FND

SEC source: 0001104659-17-066321 · a4.xml · nonDerivative · entry 3

Christopherson David Victor · CIK 0001526277 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-17-066321 · a4.xml · nonDerivative · entry 2

Christopherson David Victor · CIK 0001526277 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,545

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Christopherson on August 7, 2017.

SEC source: 0001104659-17-066321 · a4.xml · nonDerivative · entry 1

Christopherson David Victor · CIK 0001526277 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-17-063392 · a4.xml · nonDerivative · entry 2

West George Vincent · CIK 0001703074 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By American West Investment Corporation, of which Mr. West is the President.

Disclosed balance after: 1,522,305

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by American West Investment Corporation on August 11, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.12, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001104659-17-063392 · a4.xml · nonDerivative · entry 1

West George Vincent · CIK 0001703074 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By American West Investment Corporation, of which Mr. West is the President.

Disclosed balance after: 1,550,605

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by American West Investment Corporation on August 11, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.54 to $38.01, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001104659-17-047392 · a4.xml · derivative · entry 3

FS Equity Partners VI, L.P. · CIK 0001455978 · 10% owner

FS Capital Partners VI, LLC · CIK 0001623580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FS Equity Partners VI, L.P. and FS Affiliates VI, L.P.

Disclosed balance after: 0

Underlying: Class A common stock · 2,990,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of the Issuer's Class C common stock are automatically converted into shares of the Issuer's Class A common stock on a one for one basis if the holder of such Class C common stock is not FS Equity Partners VI, L.P. ("FS Equity") or FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the "FS Funds") or their Affiliated Persons (as defined in the 1940 Act). In addition, FS Funds or any of their Affiliated Persons (as defined in the 1940 Act) may convert their shares of the Issuer's Class C common stock into shares of the Issuer's Class A Common Stock, in whole or in part, at any time and from time to time at their option, on a one for one basis so long as at such time either Ares Partners Holdco LLC and its affiliates or FS Funds and their Affiliated Persons (as defined in the 1940 Act) do not own more than 24.9% of the Issuer's Class A common stock after giving effect to any such conversion. (continued in footnote 3)

F3 · derivative.exercise_price: In addition, shares of the Issuer's Class A common stock held by FS Funds or their Affiliated Persons (as defined in the 1940 Act) are convertible into shares of the Issuer's Class C common stock, in whole or in part, at any time and from time to time at the election of FS Funds or their Affiliated Persons (as defined in the 1940 Act), on a one for one basis. Holders of the Issuer's Class C common stock are not entitled to vote, except as required under Delaware law.

F1 · shares: 2,868,826 shares of Class C common stock beneficially owned by FS Equity and 121,865 shares of Class C common stock beneficially owned by FS Affiliates were converted into the same number of shares of Class A common stock.

F1 · price: 2,868,826 shares of Class C common stock beneficially owned by FS Equity and 121,865 shares of Class C common stock beneficially owned by FS Affiliates were converted into the same number of shares of Class A common stock.

F2 · derivative.exercise_date: Shares of the Issuer's Class C common stock are automatically converted into shares of the Issuer's Class A common stock on a one for one basis if the holder of such Class C common stock is not FS Equity Partners VI, L.P. ("FS Equity") or FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the "FS Funds") or their Affiliated Persons (as defined in the 1940 Act). In addition, FS Funds or any of their Affiliated Persons (as defined in the 1940 Act) may convert their shares of the Issuer's Class C common stock into shares of the Issuer's Class A Common Stock, in whole or in part, at any time and from time to time at their option, on a one for one basis so long as at such time either Ares Partners Holdco LLC and its affiliates or FS Funds and their Affiliated Persons (as defined in the 1940 Act) do not own more than 24.9% of the Issuer's Class A common stock after giving effect to any such conversion. (continued in footnote 3)

F3 · derivative.exercise_date: In addition, shares of the Issuer's Class A common stock held by FS Funds or their Affiliated Persons (as defined in the 1940 Act) are convertible into shares of the Issuer's Class C common stock, in whole or in part, at any time and from time to time at the election of FS Funds or their Affiliated Persons (as defined in the 1940 Act), on a one for one basis. Holders of the Issuer's Class C common stock are not entitled to vote, except as required under Delaware law.

F2 · derivative.expiration_date: Shares of the Issuer's Class C common stock are automatically converted into shares of the Issuer's Class A common stock on a one for one basis if the holder of such Class C common stock is not FS Equity Partners VI, L.P. ("FS Equity") or FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the "FS Funds") or their Affiliated Persons (as defined in the 1940 Act). In addition, FS Funds or any of their Affiliated Persons (as defined in the 1940 Act) may convert their shares of the Issuer's Class C common stock into shares of the Issuer's Class A Common Stock, in whole or in part, at any time and from time to time at their option, on a one for one basis so long as at such time either Ares Partners Holdco LLC and its affiliates or FS Funds and their Affiliated Persons (as defined in the 1940 Act) do not own more than 24.9% of the Issuer's Class A common stock after giving effect to any such conversion. (continued in footnote 3)

F3 · derivative.expiration_date: In addition, shares of the Issuer's Class A common stock held by FS Funds or their Affiliated Persons (as defined in the 1940 Act) are convertible into shares of the Issuer's Class C common stock, in whole or in part, at any time and from time to time at the election of FS Funds or their Affiliated Persons (as defined in the 1940 Act), on a one for one basis. Holders of the Issuer's Class C common stock are not entitled to vote, except as required under Delaware law.

F1 · derivative.underlying_shares: 2,868,826 shares of Class C common stock beneficially owned by FS Equity and 121,865 shares of Class C common stock beneficially owned by FS Affiliates were converted into the same number of shares of Class A common stock.

F4 · ownership.nature: FS Capital Partners VI, LLC, ("FS Capital") is the general partner of FS Equity and FS Affiliates, and has the sole power to vote and dispose of the shares of the Issuer's common stock owned by the FS Funds. Each of Messrs. Brad J. Brutocao, Bradford M. Freeman, Benjamin D. Geiger, Todd W. Halloran, Jon D. Ralph, John M. Roth, J. Frederick Simmons, Ronald P. Spogli and William M. Wardlaw is a managing member of FS Capital, and each of Messrs. Brutocao, Freeman, Geiger, Halloran, John S. Hwang, Christian B. Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw is a member of Freeman Spogli & Co. ("Freeman Spogli"), and as such may be deemed to be the beneficial owners of the shares of the Issuer's Class A common stock owned by the FS Funds. (continued in footnote 5)

F5 · ownership.nature: Messrs. Brutocao, Freeman, Geiger, Halloran, Hwang, Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw each disclaims beneficial ownership in the shares of the Issuer's Class A common stock except to the extent of his pecuniary interest in them.

SEC source: 0001104659-17-047392 · a4.xml · nonDerivative · entry 1

FS Equity Partners VI, L.P. · CIK 0001455978 · 10% owner

FS Capital Partners VI, LLC · CIK 0001623580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FS Equity Partners VI, L.P. and FS Affiliates VI, L.P.

Disclosed balance after: 22,028,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 2,868,826 shares of Class C common stock beneficially owned by FS Equity and 121,865 shares of Class C common stock beneficially owned by FS Affiliates were converted into the same number of shares of Class A common stock.

F1 · price: 2,868,826 shares of Class C common stock beneficially owned by FS Equity and 121,865 shares of Class C common stock beneficially owned by FS Affiliates were converted into the same number of shares of Class A common stock.

F4 · ownership.nature: FS Capital Partners VI, LLC, ("FS Capital") is the general partner of FS Equity and FS Affiliates, and has the sole power to vote and dispose of the shares of the Issuer's common stock owned by the FS Funds. Each of Messrs. Brad J. Brutocao, Bradford M. Freeman, Benjamin D. Geiger, Todd W. Halloran, Jon D. Ralph, John M. Roth, J. Frederick Simmons, Ronald P. Spogli and William M. Wardlaw is a managing member of FS Capital, and each of Messrs. Brutocao, Freeman, Geiger, Halloran, John S. Hwang, Christian B. Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw is a member of Freeman Spogli & Co. ("Freeman Spogli"), and as such may be deemed to be the beneficial owners of the shares of the Issuer's Class A common stock owned by the FS Funds. (continued in footnote 5)

F5 · ownership.nature: Messrs. Brutocao, Freeman, Geiger, Halloran, Hwang, Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw each disclaims beneficial ownership in the shares of the Issuer's Class A common stock except to the extent of his pecuniary interest in them.

F6 · ownership.nature: Following the conversion of 2,868,826 shares of Class C common stock beneficially owned by FS Equity and 121,865 shares of Class C common stock beneficially owned by FS Affiliates into the same number of shares of Class A common stock, FS Equity and FS Affiliates are the record holders of 21,130,834 and 897,621 shares of the Issuer's Class A common stock, respectively.

SEC source: 0001104659-17-047383 · a4.xml · nonDerivative · entry 1

ARES CORPORATE OPPORTUNITIES FUND III LP · CIK 0001428903 · 10% owner

ACOF Operating Manager III LLC · CIK 0001462608 · 10% owner

ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner

Ares Management Holdings L.P. · CIK 0001536937 · 10% owner

Ares Holdco LLC · CIK 0001669983 · 10% owner

Ares Holdings Inc. · CIK 0001620317 · 10% owner

ARES MANAGEMENT LP · CIK 0001176948 · 10% owner

Ares Management GP LLC · CIK 0001620264 · 10% owner

Ares Partners Holdco LLC · CIK 0001620263 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,419,497

F1 · balance_after: Shares of Class A common stock are held directly by Ares Corporate Opportunities Fund III, L.P. ("ACOF III"). The manager of ACOF III is ACOF Operating Manager III, LLC ("ACOF Operating Manager III"), and the sole member of ACOF Operating Manager III is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings L.P. ("Ares Management Holdings") and the general partner of Ares Management Holdings is Ares Holdco LLC ("Ares Holdco"). The sole member of Ares Holdco is Ares Holdings Inc. ("Ares Holdings"), whose sole stockholder is Ares Management, L.P. ("Ares Management"). (continued in footnote 2)

F2 · balance_after: The general partner of Ares Management is Ares Management GP LLC ("Ares Management GP") and the sole member of Ares Management GP is Ares Partners Holdco LLC ("Ares Partners" and, together with ACOF III, ACOF Operating Manager III, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Holdings, Ares Management, and Ares Management GP, the "Ares Entities"). Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal. Decisions by Ares Partners' board of managers generally are made by a majority of the members, which majority, subject to certain conditions, must include Antony Ressler. (continued in footnote 3)

F3 · balance_after: Each of the Ares Entities (other than ACOF III with respect to the shares held directly by it) and the members of Ares Partners' board of managers and the other directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of the shares of these securities, except to the extent of any pecuniary interest therein, and this Form 3 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, California 90067.

F1 · ownership.direct: Shares of Class A common stock are held directly by Ares Corporate Opportunities Fund III, L.P. ("ACOF III"). The manager of ACOF III is ACOF Operating Manager III, LLC ("ACOF Operating Manager III"), and the sole member of ACOF Operating Manager III is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings L.P. ("Ares Management Holdings") and the general partner of Ares Management Holdings is Ares Holdco LLC ("Ares Holdco"). The sole member of Ares Holdco is Ares Holdings Inc. ("Ares Holdings"), whose sole stockholder is Ares Management, L.P. ("Ares Management"). (continued in footnote 2)

F2 · ownership.direct: The general partner of Ares Management is Ares Management GP LLC ("Ares Management GP") and the sole member of Ares Management GP is Ares Partners Holdco LLC ("Ares Partners" and, together with ACOF III, ACOF Operating Manager III, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Holdings, Ares Management, and Ares Management GP, the "Ares Entities"). Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal. Decisions by Ares Partners' board of managers generally are made by a majority of the members, which majority, subject to certain conditions, must include Antony Ressler. (continued in footnote 3)

F3 · ownership.direct: Each of the Ares Entities (other than ACOF III with respect to the shares held directly by it) and the members of Ares Partners' board of managers and the other directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of the shares of these securities, except to the extent of any pecuniary interest therein, and this Form 3 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, California 90067.

SEC source: 0001104659-17-047392 · a4.xml · derivative · entry 2

FS Equity Partners VI, L.P. · CIK 0001455978 · 10% owner

FS Capital Partners VI, LLC · CIK 0001623580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FS Equity Partners VI, L.P. and FS Affiliates VI, L.P.

Disclosed balance after: 2,990,691

Underlying: Class A common stock · 3,284,798 shares

Expires not disclosed

F2 · derivative.exercise_price: Shares of the Issuer's Class C common stock are automatically converted into shares of the Issuer's Class A common stock on a one for one basis if the holder of such Class C common stock is not FS Equity Partners VI, L.P. ("FS Equity") or FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the "FS Funds") or their Affiliated Persons (as defined in the 1940 Act). In addition, FS Funds or any of their Affiliated Persons (as defined in the 1940 Act) may convert their shares of the Issuer's Class C common stock into shares of the Issuer's Class A Common Stock, in whole or in part, at any time and from time to time at their option, on a one for one basis so long as at such time either Ares Partners Holdco LLC and its affiliates or FS Funds and their Affiliated Persons (as defined in the 1940 Act) do not own more than 24.9% of the Issuer's Class A common stock after giving effect to any such conversion. (continued in footnote 3)

F3 · derivative.exercise_price: In addition, shares of the Issuer's Class A common stock held by FS Funds or their Affiliated Persons (as defined in the 1940 Act) are convertible into shares of the Issuer's Class C common stock, in whole or in part, at any time and from time to time at the election of FS Funds or their Affiliated Persons (as defined in the 1940 Act), on a one for one basis. Holders of the Issuer's Class C common stock are not entitled to vote, except as required under Delaware law.

F2 · derivative.exercise_date: Shares of the Issuer's Class C common stock are automatically converted into shares of the Issuer's Class A common stock on a one for one basis if the holder of such Class C common stock is not FS Equity Partners VI, L.P. ("FS Equity") or FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the "FS Funds") or their Affiliated Persons (as defined in the 1940 Act). In addition, FS Funds or any of their Affiliated Persons (as defined in the 1940 Act) may convert their shares of the Issuer's Class C common stock into shares of the Issuer's Class A Common Stock, in whole or in part, at any time and from time to time at their option, on a one for one basis so long as at such time either Ares Partners Holdco LLC and its affiliates or FS Funds and their Affiliated Persons (as defined in the 1940 Act) do not own more than 24.9% of the Issuer's Class A common stock after giving effect to any such conversion. (continued in footnote 3)

F3 · derivative.exercise_date: In addition, shares of the Issuer's Class A common stock held by FS Funds or their Affiliated Persons (as defined in the 1940 Act) are convertible into shares of the Issuer's Class C common stock, in whole or in part, at any time and from time to time at the election of FS Funds or their Affiliated Persons (as defined in the 1940 Act), on a one for one basis. Holders of the Issuer's Class C common stock are not entitled to vote, except as required under Delaware law.

F2 · derivative.expiration_date: Shares of the Issuer's Class C common stock are automatically converted into shares of the Issuer's Class A common stock on a one for one basis if the holder of such Class C common stock is not FS Equity Partners VI, L.P. ("FS Equity") or FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the "FS Funds") or their Affiliated Persons (as defined in the 1940 Act). In addition, FS Funds or any of their Affiliated Persons (as defined in the 1940 Act) may convert their shares of the Issuer's Class C common stock into shares of the Issuer's Class A Common Stock, in whole or in part, at any time and from time to time at their option, on a one for one basis so long as at such time either Ares Partners Holdco LLC and its affiliates or FS Funds and their Affiliated Persons (as defined in the 1940 Act) do not own more than 24.9% of the Issuer's Class A common stock after giving effect to any such conversion. (continued in footnote 3)

F3 · derivative.expiration_date: In addition, shares of the Issuer's Class A common stock held by FS Funds or their Affiliated Persons (as defined in the 1940 Act) are convertible into shares of the Issuer's Class C common stock, in whole or in part, at any time and from time to time at the election of FS Funds or their Affiliated Persons (as defined in the 1940 Act), on a one for one basis. Holders of the Issuer's Class C common stock are not entitled to vote, except as required under Delaware law.

F4 · balance_after: FS Capital Partners VI, LLC, ("FS Capital") is the general partner of FS Equity and FS Affiliates, and has the sole power to vote and dispose of the shares of the Issuer's common stock owned by the FS Funds. Each of Messrs. Brad J. Brutocao, Bradford M. Freeman, Benjamin D. Geiger, Todd W. Halloran, Jon D. Ralph, John M. Roth, J. Frederick Simmons, Ronald P. Spogli and William M. Wardlaw is a managing member of FS Capital, and each of Messrs. Brutocao, Freeman, Geiger, Halloran, John S. Hwang, Christian B. Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw is a member of Freeman Spogli & Co. ("Freeman Spogli"), and as such may be deemed to be the beneficial owners of the shares of the Issuer's Class A common stock owned by the FS Funds. (continued in footnote 5)

F5 · balance_after: Messrs. Brutocao, Freeman, Geiger, Halloran, Hwang, Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw each disclaims beneficial ownership in the shares of the Issuer's Class A common stock except to the extent of his pecuniary interest in them.

F4 · ownership.nature: FS Capital Partners VI, LLC, ("FS Capital") is the general partner of FS Equity and FS Affiliates, and has the sole power to vote and dispose of the shares of the Issuer's common stock owned by the FS Funds. Each of Messrs. Brad J. Brutocao, Bradford M. Freeman, Benjamin D. Geiger, Todd W. Halloran, Jon D. Ralph, John M. Roth, J. Frederick Simmons, Ronald P. Spogli and William M. Wardlaw is a managing member of FS Capital, and each of Messrs. Brutocao, Freeman, Geiger, Halloran, John S. Hwang, Christian B. Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw is a member of Freeman Spogli & Co. ("Freeman Spogli"), and as such may be deemed to be the beneficial owners of the shares of the Issuer's Class A common stock owned by the FS Funds. (continued in footnote 5)

F5 · ownership.nature: Messrs. Brutocao, Freeman, Geiger, Halloran, Hwang, Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw each disclaims beneficial ownership in the shares of the Issuer's Class A common stock except to the extent of his pecuniary interest in them.

SEC source: 0001104659-17-047382 · a4.xml · derivative · entry 5

Lang Trevor · CIK 0001405123 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,863

Underlying: Class A common stock · 46,200 shares

Expires 2021-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in five equal annual installments. The installments vested and became exercisable on July 11 of each of 2012, 2013, 2014, 2015 and 2016.

F1 · derivative.underlying_shares: The option vests in five equal annual installments. The installments vested and became exercisable on July 11 of each of 2012, 2013, 2014, 2015 and 2016.

SEC source: 0001104659-17-047382 · a4.xml · nonDerivative · entry 2

Lang Trevor · CIK 0001405123 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,319

SEC source: 0001104659-17-047382 · a4.xml · nonDerivative · entry 1

Lang Trevor · CIK 0001405123 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-17-047381 · a4.xml · derivative · entry 5

Laube Lisa · CIK 0001288841 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,093

Underlying: Class A common stock · 37,000 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option vests in five equal annual installments. The installments vested and became exercisable on February 23 of each of 2013, 2014, 2015, 2016 and 2017.

F1 · derivative.exercise_date: The option vests in five equal annual installments. The installments vested and became exercisable on February 23 of each of 2013, 2014, 2015, 2016 and 2017.

F1 · derivative.underlying_shares: The option vests in five equal annual installments. The installments vested and became exercisable on February 23 of each of 2013, 2014, 2015, 2016 and 2017.

SEC source: 0001104659-17-047381 · a4.xml · derivative · entry 4

Laube Lisa · CIK 0001288841 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,093

Underlying: Class A common stock · 37,000 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option vests in five equal annual installments. The installments vested and became exercisable on February 23 of each of 2013, 2014, 2015, 2016 and 2017.

F1 · derivative.exercise_date: The option vests in five equal annual installments. The installments vested and became exercisable on February 23 of each of 2013, 2014, 2015, 2016 and 2017.

F1 · derivative.underlying_shares: The option vests in five equal annual installments. The installments vested and became exercisable on February 23 of each of 2013, 2014, 2015, 2016 and 2017.

SEC source: 0001104659-17-047381 · a4.xml · nonDerivative · entry 3

Laube Lisa · CIK 0001288841 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,987

SEC source: 0001104659-17-047381 · a4.xml · nonDerivative · entry 2

Laube Lisa · CIK 0001288841 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-17-047381 · a4.xml · nonDerivative · entry 1

Laube Lisa · CIK 0001288841 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-17-047384 · a4.xml · nonDerivative · entry 1

AXELROD NORMAN · CIK 0001196976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alison K. Axelrod 2012 Family Trust Trust, of which Mr. Axelrod is the trustee.

Disclosed balance after: 464,118

SEC source: 0001104659-17-047388 · a4.xml · nonDerivative · entry 1

STARRETT PETER · CIK 0001219766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 206,217

F1 · ownership.nature: By Peter Starrett as trustee of The Starrett Family Trust, dated April 11, 1997.

SEC source: 0001104659-17-047386 · a4.xml · derivative · entry 7

TAYLOR THOMAS V · CIK 0001277322 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,931

Underlying: Class A common stock · 154,262 shares

Expires 2022-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in four equal annual installments. The installments vested and became exercisable on December 3 of each of 2013, 2014, 2015 and 2016.

F1 · derivative.underlying_shares: The option vests in four equal annual installments. The installments vested and became exercisable on December 3 of each of 2013, 2014, 2015 and 2016.

SEC source: 0001104659-17-047386 · a4.xml · nonDerivative · entry 2

TAYLOR THOMAS V · CIK 0001277322 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,519

SEC source: 0001104659-17-047386 · a4.xml · nonDerivative · entry 1

TAYLOR THOMAS V · CIK 0001277322 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-17-047385 · a4.xml · nonDerivative · entry 2

West George Vincent · CIK 0001703074 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By West Family Partners LLLP, of which Mr. West is the General Partner.

Disclosed balance after: 776,346

SEC source: 0001104659-17-047385 · a4.xml · nonDerivative · entry 1

West George Vincent · CIK 0001703074 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By American West Investment Corporation, of which Mr. West is the Chief Executive Officer.

Disclosed balance after: 1,572,305

SEC source: 0001104659-17-029534 · a4.xml · derivative · entry 4

Lang Trevor · CIK 0001405123 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 57,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

F1 · price: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

F1 · derivative.exercise_date: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

F1 · derivative.expiration_date: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

F1 · derivative.underlying: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

SEC source: 0001104659-17-029534 · a4.xml · nonDerivative · entry 1

Lang Trevor · CIK 0001405123 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

F1 · balance_after: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

SEC source: 0001104659-17-029533 · a4.xml · nonDerivative · entry 1

Robbins Brian K · CIK 0001703063 · EVP-Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,560

SEC source: 0001104659-17-029531 · a4.xml · derivative · entry 3

Christopherson David Victor · CIK 0001526277 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 8,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

F1 · price: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

F1 · derivative.exercise_date: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

F1 · derivative.expiration_date: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

F1 · derivative.underlying: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

SEC source: 0001104659-17-029531 · a4.xml · nonDerivative · entry 2

Christopherson David Victor · CIK 0001526277 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,545

SEC source: 0001104659-17-029531 · a4.xml · nonDerivative · entry 1

Christopherson David Victor · CIK 0001526277 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

F1 · balance_after: Upon the closing of the Issuer's sale of its Class A common stock in its underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-216000) under the Securities Act of 1933, as amended, each share of Class B common stock automatically converted into one share of Class A common stock. The Class B common stock had no expiration date.

SEC source: 0001104659-17-028048 · a4.xml · nonDerivative · entry 1

Sullivan Richard L · CIK 0001703748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse on April 26, 2021.

SEC source: 0001104659-17-028051 · a4.xml · derivative · entry 2

Lang Trevor · CIK 0001405123 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,016

Underlying: Class A common stock · 10,669 shares

Expires 2027-04-26

F1 · security: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

F1 · derivative.exercise_date: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

F1 · derivative.underlying_shares: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

SEC source: 0001104659-17-028051 · a4.xml · derivative · entry 1

Lang Trevor · CIK 0001405123 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,347

Underlying: Class A common stock · 53,347 shares

Expires 2027-04-26

F1 · security: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

F1 · derivative.exercise_date: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

F1 · derivative.underlying_shares: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

SEC source: 0001104659-17-028050 · a4.xml · derivative · entry 2

Laube Lisa · CIK 0001288841 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,754

Underlying: Class A common stock · 11,792 shares

Expires 2027-04-26

F1 · security: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

F1 · derivative.exercise_date: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

F1 · derivative.underlying_shares: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

SEC source: 0001104659-17-028050 · a4.xml · derivative · entry 1

Laube Lisa · CIK 0001288841 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,962

Underlying: Class A common stock · 58,962 shares

Expires 2027-04-26

F1 · security: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

F1 · derivative.exercise_date: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

F1 · derivative.underlying_shares: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022.

SEC source: 0001104659-17-028049 · a4.xml · nonDerivative · entry 1

AXELROD NORMAN · CIK 0001196976 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse on April 26, 2021.

SEC source: 0001104659-17-028046 · a4.xml · nonDerivative · entry 1

THORNTON FELICIA D · CIK 0001219356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse on April 26, 2021.

SEC source: 0001104659-17-028045 · a4.xml · nonDerivative · entry 1

STARRETT PETER · CIK 0001219766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse on April 26, 2021.

SEC source: 0001104659-17-028054 · a4.xml · derivative · entry 2

TAYLOR THOMAS V · CIK 0001277322 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,618

Underlying: Class A common stock · 39,308 shares

Expires 2027-04-26

F1 · security: The option vests as follows: 20% on April 26, 2020; and 40% on each of April 26, 2021 and 2022.

F1 · derivative.exercise_date: The option vests as follows: 20% on April 26, 2020; and 40% on each of April 26, 2021 and 2022.

F1 · derivative.underlying_shares: The option vests as follows: 20% on April 26, 2020; and 40% on each of April 26, 2021 and 2022.

SEC source: 0001104659-17-028054 · a4.xml · derivative · entry 1

TAYLOR THOMAS V · CIK 0001277322 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,310

Underlying: Class A common stock · 185,310 shares

Expires 2027-04-26

F1 · security: The option vests as follows: 20% on April 26, 2020; and 40% on each of April 26, 2021 and 2022.

F1 · derivative.exercise_date: The option vests as follows: 20% on April 26, 2020; and 40% on each of April 26, 2021 and 2022.

F1 · derivative.underlying_shares: The option vests as follows: 20% on April 26, 2020; and 40% on each of April 26, 2021 and 2022.

SEC source: 0001104659-17-028053 · a4.xml · derivative · entry 2

Christopherson David Victor · CIK 0001526277 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,649

Underlying: Class A common stock · 4,942 shares

Expires 2027-04-26

F1 · security: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

F1 · derivative.exercise_date: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

F1 · derivative.underlying_shares: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

SEC source: 0001104659-17-028053 · a4.xml · derivative · entry 1

Christopherson David Victor · CIK 0001526277 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,707

Underlying: Class A common stock · 24,707 shares

Expires 2027-04-26

F1 · security: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

F1 · derivative.exercise_date: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

F1 · derivative.underlying_shares: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

SEC source: 0001104659-17-028052 · a4.xml · derivative · entry 2

Robbins Brian K · CIK 0001703063 · EVP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,700

Underlying: Class A common stock · 6,783 shares

Expires 2027-04-26

F1 · security: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

F1 · derivative.exercise_date: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

F1 · derivative.underlying_shares: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

SEC source: 0001104659-17-028052 · a4.xml · derivative · entry 1

Robbins Brian K · CIK 0001703063 · EVP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,917

Underlying: Class A common stock · 33,917 shares

Expires 2027-04-26

F1 · security: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

F1 · derivative.exercise_date: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

F1 · derivative.underlying_shares: The option vests in five equal annual installments. The installments will vest and become exercisable on April 26, of each of 2018, 2019, 2020, 2021 and 2022.

SEC source: 0001104659-17-028047 · a4.xml · nonDerivative · entry 1

Fung Michael · CIK 0001555402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse on April 26, 2021.