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Nasdaq · USD

FOSL

Fossil Group, Inc.

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Tapewire entity
6003
SEC CIK
0000883569
Parsed reports
304

Last 12 months

Inside the activity.

12 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202580
Dec 202510
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2018 Filed Apr 17, 2018 21:03 UTC
Evans Steve AndrewExecutive Vice President
Tax withholdingCommon Stock 3,006 $14.98 $45,029.88
Disclosure

SEC source: 0001127602-18-014765 · form4.xml · nonDerivative · entry 1

Evans Steve Andrew · CIK 0001676097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,055

Read SEC document
April 15, 2018 Filed Apr 17, 2018 18:50 UTC
White John A.Executive V.P. and COO
GrantCommon Stock 26,214 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014736 · form4.xml · nonDerivative · entry 2

White John A. · CIK 0001557339 · Executive V.P. and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,584

F1 · shares: Exercisable as to 1/3 on 4/15/19, 1/3 on 4/15/20, and 1/3 on 4/15/21, cumulatively.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 108,946 Restricted Stock Units.

Read SEC document
April 15, 2018 Filed Apr 17, 2018 18:50 UTC
White John A.Executive V.P. and COO
Tax withholdingCommon Stock 3,716 $14.98 $55,665.68
Disclosure

SEC source: 0001127602-18-014736 · form4.xml · nonDerivative · entry 1

White John A. · CIK 0001557339 · Executive V.P. and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,370

Read SEC document
April 15, 2018 Filed Apr 17, 2018 18:49 UTC
McKelvey Gregory AExecutive Vice President
GrantCommon Stock 26,402 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014735 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,939

F1 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 346,125 Restricted Stock Units.

Read SEC document
April 15, 2018 Filed Apr 17, 2018 18:39 UTC
Hart Darren E.Executive Vice President
GrantCommon Stock 24,743 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014734 · form4.xml · nonDerivative · entry 2

Hart Darren E. · CIK 0001523435 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,987

F1 · shares: Exercisable as to 1/3 on 4/15/19, 1/3 on 4/15/20, and 1/3 on 4/15/21, cumulatively.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 101,978 Restricted Stock Units.

Read SEC document
April 15, 2018 Filed Apr 17, 2018 18:39 UTC
Hart Darren E.Executive Vice President
Tax withholdingCommon Stock 3,443 $14.98 $51,576.14
Disclosure

SEC source: 0001127602-18-014734 · form4.xml · nonDerivative · entry 1

Hart Darren E. · CIK 0001523435 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,244

Read SEC document
April 15, 2018 Filed Apr 17, 2018 18:38 UTC
Belcher RandyExecutive Vice President
GrantCommon Stock 24,045 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014733 · form4.xml · nonDerivative · entry 2

Belcher Randy · CIK 0001672285 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,016

F1 · shares: Exercisable as to 1/3 on 4/15/19, 1/3 on 4/15/20, and 1/3 on 4/15/21, cumulatively.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 87,409 Restricted Stock Units.

Read SEC document
April 15, 2018 Filed Apr 17, 2018 18:38 UTC
Belcher RandyExecutive Vice President
Tax withholdingCommon Stock 5,519 $14.98 $82,674.62
Disclosure

SEC source: 0001127602-18-014733 · form4.xml · nonDerivative · entry 1

Belcher Randy · CIK 0001672285 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,971

Read SEC document
March 15, 2018 Filed Mar 19, 2018 16:57 UTC
White John A.Executive V.P. and COO
Tax withholdingCommon Stock 1,370 $11.80 $16,166.00
Disclosure

SEC source: 0001127602-18-011952 · form4.xml · nonDerivative · entry 1

White John A. · CIK 0001557339 · Executive V.P. and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,086

F1 · balance_after: Consists of 97,991 Restricted Stock Units subject to a vesting schedule.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 16:55 UTC
Hart Darren E.Executive Vice President
Tax withholdingCommon Stock 1,323 $11.80 $15,611.40
Disclosure

SEC source: 0001127602-18-011950 · form4.xml · nonDerivative · entry 1

Hart Darren E. · CIK 0001523435 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,687

F1 · balance_after: Consists of 91,372 Restricted Stock Units subject to a vesting schedule.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 16:48 UTC
Evans Steve AndrewExecutive Vice President
Tax withholdingCommon Stock 425 $11.80 $5,015.00
Disclosure

SEC source: 0001127602-18-011944 · form4.xml · nonDerivative · entry 1

Evans Steve Andrew · CIK 0001676097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,061

F1 · balance_after: Consists of 67,264 Restricted Stock Units subject to a vesting schedule

Read SEC document
March 15, 2018 Filed Mar 6, 2019 16:03 UTC
Belcher RandyExecutive Vice President
Tax withholdingCommon Stock 1,377 $11.80 $16,248.60
Disclosure

SEC source: 0001127602-19-010137 · form4.xml · nonDerivative · entry 1

Belcher Randy · CIK 0001672285 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,113

F1 · balance_after: Consists of 72,011 Restricted Stock Units subject to a vesting schedule. This forfeiture was not previously reported, and the effect of the forfeiture was not reflected on the Form 4s filed for Randy Belcher on 4/17/2018 and 11/27/2018.

Read SEC document
March 12, 2018 Filed Mar 12, 2018 21:32 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO
SaleCommon Stock 20,000 $12.58 $251,512.00
Disclosure

SEC source: 0001127602-18-011229 · form4.xml · nonDerivative · entry 2

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,370,837

F1 · balance_after: These sales were made for personal tax planning purposes.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:32 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO
SaleCommon Stock 154,552 $12.72 $1,965,468.69
Disclosure

SEC source: 0001127602-18-011229 · form4.xml · nonDerivative · entry 1

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390,837

F1 · balance_after: These sales were made for personal tax planning purposes.

Read SEC document
March 08, 2018 Filed Mar 8, 2018 22:48 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO
SaleCommon Stock 214,551 $13.50 $2,896,910.51
Disclosure

SEC source: 0001127602-18-010772 · form4.xml · nonDerivative · entry 3

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,545,389

F1 · balance_after: These sales were made for personal tax planning purposes.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 22:48 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO
SaleCommon Stock 25,476 $13.64 $347,495.19
Disclosure

SEC source: 0001127602-18-010772 · form4.xml · nonDerivative · entry 2

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,759,940

F1 · balance_after: These sales were made for personal tax planning purposes.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:48 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO
SaleCommon Stock 15,421 $13.99 $215,678.11
Disclosure

SEC source: 0001127602-18-010772 · form4.xml · nonDerivative · entry 1

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,785,416

F1 · balance_after: These sales were made for personal tax planning purposes.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 16:14 UTC
McKelvey Gregory AExecutive Vice President
GrantCommon Stock 1,766 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009511 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,537

F1 · balance_after: Consists of 338,403 restricted stock units

Read SEC document
January 15, 2018 Filed Jan 16, 2018 23:51 UTC
BOYER JEFFREY NExecutive VP and CFO
GrantCommon Stock 215,947 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001884 · form4.xml · nonDerivative · entry 1

BOYER JEFFREY N · CIK 0001214225 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,549

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 1/15/19; as to 1/3 on 1/15/20; as to 1/3 on 1/15/21, cumulatively.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 226,602 Restricted Stock Units.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 21:22 UTC
Hart Darren E.Executive Vice President
Tax withholdingCommon Stock 2,184 $7.54 $16,467.36
Disclosure

SEC source: 0001127602-17-033297 · form4.xml · nonDerivative · entry 1

Hart Darren E. · CIK 0001523435 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,010

F1 · balance_after: Consists of 96,853 Restricted Stock Units subject to a vesting schedule.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 21:19 UTC
Evans Steve AndrewExecutive Vice President
Tax withholdingCommon Stock 971 $7.54 $7,321.34
Disclosure

SEC source: 0001127602-17-033295 · form4.xml · nonDerivative · entry 1

Evans Steve Andrew · CIK 0001676097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,486

F1 · balance_after: Consists of 68,695 Restricted Stock Units subject to a vesting schedule.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 21:15 UTC
White John A.Executive V.P. and COO
Tax withholdingCommon Stock 2,184 $7.54 $16,467.36
Disclosure

SEC source: 0001127602-17-033292 · form4.xml · nonDerivative · entry 1

White John A. · CIK 0001557339 · Executive V.P. and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,456

F1 · balance_after: Consists of 103,830 Restricted Stock Units subject to a vesting schedule.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 20:16 UTC
Belcher RandyExecutive Vice President
Tax withholdingCommon Stock 3,350 $7.54 $25,259.00
Disclosure

SEC source: 0001127602-17-033287 · form4.xml · nonDerivative · entry 1

Belcher Randy · CIK 0001672285 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,490

F1 · balance_after: Consists of 77,388 restricted stock units.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 16:38 UTC PurchaseCommon Stock 7,500 $7.41 $55,559.25
Disclosure

SEC source: 0001127602-17-033122 · form4.xml · nonDerivative · entry 1

Frey Martin · CIK 0001704100 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,219

F1 · balance_after: Consists of 41,954 restricted stock units.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:56 UTC
McKelvey Gregory AExecutive Vice President
PurchaseCommon Stock 110,000 $6.22 $684,200.00
Disclosure

SEC source: 0001127602-17-031939 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,771

F1 · balance_after: Consists of 356,351 restricted stock units

Read SEC document
October 15, 2017 Filed Oct 16, 2017 21:10 UTC
McKelvey Gregory AExecutive Vice President
GrantCommon Stock 117,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029882 · form4.xml · nonDerivative · entry 2

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,771

F2 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 10/15/18; as to 1/3 on 10/15/19; and as to 1/3 on 10/15/20, cumulatively.

F3 · balance_after: Consists of 356,351 restricted stock units

Read SEC document
October 15, 2017 Filed Oct 16, 2017 21:10 UTC
McKelvey Gregory AExecutive Vice President
GrantCommon Stock 117,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029882 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,468

F1 · shares: Restricted Stock Units that shall become (100%) vested and convertible into shares of Common Stock on 10/15/20.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 20:00 UTC
McKelvey Gregory AExecutive Vice President
PurchaseCommon Stock 5,712 $8.73 $49,865.76
Disclosure

SEC source: 0001127602-17-026719 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,165

F1 · balance_after: Consists of 121,745 restricted stock units

Read SEC document
August 25, 2017 Filed Aug 25, 2017 18:35 UTC PurchaseCommon Stock 36,000 $8.30 $298,818.00
Disclosure

SEC source: 0001127602-17-026487 · form4.xml · nonDerivative · entry 1

ZIMMERMAN JAMES M · CIK 0001184473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,222

F1 · balance_after: Consists of 10,655 Restricted Stock Units.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 14:30 UTC
McKelvey Gregory AExecutive Vice President
PurchaseCommon Stock 5,988 $8.35 $49,999.80
Disclosure

SEC source: 0001127602-17-026606 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,453

F1 · balance_after: Consists of 121,745 restricted stock units

Read SEC document
August 23, 2017 Filed Aug 23, 2017 18:50 UTC
White John A.Executive V.P. and COO
PurchaseCommon Stock 13,000 $7.26 $94,361.80
Disclosure

SEC source: 0001127602-17-026296 · form4.xml · nonDerivative · entry 1

White John A. · CIK 0001557339 · Executive V.P. and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,640

F1 · balance_after: Consists of 111,814 Restricted Stock Units

Read SEC document
August 23, 2017 Filed Aug 24, 2017 12:42 UTC PurchaseCommon Stock 7,100 $7.25 $51,475.00
Disclosure

SEC source: 0001127602-17-026383 · form4.xml · nonDerivative · entry 1

Frey Martin · CIK 0001704100 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,719

F1 · balance_after: Consists of 41,954 restricted stock units.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 18:52 UTC
Hart Darren E.Executive Vice President
PurchaseCommon Stock 14,347 $6.99 $100,285.53
Disclosure

SEC source: 0001127602-17-026298 · form4.xml · nonDerivative · entry 1

Hart Darren E. · CIK 0001523435 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,194

F1 · balance_after: Consists of 104,837 Restricted Stock Units

Read SEC document
August 11, 2017 Filed Aug 14, 2017 20:52 UTC
McKelvey Gregory AExecutive Vice President
PurchaseCommon Stock 32,798 $8.51 $279,110.98
Disclosure

SEC source: 0001127602-17-025571 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,465

F1 · balance_after: Consists of 121,745 restricted stock units

Read SEC document
July 26, 2017 Filed Jul 27, 2017 16:01 UTC GrantCommon Stock 8,845 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024207 · form4.xml · nonDerivative · entry 1

Tifford Gail B · CIK 0001712872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,845

F1 · balance_after: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the first anniversary of the Date of Grant.

Read SEC document
July 15, 2017 Filed Jul 17, 2017 21:59 UTC
Evans Steve AndrewExecutive Vice President
Tax withholdingCommon Stock 1,434 $9.95 $14,268.30
Disclosure

SEC source: 0001127602-17-023682 · form4.xml · nonDerivative · entry 1

Evans Steve Andrew · CIK 0001676097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,457

F1 · balance_after: Consists of 72,244 Restricted Stock Units

Read SEC document
July 15, 2017 Filed Jul 17, 2017 21:47 UTC
Anderson Eric LloydExecutive Vice President
Tax withholdingCommon Stock 1,392 $9.95 $13,850.40
Disclosure

SEC source: 0001127602-17-023673 · form4.xml · nonDerivative · entry 1

Anderson Eric Lloyd · CIK 0001676107 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,208

F1 · balance_after: Consists of 68,513 Restricted Stock Units.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 20:09 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO
SaleCommon Stock 625,000 $9.73 $6,078,187.50
Disclosure

SEC source: 0001127602-17-021503 · form4.xml · nonDerivative · entry 1

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,760,546

F1 · balance_after: None of the shares owned directly or indirectly by Mr. Kartsotis are pledged.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 21:26 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO · 10% owner
SaleCommon Stock 60,000 $10.68 $640,776.00
Disclosure

SEC source: 0001127602-17-021211 · form4.xml · nonDerivative · entry 2

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,385,546

Read SEC document
June 08, 2017 Filed Jun 12, 2017 21:26 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO · 10% owner
SaleCommon Stock 460,281 $10.72 $4,933,798.07
Disclosure

SEC source: 0001127602-17-021211 · form4.xml · nonDerivative · entry 1

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445,546

Read SEC document
May 30, 2017 Filed May 30, 2017 21:40 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO · 10% owner
SaleCommon Stock 175,000 $11.21 $1,962,380.00
Disclosure

SEC source: 0001127602-17-019714 · form4.xml · nonDerivative · entry 4

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,905,827

Read SEC document
May 26, 2017 Filed May 30, 2017 21:40 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO · 10% owner
SaleCommon Stock 739,135 $11.20 $8,276,759.82
Disclosure

SEC source: 0001127602-17-019714 · form4.xml · nonDerivative · entry 3

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,080,827

Read SEC document
May 25, 2017 Filed May 30, 2017 21:40 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO · 10% owner
SaleCommon Stock 42,794 $11.84 $506,809.34
Disclosure

SEC source: 0001127602-17-019714 · form4.xml · nonDerivative · entry 2

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,140,253

Read SEC document
May 25, 2017 Filed May 30, 2017 21:40 UTC
KARTSOTIS KOSTA NDirector · Chairman of the Board & CEO · 10% owner
SaleCommon Stock 118,071 $11.81 $1,394,631.04
Disclosure

SEC source: 0001127602-17-019714 · form4.xml · nonDerivative · entry 1

KARTSOTIS KOSTA N · CIK 0000936615 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,183,047

Read SEC document
May 24, 2017 Filed May 26, 2017 14:50 UTC GrantCommon Stock 10,655 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019518 · form4.xml · nonDerivative · entry 1

Chiasson William B · CIK 0001308725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,045

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the Date of Grant or the first Annual Stockholders Meeting following the Date of Grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 10,655 Restricted Stock Units

Read SEC document
May 24, 2017 Filed May 26, 2017 14:47 UTC GrantCommon Stock 10,655 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019516 · form4.xml · nonDerivative · entry 1

Nealon Thomas M · CIK 0001377138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,132

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the Date of Grant or the first Annual Stockholders Meeting following the Date of Grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 10,655 Restricted Stock Units

Read SEC document
May 24, 2017 Filed May 26, 2017 14:44 UTC GrantCommon Stock 10,655 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019514 · form4.xml · nonDerivative · entry 1

ZIMMERMAN JAMES M · CIK 0001184473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,222

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the Date of Grant or the first Annual Stockholders Meeting following the Date of Grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 10,655 Restricted Stock Units

Read SEC document
May 24, 2017 Filed May 26, 2017 14:41 UTC
NEAL DIANE LDirector
GrantCommon Stock 10,655 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019508 · form4.xml · nonDerivative · entry 1

NEAL DIANE L · CIK 0001204999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,283

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the Date of Grant or the first Annual Stockholders Meeting following the Date of Grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 10,655 Restricted Stock Units

Read SEC document
May 24, 2017 Filed May 26, 2017 14:37 UTC GrantCommon Stock 10,655 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019503 · form4.xml · nonDerivative · entry 1

SKINNER JAMES E · CIK 0001122008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,002

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the Date of Grant or the first Annual Stockholders Meeting following the Date of Grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 10,655 Restricted Stock Units

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May 24, 2017 Filed May 26, 2017 14:24 UTC GrantCommon Stock 10,655 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019501 · form4.xml · nonDerivative · entry 1

BOYER JEFFREY N · CIK 0001214225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,602

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the Date of Grant or the first Annual Stockholders Meeting following the Date of Grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, includes 10,655 restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.