FLZH

SEC source: 0001535264-24-000078 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,212,836

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 907,017 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 305,819 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

F1 · price: This is a weighted average price.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 907,017 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 305,819 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 907,017 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 305,819 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

SEC source: 0001535264-24-000077 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,231,638

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 921,078 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 310,560 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 921,078 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 310,560 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 921,078 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 310,560 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 921,078 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 310,560 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

SEC source: 0001535264-24-000077 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,239,038

F1 · price: This is a weighted average price.

SEC source: 0001535264-24-000077 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,256,130

F1 · price: This is a weighted average price.

SEC source: 0001535264-24-000076 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,289,969

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 965,856 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 324,113 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 965,856 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 324,113 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 965,856 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 324,113 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 965,856 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 324,113 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001535264-24-000076 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,310,885

F1 · price: This is a weighted average price.

SEC source: 0001535264-24-000076 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,335,645

F1 · price: This is a weighted average price.

SEC source: 0001535264-24-000069 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 1,345,645

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,008,373 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 337,272 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,008,373 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 337,272 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,008,373 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 337,272 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,008,373 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 337,272 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001535264-24-000069 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 1,345,648

F1 · price: This is a weighted average price.

SEC source: 0001535264-24-000068 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,397,836

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,056,222 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 341,614 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,056,222 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 341,614 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,056,222 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 341,614 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,056,222 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 341,614 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001535264-24-000067 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,397,911

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,056,291 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 341,620 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,056,291 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 341,620 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,056,291 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 341,620 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,056,291 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 341,620 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001535264-24-000053 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,420,831

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,077,304 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 343,527 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,077,304 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 343,527 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,077,304 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 343,527 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,077,304 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 343,527 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001535264-24-000053 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,429,025

F1 · price: This is a weighted average price.

SEC source: 0001535264-24-000053 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,433,184

F1 · price: This is a weighted average price.

SEC source: 0001535264-24-000052 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,440,837

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,095,646 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 345,191 Shares held by Cay.

F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,095,646 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 345,191 Shares held by Cay.

F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,095,646 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 345,191 Shares held by Cay.

F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,095,646 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 345,191 Shares held by Cay.

F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001706524-24-000058 · wk-form4_1719005086.xml · nonDerivative · entry 1

WILKS LEWIS · CIK 0001076463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,108

F1 · shares: Board stock compensation 2024. The RSUs will vest and issue on 06/19/2025.

SEC source: 0001706524-24-000054 · wk-form4_1719004964.xml · nonDerivative · entry 1

Lo Sonia · CIK 0001930000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,869

F1 · shares: Board stock compensation 2024. The RSUs will vest and issue on 06/19/2025.

SEC source: 0001706524-24-000048 · wk-form4_1719004762.xml · nonDerivative · entry 3

Hsu David · CIK 0001871925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,325

F3 · shares: Board stock compensation 2024. The RSUs will vest and issue on June 19, 2025.

SEC source: 0001706524-24-000050 · wk-form4_1719004843.xml · nonDerivative · entry 3

BRITT ANITA D · CIK 0001199277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,438

F3 · shares: Board stock compensation 2023. The RSUs will vest and issue on 06/19/2025.

SEC source: 0001706524-24-000060 · wk-form4_1719005153.xml · nonDerivative · entry 1

Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,035,000

F1 · shares: Restricted Stock Unit granted on June 19, 2024. Shares vest and issue 20% on January 1, 2025, 20% on January 1, 2026, and the remainder on January 1, 2027.

SEC source: 0001706524-24-000052 · wk-form4_1719004911.xml · nonDerivative · entry 4

Archer Jason T · CIK 0001961916 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,424

F2 · shares: Restricted Common Stock Unit granted on June 19, 2024. Shares vest and issue 20% on January 1, 2025, 20% on January 1, 2026 and the remainder on January 1, 2027.

SEC source: 0001706524-24-000056 · wk-form4_1719005023.xml · nonDerivative · entry 1

Lowe James Robert · CIK 0001751725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,879

F1 · shares: Board stock compensation 2024. The RSUs will vest and issue on 06/19/2025.

SEC source: 0001706524-24-000037 · wk-form4_1717709004.xml · nonDerivative · entry 2

WILKS LEWIS · CIK 0001076463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,108

SEC source: 0001706524-24-000037 · wk-form4_1717709004.xml · nonDerivative · entry 1

WILKS LEWIS · CIK 0001076463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,108

SEC source: 0001535264-24-000040 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 1,444,037

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,098,079 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 345,958 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,098,079 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 345,958 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,098,079 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 345,958 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,098,079 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 345,958 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001706524-24-000003 · wk-form4_1707310076.xml · nonDerivative · entry 1

WILKS LEWIS · CIK 0001076463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,108

F1 · shares: At option of the Director, the Director opted to receive his fourth quarter 2023 compensation in the form of urban-gro, Inc's RSUs. The RSUs will issue and vest immediately.

F2 · price: Conversion price based on Friday, February 2, 2024, closing price subject to a 30-day volume weighted average price.

SEC source: 0001706524-24-000052 · wk-form4_1719004911.xml · nonDerivative · entry 3

Archer Jason T · CIK 0001961916 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,674

F1 · shares: Withheld shares for income tax coverage.

SEC source: 0001706524-23-000108 · wk-form4_1700053346.xml · nonDerivative · entry 1

WILKS LEWIS · CIK 0001076463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,744

F1 · shares: At option of the Director, the Director opted to receive his third quarter 2023 compensation in form of urban-gro, Inc's RSUs. The RSUs will issue and vest immediately.

F2 · price: Conversion price based on Tuesday, November 14, 2023 closing price subject to a 30-day volume weighted average price.

SEC source: 0001706524-23-000110 · wk-form4_1700053533.xml · nonDerivative · entry 1

Lowe James Robert · CIK 0001751725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,879

F1 · shares: At option of the Director, the Director opted to receive his third quarter 2023 compensation in form of urban-gro, Inc's RSUs. The RSUs will issue and vest immediately.

F2 · price: Conversion price based on Tuesday, November 14, 2023 closing price 30-day volume weighted average price.

SEC source: 0001706524-23-000115 · wk-form4_1700139653.xml · nonDerivative · entry 1

Lo Sonia · CIK 0001930000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,869

F1 · shares: At option of the Director, the Director opted to receive 50% of her third quarter 2023 compensation in form of urban-gro, Inc's RSUs. The RSUs will issue and vest immediately.

F2 · price: Conversion price based on Tuesday, November 14, 2023 closing price subject to a 30-day volume weighted average price.

SEC source: 0001706524-24-000052 · wk-form4_1719004911.xml · nonDerivative · entry 2

Archer Jason T · CIK 0001961916 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,150

F1 · shares: Withheld shares for income tax coverage.

SEC source: 0001706524-23-000092 · wk-form4_1693569077.xml · nonDerivative · entry 1

WILKS LEWIS · CIK 0001076463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,306

SEC source: 0001706524-23-000108 · wk-form4_1700053346.xml · nonDerivative · entry 2

WILKS LEWIS · CIK 0001076463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,964

F3 · shares: Board stock compensation 2023. The RSUs will issue and vest on June 21, 2024.

SEC source: 0001706524-23-000113 · wk-form4_1700093086.xml · nonDerivative · entry 2

Lo Sonia · CIK 0001930000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,456

F2 · shares: Board stock compensation 2023. The RSUs will issue and vest on June 21, 2024.

SEC source: 0001706524-23-000110 · wk-form4_1700053533.xml · nonDerivative · entry 2

Lowe James Robert · CIK 0001751725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,068

F3 · shares: Board stock compensation 2023. The RSUs will issue and vest on June 21, 2024.

SEC source: 0001706524-24-000048 · wk-form4_1719004762.xml · nonDerivative · entry 2

Hsu David · CIK 0001871925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,325

F2 · shares: Board stock compensation 2023. The RSUs will vest and issue on June 21, 2024.

SEC source: 0001706524-24-000050 · wk-form4_1719004843.xml · nonDerivative · entry 2

BRITT ANITA D · CIK 0001199277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,438

F2 · shares: Board stock compensation 2023. The RSUs will vest and issue on 06/21/2024.

SEC source: 0001706524-23-000059 · wk-form4_1686604950.xml · nonDerivative · entry 1

WILKS LEWIS · CIK 0001076463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,306

SEC source: 0001706524-23-000063 · wk-form4_1686606918.xml · nonDerivative · entry 2

Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,871,584

F2 · shares: At CEO?s request, the Board of Directors has approved the payment of 50% of salary in the form of urban-gro, Inc. restricted stock for the next three months. The restricted stock will vest 100% on September 12, 2023.

F3 · price: The conversion was based on the Thursday, June 8, 2023 closing price.

SEC source: 0001706524-23-000063 · wk-form4_1686606918.xml · nonDerivative · entry 1

Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,900,000

F1 · shares: CEO purchased the shares in the open market at an average purchase price of $1.2475.

SEC source: 0001706524-23-000057 · wk-form4_1686604687.xml · nonDerivative · entry 1

Akright Richard Alan · CIK 0001786609 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,960

F1 · shares: At CFO?s request, the Board of Directors has approved the payment of 20% of salary in the form of urban-gro, Inc. restricted stock for the next 12 weeks. The restricted stock will vest 100% on September 1, 2023.

F2 · price: The conversion was based on the Thursday, June 8, 2023 closing price.

SEC source: 0001706524-23-000061 · wk-form4_1686605847.xml · nonDerivative · entry 1

Archer Jason T · CIK 0001961916 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,368

F1 · shares: At COO?s request, the Board of Directors has approved the payment of 20% of salary in the form of urban-gro, Inc. restricted stock for the next 12 weeks. The restricted stock will vest 100% on September 1, 2023.

F2 · price: The conversion was based on the Thursday, June 8, 2023 closing price.

SEC source: 0001706524-23-000055 · wk-form4_1684789030.xml · nonDerivative · entry 1

WILKS LEWIS · CIK 0001076463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,306

SEC source: 0001706524-23-000049 · wk-form4_1684452891.xml · nonDerivative · entry 1

Lowe James Robert · CIK 0001751725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,410

SEC source: 0001706524-23-000047 · wk-form4_1684268166.xml · nonDerivative · entry 1

WILKS LEWIS · CIK 0001076463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,269

SEC source: 0001706524-23-000044 · wk-form4_1684187589.xml · nonDerivative · entry 1

Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,821,805

F1 · balance_after: Some of the shares are subject to vesting as detailed in the previously filed Form 4s.

SEC source: 0001706524-23-000006 · wf-form4_167822950938145.xml · nonDerivative · entry 1

Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761,805

F1 · shares: The restricted stock will vest 20% on January 1, 2024, 20% on January 1, 2025, and 60% on January 1, 2026.

SEC source: 0001706524-23-000004 · wf-form4_167822913995707.xml · nonDerivative · entry 2

Akright Richard Alan · CIK 0001786609 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,707

SEC source: 0001706524-23-000004 · wf-form4_167822913995707.xml · nonDerivative · entry 1

Akright Richard Alan · CIK 0001786609 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,037

F1 · shares: The restricted stock will vest 20% on January 1, 2024, 20% on January 1, 2025, and 60% on January 1, 2026.

SEC source: 0001706524-24-000052 · wk-form4_1719004911.xml · nonDerivative · entry 1

Archer Jason T · CIK 0001961916 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,849

F1 · shares: Withheld shares for income tax coverage.