:36 UTC |
Isaacman JaredDirector · Chairman & CEO · 10% owner
|
GrantClass A Common Stock | 157,330 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-010717 · doc4.xml · nonDerivative · entry 1 Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,217 F1 · shares: Represents an award of restricted stock units which are fully vested. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:35 UTC |
Lauber David TaylorSee Remarks
|
GrantClass A Common Stock | 32,181 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-010716 · doc4.xml · nonDerivative · entry 2 Lauber David Taylor · CIK 0001805630 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,420 F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on March 9, 2023. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:35 UTC |
Lauber David TaylorSee Remarks
|
Tax withholdingClass A Common Stock | 864 | $41.95 | $36,244.80 |
DisclosureSEC source: 0000899243-22-010716 · doc4.xml · nonDerivative · entry 1 Lauber David Taylor · CIK 0001805630 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,239 Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:32 UTC |
Frankel JordanGC & Corporate Secretary
|
GrantClass A Common Stock | 32,181 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-010713 · doc4.xml · nonDerivative · entry 2 Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,980 F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on March 9, 2023. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:32 UTC |
Frankel JordanGC & Corporate Secretary
|
Tax withholdingClass A Common Stock | 864 | $41.95 | $36,244.80 |
DisclosureSEC source: 0000899243-22-010713 · doc4.xml · nonDerivative · entry 1 Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,799 Read SEC document |
| January 31, 2022 Filed Feb 14, 2023 21:06 UTC |
Isaacman JaredDirector · Chairman & CEO · 10% owner
|
GiftClass C Common Stock | 209,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-004974 · doc5.xml · nonDerivative · entry 2 Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,616,291 F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities. Read SEC document |
| January 31, 2022 Filed Feb 14, 2023 21:06 UTC |
Isaacman JaredDirector · Chairman & CEO · 10% owner
|
GiftClass C Common Stock | 523,231 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-004974 · doc5.xml · nonDerivative · entry 1 Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,825,584 F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities. Read SEC document |
| December 27, 2021 Filed Jan 7, 2022 16:05 UTC |
Isaacman DonaldDirector
|
GiftClass A Common Stock | 8,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001352 · doc4.xml · nonDerivative · entry 1 Isaacman Donald · CIK 0001805579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,444 Read SEC document |
| December 23, 2021 Filed Feb 14, 2022 21:06 UTC |
Isaacman JaredDirector · Chairman & CEO · 10% owner
|
GiftClass C Common Stock | 85,911 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006144 · doc5.xml · nonDerivative · entry 5 Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 85,911 F4 · ownership.nature: Held by Jared Isaacman C/F Mila T. Isaacman UTMA. The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| December 23, 2021 Filed Feb 14, 2022 21:06 UTC |
Isaacman JaredDirector · Chairman & CEO · 10% owner
|
GiftClass C Common Stock | 85,911 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006144 · doc5.xml · nonDerivative · entry 4 Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 85,911 F3 · ownership.nature: Held by Jared Isaacman C/F Liv A. Isaacman UTMA. The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| December 23, 2021 Filed Feb 14, 2022 21:06 UTC |
Isaacman JaredDirector · Chairman & CEO · 10% owner
|
GiftClass A Common Stock | 42,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006144 · doc5.xml · nonDerivative · entry 3 Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,442 Read SEC document |
| December 23, 2021 Filed Feb 14, 2022 21:06 UTC |
Isaacman JaredDirector · Chairman & CEO · 10% owner
|
GiftClass C Common Stock | 171,822 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006144 · doc5.xml · nonDerivative · entry 2 Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · balance_after: On December 23, 2021, Rook transferred 171,322 shares of Class C Common Stock to the reporting person. Read SEC document |
| December 17, 2021 Filed Jan 7, 2022 21:05 UTC | GrantClass A Common Stock | 6,924 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001351 · doc4.xml · nonDerivative · entry 1 Herring Bradley · CIK 0001813901 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,090 F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on December 17, 2022. Read SEC document |
|
| December 17, 2021 Filed Jan 7, 2022 16:05 UTC |
Frankel JordanGC & Corporate Secretary
|
GrantClass A Common Stock | 6,924 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001350 · doc4.xml · nonDerivative · entry 1 Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,663 F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on December 17, 2022. Read SEC document |
| December 17, 2021 Filed Jan 7, 2022 20:58 UTC |
Lauber David TaylorChief Strategy Officer
|
GrantClass A Common Stock | 6,924 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001344 · doc4.xml · nonDerivative · entry 1 Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,103 F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on December 17, 2022. Read SEC document |
| December 13, 2021 Filed Dec 13, 2021 20:18 UTC |
Frankel JordanGC & Corporate Secretary
|
SaleClass A Common Stock | 1,322 | $54.41 | $71,930.02 |
DisclosureSEC source: 0000899243-21-047973 · doc4.xml · nonDerivative · entry 2 Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,739 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 20:18 UTC |
Frankel JordanGC & Corporate Secretary
|
SaleClass A Common Stock | 2,261 | $56.01 | $126,638.61 |
DisclosureSEC source: 0000899243-21-047973 · doc4.xml · nonDerivative · entry 1 Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,061 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:21 UTC | Tax withholdingClass A Common Stock | 621 | $57.00 | $35,397.00 |
DisclosureSEC source: 0000899243-21-047766 · doc4.xml · nonDerivative · entry 2 Herring Bradley · CIK 0001813901 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,166 Read SEC document |
|
| December 08, 2021 Filed Dec 10, 2021 21:21 UTC | Tax withholdingClass A Common Stock | 62 | $57.00 | $3,534.00 |
DisclosureSEC source: 0000899243-21-047766 · doc4.xml · nonDerivative · entry 1 Herring Bradley · CIK 0001813901 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,787 Read SEC document |
|
| December 08, 2021 Filed Dec 10, 2021 16:20 UTC |
Frankel JordanGC & Corporate Secretary
|
Tax withholdingClass A Common Stock | 756 | $57.00 | $43,092.00 |
DisclosureSEC source: 0000899243-21-047765 · doc4.xml · nonDerivative · entry 2 Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,322 Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 16:20 UTC |
Frankel JordanGC & Corporate Secretary
|
Tax withholdingClass A Common Stock | 714 | $57.00 | $40,698.00 |
DisclosureSEC source: 0000899243-21-047765 · doc4.xml · nonDerivative · entry 1 Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,078 Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:19 UTC |
Lauber David TaylorChief Strategy Officer
|
Tax withholdingClass A Common Stock | 756 | $57.00 | $43,092.00 |
DisclosureSEC source: 0000899243-21-047763 · doc4.xml · nonDerivative · entry 2 Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,179 Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:19 UTC |
Lauber David TaylorChief Strategy Officer
|
Tax withholdingClass A Common Stock | 207 | $57.00 | $11,799.00 |
DisclosureSEC source: 0000899243-21-047763 · doc4.xml · nonDerivative · entry 1 Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,935 Read SEC document |
| December 01, 2021 Filed Feb 14, 2022 21:06 UTC |
Isaacman JaredDirector · Chairman & CEO · 10% owner
|
GiftClass C Common Stock | 96,117 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006144 · doc5.xml · nonDerivative · entry 1 Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,529,229 F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities. Read SEC document |
| September 07, 2021 Filed Sep 8, 2021 13:43 UTC |
Isaacman JaredDirector · Chairman & CEO · 10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 2,259,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-035305 · doc4.xml · derivative · entry 2 Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,259,247 Underlying: Class A Common Stock · 2,259,247 shares Expires not disclosed F1 · derivative.exercise_price: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024. F2 · derivative.exercise_price: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement. F3 · derivative.exercise_price: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract. F7 · derivative.exercise_price: This transaction is divided into 50 individual components (each comprising 45,185 shares (or 45,184 in the case of the first 3 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows: F8 · derivative.exercise_price: (continued from Footnote 7) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $120.3935 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and F9 · derivative.exercise_price: (continued from Footnote 8) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F1 · kind: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024. F2 · kind: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement. F3 · kind: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract. F7 · kind: This transaction is divided into 50 individual components (each comprising 45,185 shares (or 45,184 in the case of the first 3 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows: F8 · kind: (continued from Footnote 7) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $120.3935 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and F9 · kind: (continued from Footnote 8) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F1 · price: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024. F2 · price: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement. F3 · price: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract. F7 · price: This transaction is divided into 50 individual components (each comprising 45,185 shares (or 45,184 in the case of the first 3 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows: F8 · price: (continued from Footnote 7) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $120.3935 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and F9 · price: (continued from Footnote 8) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F7 · derivative.exercise_date: This transaction is divided into 50 individual components (each comprising 45,185 shares (or 45,184 in the case of the first 3 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows: F8 · derivative.exercise_date: (continued from Footnote 7) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $120.3935 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and F9 · derivative.exercise_date: (continued from Footnote 8) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F7 · derivative.expiration_date: This transaction is divided into 50 individual components (each comprising 45,185 shares (or 45,184 in the case of the first 3 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows: F8 · derivative.expiration_date: (continued from Footnote 7) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $120.3935 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and F9 · derivative.expiration_date: (continued from Footnote 8) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F10 · ownership.nature: Rook SPV is a wholly owned subsidiary of Rook Holdings Inc. Mr. Isaacman is the sole stockholder of Rook Holdings Inc. and therefore may be deemed to beneficially own the securities held of record by Rook SPV and Rook Holdings Inc. Read SEC document |
| September 07, 2021 Filed Sep 8, 2021 13:43 UTC |
Isaacman JaredDirector · Chairman & CEO · 10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 2,178,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-035305 · doc4.xml · derivative · entry 1 Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,178,984 Underlying: Class A Common Stock · 2,178,984 shares Expires not disclosed F1 · derivative.exercise_price: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024. F2 · derivative.exercise_price: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement. F3 · derivative.exercise_price: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract. F4 · derivative.exercise_price: This transaction is divided into 50 individual components (each comprising 43,580 shares (or 43,579 in the case of the first 16 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows: F5 · derivative.exercise_price: (continued from Footnote 4) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $112.0905 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and F6 · derivative.exercise_price: (continued from Footnote 5) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F1 · kind: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024. F2 · kind: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement. F3 · kind: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract. F4 · kind: This transaction is divided into 50 individual components (each comprising 43,580 shares (or 43,579 in the case of the first 16 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows: F5 · kind: (continued from Footnote 4) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $112.0905 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and F6 · kind: (continued from Footnote 5) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F1 · price: On September 7, 2021, Rook SPV 2, LLC ("Rook SPV") entered into two prepaid variable forward transactions with an unaffiliated third party. The transactions obligates Rook SPV to deliver to the counterparty up to 4,438,231 aggregate shares of the Issuer's Class A Common Stock (or at Rook SPV's election, an equivalent amount of cash) on specified dates in June, July, August and September of 2024. F2 · price: (continued from Footnote 1) In exchange for assuming this obligation, Rook SPV received an aggregate cash payment of $275,000,000. Rook SPV has pledged 4,438,231 aggregate LLC interests in Shift4 Payments, LLC (the "LLC Interests") and an equal number of shares of Class B Common Stock of the Issuer (together with the LLC Interests, the "Pledged Securities") to secure its obligations under the transactions. Rook SPV received the Pledged Securities from Rook Holdings Inc. in a transaction exempt from reporting pursuant to Rule 16a-13. Rook SPV will retain voting and certain dividend rights in the Pledged Securities during the term of the transactions but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement. F3 · price: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration. Prior to settlement, Rook SPV will not be permitted to exchange, transfer or otherwise dispose of the Pledged Securities (other than in connection with the settlement of the contract) and will, at all times, maintain the ability to cover its delivery obligations under the contract. F4 · price: This transaction is divided into 50 individual components (each comprising 43,580 shares (or 43,579 in the case of the first 16 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows: F5 · price: (continued from Footnote 4) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $112.0905 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and F6 · price: (continued from Footnote 5) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F4 · derivative.exercise_date: This transaction is divided into 50 individual components (each comprising 43,580 shares (or 43,579 in the case of the first 16 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows: F5 · derivative.exercise_date: (continued from Footnote 4) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $112.0905 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and F6 · derivative.exercise_date: (continued from Footnote 5) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F4 · derivative.expiration_date: This transaction is divided into 50 individual components (each comprising 43,580 shares (or 43,579 in the case of the first 16 valuation dates) (the "Component Shares") of Class A Common Stock) over the 50 trading days up to, and including, September 6, 2024 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the counterparty with respect to each component at settlement will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows: F5 · derivative.expiration_date: (continued from Footnote 4) (A) if the Settlement Price for any component is less than or equal to $66.4240 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $112.0905 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and F6 · derivative.expiration_date: (continued from Footnote 5) (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F10 · ownership.nature: Rook SPV is a wholly owned subsidiary of Rook Holdings Inc. Mr. Isaacman is the sole stockholder of Rook Holdings Inc. and therefore may be deemed to beneficially own the securities held of record by Rook SPV and Rook Holdings Inc. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 21:46 UTC |
Davis Karen RoterDirector
|
GrantClass A Common Stock | 1,047 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-033495 · doc4.xml · nonDerivative · entry 1 Davis Karen Roter · CIK 0001878982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047 F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:24 UTC |
Searchlight Capital II PV, L.P.10% owner
Searchlight Capital II, L.P.10% owner
Searchlight II GWN, L.P.10% owner
Searchlight II GWN GP, LLC10% owner
|
ConversionLLC Interests · Derivative | 1,967,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032640 · doc4.xml · derivative · entry 6 Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 443,638 Underlying: Class A Common Stock · 1,967,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The LLC Interests may be redeemed by Searchlight II GWN, L.P. at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis. F7 · derivative.exercise_date: The LLC Interests may be redeemed by Searchlight II GWN, L.P. at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis. F7 · derivative.expiration_date: The LLC Interests may be redeemed by Searchlight II GWN, L.P. at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis. F1 · ownership.nature: Represents securities held of record by Searchlight II GWN, L.P. F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:24 UTC |
Searchlight Capital II PV, L.P.10% owner
Searchlight Capital II, L.P.10% owner
Searchlight II GWN, L.P.10% owner
Searchlight II GWN GP, LLC10% owner
|
SaleClass A Common Stock | 4,250,000 | $83.75 | $355,937,500.00 |
DisclosureSEC source: 0000899243-21-032640 · doc4.xml · nonDerivative · entry 5 Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F7 · price: The LLC Interests may be redeemed by Searchlight II GWN, L.P. at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis. F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:24 UTC |
Searchlight Capital II PV, L.P.10% owner
Searchlight Capital II, L.P.10% owner
Searchlight II GWN, L.P.10% owner
Searchlight II GWN GP, LLC10% owner
|
ConversionClass A Common Stock | 2,282,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032640 · doc4.xml · nonDerivative · entry 4 Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P. F6 · ownership.nature: Following the conversion of shares, represents 185,050 Class A Common Stock held of record by Searchlight Capital II, L.P., 2,097,200 Class A Common Stock held of record by Searchlight Capital II PV, L.P. and 1,967,750 Class A Common Stock held of record by Searchlight II GWN, L.P. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:24 UTC |
Searchlight Capital II PV, L.P.10% owner
Searchlight Capital II, L.P.10% owner
Searchlight II GWN, L.P.10% owner
Searchlight II GWN GP, LLC10% owner
|
ConversionClass C Common Stock | 2,282,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032640 · doc4.xml · nonDerivative · entry 3 Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 514,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P. F5 · ownership.nature: Following the transactions reported herein, represents 41,714 Class C Common Stock held of record by Searchlight Capital II, L.P. and 472,830 Class C Common Stock held directly by Searchlight Capital II PV, L.P. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:24 UTC |
Searchlight Capital II PV, L.P.10% owner
Searchlight Capital II, L.P.10% owner
Searchlight II GWN, L.P.10% owner
Searchlight II GWN GP, LLC10% owner
|
OtherClass B Common Stock | 1,967,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032640 · doc4.xml · nonDerivative · entry 2 Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 443,638 F3 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the conversion of the LLC Interests in to Class A Common Stock. F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P. F4 · ownership.nature: Securities are held of record by Searchlight Capital II, L.P. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:24 UTC |
Searchlight Capital II PV, L.P.10% owner
Searchlight Capital II, L.P.10% owner
Searchlight II GWN, L.P.10% owner
Searchlight II GWN GP, LLC10% owner
|
ConversionClass A Common Stock | 1,967,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032640 · doc4.xml · nonDerivative · entry 1 Searchlight Capital Partners II GP, LLC · CIK 0001735631 · 10% owner Searchlight Capital Partners II GP, L.P. · CIK 0001735633 · 10% owner Searchlight Capital II PV, L.P. · CIK 0001648707 · 10% owner Searchlight Capital II, L.P. · CIK 0001648706 · 10% owner Searchlight II GWN, L.P. · CIK 0001814069 · 10% owner Searchlight II GWN GP, LLC · CIK 0001852081 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,967,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Represents securities held of record by Searchlight II GWN, L.P. F2 · ownership.nature: Searchlight II GWN GP, LLC is the general partner of Searchlight II GWN, L.P. and may be deemed to share beneficial ownership over the securities held of record by Searchlight II GWN, L.P. Searchlight Capital Partners II GP, LLC is the general partner of Searchlight Capital Partners II GP, LP, which is the general partner of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and the members of Searchlight II GWN GP, LLC. As such, each of Searchlight Capital Partners II GP, LLC and Searchlight Capital Partners II GP, LP may be deemed to share beneficial ownership over the securities held of record by each of Searchlight Capital II PV, L.P., Searchlight Capital II, L.P. and Searchlight II GWN, L.P. Read SEC document |
| August 09, 2021 Filed Aug 12, 2021 00:05 UTC | SaleClass A Common Stock | 2,000 | $89.30 | $178,600.00 |
DisclosureSEC source: 0000899243-21-032617 · doc4.xml · nonDerivative · entry 1 Herring Bradley · CIK 0001813901 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,849 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. Read SEC document |
|
| July 15, 2021 Filed Jul 19, 2021 16:05 UTC |
Frankel JordanGC & Corporate Secretary
|
SaleClass A Common Stock | 765 | $93.47 | $71,501.95 |
DisclosureSEC source: 0000899243-21-028825 · doc4.xml · nonDerivative · entry 3 Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,792 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $93.13 to $93.76. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 16:05 UTC |
Frankel JordanGC & Corporate Secretary
|
SaleClass A Common Stock | 1,235 | $92.44 | $114,162.29 |
DisclosureSEC source: 0000899243-21-028825 · doc4.xml · nonDerivative · entry 2 Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,557 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $92.00 to $92.81. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 16:05 UTC |
Frankel JordanGC & Corporate Secretary
|
SaleClass A Common Stock | 3,000 | $91.34 | $274,027.80 |
DisclosureSEC source: 0000899243-21-028825 · doc4.xml · nonDerivative · entry 1 Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,792 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $90.89 to $91.85. The reporting person undertakes to provide Shift4 Payments, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 10:27 UTC |
Lauber David TaylorChief Strategy Officer
|
SaleClass A Common Stock | 302 | $101.29 | $30,590.61 |
DisclosureSEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 6 Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,142 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. F7 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $101.29 to $101.30. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 10:27 UTC |
Lauber David TaylorChief Strategy Officer
|
SaleClass A Common Stock | 4,625 | $100.65 | $465,511.34 |
DisclosureSEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 5 Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,444 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. F6 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $100.36 to $101.17. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 10:27 UTC |
Lauber David TaylorChief Strategy Officer
|
SaleClass A Common Stock | 2,102 | $99.73 | $209,637.50 |
DisclosureSEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 4 Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,069 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. F5 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $99.28 to $100.13. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 10:27 UTC |
Lauber David TaylorChief Strategy Officer
|
SaleClass A Common Stock | 1,470 | $98.96 | $145,467.67 |
DisclosureSEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 3 Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,171 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $98.28 to $99.17. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 10:27 UTC |
Lauber David TaylorChief Strategy Officer
|
SaleClass A Common Stock | 1,400 | $97.87 | $137,011.42 |
DisclosureSEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 2 Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,641 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $97.52 to $98.11. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 10:27 UTC |
Lauber David TaylorChief Strategy Officer
|
SaleClass A Common Stock | 5,101 | $96.83 | $493,919.12 |
DisclosureSEC source: 0000899243-21-025695 · doc4.xml · nonDerivative · entry 1 Lauber David Taylor · CIK 0001805630 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,041 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $96.22 to $97.17. The reporting person undertakes to provide Shift4 Payments, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:15 UTC |
Cruz Christopher NestorDirector
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GrantClass A Common Stock | 1,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023623 · doc4.xml · nonDerivative · entry 1 Cruz Christopher Nestor · CIK 0001814178 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,852 F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:18 UTC | SaleClass A Common Stock | 5,940 | $93.16 | $553,392.97 |
DisclosureSEC source: 0000899243-21-023632 · doc4.xml · nonDerivative · entry 1 Herring Bradley · CIK 0001813901 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,849 F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.9584 to $96.4233. The reporting person undertakes to provide Shift4 Payments, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price withint he range set forth in this footnote. Read SEC document |
|
| June 10, 2021 Filed Jun 14, 2021 17:17 UTC |
Isaacman DonaldDirector
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GrantClass A Common Stock | 1,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023627 · doc4.xml · nonDerivative · entry 1 Isaacman Donald · CIK 0001805579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,852 F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:17 UTC |
Disman NancyDirector
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GrantClass A Common Stock | 1,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023631 · doc4.xml · nonDerivative · entry 1 Disman Nancy · CIK 0001621493 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,852 F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:21 UTC |
Halkyard Jonathan SDirector
|
GrantClass A Common Stock | 1,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023637 · doc4.xml · nonDerivative · entry 1 Halkyard Jonathan S · CIK 0001371536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,852 F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.