Tapewire

NYSE · USD

FOA

Finance of America Companies Inc.

Export transactions ↓
Tapewire entity
1918
SEC CIK
0001828937
Parsed reports
253

Last 12 months

Inside the activity.

4 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 2025011
Jan 202602
Feb 2026016
Mar 202642
Apr 202603
May 202603
Jun 202604
Jul 202602
Aug 202604
Sep 202603
Oct 202602

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2023 Filed Jun 12, 2023 20:24 UTC GrantRestricted Stock Units · Derivative 56,497 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000067 · wk-form4_1686601436.xml · derivative · entry 3

Pratcher Tyson Anwar · CIK 0001852405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,497

Underlying: Class A Common Stock · 56,497 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F4 · derivative.exercise_date: These restricted stock units shall vest on the earlier of (i) June 8, 2024 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

F4 · derivative.expiration_date: These restricted stock units shall vest on the earlier of (i) June 8, 2024 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:24 UTC Exercise / conversionRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000067 · wk-form4_1686601436.xml · derivative · entry 2

Pratcher Tyson Anwar · CIK 0001852405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 47,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F3 · derivative.exercise_date: Reflects restricted stock units that vested on June 8, 2023, the date of the Issuer's annual stockholders meeting following the date of grant.

F3 · derivative.expiration_date: Reflects restricted stock units that vested on June 8, 2023, the date of the Issuer's annual stockholders meeting following the date of grant.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:24 UTC Exercise / conversionClass A Common Stock 47,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001828937-23-000067 · wk-form4_1686601436.xml · nonDerivative · entry 1

Pratcher Tyson Anwar · CIK 0001852405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A Common Stock of the Issuer ("Common Stock") on a one-for-one basis.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:26 UTC
Lord RobertDirector
GrantRestricted Stock Units · Derivative 56,497 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000068 · wk-form4_1686601606.xml · derivative · entry 3

Lord Robert · CIK 0001298008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,497

Underlying: Class A Common Stock · 56,497 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F4 · derivative.exercise_date: These restricted stock units shall vest on the earlier of (i) June 8, 2024 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

F4 · derivative.expiration_date: These restricted stock units shall vest on the earlier of (i) June 8, 2024 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:26 UTC
Lord RobertDirector
Exercise / conversionRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000068 · wk-form4_1686601606.xml · derivative · entry 2

Lord Robert · CIK 0001298008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 47,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F3 · derivative.exercise_date: Reflects restricted stock units that vested on June 8, 2023, the date of the Issuer's annual stockholders' meeting following the date of grant.

F3 · derivative.expiration_date: Reflects restricted stock units that vested on June 8, 2023, the date of the Issuer's annual stockholders' meeting following the date of grant.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:26 UTC
Lord RobertDirector
Exercise / conversionClass A Common Stock 47,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001828937-23-000068 · wk-form4_1686601606.xml · nonDerivative · entry 1

Lord Robert · CIK 0001298008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A Common Stock of the Issuer ("Common Stock") on a one-for-one basis.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:29 UTC
West LanceDirector
GrantRestricted Stock Units · Derivative 56,497 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000069 · wk-form4_1686601731.xml · derivative · entry 4

West Lance · CIK 0001511158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,497

Underlying: Class A Common Stock · 56,497 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F5 · derivative.exercise_date: These restricted stock units shall vest on the earlier of (i) June 8, 2024 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

F5 · derivative.expiration_date: These restricted stock units shall vest on the earlier of (i) June 8, 2024 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:29 UTC
West LanceDirector
Exercise / conversionRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000069 · wk-form4_1686601731.xml · derivative · entry 3

West Lance · CIK 0001511158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 47,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F4 · derivative.exercise_date: Reflects restricted stock units that vested on June 8, 2023, the date of the Issuer's annual stockholders' meeting following the date of grant.

F4 · derivative.expiration_date: Reflects restricted stock units that vested on June 8, 2023, the date of the Issuer's annual stockholders' meeting following the date of grant.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:29 UTC
West LanceDirector
Exercise / conversionClass A Common Stock 47,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001828937-23-000069 · wk-form4_1686601731.xml · nonDerivative · entry 1

West Lance · CIK 0001511158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A Common Stock of the Issuer ("Common Stock") on a one-for-one basis.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:22 UTC
LIBMAN BRIAN LDirector · 10% owner
GrantRestricted Stock Units · Derivative 56,497 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000066 · wk-form4_1686601342.xml · derivative · entry 4

LIBMAN BRIAN L · CIK 0001356440 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,497

Underlying: Class A Common Stock · 56,497 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F5 · derivative.exercise_date: These restricted stock units shall vest on the earlier of (i) June 8, 2024 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

F5 · derivative.expiration_date: These restricted stock units shall vest on the earlier of (i) June 8, 2024 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:22 UTC
LIBMAN BRIAN LDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000066 · wk-form4_1686601342.xml · derivative · entry 3

LIBMAN BRIAN L · CIK 0001356440 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 47,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F4 · derivative.exercise_date: Reflects restricted stock units that vested on June 8, 2023, the date of the Issuer's annual stockholders meeting following the date of grant.

F4 · derivative.expiration_date: Reflects restricted stock units that vested on June 8, 2023, the date of the Issuer's annual stockholders meeting following the date of grant.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:22 UTC
LIBMAN BRIAN LDirector · 10% owner
Exercise / conversionClass A Common Stock 47,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001828937-23-000066 · wk-form4_1686601342.xml · nonDerivative · entry 1

LIBMAN BRIAN L · CIK 0001356440 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A Common Stock of the Issuer ("Common Stock") on a one-for-one basis.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:19 UTC
Corio NormaDirector
GrantRestricted Stock Units · Derivative 56,497 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000065 · wk-form4_1686601153.xml · derivative · entry 3

Corio Norma · CIK 0001819942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,497

Underlying: Class A Common Stock · 56,497 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F4 · derivative.exercise_date: These restricted stock units shall vest on the earlier of (i) June 8, 2024 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

F4 · derivative.expiration_date: These restricted stock units shall vest on the earlier of (i) June 8, 2024 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:19 UTC
Corio NormaDirector
Exercise / conversionRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000065 · wk-form4_1686601153.xml · derivative · entry 2

Corio Norma · CIK 0001819942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 47,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F3 · derivative.exercise_date: Reflects restricted stock units that vested on June 8, 2023, the date of the Issuer's annual stockholders' meeting following the date of grant.

F3 · derivative.expiration_date: Reflects restricted stock units that vested on June 8, 2023, the date of the Issuer's annual stockholders' meeting following the date of grant.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:19 UTC
Corio NormaDirector
Exercise / conversionClass A Common Stock 47,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001828937-23-000065 · wk-form4_1686601153.xml · nonDerivative · entry 1

Corio Norma · CIK 0001819942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A Common Stock of the Issuer ("Common Stock") on a one-for-one basis.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 16:10 UTC
Gericke JohanEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 70,575 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000032 · wf-form4_168063899053216.xml · derivative · entry 3

Gericke Johan · CIK 0001854471 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,151

Underlying: Class A Common Stock · 70,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

F1 · derivative.exercise_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

F1 · derivative.expiration_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 16:10 UTC
Gericke JohanEVP, Chief Financial Officer
Tax withholdingClass A Common Stock 25,443 $1.24 $31,549.32
Disclosure

SEC source: 0001828937-23-000032 · wf-form4_168063899053216.xml · nonDerivative · entry 2

Gericke Johan · CIK 0001854471 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,166

F2 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 16:10 UTC
Gericke JohanEVP, Chief Financial Officer
Exercise / conversionClass A Common Stock 70,575 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000032 · wf-form4_168063899053216.xml · nonDerivative · entry 1

Gericke Johan · CIK 0001854471 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 16:05 UTC
LIBMAN BRIAN LDirector · 10% owner
Libman Family Holdings, LLCDirector · 10% owner
Exercise / conversionLLC Units of Finance of America Equity Capital LLC · Derivative 1,150,958 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-041485 · tm2311365-1_4seq1.xml · derivative · entry 6

LIBMAN BRIAN L · CIK 0001356440 · Director · 10% owner

Libman Family Holdings, LLC · CIK 0001854457 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 70,308,360

Underlying: Class A Common Stock · 1,150,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. These exchange rights do not expire.

F3 · kind: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. These exchange rights do not expire.

F3 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. These exchange rights do not expire.

F3 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. These exchange rights do not expire.

F2 · ownership.nature: Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 16:05 UTC
LIBMAN BRIAN LDirector · 10% owner
Libman Family Holdings, LLCDirector · 10% owner
Disposition to issuerClass A Common Stock 1,150,958 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-041485 · tm2311365-1_4seq1.xml · nonDerivative · entry 3

LIBMAN BRIAN L · CIK 0001356440 · Director · 10% owner

Libman Family Holdings, LLC · CIK 0001854457 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 10,869,566

F4 · kind: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Class A Common Stock to the Issuer in connection with the settlement of awards of restricted stock units granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of restricted stock units into shares of Class A Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Class A Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F2 · price: Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman.

F2 · ownership.nature: Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 16:05 UTC
LIBMAN BRIAN LDirector · 10% owner
Libman Family Holdings, LLCDirector · 10% owner
Exercise / conversionClass A Common Stock 1,150,958 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-041485 · tm2311365-1_4seq1.xml · nonDerivative · entry 2

LIBMAN BRIAN L · CIK 0001356440 · Director · 10% owner

Libman Family Holdings, LLC · CIK 0001854457 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 12,020,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. These exchange rights do not expire.

F4 · kind: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Class A Common Stock to the Issuer in connection with the settlement of awards of restricted stock units granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of restricted stock units into shares of Class A Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Class A Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F2 · price: Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman.

F2 · ownership.nature: Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 17:31 UTC ConversionLLC Units of Finance of America Equity Capital LLC · Derivative 4,466 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010448 · doc4.xml · derivative · entry 10

BTO Urban Holdings L.L.C. · CIK 0001854686 · 10% owner

Blackstone Tactical Opportunities Fund - S - NQ L.P. · CIK 0001853354 · 10% owner

Blackstone Tactical Opportunities Fund - NQ L.P. · CIK 0001853360 · 10% owner

Blackstone Tactical Opportunities Fund II - NQ L.P. · CIK 0001853358 · 10% owner

Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P. · CIK 0001853357 · 10% owner

Blackstone Tactical Opportunities Fund - I - NQ L.P. · CIK 0001853356 · 10% owner

Blackstone Tactical Opportunities Fund - C - NQ L.P. · CIK 0001853353 · 10% owner

Blackstone Tactical Opportunities Fund - L - NQ L.P. · CIK 0001853352 · 10% owner

Blackstone Tactical Opportunities Fund - O - NQ L.P. · CIK 0001853350 · 10% owner

Blackstone Tactical Opportunities Fund - N - NQ L.P. · CIK 0001853349 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 279,055

Underlying: Class A Common Stock · 4,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F2 · kind: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F5 · ownership.nature: Reflects securities directly held by Blackstone Family Tactical Opportunities Investment Partnership - NQ - ESC L.P.

F10 · ownership.nature: The general partner of Blackstone Family Tactical Opportunities Investment Partnership - NQ - ESC L.P. is BTO-NQ Side-by-Side GP L.L.C. The sole member of BTO-NQ Side-by-Side GP L.L.C. is Blackstone Holdings II L.P.

F12 · ownership.nature: The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F13 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F14 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F15 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)4#under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 17:31 UTC ConversionLLC Units of Finance of America Equity Capital LLC · Derivative 777,935 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010448 · doc4.xml · derivative · entry 9

BTO Urban Holdings L.L.C. · CIK 0001854686 · 10% owner

Blackstone Tactical Opportunities Fund - S - NQ L.P. · CIK 0001853354 · 10% owner

Blackstone Tactical Opportunities Fund - NQ L.P. · CIK 0001853360 · 10% owner

Blackstone Tactical Opportunities Fund II - NQ L.P. · CIK 0001853358 · 10% owner

Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P. · CIK 0001853357 · 10% owner

Blackstone Tactical Opportunities Fund - I - NQ L.P. · CIK 0001853356 · 10% owner

Blackstone Tactical Opportunities Fund - C - NQ L.P. · CIK 0001853353 · 10% owner

Blackstone Tactical Opportunities Fund - L - NQ L.P. · CIK 0001853352 · 10% owner

Blackstone Tactical Opportunities Fund - O - NQ L.P. · CIK 0001853350 · 10% owner

Blackstone Tactical Opportunities Fund - N - NQ L.P. · CIK 0001853349 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 48,611,415

Underlying: Class A Common Stock · 777,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F2 · kind: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F4 · ownership.nature: Reflects securities directly held by BTO Urban Holdings L.L.C.

F7 · ownership.nature: BTO Urban Holdings L.L.C. is owned by Blackstone Tactical Opportunities Fund - NQ L.P., Blackstone Tactical Opportunities Fund II - NQ L.P., Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P., Blackstone Tactical Opportunities Fund - I - NQ L.P., Blackstone Tactical Opportunities Fund - S - NQ L.P., Blackstone Tactical Opportunities Fund - C - NQ L.P., Blackstone Tactical Opportunities Fund - L - NQ L.P., Blackstone Tactical Opportunities Fund - O - NQ L.P., Blackstone Tactical Opportunities Fund - N - NQ L.P., Blackstone Tactical Opportunities Fund - U - NQ L.L.C., Blackstone Tactical Opportunities Fund II - C - NQ L.P., Blackstone Tactical Opportunities Fund - T - NQ L.P. (collectively, each of the Blackstone Tactical Opportunities Funds described in this paragraph shall be referred to as the "Blackstone Tactical Opportunities Funds"), (continued in footnote (8)),

F8 · ownership.nature: BTAS NQ Holdings L.L.C. and Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. The general partner of each of the Blackstone Tactical Opportunities Funds is Blackstone Tactical Opportunities Associates - NQ L.L.C. The sole member of Blackstone Tactical Opportunities Associates - NQ L.L.C. is BTOA - NQ L.L.C. The managing member of BTOA - NQ LLC is Blackstone Holdings II L.P. The managing member of BTAS NQ Holdings L.L.C. is BTAS Associates - NQ L.L.C. The managing member of BTAS Associates - NQ L.L.C. is Blackstone Holdings II L.P.

F9 · ownership.nature: The general partner of Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. is Blackstone Family GP L.L.C. Blackstone Family GP L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Mr. Schwarzman.

F12 · ownership.nature: The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F13 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F14 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F15 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)4#under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 17:31 UTC OtherClass A Common Stock 340,506 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010448 · doc4.xml · nonDerivative · entry 8

BTO Urban Holdings L.L.C. · CIK 0001854686 · 10% owner

Blackstone Tactical Opportunities Fund - S - NQ L.P. · CIK 0001853354 · 10% owner

Blackstone Tactical Opportunities Fund - NQ L.P. · CIK 0001853360 · 10% owner

Blackstone Tactical Opportunities Fund II - NQ L.P. · CIK 0001853358 · 10% owner

Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P. · CIK 0001853357 · 10% owner

Blackstone Tactical Opportunities Fund - I - NQ L.P. · CIK 0001853356 · 10% owner

Blackstone Tactical Opportunities Fund - C - NQ L.P. · CIK 0001853353 · 10% owner

Blackstone Tactical Opportunities Fund - L - NQ L.P. · CIK 0001853352 · 10% owner

Blackstone Tactical Opportunities Fund - O - NQ L.P. · CIK 0001853350 · 10% owner

Blackstone Tactical Opportunities Fund - N - NQ L.P. · CIK 0001853349 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 24,386,710

F3 · kind: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Persons or certain of their affiliates and certain other equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Class A Common Stock to the Issuer in connection with the settlement of awards of restricted stock units granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of restricted stock units into shares of Class A Common Stock, certain Reporting Persons delivered certain shares of Class A Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F3 · price: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Persons or certain of their affiliates and certain other equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Class A Common Stock to the Issuer in connection with the settlement of awards of restricted stock units granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of restricted stock units into shares of Class A Common Stock, certain Reporting Persons delivered certain shares of Class A Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F6 · ownership.nature: Reflects securities directly held by BTO Urban Holdings II L.P.

F11 · ownership.nature: The general partner of BTO Urban Holdings II L.P. is Blackstone Tactical Opportunities Associates L.L.C. The managing member of Blackstone Tactical Opportunities Associates L.L.C. is BTOA L.L.C. The managing member of BTOA L.L.C. is Blackstone Holdings III L.P. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P.

F12 · ownership.nature: The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F13 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F14 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F15 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)4#under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 17:31 UTC OtherClass A Common Stock 4,466 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010448 · doc4.xml · nonDerivative · entry 7

BTO Urban Holdings L.L.C. · CIK 0001854686 · 10% owner

Blackstone Tactical Opportunities Fund - S - NQ L.P. · CIK 0001853354 · 10% owner

Blackstone Tactical Opportunities Fund - NQ L.P. · CIK 0001853360 · 10% owner

Blackstone Tactical Opportunities Fund II - NQ L.P. · CIK 0001853358 · 10% owner

Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P. · CIK 0001853357 · 10% owner

Blackstone Tactical Opportunities Fund - I - NQ L.P. · CIK 0001853356 · 10% owner

Blackstone Tactical Opportunities Fund - C - NQ L.P. · CIK 0001853353 · 10% owner

Blackstone Tactical Opportunities Fund - L - NQ L.P. · CIK 0001853352 · 10% owner

Blackstone Tactical Opportunities Fund - O - NQ L.P. · CIK 0001853350 · 10% owner

Blackstone Tactical Opportunities Fund - N - NQ L.P. · CIK 0001853349 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 43,228

F3 · kind: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Persons or certain of their affiliates and certain other equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Class A Common Stock to the Issuer in connection with the settlement of awards of restricted stock units granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of restricted stock units into shares of Class A Common Stock, certain Reporting Persons delivered certain shares of Class A Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F3 · price: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Persons or certain of their affiliates and certain other equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Class A Common Stock to the Issuer in connection with the settlement of awards of restricted stock units granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of restricted stock units into shares of Class A Common Stock, certain Reporting Persons delivered certain shares of Class A Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F5 · ownership.nature: Reflects securities directly held by Blackstone Family Tactical Opportunities Investment Partnership - NQ - ESC L.P.

F10 · ownership.nature: The general partner of Blackstone Family Tactical Opportunities Investment Partnership - NQ - ESC L.P. is BTO-NQ Side-by-Side GP L.L.C. The sole member of BTO-NQ Side-by-Side GP L.L.C. is Blackstone Holdings II L.P.

F12 · ownership.nature: The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F13 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F14 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F15 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)4#under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 17:31 UTC ConversionClass A Common Stock 4,466 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-010448 · doc4.xml · nonDerivative · entry 6

BTO Urban Holdings L.L.C. · CIK 0001854686 · 10% owner

Blackstone Tactical Opportunities Fund - S - NQ L.P. · CIK 0001853354 · 10% owner

Blackstone Tactical Opportunities Fund - NQ L.P. · CIK 0001853360 · 10% owner

Blackstone Tactical Opportunities Fund II - NQ L.P. · CIK 0001853358 · 10% owner

Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P. · CIK 0001853357 · 10% owner

Blackstone Tactical Opportunities Fund - I - NQ L.P. · CIK 0001853356 · 10% owner

Blackstone Tactical Opportunities Fund - C - NQ L.P. · CIK 0001853353 · 10% owner

Blackstone Tactical Opportunities Fund - L - NQ L.P. · CIK 0001853352 · 10% owner

Blackstone Tactical Opportunities Fund - O - NQ L.P. · CIK 0001853350 · 10% owner

Blackstone Tactical Opportunities Fund - N - NQ L.P. · CIK 0001853349 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 47,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F2 · price: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F5 · ownership.nature: Reflects securities directly held by Blackstone Family Tactical Opportunities Investment Partnership - NQ - ESC L.P.

F10 · ownership.nature: The general partner of Blackstone Family Tactical Opportunities Investment Partnership - NQ - ESC L.P. is BTO-NQ Side-by-Side GP L.L.C. The sole member of BTO-NQ Side-by-Side GP L.L.C. is Blackstone Holdings II L.P.

F12 · ownership.nature: The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F13 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F14 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F15 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)4#under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 17:31 UTC OtherClass A Common Stock 777,935 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010448 · doc4.xml · nonDerivative · entry 5

BTO Urban Holdings L.L.C. · CIK 0001854686 · 10% owner

Blackstone Tactical Opportunities Fund - S - NQ L.P. · CIK 0001853354 · 10% owner

Blackstone Tactical Opportunities Fund - NQ L.P. · CIK 0001853360 · 10% owner

Blackstone Tactical Opportunities Fund II - NQ L.P. · CIK 0001853358 · 10% owner

Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P. · CIK 0001853357 · 10% owner

Blackstone Tactical Opportunities Fund - I - NQ L.P. · CIK 0001853356 · 10% owner

Blackstone Tactical Opportunities Fund - C - NQ L.P. · CIK 0001853353 · 10% owner

Blackstone Tactical Opportunities Fund - L - NQ L.P. · CIK 0001853352 · 10% owner

Blackstone Tactical Opportunities Fund - O - NQ L.P. · CIK 0001853350 · 10% owner

Blackstone Tactical Opportunities Fund - N - NQ L.P. · CIK 0001853349 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,717,103

F3 · kind: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Persons or certain of their affiliates and certain other equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Class A Common Stock to the Issuer in connection with the settlement of awards of restricted stock units granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of restricted stock units into shares of Class A Common Stock, certain Reporting Persons delivered certain shares of Class A Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F3 · price: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Persons or certain of their affiliates and certain other equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Class A Common Stock to the Issuer in connection with the settlement of awards of restricted stock units granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of restricted stock units into shares of Class A Common Stock, certain Reporting Persons delivered certain shares of Class A Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F4 · ownership.nature: Reflects securities directly held by BTO Urban Holdings L.L.C.

F7 · ownership.nature: BTO Urban Holdings L.L.C. is owned by Blackstone Tactical Opportunities Fund - NQ L.P., Blackstone Tactical Opportunities Fund II - NQ L.P., Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P., Blackstone Tactical Opportunities Fund - I - NQ L.P., Blackstone Tactical Opportunities Fund - S - NQ L.P., Blackstone Tactical Opportunities Fund - C - NQ L.P., Blackstone Tactical Opportunities Fund - L - NQ L.P., Blackstone Tactical Opportunities Fund - O - NQ L.P., Blackstone Tactical Opportunities Fund - N - NQ L.P., Blackstone Tactical Opportunities Fund - U - NQ L.L.C., Blackstone Tactical Opportunities Fund II - C - NQ L.P., Blackstone Tactical Opportunities Fund - T - NQ L.P. (collectively, each of the Blackstone Tactical Opportunities Funds described in this paragraph shall be referred to as the "Blackstone Tactical Opportunities Funds"), (continued in footnote (8)),

F8 · ownership.nature: BTAS NQ Holdings L.L.C. and Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. The general partner of each of the Blackstone Tactical Opportunities Funds is Blackstone Tactical Opportunities Associates - NQ L.L.C. The sole member of Blackstone Tactical Opportunities Associates - NQ L.L.C. is BTOA - NQ L.L.C. The managing member of BTOA - NQ LLC is Blackstone Holdings II L.P. The managing member of BTAS NQ Holdings L.L.C. is BTAS Associates - NQ L.L.C. The managing member of BTAS Associates - NQ L.L.C. is Blackstone Holdings II L.P.

F9 · ownership.nature: The general partner of Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. is Blackstone Family GP L.L.C. Blackstone Family GP L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Mr. Schwarzman.

F12 · ownership.nature: The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F13 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F14 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F15 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)4#under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 17:31 UTC ConversionClass A Common Stock 777,935 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-010448 · doc4.xml · nonDerivative · entry 4

BTO Urban Holdings L.L.C. · CIK 0001854686 · 10% owner

Blackstone Tactical Opportunities Fund - S - NQ L.P. · CIK 0001853354 · 10% owner

Blackstone Tactical Opportunities Fund - NQ L.P. · CIK 0001853360 · 10% owner

Blackstone Tactical Opportunities Fund II - NQ L.P. · CIK 0001853358 · 10% owner

Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P. · CIK 0001853357 · 10% owner

Blackstone Tactical Opportunities Fund - I - NQ L.P. · CIK 0001853356 · 10% owner

Blackstone Tactical Opportunities Fund - C - NQ L.P. · CIK 0001853353 · 10% owner

Blackstone Tactical Opportunities Fund - L - NQ L.P. · CIK 0001853352 · 10% owner

Blackstone Tactical Opportunities Fund - O - NQ L.P. · CIK 0001853350 · 10% owner

Blackstone Tactical Opportunities Fund - N - NQ L.P. · CIK 0001853349 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,495,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F2 · price: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis. These exchange rights do not expire.

F4 · ownership.nature: Reflects securities directly held by BTO Urban Holdings L.L.C.

F7 · ownership.nature: BTO Urban Holdings L.L.C. is owned by Blackstone Tactical Opportunities Fund - NQ L.P., Blackstone Tactical Opportunities Fund II - NQ L.P., Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P., Blackstone Tactical Opportunities Fund - I - NQ L.P., Blackstone Tactical Opportunities Fund - S - NQ L.P., Blackstone Tactical Opportunities Fund - C - NQ L.P., Blackstone Tactical Opportunities Fund - L - NQ L.P., Blackstone Tactical Opportunities Fund - O - NQ L.P., Blackstone Tactical Opportunities Fund - N - NQ L.P., Blackstone Tactical Opportunities Fund - U - NQ L.L.C., Blackstone Tactical Opportunities Fund II - C - NQ L.P., Blackstone Tactical Opportunities Fund - T - NQ L.P. (collectively, each of the Blackstone Tactical Opportunities Funds described in this paragraph shall be referred to as the "Blackstone Tactical Opportunities Funds"), (continued in footnote (8)),

F8 · ownership.nature: BTAS NQ Holdings L.L.C. and Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. The general partner of each of the Blackstone Tactical Opportunities Funds is Blackstone Tactical Opportunities Associates - NQ L.L.C. The sole member of Blackstone Tactical Opportunities Associates - NQ L.L.C. is BTOA - NQ L.L.C. The managing member of BTOA - NQ LLC is Blackstone Holdings II L.P. The managing member of BTAS NQ Holdings L.L.C. is BTAS Associates - NQ L.L.C. The managing member of BTAS Associates - NQ L.L.C. is Blackstone Holdings II L.P.

F9 · ownership.nature: The general partner of Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. is Blackstone Family GP L.L.C. Blackstone Family GP L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Mr. Schwarzman.

F12 · ownership.nature: The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F13 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F14 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F15 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)4#under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:08 UTC
Fleming GrahamPresident & Interim CEO
Exercise / conversionRestricted Stock Units · Derivative 162,866 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000031 · wf-form4_168063891733886.xml · derivative · entry 10

Fleming Graham · CIK 0001853906 · President & Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,733

Underlying: Class A Common Stock · 162,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:08 UTC
Fleming GrahamPresident & Interim CEO
Exercise / conversionRestricted Stock Units · Derivative 326,798 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000031 · wf-form4_168063891733886.xml · derivative · entry 9

Fleming Graham · CIK 0001853906 · President & Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,801

Underlying: Class A Common Stock · 326,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the third anniversary of April 1, 2021, subject to the Reporting Person's continued employment.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the third anniversary of April 1, 2021, subject to the Reporting Person's continued employment.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the third anniversary of April 1, 2021, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:08 UTC
Fleming GrahamPresident & Interim CEO
Exercise / conversionLLC Units of Finance of America Equity Capital LLC · Derivative 20,597 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000031 · wf-form4_168063891733886.xml · derivative · entry 8

Fleming Graham · CIK 0001853906 · President & Interim CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corp

Disclosed balance after: 1,233,520

Underlying: Class A Common Stock · 20,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F1 · kind: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F2 · shares: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Common Stock (either held or acquired upon conversion of FOA Units) to the Issuer in connection with the settlement of awards of restricted stock units, or RSUs, granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of RSUs into shares of Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F1 · derivative.underlying: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:08 UTC
Fleming GrahamPresident & Interim CEO
Tax withholdingClass A Common Stock 71,987 $1.24 $89,263.88
Disclosure

SEC source: 0001828937-23-000031 · wf-form4_168063891733886.xml · nonDerivative · entry 6

Fleming Graham · CIK 0001853906 · President & Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,270

F4 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:08 UTC
Fleming GrahamPresident & Interim CEO
Exercise / conversionClass A Common Stock 162,866 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000031 · wf-form4_168063891733886.xml · nonDerivative · entry 5

Fleming Graham · CIK 0001853906 · President & Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 722,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:08 UTC
Fleming GrahamPresident & Interim CEO
Tax withholdingClass A Common Stock 114,204 $1.24 $141,612.96
Disclosure

SEC source: 0001828937-23-000031 · wf-form4_168063891733886.xml · nonDerivative · entry 4

Fleming Graham · CIK 0001853906 · President & Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,391

F4 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:08 UTC
Fleming GrahamPresident & Interim CEO
Exercise / conversionClass A Common Stock 326,798 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000031 · wf-form4_168063891733886.xml · nonDerivative · entry 3

Fleming Graham · CIK 0001853906 · President & Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the third anniversary of April 1, 2021, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:08 UTC
Fleming GrahamPresident & Interim CEO
Disposition to issuerClass A Common Stock 20,597 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000031 · wf-form4_168063891733886.xml · nonDerivative · entry 2

Fleming Graham · CIK 0001853906 · President & Interim CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corp

Disclosed balance after: 0

F2 · kind: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Common Stock (either held or acquired upon conversion of FOA Units) to the Issuer in connection with the settlement of awards of restricted stock units, or RSUs, granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of RSUs into shares of Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F2 · price: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Common Stock (either held or acquired upon conversion of FOA Units) to the Issuer in connection with the settlement of awards of restricted stock units, or RSUs, granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of RSUs into shares of Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:08 UTC
Fleming GrahamPresident & Interim CEO
Exercise / conversionClass A Common Stock 20,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001828937-23-000031 · wf-form4_168063891733886.xml · nonDerivative · entry 1

Fleming Graham · CIK 0001853906 · President & Interim CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corp

Disclosed balance after: 20,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F2 · kind: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Common Stock (either held or acquired upon conversion of FOA Units) to the Issuer in connection with the settlement of awards of restricted stock units, or RSUs, granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of RSUs into shares of Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:12 UTC
Prahm JeremyChief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 162,866 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000033 · wf-form4_168063909519144.xml · derivative · entry 9

Prahm Jeremy · CIK 0001853905 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,733

Underlying: Class A Common Stock · 162,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:12 UTC
Prahm JeremyChief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 206,399 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000033 · wf-form4_168063909519144.xml · derivative · entry 8

Prahm Jeremy · CIK 0001853905 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,400

Underlying: Class A Common Stock · 206,399 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the third anniversary of April 1, 2021, subject to the Reporting Person's continued employment.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the third anniversary of April 1, 2021, subject to the Reporting Person's continued employment.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the third anniversary of April 1, 2021, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:12 UTC
Prahm JeremyChief Investment Officer
Exercise / conversionLLC Units of Finance of America Equity Capital LLC · Derivative 7,745 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000033 · wf-form4_168063909519144.xml · derivative · entry 7

Prahm Jeremy · CIK 0001853905 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corp

Disclosed balance after: 463,859

Underlying: Class A Common Stock · 7,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F1 · kind: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F2 · shares: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person, and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Common Stock (either held or acquired upon conversion of FOA Units) to the Issuer in connection with the settlement of awards of restricted stock units, or RSUs, granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of RSUs into shares of Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F1 · derivative.underlying: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:12 UTC
Prahm JeremyChief Investment Officer
Tax withholdingClass A Common Stock 74,267 $1.24 $92,091.08
Disclosure

SEC source: 0001828937-23-000033 · wf-form4_168063909519144.xml · nonDerivative · entry 6

Prahm Jeremy · CIK 0001853905 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,681

F4 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:12 UTC
Prahm JeremyChief Investment Officer
Exercise / conversionClass A Common Stock 162,866 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000033 · wf-form4_168063909519144.xml · nonDerivative · entry 5

Prahm Jeremy · CIK 0001853905 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:12 UTC
Prahm JeremyChief Investment Officer
Tax withholdingClass A Common Stock 63,877 $1.24 $79,207.48
Disclosure

SEC source: 0001828937-23-000033 · wf-form4_168063909519144.xml · nonDerivative · entry 4

Prahm Jeremy · CIK 0001853905 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,082

F4 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:12 UTC
Prahm JeremyChief Investment Officer
Exercise / conversionClass A Common Stock 206,399 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000033 · wf-form4_168063909519144.xml · nonDerivative · entry 3

Prahm Jeremy · CIK 0001853905 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the third anniversary of April 1, 2021, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:12 UTC
Prahm JeremyChief Investment Officer
Disposition to issuerClass A Common Stock 7,745 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000033 · wf-form4_168063909519144.xml · nonDerivative · entry 2

Prahm Jeremy · CIK 0001853905 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corp

Disclosed balance after: 0

F2 · kind: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person, and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Common Stock (either held or acquired upon conversion of FOA Units) to the Issuer in connection with the settlement of awards of restricted stock units, or RSUs, granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of RSUs into shares of Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F2 · price: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person, and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Common Stock (either held or acquired upon conversion of FOA Units) to the Issuer in connection with the settlement of awards of restricted stock units, or RSUs, granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of RSUs into shares of Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:12 UTC
Prahm JeremyChief Investment Officer
Exercise / conversionClass A Common Stock 7,745 Not disclosed Not disclosed
Disclosure

SEC source: 0001828937-23-000033 · wf-form4_168063909519144.xml · nonDerivative · entry 1

Prahm Jeremy · CIK 0001853905 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corp

Disclosed balance after: 7,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F2 · kind: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person, and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Common Stock (either held or acquired upon conversion of FOA Units) to the Issuer in connection with the settlement of awards of restricted stock units, or RSUs, granted by the Issuer. On April 3, 2023, in connection with the Issuer's settlement of RSUs into shares of Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A Common Stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:07 UTC
Thornock Tai A.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 9,772 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000030 · wf-form4_168063886044102.xml · derivative · entry 6

Thornock Tai A. · CIK 0001853911 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,544

Underlying: Class A Common Stock · 9,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:07 UTC
Thornock Tai A.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 34,400 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000030 · wf-form4_168063886044102.xml · derivative · entry 5

Thornock Tai A. · CIK 0001853911 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,400

Underlying: Class A Common Stock · 34,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the third anniversary of April 1, 2021, subject to the Reporting Person's continued employment.

F1 · derivative.exercise_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the third anniversary of April 1, 2021, subject to the Reporting Person's continued employment.

F1 · derivative.expiration_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the third anniversary of April 1, 2021, subject to the Reporting Person's continued employment.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:07 UTC
Thornock Tai A.Chief Accounting Officer
Tax withholdingClass A Common Stock 2,854 $1.24 $3,538.96
Disclosure

SEC source: 0001828937-23-000030 · wf-form4_168063886044102.xml · nonDerivative · entry 4

Thornock Tai A. · CIK 0001853911 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,913

F2 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:07 UTC
Thornock Tai A.Chief Accounting Officer
Exercise / conversionClass A Common Stock 9,772 $0.00 $0.00
Disclosure

SEC source: 0001828937-23-000030 · wf-form4_168063886044102.xml · nonDerivative · entry 3

Thornock Tai A. · CIK 0001853911 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.