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Shift4 Payments, Inc.

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4172
SEC CIK
0001794669
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239

Last 12 months

Inside the activity.

6 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202620
Mar 202620
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2023 Filed Mar 10, 2023 21:56 UTC
Disman NancyChief Financial Officer
SaleClass A Common Stock 1,500 $71.65 $107,475.00
Disclosure

SEC source: 0000899243-23-008127 · doc4.xml · nonDerivative · entry 1

Disman Nancy · CIK 0001621493 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,165

Read SEC document
March 03, 2023 Filed Mar 4, 2023 00:26 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
Tax withholdingClass A Common Stock 49,578 $69.43 $3,442,200.54
Disclosure

SEC source: 0000899243-23-007075 · doc4.xml · nonDerivative · entry 2

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,597

F2 · shares: These shares were withheld for payment of the withholding taxes upon the immediate vesting of the restricted stock units granted to the Reporting Person on March 2, 2023.

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March 03, 2023 Filed Mar 4, 2023 00:08 UTC SaleClass A Common Stock 1,000 $70.00 $70,000.00
Disclosure

SEC source: 0000899243-23-007066 · doc4.xml · nonDerivative · entry 1

Goldsmith-Grover Sarah · CIK 0001811990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,720

Read SEC document
March 02, 2023 Filed Mar 4, 2023 00:26 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GrantClass A Common Stock 121,705 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007075 · doc4.xml · nonDerivative · entry 1

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,175

F1 · shares: Represents an award of restricted stock units which are fully vested.

Read SEC document
March 02, 2023 Filed Mar 4, 2023 00:12 UTC GrantClass A Common Stock 86,994 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007072 · doc4.xml · nonDerivative · entry 1

Lauber David Taylor · CIK 0001805630 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,757

F1 · shares: Represents an award of restricted stock units, which will vest in equal annual installments on each of the first three anniversaries of the grant date, in each case subject to continued service by the Reporting Person through the applicable vesting dates.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 19:07 UTC
Frankel JordanSee Remarks
GrantClass A Common Stock 33,847 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007065 · doc4.xml · nonDerivative · entry 1

Frankel Jordan · CIK 0001805622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,753

F1 · shares: Represents an award of restricted stock units, which will vest in equal annual installments on each of the first three anniversaries of the grant date, in each case subject to continued service by the Reporting Person through the applicable vesting dates.

Read SEC document
March 02, 2023 Filed Mar 4, 2023 00:14 UTC
Disman NancyChief Financial Officer
GrantClass A Common Stock 33,847 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007073 · doc4.xml · nonDerivative · entry 1

Disman Nancy · CIK 0001621493 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,665

F1 · shares: Represents an award of restricted stock units, which will vest in equal annual installments on each of the first three anniversaries of the grant date, in each case subject to continued service by the Reporting Person through the applicable vesting dates.

Read SEC document
February 27, 2023 Filed Feb 27, 2023 22:08 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
ConversionLLC Interests · Derivative 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-006224 · doc4.xml · derivative · entry 5

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,829,016

Underlying: Class A Common Stock · 2,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration.

F7 · derivative.exercise_date: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration.

F7 · derivative.expiration_date: The LLC Interests generally may be redeemed by Rook SPV at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis. Upon redemption of any LLC Interests, a corresponding number of shares of Class B Common Stock will be cancelled for no consideration.

F2 · ownership.nature: Represents securities held of record by Rook SPV 1, LLC ("Rook SPV").

F3 · ownership.nature: Rook SPV is a wholly owned subsidiary of Rook Holdings Inc. Mr. Isaacman is the sole stockholder of Rook Holdings Inc. and therefore may be deemed to beneficially own the securities held of record by Rook SPV and Rook Holdings Inc.

Read SEC document
February 27, 2023 Filed Feb 27, 2023 22:08 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
OtherForward Contract Sale (obligation to sell) · Derivative 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-006224 · doc4.xml · derivative · entry 4

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000,000 shares

Expires not disclosed

F5 · derivative.exercise_price: From February 27, 2023 to April 7, 2023 (the "Settlement Period"), Rook SPV is scheduled to settle the Transaction with the Counterparty, relating to 2,000,000 shares of Shift4 Payments, Inc.'s Class A common stock (the "Class A Common Stock") in accordance with the following Transaction terms previously agreed upon as of March 16, 2021 and reported on March 18, 2021. The Transaction is divided into 30 individual components (each comprising 66,667 shares (or 66,666 in the case of the first 10 valuation dates) (the "Component Shares") of Class A Common Stock) over the 30 scheduled trading days up to, and including, April 5, 2023 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the Counterparty with respect to each component during each day of the Settlement Period will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F6 · derivative.exercise_price: (Continued from footnote 5) (A) if the Settlement Price for any component is less than or equal to $73.1920 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $137.2350 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F5 · kind: From February 27, 2023 to April 7, 2023 (the "Settlement Period"), Rook SPV is scheduled to settle the Transaction with the Counterparty, relating to 2,000,000 shares of Shift4 Payments, Inc.'s Class A common stock (the "Class A Common Stock") in accordance with the following Transaction terms previously agreed upon as of March 16, 2021 and reported on March 18, 2021. The Transaction is divided into 30 individual components (each comprising 66,667 shares (or 66,666 in the case of the first 10 valuation dates) (the "Component Shares") of Class A Common Stock) over the 30 scheduled trading days up to, and including, April 5, 2023 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the Counterparty with respect to each component during each day of the Settlement Period will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F6 · kind: (Continued from footnote 5) (A) if the Settlement Price for any component is less than or equal to $73.1920 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $137.2350 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F5 · price: From February 27, 2023 to April 7, 2023 (the "Settlement Period"), Rook SPV is scheduled to settle the Transaction with the Counterparty, relating to 2,000,000 shares of Shift4 Payments, Inc.'s Class A common stock (the "Class A Common Stock") in accordance with the following Transaction terms previously agreed upon as of March 16, 2021 and reported on March 18, 2021. The Transaction is divided into 30 individual components (each comprising 66,667 shares (or 66,666 in the case of the first 10 valuation dates) (the "Component Shares") of Class A Common Stock) over the 30 scheduled trading days up to, and including, April 5, 2023 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the Counterparty with respect to each component during each day of the Settlement Period will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F6 · price: (Continued from footnote 5) (A) if the Settlement Price for any component is less than or equal to $73.1920 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $137.2350 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F5 · derivative.exercise_date: From February 27, 2023 to April 7, 2023 (the "Settlement Period"), Rook SPV is scheduled to settle the Transaction with the Counterparty, relating to 2,000,000 shares of Shift4 Payments, Inc.'s Class A common stock (the "Class A Common Stock") in accordance with the following Transaction terms previously agreed upon as of March 16, 2021 and reported on March 18, 2021. The Transaction is divided into 30 individual components (each comprising 66,667 shares (or 66,666 in the case of the first 10 valuation dates) (the "Component Shares") of Class A Common Stock) over the 30 scheduled trading days up to, and including, April 5, 2023 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the Counterparty with respect to each component during each day of the Settlement Period will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F6 · derivative.exercise_date: (Continued from footnote 5) (A) if the Settlement Price for any component is less than or equal to $73.1920 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $137.2350 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F5 · derivative.expiration_date: From February 27, 2023 to April 7, 2023 (the "Settlement Period"), Rook SPV is scheduled to settle the Transaction with the Counterparty, relating to 2,000,000 shares of Shift4 Payments, Inc.'s Class A common stock (the "Class A Common Stock") in accordance with the following Transaction terms previously agreed upon as of March 16, 2021 and reported on March 18, 2021. The Transaction is divided into 30 individual components (each comprising 66,667 shares (or 66,666 in the case of the first 10 valuation dates) (the "Component Shares") of Class A Common Stock) over the 30 scheduled trading days up to, and including, April 5, 2023 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the Counterparty with respect to each component during each day of the Settlement Period will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F6 · derivative.expiration_date: (Continued from footnote 5) (A) if the Settlement Price for any component is less than or equal to $73.1920 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $137.2350 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F2 · ownership.nature: Represents securities held of record by Rook SPV 1, LLC ("Rook SPV").

F3 · ownership.nature: Rook SPV is a wholly owned subsidiary of Rook Holdings Inc. Mr. Isaacman is the sole stockholder of Rook Holdings Inc. and therefore may be deemed to beneficially own the securities held of record by Rook SPV and Rook Holdings Inc.

Read SEC document
February 27, 2023 Filed Feb 27, 2023 22:08 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
OtherClass A Common Stock 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-006224 · doc4.xml · nonDerivative · entry 3

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F5 · kind: From February 27, 2023 to April 7, 2023 (the "Settlement Period"), Rook SPV is scheduled to settle the Transaction with the Counterparty, relating to 2,000,000 shares of Shift4 Payments, Inc.'s Class A common stock (the "Class A Common Stock") in accordance with the following Transaction terms previously agreed upon as of March 16, 2021 and reported on March 18, 2021. The Transaction is divided into 30 individual components (each comprising 66,667 shares (or 66,666 in the case of the first 10 valuation dates) (the "Component Shares") of Class A Common Stock) over the 30 scheduled trading days up to, and including, April 5, 2023 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the Counterparty with respect to each component during each day of the Settlement Period will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F5 · price: From February 27, 2023 to April 7, 2023 (the "Settlement Period"), Rook SPV is scheduled to settle the Transaction with the Counterparty, relating to 2,000,000 shares of Shift4 Payments, Inc.'s Class A common stock (the "Class A Common Stock") in accordance with the following Transaction terms previously agreed upon as of March 16, 2021 and reported on March 18, 2021. The Transaction is divided into 30 individual components (each comprising 66,667 shares (or 66,666 in the case of the first 10 valuation dates) (the "Component Shares") of Class A Common Stock) over the 30 scheduled trading days up to, and including, April 5, 2023 (the "Valuation Period"). The number of Class A Common Stock to be delivered to the Counterparty with respect to each component during each day of the Settlement Period will be based on the volume weighted average price per share of the Class A Common Stock for each trading day during the Valuation Period (the "Settlement Price") as follows:

F6 · price: (Continued from footnote 5) (A) if the Settlement Price for any component is less than or equal to $73.1920 (the "Floor Price"), Rook SPV will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to $137.2350 (the "Cap Price"), but greater than the Floor Price, Rook SPV will deliver for that component a number of Class A Common Stock equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (C) if the Settlement Price for any component is greater than the Cap Price, Rook SPV will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share.

F2 · ownership.nature: Represents securities held of record by Rook SPV 1, LLC ("Rook SPV").

F3 · ownership.nature: Rook SPV is a wholly owned subsidiary of Rook Holdings Inc. Mr. Isaacman is the sole stockholder of Rook Holdings Inc. and therefore may be deemed to beneficially own the securities held of record by Rook SPV and Rook Holdings Inc.

Read SEC document
February 27, 2023 Filed Feb 27, 2023 22:08 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
OtherClass B Common Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-006224 · doc4.xml · nonDerivative · entry 2

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 23,829,016

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the conversion of the LLC Interests in to Class A Common Stock.

F2 · ownership.nature: Represents securities held of record by Rook SPV 1, LLC ("Rook SPV").

F3 · ownership.nature: Rook SPV is a wholly owned subsidiary of Rook Holdings Inc. Mr. Isaacman is the sole stockholder of Rook Holdings Inc. and therefore may be deemed to beneficially own the securities held of record by Rook SPV and Rook Holdings Inc.

Read SEC document
February 27, 2023 Filed Feb 27, 2023 22:08 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
ConversionClass A Common Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-006224 · doc4.xml · nonDerivative · entry 1

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All entries and transactions on this Form 4 arise from a previously executed variable prepaid transaction (the "Transaction") with an unaffiliated third party (the "Counterparty"), which Transaction was entered into two years ago on March 16, 2021, and previously reported on March 18, 2021.

F2 · ownership.nature: Represents securities held of record by Rook SPV 1, LLC ("Rook SPV").

F3 · ownership.nature: Rook SPV is a wholly owned subsidiary of Rook Holdings Inc. Mr. Isaacman is the sole stockholder of Rook Holdings Inc. and therefore may be deemed to beneficially own the securities held of record by Rook SPV and Rook Holdings Inc.

Read SEC document
January 17, 2023 Filed Jun 27, 2023 00:41 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 799,105 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029939 · ownership.xml · nonDerivative · entry 1

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,918,884

F1 · kind: The transaction reported shows the Reporting Person's charitable gift of 799,105 shares of Issuer's Class A common stock to St. Jude Children's Research Hospital (and the simultaneous cancellation of the same number of shares of the Issuer's Class C Common stock) as part of a previously announced giving pledge, pursuant to which the Reporting Person announced the intention to make charitable donations to St. Jude Children's Hospital.

F2 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). The Reporting Person, Mr. Isaacman, is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:05 UTC
Disman NancyChief Financial Officer
SaleClass A Common Stock 1,500 $52.81 $79,215.00
Disclosure

SEC source: 0000899243-22-038982 · doc4.xml · nonDerivative · entry 1

Disman Nancy · CIK 0001621493 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,818

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:09 UTC SaleClass A Common Stock 1,200 $52.06 $62,472.00
Disclosure

SEC source: 0000899243-22-038981 · doc4.xml · nonDerivative · entry 1

Goldsmith-Grover Sarah · CIK 0001811990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,720

Read SEC document
December 13, 2022 Filed Feb 14, 2023 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 21,221 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004974 · doc5.xml · nonDerivative · entry 9

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,717,989

F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities.

Read SEC document
December 12, 2022 Filed Dec 12, 2022 22:27 UTC GiftClass A Common Stock 2,063 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-038257 · doc4.xml · nonDerivative · entry 2

Lauber David Taylor · CIK 0001805630 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,763

F2 · shares: Represents shares donated by the Reporting Person to a Donor Advised Fund - the Lauber Family Giving Fund.

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December 08, 2022 Filed Dec 12, 2022 17:28 UTC
Frankel JordanSee Remarks
Tax withholdingClass A Common Stock 1,664 $45.52 $75,745.28
Disclosure

SEC source: 0000899243-22-038258 · doc4.xml · nonDerivative · entry 1

Frankel Jordan · CIK 0001805622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,906

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:27 UTC Tax withholdingClass A Common Stock 2,163 $45.52 $98,459.76
Disclosure

SEC source: 0000899243-22-038257 · doc4.xml · nonDerivative · entry 1

Lauber David Taylor · CIK 0001805630 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,826

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:05 UTC SaleClass A Common Stock 480 $46.70 $22,416.00
Disclosure

SEC source: 0000899243-22-036698 · doc4.xml · nonDerivative · entry 1

Goldsmith-Grover Sarah · CIK 0001811990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,920

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $46.6958 to $46.705. The reporting person undertakes to provide Shift4 Payments, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 15, 2022 Filed Nov 17, 2022 21:06 UTC SaleClass A Common Stock 10,000 $50.00 $500,000.00
Disclosure

SEC source: 0000899243-22-036178 · doc4.xml · nonDerivative · entry 1

Lauber David Taylor · CIK 0001805630 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,989

F1 · kind: Represents sales pursuant to a Rule 10b5-1 trading plan.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $50.00 to $50.02. The reporting person undertakes to provide Shift4 Payments, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 04, 2022 Filed Oct 5, 2022 21:13 UTC GrantClass A Common Stock 1,551 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-033040 · doc4.xml · nonDerivative · entry 1

Bakhshandehpour Sam · CIK 0001598283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

F1 · shares: Represents an award of restricted stock units, which vest in full on the first anniversary of the Issuer's annual meeting held on June 10, 2022, subject to the Reporting Person's continued service on the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
September 30, 2022 Filed Feb 14, 2023 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 5,604 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004974 · doc5.xml · nonDerivative · entry 8

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,739,210

F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities.

Read SEC document
September 30, 2022 Filed Feb 14, 2023 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 12,507 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004974 · doc5.xml · nonDerivative · entry 7

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,744,814

F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities.

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August 31, 2022 Filed Feb 14, 2023 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 5,520 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004974 · doc5.xml · nonDerivative · entry 6

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,757,321

F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities.

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August 05, 2022 Filed Aug 5, 2022 21:54 UTC
Disman NancyDirector
GrantClass A Common Stock 169,233 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027862 · doc4.xml · nonDerivative · entry 1

Disman Nancy · CIK 0001621493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,633

F1 · shares: Represents an award of restricted stock units, which will vest (i) as to 50% in two equal annual installments on each of the first two anniversaries of the grant date, and (ii) as to 50% in three equal installments on each of the first three anniversaries of the grant date, in each case subject to continued service by the Reporting Person through the applicable vesting dates.

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August 05, 2022 Filed Oct 5, 2022 20:05 UTC Amendment
Disman NancyDirector
GrantClass A Common Stock 338,466 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032969 · doc4a.xml · nonDerivative · entry 1

Disman Nancy · CIK 0001621493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,318

F1 · shares: This amendment is filed solely to correct the typos regarding the number of restricted stock units in Table I, column 4, which were incorrectly stated in the Form 4 filed on August 5, 2022. Represents an award of restricted stock units, which will vest (i) as to 50% in two equal annual installments on each of the first two anniversaries of the grant date, and (ii) as to 50% in three equal installments on each of the first three anniversaries of the grant date, in each case subject to continued service by the Reporting Person through the applicable vesting dates.

F1 · balance_after: This amendment is filed solely to correct the typos regarding the number of restricted stock units in Table I, column 4, which were incorrectly stated in the Form 4 filed on August 5, 2022. Represents an award of restricted stock units, which will vest (i) as to 50% in two equal annual installments on each of the first two anniversaries of the grant date, and (ii) as to 50% in three equal installments on each of the first three anniversaries of the grant date, in each case subject to continued service by the Reporting Person through the applicable vesting dates.

F2 · balance_after: This amendment also updates and corrects the total shares held in Table 1, column 5, including the resulting inaccuracies from the typo in column 4. Pursuant to the Issuer's Non-employee Director Compensation Policy and in connection with the Reporting Person's resignation as a Class II director of the board of directors of the Issuer on August 3, 2022, the cancellation of the 2,548 unvested restricted stock units is reflected as a reduction to the number of the Reporting Person's shares of common stock.

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June 30, 2022 Filed Feb 14, 2023 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 715,717 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004974 · doc5.xml · nonDerivative · entry 5

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,762,841

F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities.

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June 16, 2022 Filed Jun 17, 2022 10:15 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
PurchaseClass A Common Stock 27,728 $31.60 $876,204.80
Disclosure

SEC source: 0000899243-22-022979 · doc4.xml · nonDerivative · entry 1

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,470

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.5656 to $31.6929, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

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June 10, 2022 Filed Jun 15, 2022 01:09 UTC GrantClass A Common Stock 2,548 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022446 · doc4.xml · nonDerivative · entry 1

Davis Karen Roter · CIK 0001878982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,595

F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date.

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June 10, 2022 Filed Jun 15, 2022 01:14 UTC GrantClass A Common Stock 2,548 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022453 · doc4.xml · nonDerivative · entry 1

Cruz Christopher Nestor · CIK 0001814178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,548

F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date.

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June 10, 2022 Filed Jun 14, 2022 21:10 UTC GrantClass A Common Stock 2,548 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022448 · doc4.xml · nonDerivative · entry 1

Isaacman Donald · CIK 0001805579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,992

F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date.

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June 10, 2022 Filed Jun 15, 2022 01:13 UTC
Disman NancyDirector
GrantClass A Common Stock 2,548 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022450 · doc4.xml · nonDerivative · entry 1

Disman Nancy · CIK 0001621493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date.

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June 10, 2022 Filed Jun 15, 2022 01:15 UTC GrantClass A Common Stock 2,548 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022454 · doc4.xml · nonDerivative · entry 1

Halkyard Jonathan S · CIK 0001371536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date.

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June 10, 2022 Filed Jun 15, 2022 01:10 UTC GrantClass A Common Stock 2,548 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022447 · doc4.xml · nonDerivative · entry 1

Goldsmith-Grover Sarah · CIK 0001811990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · shares: Represents an award of restricted stock units, which vest in full on the one year anniversary of the grant date.

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June 08, 2022 Filed Jun 11, 2022 01:52 UTC Tax withholdingClass A Common Stock 1,876 $46.89 $87,965.64
Disclosure

SEC source: 0000899243-22-022053 · doc4.xml · nonDerivative · entry 1

Herring Bradley · CIK 0001813901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,722

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of restricted stock units.

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June 08, 2022 Filed Jun 10, 2022 21:56 UTC
Frankel JordanGC & Corporate Secretary
Tax withholdingClass A Common Stock 31,410 $46.89 $1,472,814.90
Disclosure

SEC source: 0000899243-22-022056 · doc4.xml · nonDerivative · entry 1

Frankel Jordan · CIK 0001805622 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,570

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of restricted stock units.

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June 08, 2022 Filed Jun 11, 2022 01:52 UTC Tax withholdingClass A Common Stock 19,431 $46.89 $911,119.59
Disclosure

SEC source: 0000899243-22-022054 · doc4.xml · nonDerivative · entry 1

Lauber David Taylor · CIK 0001805630 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,989

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of restricted stock units.

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June 05, 2022 Filed Feb 14, 2023 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 20,517 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004974 · doc5.xml · nonDerivative · entry 4

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,478,558

F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities.

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May 02, 2022 Filed Feb 14, 2023 21:06 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
GiftClass C Common Stock 117,216 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004974 · doc5.xml · nonDerivative · entry 3

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,499,075

F1 · ownership.nature: Securities held of record by Rook Holdings, Inc. ("Rook"). Mr. Isaacman is the sole stockholder of Rook and therefore may be deemed to have beneficial ownership with respect to such securities.

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March 14, 2022 Filed Mar 14, 2022 21:12 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
PurchaseClass A Common Stock 3,830 $49.62 $190,044.60
Disclosure

SEC source: 0000899243-22-010882 · doc4.xml · nonDerivative · entry 3

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,742

F2 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.49 to $49.86, inclusive.

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March 14, 2022 Filed Mar 14, 2022 21:12 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
PurchaseClass A Common Stock 16,401 $48.73 $799,220.73
Disclosure

SEC source: 0000899243-22-010882 · doc4.xml · nonDerivative · entry 2

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,912

F2 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4).

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.43 to $48.84, inclusive.

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March 14, 2022 Filed Mar 14, 2022 21:12 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
PurchaseClass A Common Stock 15,727 $47.72 $750,492.44
Disclosure

SEC source: 0000899243-22-010882 · doc4.xml · nonDerivative · entry 1

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,511

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.42 to $47.88, inclusive.

F2 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4).

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March 10, 2022 Filed Mar 10, 2022 22:30 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
PurchaseClass A Common Stock 14,094 $50.25 $708,223.50
Disclosure

SEC source: 0000899243-22-010512 · doc4.xml · nonDerivative · entry 3

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,887

F2 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.06 to $50.45, inclusive.

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March 10, 2022 Filed Mar 10, 2022 22:30 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
PurchaseClass A Common Stock 41,263 $49.54 $2,044,169.02
Disclosure

SEC source: 0000899243-22-010512 · doc4.xml · nonDerivative · entry 2

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,793

F2 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4).

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.06 to $50.05, inclusive.

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March 10, 2022 Filed Mar 10, 2022 22:30 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
PurchaseClass A Common Stock 26,643 $48.72 $1,298,046.96
Disclosure

SEC source: 0000899243-22-010512 · doc4.xml · nonDerivative · entry 1

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,530

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.06 to $49.05, inclusive.

F2 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4).

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March 09, 2022 Filed Mar 9, 2022 22:58 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
PurchaseClass A Common Stock 48,500 $46.80 $2,269,800.00
Disclosure

SEC source: 0000899243-22-010241 · doc4.xml · nonDerivative · entry 3

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,887

F2 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.46 to $47.38, inclusive.

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March 09, 2022 Filed Mar 9, 2022 22:58 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
PurchaseClass A Common Stock 31,774 $45.98 $1,460,968.52
Disclosure

SEC source: 0000899243-22-010241 · doc4.xml · nonDerivative · entry 2

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,387

F2 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4).

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.46 to $46.43, inclusive.

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March 09, 2022 Filed Mar 9, 2022 22:58 UTC
Isaacman JaredDirector · Chairman & CEO · 10% owner
PurchaseClass A Common Stock 39,726 $45.12 $1,792,437.12
Disclosure

SEC source: 0000899243-22-010241 · doc4.xml · nonDerivative · entry 1

Isaacman Jared · CIK 0001805608 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,613

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.46 to $45.45, inclusive.

F2 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4).

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March 09, 2022 Filed Mar 11, 2022 21:32 UTC GrantClass A Common Stock 28,605 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010712 · doc4.xml · nonDerivative · entry 2

Herring Bradley · CIK 0001813901 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,598

F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on March 9, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.