Last 12 months
Inside the activity.
4 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2020 Filed May 28, 2020 22:33 UTC |
West George VincentDirector
|
SaleClass A common stock, par value $0.001 | 92,928 | $50.00 | $4,646,400.00 |
DisclosureSEC source: 0001415889-20-001358 · form4-05282020_030537.xml · nonDerivative · entry 2 West George Vincent · CIK 0001703074 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By American West Investment Corporation, of which Mr. West is the President. Disclosed balance after: 661,377 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by American West Investment Corporation on March 2, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.38 inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:33 UTC |
West George VincentDirector
|
SaleClass A common stock, par value $0.001 | 37,065 | $50.10 | $1,856,956.50 |
DisclosureSEC source: 0001415889-20-001358 · form4-05282020_030537.xml · nonDerivative · entry 1 West George Vincent · CIK 0001703074 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By West Family Partners LLLP, of which Mr. West is the General Partner. Disclosed balance after: 604,281 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by West Family Partners LLLP on March 2, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.48, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2020 Filed May 23, 2020 00:42 UTC |
ARES CORPORATE OPPORTUNITIES FUND III LPDirector · 10% owner
ACOF Operating Manager III LLCDirector · 10% owner
ARES MANAGEMENT LLCDirector · 10% owner
Ares Management Holdings L.P.Director · 10% owner
Ares Holdco LLCDirector · 10% owner
Ares Holdings Inc.Director · 10% owner
Ares Management CorpDirector · 10% owner
Ares Management GP LLCDirector · 10% owner
Ares Partners Holdco LLCDirector · 10% owner
Ares Voting LLCDirector · 10% owner
|
SaleClass A common stock, par value $0.001 | 3,500,000 | $44.55 | $155,925,000.00 |
DisclosureSEC source: 0001104659-20-065537 · a4.xml · nonDerivative · entry 1 ARES CORPORATE OPPORTUNITIES FUND III LP · CIK 0001428903 · Director · 10% owner ACOF Operating Manager III LLC · CIK 0001462608 · Director · 10% owner ARES MANAGEMENT LLC · CIK 0001259313 · Director · 10% owner Ares Management Holdings L.P. · CIK 0001536937 · Director · 10% owner Ares Holdco LLC · CIK 0001669983 · Director · 10% owner Ares Holdings Inc. · CIK 0001620317 · Director · 10% owner Ares Management Corp · CIK 0001176948 · Director · 10% owner Ares Management GP LLC · CIK 0001620264 · Director · 10% owner Ares Partners Holdco LLC · CIK 0001620263 · Director · 10% owner Ares Voting LLC · CIK 0001761656 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,431,478 F1 · balance_after: Shares of Class A common stock are held directly by Ares Corporate Opportunities Fund III, L.P. ("ACOF III"). The manager of ACOF III is ACOF Operating Manager III, LLC ("ACOF Operating Manager III"), and the sole member of ACOF Operating Manager III is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings L.P. ("Ares Management Holdings") and the general partner of Ares Management Holdings is Ares Holdco LLC ("Ares Holdco"). The sole member of Ares Holdco is Ares Holdings Inc. ("Ares Holdings"), whose sole stockholder is Ares Management Corporation ("Ares Management"). Ares Management GP LLC ("Ares Management GP") is the sole holder of Class B common stock, $0.01 par value per share, of Ares Management and Ares Voting LLC ("Ares Voting") is the sole holder of Class C common stock, $0.01 par value per share, of Ares Management. (continued in footnote 2) F2 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of Ares Management's Class B common stock and Class C common stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners Holdco LLC ("Ares Partners" and, together with ACOF III, ACOF Operating Manager III, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Holdings, Ares Management, Ares Management GP and Ares Voting, the "Ares Entities"). Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Michael McFerran, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions of the Board Members. (continued in footnote 3) F3 · balance_after: Each of the Ares Entities (other than ACOF III with respect to the shares held directly by it), the Board Members and the other directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of the shares of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, California 90067. F1 · ownership.direct: Shares of Class A common stock are held directly by Ares Corporate Opportunities Fund III, L.P. ("ACOF III"). The manager of ACOF III is ACOF Operating Manager III, LLC ("ACOF Operating Manager III"), and the sole member of ACOF Operating Manager III is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings L.P. ("Ares Management Holdings") and the general partner of Ares Management Holdings is Ares Holdco LLC ("Ares Holdco"). The sole member of Ares Holdco is Ares Holdings Inc. ("Ares Holdings"), whose sole stockholder is Ares Management Corporation ("Ares Management"). Ares Management GP LLC ("Ares Management GP") is the sole holder of Class B common stock, $0.01 par value per share, of Ares Management and Ares Voting LLC ("Ares Voting") is the sole holder of Class C common stock, $0.01 par value per share, of Ares Management. (continued in footnote 2) F2 · ownership.direct: Pursuant to Ares Management's Certificate of Incorporation, the holders of Ares Management's Class B common stock and Class C common stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners Holdco LLC ("Ares Partners" and, together with ACOF III, ACOF Operating Manager III, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Holdings, Ares Management, Ares Management GP and Ares Voting, the "Ares Entities"). Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Michael McFerran, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions of the Board Members. (continued in footnote 3) F3 · ownership.direct: Each of the Ares Entities (other than ACOF III with respect to the shares held directly by it), the Board Members and the other directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of the shares of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, California 90067. Read SEC document |
| May 22, 2020 Filed May 22, 2020 20:44 UTC |
FS Equity Partners VI, L.P.10% owner
FS Capital Partners VI, LLC10% owner
|
SaleClass A common stock, par value $0.001 | 1,000,000 | $44.55 | $44,550,000.00 |
DisclosureSEC source: 0001104659-20-065541 · a4.xml · nonDerivative · entry 1 FS Equity Partners VI, L.P. · CIK 0001455978 · 10% owner FS Capital Partners VI, LLC · CIK 0001623580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FS Equity Partners VI, L.P. and FS Affiliates VI, L.P. Disclosed balance after: 3,292,784 F1 · shares: Includes 959,252 shares of Class A common stock beneficially owned by FS Equity Partners VI, L.P. ("FS Equity") and 40,748 shares of Class A common stock beneficially owned by FS Affiliates VI, L.P. ("FS Affiliates"). F2 · balance_after: Includes 3,158,608 shares of Class A common stock beneficially owned by FS Equity and 134,176 shares of Class A common stock beneficially owned by FS Affiliates. F3 · ownership.nature: FS Capital Partners VI, LLC, ("FS Capital") is the general partner of FS Equity and FS Affiliates, and has the sole power to vote and dispose of the shares of the Issuer's common stock owned by the FS Funds. Each of Messrs. Brad J. Brutocao, Bradford M. Freeman, Benjamin D. Geiger, Todd W. Halloran, Jon D. Ralph, John M. Roth, J. Frederick Simmons, Ronald P. Spogli and William M. Wardlaw is a managing member of FS Capital, and each of Messrs. Brutocao, Freeman, Geiger, Halloran, John S. Hwang, Christian B. Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw is a member of Freeman Spogli & Co., and as such may be deemed to be the beneficial owners of the shares of the Issuer's Class A common stock owned by FS Equity or FS Affiliates. (continued in footnote 4) F4 · ownership.nature: Messrs. Brutocao, Freeman, Geiger, Halloran, Hwang, Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw each disclaims beneficial ownership in the shares of the Issuer's Class A common stock except to the extent of his pecuniary interest in them. Read SEC document |
| May 22, 2020 Filed May 22, 2020 21:03 UTC |
Lang TrevorEVP AND CFO
|
SaleClass A common stock, par value $0.001 | 30,000 | $44.55 | $1,336,500.00 |
DisclosureSEC source: 0001415889-20-001332 · form4-05222020_060522.xml · nonDerivative · entry 2 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,613 Read SEC document |
| May 22, 2020 Filed May 22, 2020 21:03 UTC |
Lang TrevorEVP AND CFO
|
Exercise / conversionClass A common stock, par value $0.001 | 30,000 | $9.99 | $299,700.00 |
DisclosureSEC source: 0001415889-20-001332 · form4-05222020_060522.xml · nonDerivative · entry 1 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 23, 2020 01:02 UTC |
Laube LisaPRESIDENT
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $2.85 | $0.00 |
DisclosureSEC source: 0001415889-20-001331 · form4-05222020_060531.xml · derivative · entry 5 Laube Lisa · CIK 0001288841 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,033 Underlying: Class A Common Stock, par value $0.001 · 25,000 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 23, 2020 01:02 UTC |
Laube LisaPRESIDENT
|
Exercise / conversionStock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $4.33 | $0.00 |
DisclosureSEC source: 0001415889-20-001331 · form4-05222020_060531.xml · derivative · entry 4 Laube Lisa · CIK 0001288841 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,093 Underlying: Class A common stock, par value $0.001 · 35,000 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 23, 2020 01:02 UTC |
Laube LisaPRESIDENT
|
SaleClass A common stock, par value $0.001 | 60,000 | $44.55 | $2,673,000.00 |
DisclosureSEC source: 0001415889-20-001331 · form4-05222020_060531.xml · nonDerivative · entry 3 Laube Lisa · CIK 0001288841 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,297 Read SEC document |
| May 22, 2020 Filed May 23, 2020 01:02 UTC |
Laube LisaPRESIDENT
|
Exercise / conversionClass A common stock, par value $0.001 | 25,000 | $2.85 | $71,250.00 |
DisclosureSEC source: 0001415889-20-001331 · form4-05222020_060531.xml · nonDerivative · entry 2 Laube Lisa · CIK 0001288841 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 23, 2020 01:02 UTC |
Laube LisaPRESIDENT
|
Exercise / conversionClass A common stock, par value $0.001 | 35,000 | $4.33 | $151,550.00 |
DisclosureSEC source: 0001415889-20-001331 · form4-05222020_060531.xml · nonDerivative · entry 1 Laube Lisa · CIK 0001288841 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 23, 2020 01:01 UTC |
TAYLOR THOMAS VDirector · CHIEF EXECUTIVE OFFICER
|
SaleClass A common stock, par value $0.001 | 100,000 | $44.55 | $4,455,000.00 |
DisclosureSEC source: 0001415889-20-001330 · form4-05222020_060526.xml · nonDerivative · entry 2 TAYLOR THOMAS V · CIK 0001277322 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,668 Read SEC document |
| May 22, 2020 Filed May 23, 2020 01:01 UTC |
TAYLOR THOMAS VDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionClass A common stock, par value $0.001 | 100,000 | $4.85 | $485,000.00 |
DisclosureSEC source: 0001415889-20-001330 · form4-05222020_060526.xml · nonDerivative · entry 1 TAYLOR THOMAS V · CIK 0001277322 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 23, 2020 01:00 UTC |
Christopherson David VictorEVP AND GENERAL COUNSEL
|
SaleClass A common stock, par value $0.001 | 7,900 | $44.55 | $351,945.00 |
DisclosureSEC source: 0001415889-20-001329 · form4-05222020_060543.xml · nonDerivative · entry 1 Christopherson David Victor · CIK 0001526277 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,357 Read SEC document |
| May 22, 2020 Filed May 23, 2020 01:00 UTC |
West George VincentDirector
|
SaleClass A common stock, par value $0.001 | 100,000 | $44.55 | $4,455,000.00 |
DisclosureSEC source: 0001415889-20-001328 · form4-05222020_060503.xml · nonDerivative · entry 2 West George Vincent · CIK 0001703074 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By West Family Partners LLLP, of which Mr. West is the General Partner. Disclosed balance after: 641,346 Read SEC document |
| May 22, 2020 Filed May 23, 2020 01:00 UTC |
West George VincentDirector
|
SaleClass A common stock, par value $0.001 | 175,000 | $44.55 | $7,796,250.00 |
DisclosureSEC source: 0001415889-20-001328 · form4-05222020_060503.xml · nonDerivative · entry 1 West George Vincent · CIK 0001703074 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By American West Investment Corporation, of which Mr. West is the President. Disclosed balance after: 754,305 Read SEC document |
| May 22, 2020 Filed Jan 15, 2021 18:28 UTC |
Lang TrevorEVP AND CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $9.99 | $0.00 |
DisclosureSEC source: 0001415889-21-000331 · form5-01152021_030151.xml · derivative · entry 5 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,960 Underlying: Class A common stock, par value $0.001 · 30,000 shares Expires 2026-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was initially reported on a Form 4 filed by the reporting person on May 22, 2020 and is being amended to include information that was inadvertently omitted from such filing due to a clerical error. F2 · derivative.exercise_date: The option vests in five annual installments. The first four installments vested on September 30 of each of 2017, 2018, 2019 and 2020. The final installment will vest and become exercisable on September 30, 2021. Read SEC document |
| May 22, 2020 Filed Jan 15, 2021 18:28 UTC |
Lang TrevorEVP AND CFO
|
GiftClass A common stock, par value $0.001 | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000331 · form5-01152021_030151.xml · nonDerivative · entry 1 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,373 Read SEC document |
| May 11, 2020 Filed May 13, 2020 20:30 UTC |
Fung MichaelDirector
|
PurchaseClass A common stock, par value $0.001 | 2,240 | $44.53 | $99,747.20 |
DisclosureSEC source: 0001415889-20-001169 · form4-05132020_010503.xml · nonDerivative · entry 1 Fung Michael · CIK 0001555402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Fung Family Trust, of which Mr. Fung is a trustee. Disclosed balance after: 2,240 Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:29 UTC |
ARES CORPORATE OPPORTUNITIES FUND III LPDirector · 10% owner
ACOF Operating Manager III LLCDirector · 10% owner
ARES MANAGEMENT LLCDirector · 10% owner
Ares Management Holdings L.P.Director · 10% owner
Ares Holdco LLCDirector · 10% owner
Ares Holdings Inc.Director · 10% owner
Ares Management CorpDirector · 10% owner
Ares Management GP LLCDirector · 10% owner
Ares Voting LLCDirector · 10% owner
Ares Partners Holdco LLCDirector · 10% owner
|
SaleClass A common stock, par value $0.001 | 3,376,928 | $42.20 | $142,506,361.60 |
DisclosureSEC source: 0001104659-20-058922 · a4.xml · nonDerivative · entry 1 ARES CORPORATE OPPORTUNITIES FUND III LP · CIK 0001428903 · Director · 10% owner ACOF Operating Manager III LLC · CIK 0001462608 · Director · 10% owner ARES MANAGEMENT LLC · CIK 0001259313 · Director · 10% owner Ares Management Holdings L.P. · CIK 0001536937 · Director · 10% owner Ares Holdco LLC · CIK 0001669983 · Director · 10% owner Ares Holdings Inc. · CIK 0001620317 · Director · 10% owner Ares Management Corp · CIK 0001176948 · Director · 10% owner Ares Management GP LLC · CIK 0001620264 · Director · 10% owner Ares Voting LLC · CIK 0001761656 · Director · 10% owner Ares Partners Holdco LLC · CIK 0001620263 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,931,478 F1 · balance_after: Shares of Class A common stock are held directly by Ares Corporate Opportunities Fund III, L.P. ("ACOF III"). The manager of ACOF III is ACOF Operating Manager III, LLC ("ACOF Operating Manager III"), and the sole member of ACOF Operating Manager III is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings L.P. ("Ares Management Holdings") and the general partner of Ares Management Holdings is Ares Holdco LLC ("Ares Holdco"). The sole member of Ares Holdco is Ares Holdings Inc. ("Ares Holdings"), whose sole stockholder is Ares Management Corporation ("Ares Management"). Ares Management GP LLC ("Ares Management GP") is the sole holder of Class B common stock, $0.01 par value per share, of Ares Management and Ares Voting LLC ("Ares Voting") is the sole holder of Class C common stock, $0.01 par value per share, of Ares Management. (continued in footnote 2) F2 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of Ares Management's Class B common stock and Class C common stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners Holdco LLC ("Ares Partners" and, together with ACOF III, ACOF Operating Manager III, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Holdings, Ares Management, Ares Management GP and Ares Voting, the "Ares Entities"). Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Michael McFerran, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions of the Board Members. (continued in footnote 3) F3 · balance_after: Each of the Ares Entities (other than ACOF III with respect to the shares held directly by it), the Board Members and the other directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of the shares of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, California 90067. F1 · ownership.direct: Shares of Class A common stock are held directly by Ares Corporate Opportunities Fund III, L.P. ("ACOF III"). The manager of ACOF III is ACOF Operating Manager III, LLC ("ACOF Operating Manager III"), and the sole member of ACOF Operating Manager III is Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings L.P. ("Ares Management Holdings") and the general partner of Ares Management Holdings is Ares Holdco LLC ("Ares Holdco"). The sole member of Ares Holdco is Ares Holdings Inc. ("Ares Holdings"), whose sole stockholder is Ares Management Corporation ("Ares Management"). Ares Management GP LLC ("Ares Management GP") is the sole holder of Class B common stock, $0.01 par value per share, of Ares Management and Ares Voting LLC ("Ares Voting") is the sole holder of Class C common stock, $0.01 par value per share, of Ares Management. (continued in footnote 2) F2 · ownership.direct: Pursuant to Ares Management's Certificate of Incorporation, the holders of Ares Management's Class B common stock and Class C common stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners Holdco LLC ("Ares Partners" and, together with ACOF III, ACOF Operating Manager III, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Holdings, Ares Management, Ares Management GP and Ares Voting, the "Ares Entities"). Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Michael McFerran, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions of the Board Members. (continued in footnote 3) F3 · ownership.direct: Each of the Ares Entities (other than ACOF III with respect to the shares held directly by it), the Board Members and the other directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of the shares of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, California 90067. Read SEC document |
| May 07, 2020 Filed May 8, 2020 17:29 UTC |
FS Equity Partners VI, L.P.10% owner
FS Capital Partners VI, LLC10% owner
|
SaleClass A common stock, par value $0.001 | 1,623,072 | $42.20 | $68,493,638.40 |
DisclosureSEC source: 0001104659-20-058921 · a4.xml · nonDerivative · entry 1 FS Equity Partners VI, L.P. · CIK 0001455978 · 10% owner FS Capital Partners VI, LLC · CIK 0001623580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FS Equity Partners VI, L.P. and FS Affiliates VI, L.P. Disclosed balance after: 4,292,784 F1 · shares: Includes 1,556,934 shares of Class A common stock beneficially owned by FS Equity Partners VI, L.P. ("FS Equity") and 66,138 shares of Class A common stock beneficially owned by FS Affiliates VI, L.P. ("FS Affiliates"). F2 · balance_after: Includes 4,117,860 shares of Class A common stock beneficially owned by FS Equity and 174,924 shares of Class A common stock beneficially owned by FS Affiliates. F3 · ownership.nature: FS Capital Partners VI, LLC, ("FS Capital") is the general partner of FS Equity and FS Affiliates, and has the sole power to vote and dispose of the shares of the Issuer's common stock owned by the FS Funds. Each of Messrs. Brad J. Brutocao, Bradford M. Freeman, Benjamin D. Geiger, Todd W. Halloran, Jon D. Ralph, John M. Roth, J. Frederick Simmons, Ronald P. Spogli and William M. Wardlaw is a managing member of FS Capital, and each of Messrs. Brutocao, Freeman, Geiger, Halloran, John S. Hwang, Christian B. Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw is a member of Freeman Spogli & Co., and as such may be deemed to be the beneficial owners of the shares of the Issuer's Class A common stock owned by FS Equity or FS Affiliates. (continued in footnote 4) F4 · ownership.nature: Messrs. Brutocao, Freeman, Geiger, Halloran, Hwang, Johnson, Ralph, Roth, Simmons, Spogli and Wardlaw each disclaims beneficial ownership in the shares of the Issuer's Class A common stock except to the extent of his pecuniary interest in them. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 06:29 UTC |
Lang TrevorEVP AND CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,066 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000838 · form4-03232020_030314.xml · derivative · entry 8 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,603 Underlying: Class A common stock · 1,066 shares Expires 2027-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 06:29 UTC |
Lang TrevorEVP AND CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,334 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000838 · form4-03232020_030314.xml · derivative · entry 7 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,013 Underlying: Class A common stock · 5,334 shares Expires 2027-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 10% on April 26, 2019; 20% on April 26, 2020; 30% on April 26, 2021; and 40% on April 26, 2022. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 06:29 UTC |
Lang TrevorEVP AND CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.33 | $0.00 |
DisclosureSEC source: 0001415889-20-000838 · form4-03232020_030314.xml · derivative · entry 6 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,991 Underlying: Class A common stock · 15,000 shares Expires 2021-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 06:29 UTC |
Lang TrevorEVP AND CFO
|
Exercise / conversionClass A common stock, par value $0.001 | 1,066 | $21.00 | $22,386.00 |
DisclosureSEC source: 0001415889-20-000838 · form4-03232020_030314.xml · nonDerivative · entry 3 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person has elected to exercise and hold the shares at this time. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 06:29 UTC |
Lang TrevorEVP AND CFO
|
Exercise / conversionClass A common stock, par value $0.001 | 5,334 | $21.00 | $112,014.00 |
DisclosureSEC source: 0001415889-20-000838 · form4-03232020_030314.xml · nonDerivative · entry 2 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person has elected to exercise and hold the shares at this time. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 06:29 UTC |
Lang TrevorEVP AND CFO
|
Exercise / conversionClass A common stock, par value $0.001 | 15,000 | $4.33 | $64,950.00 |
DisclosureSEC source: 0001415889-20-000838 · form4-03232020_030314.xml · nonDerivative · entry 1 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person has elected to exercise and hold the shares at this time. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 20:18 UTC |
Lang TrevorEVP AND CFO
|
GrantStock Option (right to buy) · Derivative | 16,265 | $0.00 Strike: $57.70 | $0.00 |
DisclosureSEC source: 0001415889-20-000520 · form4-02262020_050234.xml · derivative · entry 5 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,265 Underlying: Class A common stock · 16,265 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in four annual installments. The installments will vest and become exercisable on February 24 of each of 2021, 2022, 2023 and 2024. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 20:18 UTC |
Lang TrevorEVP AND CFO
|
GrantClass A common stock, par value $0.001 | 55,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000520 · form4-02262020_050234.xml · nonDerivative · entry 2 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,213 F2 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse (a) 75% subject to (i) achievement of specified earnings and return-related targets or peer-group performance targets, as applicable, in each case as of the last day of a three-year performance period, and (ii) continued employment through the fourth anniversary of the grant date and (b) 25% subject to continued employment through the fourth anniversary of the grant date. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 20:18 UTC |
Lang TrevorEVP AND CFO
|
GrantClass A common stock, par value $0.001 | 2,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000520 · form4-02262020_050234.xml · nonDerivative · entry 1 Lang Trevor · CIK 0001405123 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,278 F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse ratably on February 24 of each of 2021, 2022, 2023 and 2024. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:21 UTC |
Laube LisaPRESIDENT
|
GrantStock Option (right to buy) · Derivative | 17,978 | $0.00 Strike: $57.70 | $0.00 |
DisclosureSEC source: 0001415889-20-000523 · form4-02262020_050214.xml · derivative · entry 3 Laube Lisa · CIK 0001288841 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,978 Underlying: Class A common stock · 17,978 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in four annual installments. The installments will vest and become exercisable on February 24 of each of 2021, 2022, 2023 and 2024. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:21 UTC |
Laube LisaPRESIDENT
|
GrantClass A common stock, par value $0.001 | 55,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000523 · form4-02262020_050214.xml · nonDerivative · entry 2 Laube Lisa · CIK 0001288841 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,297 F2 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse (a) 75% subject to (i) achievement of specified earnings and return-related targets or peer-group performance targets, as applicable, in each case as of the last day of a three-year performance period, and (ii) continued employment through the fourth anniversary of the grant date and (b) 25% subject to continued employment through the fourth anniversary of the grant date. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:21 UTC |
Laube LisaPRESIDENT
|
GrantClass A common stock, par value $0.001 | 2,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000523 · form4-02262020_050214.xml · nonDerivative · entry 1 Laube Lisa · CIK 0001288841 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,362 F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse ratably on February 24 of each of 2021, 2022, 2023 and 2024. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 20:17 UTC |
AXELROD NORMANDirector
|
GrantClass A common stock, par value $0.001 | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000518 · form4-02262020_050227.xml · nonDerivative · entry 1 AXELROD NORMAN · CIK 0001196976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,862 F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse on February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:15 UTC |
THORNTON FELICIA DDirector
|
GrantClass A common stock, par value $0.001 | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000515 · form4-02262020_050242.xml · nonDerivative · entry 1 THORNTON FELICIA D · CIK 0001219356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,462 F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse on February 24, 2021 Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:18 UTC |
STARRETT PETERDirector
|
GrantClass A common stock, par value $0.001 | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000519 · form4-02262020_050200.xml · nonDerivative · entry 1 STARRETT PETER · CIK 0001219766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,862 F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse on February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:17 UTC |
STARRETT PETERDirector
|
GrantClass A common stock, par value $0.001 | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000517 · form4-02262020_050251.xml · nonDerivative · entry 1 STARRETT PETER · CIK 0001219766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,862 F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse on February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:22 UTC |
TAYLOR THOMAS VDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (right to buy) · Derivative | 56,500 | $0.00 Strike: $57.70 | $0.00 |
DisclosureSEC source: 0001415889-20-000524 · form4-02262020_050203.xml · derivative · entry 7 TAYLOR THOMAS V · CIK 0001277322 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,500 Underlying: Class A common stock · 56,500 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in four annual installments. The installments will vest and become exercisable on February 24 of each of 2021, 2022, 2023 and 2024. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:22 UTC |
TAYLOR THOMAS VDirector · CHIEF EXECUTIVE OFFICER
|
GrantClass A common stock, par value $0.001 | 186,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000524 · form4-02262020_050203.xml · nonDerivative · entry 2 TAYLOR THOMAS V · CIK 0001277322 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,668 F2 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse (a) 75% subject to (i) achievement of specified earnings and return-related targets or peer-group performance targets, as applicable, in each case as of the last day of a three-year performance period, and (ii) continued employment through the date the performance targets are measured and (b) 25% subject to continued employment through the date the performance targets are measured. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:22 UTC |
TAYLOR THOMAS VDirector · CHIEF EXECUTIVE OFFICER
|
GrantClass A common stock, par value $0.001 | 7,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000524 · form4-02262020_050203.xml · nonDerivative · entry 1 TAYLOR THOMAS V · CIK 0001277322 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,223 F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse ratably on February 24 of each of 2021, 2022, 2023 and 2024. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:20 UTC |
Robbins Brian KEVP - SUPPLY CHAIN
|
GrantStock Option (right to buy) · Derivative | 10,342 | $0.00 Strike: $57.70 | $0.00 |
DisclosureSEC source: 0001415889-20-000522 · form4-02262020_050235.xml · derivative · entry 3 Robbins Brian K · CIK 0001703063 · EVP - SUPPLY CHAIN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,342 Underlying: Class A common stock · 10,342 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in four annual installments. The installments will vest and become exercisable on February 24 of each of 2021, 2022, 2023 and 2024. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:20 UTC |
Robbins Brian KEVP - SUPPLY CHAIN
|
GrantClass A common stock, par value $0.001 | 27,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000522 · form4-02262020_050235.xml · nonDerivative · entry 2 Robbins Brian K · CIK 0001703063 · EVP - SUPPLY CHAIN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,838 F2 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse (a) 75% subject to (i) achievement of specified earnings and return-related targets or peer-group performance targets, as applicable, in each case as of the last day of a three-year performance period, and (ii) continued employment through the fourth anniversary of the grant date and (b) 25% subject to continued employment through the fourth anniversary of the grant date. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:20 UTC |
Robbins Brian KEVP - SUPPLY CHAIN
|
GrantClass A common stock, par value $0.001 | 1,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000522 · form4-02262020_050235.xml · nonDerivative · entry 1 Robbins Brian K · CIK 0001703063 · EVP - SUPPLY CHAIN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,869 F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse ratably on February 24 of each of 2021, 2022, 2023 and 2024. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:19 UTC |
Christopherson David VictorEVP AND GENERAL COUNSEL
|
GrantStock Option (right to buy) · Derivative | 10,342 | $0.00 Strike: $57.70 | $0.00 |
DisclosureSEC source: 0001415889-20-000521 · form4-02262020_050241.xml · derivative · entry 3 Christopherson David Victor · CIK 0001526277 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,342 Underlying: Class A common stock · 10,342 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in four annual installments. The installments will vest and become exercisable on February 24 of each of 2021, 2022, 2023 and 2024. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:19 UTC |
Christopherson David VictorEVP AND GENERAL COUNSEL
|
GrantClass A common stock, par value $0.001 | 18,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000521 · form4-02262020_050241.xml · nonDerivative · entry 2 Christopherson David Victor · CIK 0001526277 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,257 F2 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse (a) 75% subject to (i) achievement of specified earnings and return-related targets or peer-group performance targets, as applicable, in each case as of the last day of a three-year performance period, and (ii) continued employment through the fourth anniversary of the grant date and (b) 25% subject to continued employment through the fourth anniversary of the grant date. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:19 UTC |
Christopherson David VictorEVP AND GENERAL COUNSEL
|
GrantClass A common stock, par value $0.001 | 1,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000521 · form4-02262020_050241.xml · nonDerivative · entry 1 Christopherson David Victor · CIK 0001526277 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,611 F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse ratably on February 24 of each of 2021, 2022, 2023 and 2024. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 01:16 UTC |
Fung MichaelDirector
|
GrantClass A common stock, par value $0.001 | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000516 · form4-02262020_050216.xml · nonDerivative · entry 1 Fung Michael · CIK 0001555402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,862 F1 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse on February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 28, 2020 19:32 UTC |
Sullivan Richard LDirector
|
GrantClass A common stock, par value $0.001 | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000566 · form4-02282020_040240.xml · nonDerivative · entry 1 Sullivan Richard L · CIK 0001703748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,862 F1 · date: This Form is being filed late due to inadvertent administrative error. F2 · shares: Represents a grant of restricted stock. The restrictions with respect to the restricted stock lapse on February 24, 2021. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 23:45 UTC |
STARRETT PETERDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 33,000 | $0.00 Strike: $4.33 | $0.00 |
DisclosureSEC source: 0001415889-19-001540 · form4-12182019_031223.xml · derivative · entry 4 STARRETT PETER · CIK 0001219766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,910 Underlying: Class A common stock, par value $0.001 · Not disclosed shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 23:45 UTC |
STARRETT PETERDirector
|
SaleClass A common stock, par value $0.001 | 33,000 | $50.65 | $1,671,450.00 |
DisclosureSEC source: 0001415889-19-001540 · form4-12182019_031223.xml · nonDerivative · entry 2 STARRETT PETER · CIK 0001219766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,128 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Starrett on November 14, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.275 to $51.030, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.