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Nasdaq · USD

FOSL

Fossil Group, Inc.

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Tapewire entity
6003
SEC CIK
0000883569
Parsed reports
304

Last 12 months

Inside the activity.

12 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202580
Dec 202510
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2020 Filed May 21, 2020 15:17 UTC GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017450 · form4.xml · nonDerivative · entry 1

Chiasson William B · CIK 0001308725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,889

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the date of grant or the first annual stockholders meeting following the date of grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 6,500 Restricted Stock Units.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 21:20 UTC
Moeri Beth AExecutive Vice President
Tax withholdingCommon Stock 1,274 $3.77 $4,802.98
Disclosure

SEC source: 0001127602-20-014085 · form4.xml · nonDerivative · entry 2

Moeri Beth A · CIK 0001760130 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,253

Read SEC document
April 15, 2020 Filed Apr 17, 2020 21:20 UTC
Moeri Beth AExecutive Vice President
GrantCommon Stock 18,833 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014085 · form4.xml · nonDerivative · entry 1

Moeri Beth A · CIK 0001760130 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,527

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/2021; as to 1/3 on 4/15/2022; as to 1/3 on 4/15/2023, cumulatively.

F2 · balance_after: Consists of 29,295 Restricted Stock Units subject to a vesting schedule

Read SEC document
April 15, 2020 Filed Apr 17, 2020 21:04 UTC
Hart Darren E.Executive Vice President
Tax withholdingCommon Stock 11,771 $3.77 $44,376.67
Disclosure

SEC source: 0001127602-20-014083 · form4.xml · nonDerivative · entry 2

Hart Darren E. · CIK 0001523435 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,479

Read SEC document
April 15, 2020 Filed Apr 17, 2020 21:04 UTC
Hart Darren E.Executive Vice President
GrantCommon Stock 25,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014083 · form4.xml · nonDerivative · entry 1

Hart Darren E. · CIK 0001523435 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,250

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/2021; as to 1/3 on 4/15/2022; as to 1/3 on 4/15/2023, cumulatively.

F2 · balance_after: Consists of 48,001 Restricted Stock Units subject to a vesting schedule

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:26 UTC
McKelvey Gregory AExecutive Vice President
Tax withholdingCommon Stock 11,632 $3.77 $43,852.64
Disclosure

SEC source: 0001127602-20-014077 · form4.xml · nonDerivative · entry 3

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,394

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:26 UTC
McKelvey Gregory AExecutive Vice President
GrantCommon Stock 27,157 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014077 · form4.xml · nonDerivative · entry 2

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,026

F2 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/2021; as to 1/3 on 4/15/2022; as to 1/3 on 4/15/2023, cumulatively

F3 · balance_after: Consists of 257,445 Restricted Stock Units subject to a vesting schedule and 9,598 shares held through a 401(k) plan account.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:26 UTC
McKelvey Gregory AExecutive Vice President
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014077 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,869

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock in full on 4/15/2023

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:50 UTC
Evans Steve AndrewExecutive Vice President
Tax withholdingCommon Stock 8,300 $3.77 $31,291.00
Disclosure

SEC source: 0001127602-20-014081 · form4.xml · nonDerivative · entry 2

Evans Steve Andrew · CIK 0001676097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,151

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:50 UTC
Evans Steve AndrewExecutive Vice President
GrantCommon Stock 22,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014081 · form4.xml · nonDerivative · entry 1

Evans Steve Andrew · CIK 0001676097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,451

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/2021; as to 1/3 on 4/15/2022; as to 1/3 on 4/15/2023, cumulatively.

F2 · balance_after: Consists of 37,722 Restricted Stock Units subject to a vesting schedule

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:20 UTC
BOYER JEFFREY NCOO and CFO
GrantCommon Stock 26,366 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014069 · form4.xml · nonDerivative · entry 3

BOYER JEFFREY N · CIK 0001214225 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,217

F2 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/2021; as to 1/3 on 4/15/2022; as to 1/3 on 4/15/2023, cumulatively.

F3 · balance_after: Consists of 171,168 Restricted Stock Units subject to a vesting schedule.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:20 UTC
BOYER JEFFREY NCOO and CFO
Tax withholdingCommon Stock 3,774 $3.77 $14,227.98
Disclosure

SEC source: 0001127602-20-014069 · form4.xml · nonDerivative · entry 2

BOYER JEFFREY N · CIK 0001214225 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,851

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:20 UTC
BOYER JEFFREY NCOO and CFO
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014069 · form4.xml · nonDerivative · entry 1

BOYER JEFFREY N · CIK 0001214225 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,625

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock in full on 4/15/2023

Read SEC document
April 15, 2020 Filed Apr 17, 2020 17:30 UTC
Belcher RandyExecutive Vice President
Tax withholdingCommon Stock 15,057 $3.77 $56,764.89
Disclosure

SEC source: 0001127602-20-013987 · form4.xml · nonDerivative · entry 2

Belcher Randy · CIK 0001672285 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,830

Read SEC document
April 15, 2020 Filed Apr 17, 2020 17:30 UTC
Belcher RandyExecutive Vice President
GrantCommon Stock 24,747 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013987 · form4.xml · nonDerivative · entry 1

Belcher Randy · CIK 0001672285 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,887

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/2021; as to 1/3 on 4/15/2022; as to 1/3 on 4/15/2023, cumulatively.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 46,510 Restricted Stock Units

Read SEC document
March 12, 2020 Filed Mar 13, 2020 18:41 UTC PurchaseCommon Stock 9,000 $3.90 $35,100.00
Disclosure

SEC source: 0001127602-20-010582 · form4.xml · nonDerivative · entry 1

Frey Martin · CIK 0001704100 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,805

F1 · balance_after: Consists of 36,199 Restricted Stock Units subject to a vesting schedule.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:44 UTC
McKelvey Gregory AExecutive Vice President
PurchaseCommon Stock 90,792 $3.80 $344,918.81
Disclosure

SEC source: 0001127602-20-010659 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,869

F1 · balance_after: This amount includes 228,047 restricted stock units subject to a vesting schedule and 4,118 shares held through a 401(k) plan account.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 23:33 UTC
McKelvey Gregory AExecutive Vice President
PurchaseCommon Stock 60,370 $4.39 $264,963.93
Disclosure

SEC source: 0001127602-20-009688 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,077

F1 · balance_after: This amount includes 228,047 restricted stock units subject to a vesting schedule and 4,122 shares held through a 401(k) plan account.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:52 UTC PurchaseCommon Stock 22,200 $4.57 $101,454.00
Disclosure

SEC source: 0001127602-20-008612 · form4.xml · nonDerivative · entry 1

Chiasson William B · CIK 0001308725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,389

F1 · balance_after: Consists of 8,203 Restricted Stock Units subject to a vesting schedule.

Read SEC document
February 28, 2020 Filed Feb 12, 2021 18:39 UTC OtherCommon Stock 22,200 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005389 · form5.xml · nonDerivative · entry 4

Chiasson William B · CIK 0001308725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · William and Carol Chiasson 99 Family Trust W Chiasson and C Chiasson TTEE

Disclosed balance after: 41,245

F3 · kind: Mr. Chiasson transferred the shares to a family trust of which he is a trustee and of which members of his immediate family are the sole beneficiaries.

F2 · price: Not applicable.

Read SEC document
February 28, 2020 Filed Feb 12, 2021 18:39 UTC GiftCommon Stock 22,200 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005389 · form5.xml · nonDerivative · entry 3

Chiasson William B · CIK 0001308725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,644

F3 · kind: Mr. Chiasson transferred the shares to a family trust of which he is a trustee and of which members of his immediate family are the sole beneficiaries.

F2 · price: Not applicable.

F4 · balance_after: Consists of 6,500 Restricted Stock Units subject to a vesting schedule

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:22 UTC
BOYER JEFFREY NExecutive VP and CFO
Tax withholdingCommon Stock 18,201 $7.86 $143,059.86
Disclosure

SEC source: 0001127602-20-001903 · form4.xml · nonDerivative · entry 1

BOYER JEFFREY N · CIK 0001214225 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,625

F1 · balance_after: Consists of 110,298 Restricted Stock Units subject to a vesting schedule.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 15:27 UTC PurchaseCommon Stock 680 $7.38 $5,018.20
Disclosure

SEC source: 0001127602-19-033789 · form4.xml · nonDerivative · entry 1

Tifford Gail B · CIK 0001712872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,669

F1 · balance_after: Consists of 8,203 Restricted Stock Units subject to a vesting schedule.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 21:56 UTC
McKelvey Gregory AExecutive Vice President
PurchaseCommon Stock 58,450 $7.25 $423,896.94
Disclosure

SEC source: 0001127602-19-033396 · form4.xml · nonDerivative · entry 2

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,707

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.25 to $7.2981. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Consists of 228,047 Restricted Stock Units subject to a vesting schedule and 4,122 shares held through a 401(k) plan account.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:56 UTC
McKelvey Gregory AExecutive Vice President
PurchaseCommon Stock 8,550 $7.25 $61,987.50
Disclosure

SEC source: 0001127602-19-033396 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,257

Read SEC document
October 15, 2019 Filed Oct 16, 2019 18:52 UTC
McKelvey Gregory AExecutive Vice President
Tax withholdingCommon Stock 15,386 $10.96 $168,630.56
Disclosure

SEC source: 0001127602-19-030592 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,707

F1 · balance_after: Consists of 228,047 Restricted Stock Units subject to a vesting schedule.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 17:20 UTC GrantCommon Stock 4,966 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-030684 · form4.xml · nonDerivative · entry 1

Jones Kim Harris · CIK 0001473922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,966

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the first anniversary of the date of grant.

Read SEC document
August 23, 2019 Filed Aug 23, 2019 21:32 UTC
McKelvey Gregory AExecutive Vice President
PurchaseCommon Stock 33,600 $10.22 $343,395.36
Disclosure

SEC source: 0001127602-19-027332 · form4.xml · nonDerivative · entry 3

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,215

F1 · balance_after: Consists of 267,147 Restricted Stock Units subject to a vesting schedule and 4,122 shares held through a 401(k) plan account as of August 21, 2019.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 21:32 UTC
McKelvey Gregory AExecutive Vice President
PurchaseCommon Stock 66,400 $10.32 $685,214.80
Disclosure

SEC source: 0001127602-19-027332 · form4.xml · nonDerivative · entry 2

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,493

Read SEC document
August 22, 2019 Filed Aug 23, 2019 17:55 UTC
Hart Darren E.Executive Vice President
PurchaseCommon Stock 20,000 $10.03 $200,600.00
Disclosure

SEC source: 0001127602-19-027295 · form4.xml · nonDerivative · entry 1

Hart Darren E. · CIK 0001523435 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,694

F1 · balance_after: Consists of 70,776 Restricted Stock Units subject to a vesting schedule.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 21:32 UTC
McKelvey Gregory AExecutive Vice President
PurchaseCommon Stock 100,000 $9.86 $985,950.00
Disclosure

SEC source: 0001127602-19-027332 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,093

Read SEC document
July 15, 2019 Filed Jul 17, 2019 18:18 UTC
Evans Steve AndrewExecutive Vice President
Tax withholdingCommon Stock 1,136 $11.36 $12,904.96
Disclosure

SEC source: 0001127602-19-024730 · form4.xml · nonDerivative · entry 1

Evans Steve Andrew · CIK 0001676097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,851

F1 · balance_after: Consists of 49,197 Restricted Stock Units subject to a vesting schedule.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:11 UTC PurchaseCommon Stock 5,000 $9.70 $48,500.00
Disclosure

SEC source: 0001127602-19-020458 · form4.xml · nonDerivative · entry 1

Frey Martin · CIK 0001704100 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,805

F1 · balance_after: Consists of 36,199 Restricted Stock Units subject to a vesting schedule.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:13 UTC GrantCommon Stock 8,203 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019599 · form4.xml · nonDerivative · entry 1

BELGYA MARK R · CIK 0001251529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,144

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the date of grant or the first annual stockholders meeting following the date of grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 8,203 Restricted Stock Units.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:37 UTC GrantCommon Stock 8,203 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019642 · form4.xml · nonDerivative · entry 1

ZIMMERMAN JAMES M · CIK 0001184473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,066

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the date of grant or the first annual stockholders meeting following the day of grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, includes 8,203 Restricted Stock Units.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:35 UTC GrantCommon Stock 8,203 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019635 · form4.xml · nonDerivative · entry 1

Tifford Gail B · CIK 0001712872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,989

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the date of grant or the first annual stockholders meeting following the date of grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 8,203 Restricted Stock Units.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:32 UTC GrantCommon Stock 8,203 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019631 · form4.xml · nonDerivative · entry 1

SKINNER JAMES E · CIK 0001122008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,146

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the date of grant or the first annual stockholders meeting following the date of grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, includes 8,203 Restricted Stock Units.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC GrantCommon Stock 8,203 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019624 · form4.xml · nonDerivative · entry 1

Nealon Thomas M · CIK 0001377138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,276

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the date of grant or the first annual stockholders meeting following the date of grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 8,203 Restricted Stock Units.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:26 UTC
NEAL DIANE LDirector
GrantCommon Stock 8,203 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019618 · form4.xml · nonDerivative · entry 1

NEAL DIANE L · CIK 0001204999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,427

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the date of grant or the first annual stockholders meeting following the date of grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, includes 8,203 Restricted Stock Units.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:24 UTC GrantCommon Stock 8,203 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019611 · form4.xml · nonDerivative · entry 1

MANSELL KEVIN · CIK 0001238809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,203

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the date of grant or the first annual stockholders meeting following the date of grant.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:17 UTC GrantCommon Stock 8,203 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019602 · form4.xml · nonDerivative · entry 1

Chiasson William B · CIK 0001308725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,189

F1 · shares: Restricted Stock Units that shall become one hundred percent (100%) vested and convertible into shares of Common Stock on the earlier of the first anniversary of the date of grant or the first annual stockholders meeting following the date of grant.

F2 · balance_after: After giving effect to the grant of Restricted Stock Units reported herein, consists of 8,203 Restricted Stock Units.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:37 UTC GrantCommon Stock 13,003 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-015680 · form4.xml · nonDerivative · entry 2

Frey Martin · CIK 0001704100 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,805

F2 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/20; as to 1/3 on 4/15/21; as to 1/3 on 4/15/22, cumulatively.

F3 · balance_after: Consists of 36,199 restricted stock units subject to a vesting schedule.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:37 UTC GrantCommon Stock 10,234 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-015680 · form4.xml · nonDerivative · entry 1

Frey Martin · CIK 0001704100 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,802

F1 · shares: Reflects Performance Stock Units that have vested.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 20:33 UTC
McKelvey Gregory AExecutive Vice President
GrantCommon Stock 22,631 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-015723 · form4.xml · nonDerivative · entry 4

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,093

F2 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/20; as to 1/3 on 4/15/21; and as to 1/3 on 4/15/22, cumulatively.

F3 · balance_after: Consists of 267,147 Restricted Stock Units subject to a vesting schedule.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 20:33 UTC
McKelvey Gregory AExecutive Vice President
Tax withholdingCommon Stock 15,826 $13.10 $207,320.60
Disclosure

SEC source: 0001127602-19-015723 · form4.xml · nonDerivative · entry 3

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,462

Read SEC document
April 15, 2019 Filed Apr 17, 2019 20:33 UTC
McKelvey Gregory AExecutive Vice President
Tax withholdingCommon Stock 6,927 $13.10 $90,743.70
Disclosure

SEC source: 0001127602-19-015723 · form4.xml · nonDerivative · entry 2

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,288

Read SEC document
April 15, 2019 Filed Apr 17, 2019 20:33 UTC
McKelvey Gregory AExecutive Vice President
GrantCommon Stock 17,602 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-015723 · form4.xml · nonDerivative · entry 1

McKelvey Gregory A · CIK 0001425186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,215

F1 · shares: Reflects Performance Stock Units that have vested.

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April 15, 2019 Filed Apr 17, 2019 20:12 UTC
Hart Darren E.Executive Vice President
GrantCommon Stock 21,297 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-015710 · form4.xml · nonDerivative · entry 4

Hart Darren E. · CIK 0001523435 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,694

F2 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/20; as to 1/3 on 4/15/21; and as to 1/3 on 4/15/22, cumulatively.

F3 · balance_after: Consists of 70,776 Restricted Stock Units subject to a vesting schedule.

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April 15, 2019 Filed Apr 17, 2019 20:12 UTC
Hart Darren E.Executive Vice President
Tax withholdingCommon Stock 16,227 $13.10 $212,573.70
Disclosure

SEC source: 0001127602-19-015710 · form4.xml · nonDerivative · entry 3

Hart Darren E. · CIK 0001523435 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,397

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April 15, 2019 Filed Apr 17, 2019 20:12 UTC
Hart Darren E.Executive Vice President
Tax withholdingCommon Stock 4,109 $13.10 $53,827.90
Disclosure

SEC source: 0001127602-19-015710 · form4.xml · nonDerivative · entry 2

Hart Darren E. · CIK 0001523435 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,624

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.