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FLS

FLOWSERVE CORP

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3541
SEC CIK
0000030625
Parsed reports
537

Last 12 months

Inside the activity.

2 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2018 Filed Apr 18, 2018 20:53 UTC
Burger ElizabethChief Human Resources Officer
GrantRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000032 · wf-form4_152408480819949.xml · derivative · entry 1

Burger Elizabeth · CIK 0001582071 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably on April 16, 2019, April 16, 2020 and April 16, 2021.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably on April 16, 2019, April 16, 2020 and April 16, 2021.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably on April 16, 2019, April 16, 2020 and April 16, 2021.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:29 UTC
Rowe Robert ScottPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 18,770 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000029 · wf-form4_152279096012440.xml · derivative · entry 3

Rowe Robert Scott · CIK 0001608962 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,530

Underlying: Common Stock · 18,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period beginning on April 1, 2018.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period beginning on April 1, 2018.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period beginning on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:29 UTC
Rowe Robert ScottPresident & CEO
Tax withholdingCommon Stock 6,067 $43.33 $262,883.11
Disclosure

SEC source: 0000030625-18-000029 · wf-form4_152279096012440.xml · nonDerivative · entry 2

Rowe Robert Scott · CIK 0001608962 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,670

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:29 UTC
Rowe Robert ScottPresident & CEO
Exercise / conversionCommon Stock 19,017 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000029 · wf-form4_152279096012440.xml · nonDerivative · entry 1

Rowe Robert Scott · CIK 0001608962 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period beginning on April 1, 2018.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 20:05 UTC
MILLS RICK JDirector
GrantPhantom Stock · Derivative 668 $43.05 $28,757.40
Disclosure

SEC source: 0000030625-18-000028 · wf-form4_152045313350156.xml · derivative · entry 1

MILLS RICK J · CIK 0001238890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,637

Underlying: Common Stock · 668 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 20:05 UTC GrantPhantom Stock · Derivative 801 $43.05 $34,483.05
Disclosure

SEC source: 0000030625-18-000027 · wf-form4_152045307888228.xml · derivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,921

Underlying: Common Stock · 801 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 20:04 UTC GrantPhantom Stock · Derivative 668 $43.05 $28,757.40
Disclosure

SEC source: 0000030625-18-000026 · wf-form4_152045302909744.xml · derivative · entry 1

CHANDY RUBY R · CIK 0001358419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

Underlying: Common Stock · 668 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:08 UTC
Eckert LeeSVP, Chief Financial Officer
GrantPerformance Rights · Derivative 18,000 $0.00 $0.00
Disclosure

SEC source: 0001648834-18-000003 · wf-form4_152002491083750.xml · derivative · entry 2

Eckert Lee · CIK 0001648834 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:08 UTC
Eckert LeeSVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 18,000 $0.00 $0.00
Disclosure

SEC source: 0001648834-18-000003 · wf-form4_152002491083750.xml · derivative · entry 1

Eckert Lee · CIK 0001648834 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,500

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:06 UTC
Wilson KirkPresident, AMSS
GrantPerformance Rights · Derivative 7,200 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000025 · wf-form4_152002475879046.xml · derivative · entry 2

Wilson Kirk · CIK 0001654776 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,530

Underlying: Common Stock · 7,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:06 UTC
Wilson KirkPresident, AMSS
GrantRestricted Stock Units · Derivative 7,200 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000025 · wf-form4_152002475879046.xml · derivative · entry 1

Wilson Kirk · CIK 0001654776 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,621

Underlying: Common Stock · 7,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:05 UTC
Wilson David J.President, IPO
GrantPerformance Rights · Derivative 8,400 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000024 · wf-form4_152002469240868.xml · derivative · entry 2

Wilson David J. · CIK 0001629079 · President, IPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Underlying: Common Stock · 8,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:05 UTC
Wilson David J.President, IPO
GrantRestricted Stock Units · Derivative 8,400 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000024 · wf-form4_152002469240868.xml · derivative · entry 1

Wilson David J. · CIK 0001629079 · President, IPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,400

Underlying: Common Stock · 8,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Rowe Robert ScottPresident & CEO
GrantPerformance Rights · Derivative 65,990 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000023 · wf-form4_152002467605282.xml · derivative · entry 2

Rowe Robert Scott · CIK 0001608962 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,300

Underlying: Common Stock · 65,990 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Rowe Robert ScottPresident & CEO
GrantRestricted Stock Units · Derivative 65,990 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000023 · wf-form4_152002467605282.xml · derivative · entry 1

Rowe Robert Scott · CIK 0001608962 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,300

Underlying: Common Stock · 65,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Lenander JohnPresident, FCO
Exercise / conversionPerformance Rights · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000022 · wf-form4_152002465968281.xml · derivative · entry 7

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,690

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at 100% (plus dividends accrued on the underlying shares) based on the issuer's achievement of certain financial goals related to its operating plan.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at 100% (plus dividends accrued on the underlying shares) based on the issuer's achievement of certain financial goals related to its operating plan.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at 100% (plus dividends accrued on the underlying shares) based on the issuer's achievement of certain financial goals related to its operating plan.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Lenander JohnPresident, FCO
GrantPerformance Rights · Derivative 7,200 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000022 · wf-form4_152002465968281.xml · derivative · entry 6

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,690

Underlying: Common Stock · 7,200 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F4 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Lenander JohnPresident, FCO
GrantRestricted Stock Units · Derivative 7,200 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000022 · wf-form4_152002465968281.xml · derivative · entry 5

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,962

Underlying: Common Stock · 7,200 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F3 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F3 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Lenander JohnPresident, FCO
Tax withholdingCommon Stock 1,260 $42.35 $53,361.00
Disclosure

SEC source: 0000030625-18-000022 · wf-form4_152002465968281.xml · nonDerivative · entry 4

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,829

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Lenander JohnPresident, FCO
GrantCommon Stock 5,171 Not disclosed Not disclosed
Disclosure

SEC source: 0000030625-18-000022 · wf-form4_152002465968281.xml · nonDerivative · entry 3

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,089

F2 · price: Represents the vesting of performance shares based on meeting succession planning and corporate organizational objectives. Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at 100% (plus dividends accrued on the underlying shares).

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Lenander JohnPresident, FCO
Tax withholdingCommon Stock 1,307 $42.35 $55,351.45
Disclosure

SEC source: 0000030625-18-000022 · wf-form4_152002465968281.xml · nonDerivative · entry 2

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,918

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Lenander JohnPresident, FCO
Exercise / conversionCommon Stock 5,216 Not disclosed Not disclosed
Disclosure

SEC source: 0000030625-18-000022 · wf-form4_152002465968281.xml · nonDerivative · entry 1

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at 100% (plus dividends accrued on the underlying shares) based on the issuer's achievement of certain financial goals related to its operating plan.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Jackson KimPresident, EPO
GrantPerformance Rights · Derivative 7,800 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000021 · wf-form4_152002464111540.xml · derivative · entry 2

Jackson Kim · CIK 0001654774 · President, EPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,115

Underlying: Common Stock · 7,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:04 UTC
Jackson KimPresident, EPO
GrantRestricted Stock Units · Derivative 7,800 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000021 · wf-form4_152002464111540.xml · derivative · entry 1

Jackson Kim · CIK 0001654774 · President, EPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750

Underlying: Common Stock · 7,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:03 UTC
Gillespie Keith E.SVP, Chief Sales Officer
GrantPerformance Rights · Derivative 11,640 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000020 · wf-form4_152002461614038.xml · derivative · entry 2

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,960

Underlying: Common Stock · 11,640 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:03 UTC
Gillespie Keith E.SVP, Chief Sales Officer
GrantRestricted Stock Units · Derivative 11,640 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000020 · wf-form4_152002461614038.xml · derivative · entry 1

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,017

Underlying: Common Stock · 11,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 04, 2018 Filed Feb 5, 2018 22:49 UTC
Lenander JohnPresident, FCO
Tax withholdingCommon Stock 179 $44.57 $7,978.03
Disclosure

SEC source: 0000030625-18-000009 · wf-form4_151787097398236.xml · nonDerivative · entry 5

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,009

Read SEC document
February 04, 2018 Filed Feb 5, 2018 22:49 UTC
Jackson KimPresident, EPO
Tax withholdingCommon Stock 170 $44.57 $7,576.90
Disclosure

SEC source: 0000030625-18-000008 · wf-form4_151787095670272.xml · nonDerivative · entry 5

Jackson Kim · CIK 0001654774 · President, EPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,385

Read SEC document
February 04, 2018 Filed Feb 5, 2018 22:46 UTC
Wilson KirkPresident, AMSS
Tax withholdingCommon Stock 171 $44.57 $7,621.47
Disclosure

SEC source: 0000030625-18-000005 · wf-form4_151787079684658.xml · nonDerivative · entry 5

Wilson Kirk · CIK 0001654776 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,104

Read SEC document
February 04, 2018 Filed Feb 5, 2018 22:48 UTC
OConnor CareySVP, CLO and Corp Secretary
Tax withholdingCommon Stock ($1.25 par value per share) 510 $44.57 $22,730.70
Disclosure

SEC source: 0000030625-18-000006 · wf-form4_151787087360612.xml · nonDerivative · entry 5

OConnor Carey · CIK 0001559725 · SVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,743

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:49 UTC
Lenander JohnPresident, FCO
Exercise / conversionRestricted Stock Units · Derivative 842 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000009 · wf-form4_151787097398236.xml · derivative · entry 7

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762

Underlying: Common Stock · 842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.exercise_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.expiration_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:49 UTC
Lenander JohnPresident, FCO
Tax withholdingCommon Stock 192 $44.57 $8,557.44
Disclosure

SEC source: 0000030625-18-000009 · wf-form4_151787097398236.xml · nonDerivative · entry 4

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,188

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:49 UTC
Lenander JohnPresident, FCO
Exercise / conversionCommon Stock 871 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000009 · wf-form4_151787097398236.xml · nonDerivative · entry 3

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:49 UTC
Jackson KimPresident, EPO
Exercise / conversionRestricted Stock Units · Derivative 2,570 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000008 · wf-form4_151787095670272.xml · derivative · entry 7

Jackson Kim · CIK 0001654774 · President, EPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950

Underlying: Common Stock · 2,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.exercise_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.expiration_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:49 UTC
Jackson KimPresident, EPO
Tax withholdingCommon Stock 635 $44.57 $28,301.95
Disclosure

SEC source: 0000030625-18-000008 · wf-form4_151787095670272.xml · nonDerivative · entry 4

Jackson Kim · CIK 0001654774 · President, EPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,555

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:49 UTC
Jackson KimPresident, EPO
Exercise / conversionCommon Stock 2,658 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000008 · wf-form4_151787095670272.xml · nonDerivative · entry 3

Jackson Kim · CIK 0001654774 · President, EPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:49 UTC
Gillespie Keith E.SVP, Chief Sales Officer
Exercise / conversionRestricted Stock Units · Derivative 3,837 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000007 · wf-form4_151787093861813.xml · derivative · entry 6

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,377

Underlying: Common Stock · 3,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.exercise_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.expiration_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:49 UTC
Gillespie Keith E.SVP, Chief Sales Officer
Tax withholdingCommon Stock 964 $44.57 $42,965.48
Disclosure

SEC source: 0000030625-18-000007 · wf-form4_151787093861813.xml · nonDerivative · entry 4

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,895

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:49 UTC
Gillespie Keith E.SVP, Chief Sales Officer
Exercise / conversionCommon Stock 3,968 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000007 · wf-form4_151787093861813.xml · nonDerivative · entry 3

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:46 UTC
Wilson KirkPresident, AMSS
Exercise / conversionRestricted Stock Units · Derivative 2,373 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000005 · wf-form4_151787079684658.xml · derivative · entry 7

Wilson Kirk · CIK 0001654776 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,421

Underlying: Common Stock · 2,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.exercise_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.expiration_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:46 UTC
Wilson KirkPresident, AMSS
Tax withholdingCommon Stock 589 $44.57 $26,251.73
Disclosure

SEC source: 0000030625-18-000005 · wf-form4_151787079684658.xml · nonDerivative · entry 4

Wilson Kirk · CIK 0001654776 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:46 UTC
Wilson KirkPresident, AMSS
Exercise / conversionCommon Stock 2,454 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000005 · wf-form4_151787079684658.xml · nonDerivative · entry 3

Wilson Kirk · CIK 0001654776 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:48 UTC
OConnor CareySVP, CLO and Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,203 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000006 · wf-form4_151787087360612.xml · derivative · entry 7

OConnor Carey · CIK 0001559725 · SVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,664

Underlying: Common Stock · 3,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.exercise_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.expiration_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:48 UTC
OConnor CareySVP, CLO and Corp Secretary
Tax withholdingCommon Stock ($1.25 par value per share) 800 $44.57 $35,656.00
Disclosure

SEC source: 0000030625-18-000006 · wf-form4_151787087360612.xml · nonDerivative · entry 4

OConnor Carey · CIK 0001559725 · SVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,253

Read SEC document
February 03, 2018 Filed Feb 5, 2018 22:48 UTC
OConnor CareySVP, CLO and Corp Secretary
Exercise / conversionCommon Stock ($1.25 par value per share) 3,312 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000006 · wf-form4_151787087360612.xml · nonDerivative · entry 3

OConnor Carey · CIK 0001559725 · SVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:49 UTC
Lenander JohnPresident, FCO
Exercise / conversionRestricted Stock Units · Derivative 1,960 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000009 · wf-form4_151787097398236.xml · derivative · entry 6

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,604

Underlying: Common Stock · 1,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.exercise_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.expiration_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:49 UTC
Lenander JohnPresident, FCO
Tax withholdingCommon Stock 439 $45.59 $20,014.01
Disclosure

SEC source: 0000030625-18-000009 · wf-form4_151787097398236.xml · nonDerivative · entry 2

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,509

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:49 UTC
Lenander JohnPresident, FCO
Exercise / conversionCommon Stock 1,994 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000009 · wf-form4_151787097398236.xml · nonDerivative · entry 1

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:49 UTC
Jackson KimPresident, EPO
Exercise / conversionRestricted Stock Units · Derivative 2,190 $0.00 $0.00
Disclosure

SEC source: 0000030625-18-000008 · wf-form4_151787095670272.xml · derivative · entry 6

Jackson Kim · CIK 0001654774 · President, EPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,520

Underlying: Common Stock · 2,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.exercise_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.expiration_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:49 UTC
Jackson KimPresident, EPO
Tax withholdingCommon Stock 652 $45.59 $29,724.68
Disclosure

SEC source: 0000030625-18-000008 · wf-form4_151787095670272.xml · nonDerivative · entry 2

Jackson Kim · CIK 0001654774 · President, EPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,532

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.