Tapewire

Nasdaq · USD

FLNT

Fluent, Inc.

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Tapewire entity
6736
SEC CIK
0001460329
Parsed reports
342

Last 12 months

Inside the activity.

13 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202650
Apr 202600
May 202603
Jun 202650
Jul 202600
Aug 202608
Sep 202633
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2023 Filed Nov 22, 2023 02:23 UTC
Schulke RyanDirector · Chief Strategy Officer · 10% owner
PurchaseCommon Stock 12,000 $0.52 $6,247.20
Disclosure

SEC source: 0001437749-23-032813 · rdgdoc.xml · nonDerivative · entry 5

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Schulke Inn Family Family Foundation Trust in which the Reporting Peron serves as a Co-Trustee

Disclosed balance after: 284,500

F4 · price: The price listed in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4950 to $0.5340, inclusive. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2023 Filed Sep 21, 2023 20:44 UTC PurchaseCommon Stock 100,000 $0.46 $46,000.00
Disclosure

SEC source: 0001104659-23-102843 · tm2326623d1_4.xml · nonDerivative · entry 1

FROST PHILLIP MD ET AL · CIK 0000898860 · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · Joint Filer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Frost Gamma Investments Trust

Disclosed balance after: 18,834,874

F1 · ownership.nature: These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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June 07, 2023 Filed Jun 15, 2023 01:53 UTC GrantCommon Stock 115,385 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017496 · rdgdoc.xml · nonDerivative · entry 2

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,100

F2 · shares: On June 7, 2023, the Reporting Person received a grant of 115,385 RSUs under the 2022 Plan. These RSUs will vest in three equal annual installments, beginning on June 1, 2024.

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June 07, 2023 Filed Jun 15, 2023 01:55 UTC GrantCommon Stock 115,385 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017498 · rdgdoc.xml · nonDerivative · entry 2

Mathis Donald H · CIK 0001661543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,922

F2 · shares: On June 7, 2023, the Reporting Person received a grant of 115,385 RSUs under the 2022 Plan. These RSUs will vest in three equal annual installments, beginning on June 2, 2024.

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June 07, 2023 Filed Jun 15, 2023 01:58 UTC GrantCommon Stock 115,385 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017501 · rdgdoc.xml · nonDerivative · entry 1

PFENNIGER RICHARD C JR · CIK 0001200796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,385

F1 · shares: On June 7, 2023, the Reporting Person received a grant of 115,385 Restricted Stock Units ("RSUs") under the Issuer's 2022 Omnibus Equity Incentive Plan. These RSUs vest in three equal annual installments beginning on June 1, 2024.

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June 07, 2023 Filed Jun 15, 2023 01:51 UTC
NEWELL CARLADirector
GrantCommon Stock 115,385 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017494 · rdgdoc.xml · nonDerivative · entry 2

NEWELL CARLA · CIK 0001197936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,972

F2 · shares: On June 7, 2023, the Reporting Person received a grant of 115,385 RSUs under the 2022 Plan. These RSUs will vest in three equal annual installments, beginning on June 1, 2023.

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June 07, 2023 Filed Jun 15, 2023 15:21 UTC GrantCommon Stock 115,385 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017526 · rdgdoc.xml · nonDerivative · entry 1

Graff David Allen · CIK 0001950328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,385

F1 · shares: On June 7, 2023, the Reporting Person received a grant of 115,385 Restricted Stock Units under the Issuer's 2022 Omnibus Equity Incentive Plan. These RSUs will vest in three equal annual installments beginning on June 1, 2024.

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May 19, 2023 Filed May 23, 2023 17:24 UTC
Schulke RyanDirector · Chief Strategy Officer · 10% owner
PurchaseCommon Stock 40,000 $0.70 $27,812.00
Disclosure

SEC source: 0001437749-23-015560 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee.

Disclosed balance after: 272,500

F1 · price: The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $0.67774 to $7000, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2023 Filed May 30, 2023 23:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 40,000 $0.68 $27,168.00
Disclosure

SEC source: 0001437749-23-016179 · rdgdoc.xml · nonDerivative · entry 11

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Conlin Family Foundation Trust.

Disclosed balance after: 147,570

F10 · price: This purchase price reflects a weighted average of multiple prices ranging from $0.6501 to $0.680. Full information regarding the number of shares purchased at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.

F11 · ownership.nature: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.

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May 19, 2023 Filed Dec 5, 2023 21:46 UTC Amendment
Schulke RyanDirector · Chief Strategy Officer · 10% owner
PurchaseCommon Stock 40,000 $0.70 $27,812.00
Disclosure

SEC source: 0001437749-23-033668 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee.

Disclosed balance after: 272,500

F1 · price: The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $0.67774 to $0.7000, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. This filing corrects the original filing which incorrectly reported the range of prices.

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May 18, 2023 Filed May 22, 2023 23:27 UTC
Patrick Donald HuntleyChief Executive Officer
PurchaseCommon Stock 4,800 $0.65 $3,134.40
Disclosure

SEC source: 0001437749-23-015503 · rdgdoc.xml · nonDerivative · entry 1

Patrick Donald Huntley · CIK 0001735387 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600,911

F1 · price: This price per share reflects a weighted average of multiple prices ranging from $0.645 to $0.660. Full information regarding the number of shares purchased at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.

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May 18, 2023 Filed May 26, 2023 14:34 UTC PurchaseCommon Stock 15,000 $0.67 $9,999.00
Disclosure

SEC source: 0001437749-23-015964 · rdgdoc.xml · nonDerivative · entry 1

Perfit Ryan MacNab · CIK 0001735369 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
March 24, 2023 Filed Apr 28, 2023 19:46 UTC
Patrick Donald HuntleyChief Executive Officer
GrantCommon Stock 459,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-011596 · rdgdoc.xml · nonDerivative · entry 2

Patrick Donald Huntley · CIK 0001735387 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,596,111

F2 · shares: The shares of common stock were issued pursuant to the Issuer's 2022 Plan and vest in three equal annual installments with the first installment vesting on March 1, 2024 subject to the Reporting Person's continued service.

F2 · balance_after: The shares of common stock were issued pursuant to the Issuer's 2022 Plan and vest in three equal annual installments with the first installment vesting on March 1, 2024 subject to the Reporting Person's continued service.

Read SEC document
March 24, 2023 Filed Jun 26, 2023 15:29 UTC Amendment
Patrick Donald HuntleyChief Executive Officer
GrantCommon Stock 459,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-018346 · rdgdoc.xml · nonDerivative · entry 2

Patrick Donald Huntley · CIK 0001735387 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,389,000

F3 · shares: The shares of common stock were issued pursuant to the Issuer's 2022 Plan and vest in three equal annual installments with the first installment vesting on March 1, 2024 subject to the Reporting Person's continued service.

F2 · balance_after: This filing corrects the original filing which incorrectly reported the number of shares of common stock owned by the Reporting Person. This error is reflected in the Form 4 filed by the Reporting Person on May 18, 2023.

F3 · balance_after: The shares of common stock were issued pursuant to the Issuer's 2022 Plan and vest in three equal annual installments with the first installment vesting on March 1, 2024 subject to the Reporting Person's continued service.

Read SEC document
March 14, 2023 Filed Mar 14, 2024 22:01 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 25,000 $0.55 $13,715.00
Disclosure

SEC source: 0001437749-24-007902 · rdgdoc.xml · nonDerivative · entry 5

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Conlin Family Foundation Trust

Disclosed balance after: 306,970

F5 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.5370 to $0.5500, inclusive. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.

F4 · ownership.nature: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.

Read SEC document
March 12, 2023 Filed Mar 12, 2024 22:16 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 10,000 $0.60 $6,000.00
Disclosure

SEC source: 0001437749-24-007508 · rdgdoc.xml · nonDerivative · entry 6

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Conlin Family Foundation Trust

Disclosed balance after: 281,970

F5 · price: The price reported in column 4 is a weighted average price. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.

F4 · ownership.nature: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.

Read SEC document
March 11, 2023 Filed Mar 12, 2024 22:16 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 10,000 $0.60 $6,000.00
Disclosure

SEC source: 0001437749-24-007508 · rdgdoc.xml · nonDerivative · entry 5

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Conlin Family Foundation Trust

Disclosed balance after: 271,970

F5 · price: The price reported in column 4 is a weighted average price. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.

F4 · ownership.nature: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.

Read SEC document
March 09, 2023 Filed May 30, 2023 23:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
GiftCommon Stock 17,768 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016179 · rdgdoc.xml · nonDerivative · entry 10

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by 2017 Conlin Shakira Family Trust.

Disclosed balance after: 361,050

F9 · kind: Gift from GRAT A to the 2017 Conlin Shakira Family Trust

F8 · balance_after: The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 09, 2023 Filed May 30, 2023 23:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
GiftCommon Stock 17,768 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016179 · rdgdoc.xml · nonDerivative · entry 9

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Matthew Conlin 2020 A Grantor Retained Annuity Trust

Disclosed balance after: 0

F9 · kind: Gift from GRAT A to the 2017 Conlin Shakira Family Trust

F2 · ownership.nature: The Reporting Person is the Trustee of of the GRAT A and in such capacity has the the right to vote and dispose of securities held by such trust.

Read SEC document
March 08, 2023 Filed Mar 12, 2024 01:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 10,000 $0.61 $6,100.00
Disclosure

SEC source: 0001437749-24-007362 · rdgdoc.xml · nonDerivative · entry 5

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Conlin Family Foundation Trust

Disclosed balance after: 261,970

F5 · price: The price reported in column 4 is a weighted average price. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.

F4 · ownership.nature: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.

Read SEC document
March 07, 2023 Filed Mar 7, 2024 22:41 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 10,000 $0.60 $5,970.00
Disclosure

SEC source: 0001437749-24-007016 · rdgdoc.xml · nonDerivative · entry 5

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Conlin Family Foundation Trust

Disclosed balance after: 251,970

F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5891 to $0.5980, inclusive. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.

F4 · ownership.nature: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.

Read SEC document
March 06, 2023 Filed Mar 6, 2024 23:23 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 10,000 $0.59 $5,888.00
Disclosure

SEC source: 0001437749-24-006872 · rdgdoc.xml · nonDerivative · entry 7

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Conlin Family Foundation Trust

Disclosed balance after: 241,970

F7 · price: The price reported in column 4 is a weighted average price. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.

F4 · ownership.nature: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.

Read SEC document
March 05, 2023 Filed Mar 6, 2024 23:23 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 10,000 $0.53 $5,278.00
Disclosure

SEC source: 0001437749-24-006872 · rdgdoc.xml · nonDerivative · entry 6

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Conlin Family Foundation Trust

Disclosed balance after: 231,970

F6 · price: The price reported in column 4 is a weighted average price. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.

F4 · ownership.nature: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.

Read SEC document
March 04, 2023 Filed Mar 6, 2024 23:23 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 10,000 $0.60 $5,993.00
Disclosure

SEC source: 0001437749-24-006872 · rdgdoc.xml · nonDerivative · entry 5

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Conlin Family Foundation Trust

Disclosed balance after: 221,970

F5 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.5851 to $0.6000. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.

F4 · ownership.nature: The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.

Read SEC document
February 21, 2023 Filed Jul 3, 2024 16:15 UTC
Patrick Donald HuntleyChief Executive Officer
SaleCommon Stock 15,588 $1.48 $23,132.59
Disclosure

SEC source: 0001437749-24-022127 · rdgdoc.xml · nonDerivative · entry 2

Patrick Donald Huntley · CIK 0001735387 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,178

F3 · kind: The Reporting Person's sale of the Issuer's common stock reported herein was matchable under Section 16(b) of the Exchange Act. The Reporting Person has agreed to pay the Issuer $3,988.80, representing the full amount of the profit realization in connection with the short-swing transaction.

F2 · balance_after: On April 11, 2024, the Issuer effected a 6-for-1 reverse stock split. The holding reported here reflects such reverse stock split.

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January 24, 2023 Filed May 30, 2023 23:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
OtherCommon Stock 93,282 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016179 · rdgdoc.xml · nonDerivative · entry 8

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by 2017 Conlin Shakira Family Trust.

Disclosed balance after: 343,282

F7 · kind: Transfer of shares from GRAT B to the 2017 Conlin Shakira Family Trust.

F8 · balance_after: The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 24, 2023 Filed May 30, 2023 23:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
OtherCommon Stock 93,282 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016179 · rdgdoc.xml · nonDerivative · entry 7

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Matthew Conlin 2020 B Grantor Retained Annuity Trust

Disclosed balance after: 0

F7 · kind: Transfer of shares from GRAT B to the 2017 Conlin Shakira Family Trust.

F4 · ownership.nature: The Reporting Person is the Trustee of the GRAT B and in such capacity has the right to vote and dispose of the securities held by such trust.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 15:42 UTC
Khandelwal SugandhaChief Financial Officer
SaleCommon Stock 19,555 $0.98 $19,249.94
Disclosure

SEC source: 0001437749-22-029443 · rdgdoc.xml · nonDerivative · entry 1

Khandelwal Sugandha · CIK 0001897917 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,445

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $1.01 and the lowest price at which shares were sold was $0.9732. The Reporting Person hereby undertakes to provide upon request to the SEC's staff, the issuer or its security holders, full information regarding the number of shares sold at each separate price.

F2 · balance_after: On December 6, 2021, the Reporting Person received a grant of 50,000 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. The RSUs vested one year following the grant date. The Reporting Person sold some of the shares to cover the tax withholding associated with vesting of the RSUs.

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November 18, 2022 Filed May 30, 2023 23:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
OtherCommon Stock 429,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016179 · rdgdoc.xml · nonDerivative · entry 6

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Matthew Conlin 2022 Grantor Retained Annuity Trust

Disclosed balance after: 429,000

F5 · kind: The Reporting Person transferred shares to the Matthew Conlin 2022 Grantor Retained Annuity Trust ("2022 GRAT"),

F6 · ownership.nature: The Reporting Person is the Trustee of the 2022 GRAT and in such capacity has the right to vote and dispose of the securities held by such trust.

Read SEC document
November 18, 2022 Filed May 30, 2023 23:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
OtherCommon Stock 429,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016179 · rdgdoc.xml · nonDerivative · entry 5

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,252,450

F5 · kind: The Reporting Person transferred shares to the Matthew Conlin 2022 Grantor Retained Annuity Trust ("2022 GRAT"),

Read SEC document
October 06, 2022 Filed Oct 12, 2022 20:44 UTC GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-024033 · rdgdoc.xml · nonDerivative · entry 1

Graff David Allen · CIK 0001950328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · shares: On October 6, 2022, the Reporting Person received a grant of 60,000 restricted stock units ("RSUs") under the issuer's 2022 Omnibus Equity Incentive Plan. The RSUs will vest in three equal annual installments, beginning on October 1, 2023.

Read SEC document
October 06, 2022 Filed Oct 12, 2022 20:42 UTC GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-024031 · rdgdoc.xml · nonDerivative · entry 1

PFENNIGER RICHARD C JR · CIK 0001200796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · shares: On October 6, 2022, the Reporting Person received a grant of 60,000 restricted stock units ("RSUs") under the Issuer's 2022 Omnibus Equity Incentive Plan. The RSUs will vest in three equal annual installments beginning on October 1, 2023.

Read SEC document
October 03, 2022 Filed Apr 28, 2023 19:46 UTC
Patrick Donald HuntleyChief Executive Officer
GrantCommon Stock 459,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-011596 · rdgdoc.xml · nonDerivative · entry 1

Patrick Donald Huntley · CIK 0001735387 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,136,611

F1 · shares: The shares of common stock were issued pursuant to the Issuer's 2022 Omnibus Equity Incentive Plan (the "2022 Plan") and vest in three equal annual installments with the first installment vesting on March 1, 2023 subject to the Reporting Person's continued service.

F1 · balance_after: The shares of common stock were issued pursuant to the Issuer's 2022 Omnibus Equity Incentive Plan (the "2022 Plan") and vest in three equal annual installments with the first installment vesting on March 1, 2023 subject to the Reporting Person's continued service.

Read SEC document
October 03, 2022 Filed Jun 15, 2023 01:53 UTC GrantCommon Stock 58,778 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017496 · rdgdoc.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,715

F1 · shares: On October 3, 2022, the Reporting Person received a grant of 58,778 Restricted Stock Units ("RSUs") under the Issuer's 2022 Omnibus Equity Incentive Plan (the "2022 Plan) . These RSUs will vest in three equal annual installments, beginning on June 1, 2023.

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October 03, 2022 Filed Jun 15, 2023 01:55 UTC GrantCommon Stock 58,778 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017498 · rdgdoc.xml · nonDerivative · entry 1

Mathis Donald H · CIK 0001661543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,537

F1 · shares: On October 3, 2022, the Reporting Person received a grant of 58,778 Restricted Stock Units ("RSUs") under the Issuer's 2022 Omnibus Equity Incentive Plan (the "2022 Plan"). These RSUs will vest in three equal annual installments, beginning on June 1, 2023.

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October 03, 2022 Filed Jun 15, 2023 01:51 UTC
NEWELL CARLADirector
GrantCommon Stock 58,778 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017494 · rdgdoc.xml · nonDerivative · entry 1

NEWELL CARLA · CIK 0001197936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,587

F1 · shares: On October 3, 2022, the Reporting Person received a grant of 58,778 Restricted Stock Units ("RSUs") under the Issuer's 2022 Omnibus Equity Incentive Plan (the "2022 Plan"). These RSUs will vest in three equal annual installments, beginning on June 1, 2023.

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October 03, 2022 Filed Jun 26, 2023 15:29 UTC Amendment
Patrick Donald HuntleyChief Executive Officer
GrantCommon Stock 459,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-018346 · rdgdoc.xml · nonDerivative · entry 1

Patrick Donald Huntley · CIK 0001735387 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 929,500

F1 · shares: The shares of common stock were issued pursuant to the Issuer's 2022 Omnibus Equity Incentive Plan (the "2022 Plan") and vest in three equal annual installments with the first installment vesting on March 1, 2023 subject to the Reporting Person's continued service.

F1 · balance_after: The shares of common stock were issued pursuant to the Issuer's 2022 Omnibus Equity Incentive Plan (the "2022 Plan") and vest in three equal annual installments with the first installment vesting on March 1, 2023 subject to the Reporting Person's continued service.

F2 · balance_after: This filing corrects the original filing which incorrectly reported the number of shares of common stock owned by the Reporting Person. This error is reflected in the Form 4 filed by the Reporting Person on May 18, 2023.

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August 25, 2022 Filed May 30, 2023 23:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
OtherCommon Stock 463,877 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016179 · rdgdoc.xml · nonDerivative · entry 4

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,681,450

F3 · kind: Transfer of annuity shares from the Matthew Conlin 2020 Grantor Retained Annity Trust B ("GRAT B") to the Reporting Person.

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August 25, 2022 Filed May 30, 2023 23:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
OtherCommon Stock 463,877 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016179 · rdgdoc.xml · nonDerivative · entry 3

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Matthew Conlin 2020 B Grantor Retained Annuity Trust.

Disclosed balance after: 93,282

F3 · kind: Transfer of annuity shares from the Matthew Conlin 2020 Grantor Retained Annity Trust B ("GRAT B") to the Reporting Person.

F4 · ownership.nature: The Reporting Person is the Trustee of the GRAT B and in such capacity has the right to vote and dispose of the securities held by such trust.

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August 25, 2022 Filed May 30, 2023 23:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
OtherCommon Stock 88,357 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016179 · rdgdoc.xml · nonDerivative · entry 2

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,217,573

F1 · kind: Transfer of annuity shares from the Matthew Conlin 2020 Grantor Retained Annity Trust A ("GRAT A") to the Reporting Person.

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August 25, 2022 Filed May 30, 2023 23:40 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
OtherCommon Stock 88,357 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016179 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Matthew Conlin 2020 A Grantor Retained Annuity Trust.

Disclosed balance after: 17,768

F1 · kind: Transfer of annuity shares from the Matthew Conlin 2020 Grantor Retained Annity Trust A ("GRAT A") to the Reporting Person.

F2 · ownership.nature: The Reporting Person is the Trustee of of the GRAT A and in such capacity has the the right to vote and dispose of securities held by such trust.

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August 17, 2022 Filed May 30, 2023 23:36 UTC
Schulke RyanDirector · Chief Strategy Officer · 10% owner
OtherCommon Stock 898,137 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016175 · rdgdoc.xml · nonDerivative · entry 6

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · 2022 Ryan Schulke Grantor Retained Annuity Trust

Disclosed balance after: 898,137

F4 · kind: Transfer from Reporting Person to the 2022 Grantor Retained Annuity Trust ("2022 GRAT").

F5 · ownership.nature: The Reporting Person is the Grantor of the 2022 GRAT.

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August 17, 2022 Filed May 30, 2023 23:36 UTC
Schulke RyanDirector · Chief Strategy Officer · 10% owner
OtherCommon Stock 898,137 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016175 · rdgdoc.xml · nonDerivative · entry 5

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,185,989

F4 · kind: Transfer from Reporting Person to the 2022 Grantor Retained Annuity Trust ("2022 GRAT").

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August 15, 2022 Filed Aug 17, 2022 12:20 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 40,000 $1.70 $67,812.00
Disclosure

SEC source: 0001437749-22-020782 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Conlin Family Foundation Trust, in which the Reporting Person serves as co-trustee.

Disclosed balance after: 357,570

F1 · price: The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $1.65 to $1.70, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 14, 2022 Filed May 30, 2023 23:36 UTC
Schulke RyanDirector · Chief Strategy Officer · 10% owner
OtherCommon Stock 121,243 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016175 · rdgdoc.xml · nonDerivative · entry 4

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the 2020 Remainder Trust to the 2020 Ryan Schulke Grantor Retained Annuity Trust

Disclosed balance after: 121,243

F3 · kind: The Reporting Person is the Trustee of the 2020 Remainder Trust to the 2020 GRAT.

F3 · ownership.nature: The Reporting Person is the Trustee of the 2020 Remainder Trust to the 2020 GRAT.

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August 14, 2022 Filed May 30, 2023 23:36 UTC
Schulke RyanDirector · Chief Strategy Officer · 10% owner
OtherCommon Stock 121,243 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016175 · rdgdoc.xml · nonDerivative · entry 3

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the 2020 Ryan Schulke Grantor Retained Annuity Trust

Disclosed balance after: 0

F3 · kind: The Reporting Person is the Trustee of the 2020 Remainder Trust to the 2020 GRAT.

F2 · ownership.nature: The Reporting Person is the Trustee of the 2020 GRAT.

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August 12, 2022 Filed Aug 16, 2022 16:23 UTC Amendment
Schulke RyanDirector · Chief Strategy Officer · 10% owner
PurchaseCommon Stock 100,000 $1.70 $170,460.00
Disclosure

SEC source: 0001437749-22-020667 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee.

Disclosed balance after: 232,500

F1 · price: The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $1.66 to $1.75, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 12, 2022 Filed Aug 16, 2022 12:47 UTC
Schulke RyanDirector · Chief Strategy Officer · 10% owner
GrantCommon Stock 100,000 $1.70 $170,460.00
Disclosure

SEC source: 0001437749-22-020642 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee.

Disclosed balance after: 232,500

F1 · price: The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $1.66 to $1.75, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 12, 2022 Filed May 30, 2023 23:36 UTC
Schulke RyanDirector · Chief Strategy Officer · 10% owner
OtherCommon Stock 603,758 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016175 · rdgdoc.xml · nonDerivative · entry 2

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,084,126

F1 · kind: Transfer of shares from the 2020 Ryan Schulke Grantor Retained Annuity Trust ("2020 GRAT") to the Reporting Person.

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August 12, 2022 Filed May 30, 2023 23:36 UTC
Schulke RyanDirector · Chief Strategy Officer · 10% owner
OtherCommon Stock 603,758 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016175 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by The Ryan Schulke 2020 Grantor Retained Annuity Trust

Disclosed balance after: 121,243

F1 · kind: Transfer of shares from the 2020 Ryan Schulke Grantor Retained Annuity Trust ("2020 GRAT") to the Reporting Person.

F2 · ownership.nature: The Reporting Person is the Trustee of the 2020 GRAT.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.