Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 2, 2022 21:33 UTC |
Kim PaulCFO and Treasurer
|
GrantCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014769 · doc4.xml · nonDerivative · entry 2 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,028 F2 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after March 1, 2022, and 1/16th of such shares vesting at the end of every three-month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:33 UTC |
Kim PaulCFO and Treasurer
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014769 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,028 F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of three years, with 1/3rd of such shares vesting 12 months after March 1, 2022, and 1/12th of such shares vesting at the end of every three-month period thereafter over the remaining 24 months, subject to continued service for Issuer on each vesting date. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:07 UTC |
Xie JianChief Operating Officer
|
Tax withholdingCommon Stock | 936 | $66.49 | $62,234.64 |
DisclosureSEC source: 0001209191-22-010855 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,234 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:11 UTC |
Gao HanlinChief Scientific Officer
|
Tax withholdingCommon Stock | 303 | $66.49 | $20,146.47 |
DisclosureSEC source: 0001209191-22-010875 · doc4.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,345 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:15 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 806 | $66.49 | $53,590.94 |
DisclosureSEC source: 0001209191-22-010889 · doc4.xml · nonDerivative · entry 2 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,028 F2 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:15 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 303 | $66.49 | $20,146.47 |
DisclosureSEC source: 0001209191-22-010889 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,834 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:37 UTC |
Xie JianChief Operating Officer
|
Tax withholdingCommon Stock | 4,029 | $63.15 | $254,431.35 |
DisclosureSEC source: 0001209191-22-007465 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,170 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:40 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 806 | $63.15 | $50,898.90 |
DisclosureSEC source: 0001209191-22-007469 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,137 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 01:44 UTC |
Xie JianChief Operating Officer
|
Tax withholdingCommon Stock | 504 | $65.34 | $32,931.36 |
DisclosureSEC source: 0001209191-22-007086 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,199 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 00:27 UTC |
Kim PaulCFO and Treasurer
|
GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001996 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,943 F1 · shares: Reflects shares transferred as a gift to a donor advised fund (the "Fund"). The Reporting Person disclaims beneficial ownership over the shares held by the Fund. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 21:19 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 620 | $83.16 | $51,557.96 |
DisclosureSEC source: 0001209191-21-068107 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,943 F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $82.1000 to $84.1171, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:20 UTC |
Xie JianChief Operating Officer
|
SaleCommon Stock | 636 | $95.42 | $60,685.91 |
DisclosureSEC source: 0001209191-21-067311 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,703 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $94.4300 to $96.5100, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 21:09 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 10,263 | $95.44 | $979,531.51 |
DisclosureSEC source: 0001209191-21-066399 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,563 F1 · price: The shares were sold in multiple transactions at prices ranging from $95.00 to $95.73, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 00:44 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 500 | $97.46 | $48,730.50 |
DisclosureSEC source: 0001209191-21-065642 · doc4.xml · nonDerivative · entry 3 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,826 F4 · price: The shares were sold in multiple transactions at prices ranging from $97.1000 to $97.9350, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:04 UTC |
Xie JianChief Operating Officer
|
SaleCommon Stock | 1,214 | $95.50 | $115,939.55 |
DisclosureSEC source: 0001209191-21-065526 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,339 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $95.3400 to $95.6200, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 21:58 UTC |
Gao HanlinChief Scientific Officer
|
SaleCommon Stock | 311 | $95.50 | $29,701.15 |
DisclosureSEC source: 0001209191-21-065504 · doc4.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,648 F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $95.3400 to $95.6200, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:44 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 1,214 | $95.50 | $115,939.55 |
DisclosureSEC source: 0001209191-21-065642 · doc4.xml · nonDerivative · entry 2 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,326 F3 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $95.3400 to $95.6200, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:44 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 455 | $95.50 | $43,453.46 |
DisclosureSEC source: 0001209191-21-065642 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,540 F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $95.3400 to $95.6200, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:15 UTC |
Xie JianChief Operating Officer
|
Tax withholdingCommon Stock | 5,904 | $88.12 | $520,260.48 |
DisclosureSEC source: 0001209191-21-063148 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,553 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:13 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 1,181 | $88.12 | $104,069.72 |
DisclosureSEC source: 0001209191-21-063142 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,995 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:47 UTC |
Xie JianChief Operating Officer
|
Tax withholdingCommon Stock | 738 | $86.79 | $64,051.02 |
DisclosureSEC source: 0001209191-21-062722 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,457 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 23:56 UTC |
Hsieh MingDirector · President and CEO · 10% owner
Ming Hsieh Trust10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 750,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-055768 · doc4.xml · derivative · entry 4 Hsieh Ming · CIK 0001302110 · Director · President and CEO · 10% owner Ming Hsieh Trust · CIK 0001836339 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2025-09-12 F4 · derivative.exercise_price: On September 10, 2021, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 750,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 750,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement. F5 · derivative.exercise_price: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $51,859,800.00. The Trust pledged 750,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash). F6 · derivative.exercise_price: Under the Agreement, on each of the five settlement dates in September of 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $82.9757 (the "Floor Price"), the Trust will deliver to the Bank 150,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date). F7 · derivative.exercise_price: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $129.0733 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 150,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 150,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F4 · kind: On September 10, 2021, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 750,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 750,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement. F5 · kind: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $51,859,800.00. The Trust pledged 750,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash). F6 · kind: Under the Agreement, on each of the five settlement dates in September of 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $82.9757 (the "Floor Price"), the Trust will deliver to the Bank 150,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date). F7 · kind: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $129.0733 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 150,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 150,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F4 · price: On September 10, 2021, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 750,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 750,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement. F5 · price: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $51,859,800.00. The Trust pledged 750,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash). F6 · price: Under the Agreement, on each of the five settlement dates in September of 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $82.9757 (the "Floor Price"), the Trust will deliver to the Bank 150,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date). F7 · price: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $129.0733 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 150,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 150,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F4 · derivative.exercise_date: On September 10, 2021, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 750,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 750,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement. F5 · derivative.exercise_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $51,859,800.00. The Trust pledged 750,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash). F6 · derivative.exercise_date: Under the Agreement, on each of the five settlement dates in September of 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $82.9757 (the "Floor Price"), the Trust will deliver to the Bank 150,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date). F7 · derivative.exercise_date: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $129.0733 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 150,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 150,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · ownership.nature: Securities held by The Ming Hsieh Trust. Mr. Hsieh is the trustee of The Ming Hsieh Trust (the "Trust") and possesses the sole voting and dispositive power with respect to securities held by the Trust. F4 · ownership.nature: On September 10, 2021, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 750,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 750,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement. F5 · ownership.nature: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $51,859,800.00. The Trust pledged 750,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash). F6 · ownership.nature: Under the Agreement, on each of the five settlement dates in September of 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $82.9757 (the "Floor Price"), the Trust will deliver to the Bank 150,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date). F7 · ownership.nature: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $129.0733 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 150,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 150,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. Read SEC document |
| September 02, 2021 Filed Sep 8, 2021 00:28 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 607 | $94.29 | $57,235.30 |
DisclosureSEC source: 0001209191-21-055088 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,176 F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $93.72 to $95.01, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:53 UTC |
Xie JianChief Operating Officer
|
SaleCommon Stock | 622 | $91.25 | $56,759.86 |
DisclosureSEC source: 0001209191-21-054296 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,195 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $89.43 to $92.41, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:50 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 312 | $0.00 Strike: $15.82 | $0.00 |
DisclosureSEC source: 0001209191-21-054292 · doc4.xml · derivative · entry 9 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,438 Underlying: Common Stock · 312 shares Expires 2030-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after May 27, 2020, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to the reporting person's continued service for the Issuer on each vesting date. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:50 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 312 | $0.00 Strike: $5.81 | $0.00 |
DisclosureSEC source: 0001209191-21-054292 · doc4.xml · derivative · entry 8 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 Underlying: Common Stock · 312 shares Expires 2029-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after May 30, 2019, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to the reporting person's continued service for the Issuer on each vesting date. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:50 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 312 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001209191-21-054292 · doc4.xml · derivative · entry 7 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938 Underlying: Common Stock · 312 shares Expires 2028-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after May 18 2018, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to the reporting person's continued service for the Issuer on each vesting date. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:50 UTC |
BOLGER JOHN CDirector
|
SaleCommon Stock | 312 | $91.44 | $28,529.90 |
DisclosureSEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 6 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:50 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionCommon Stock | 312 | $5.81 | $1,812.66 |
DisclosureSEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 5 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:50 UTC |
BOLGER JOHN CDirector
|
SaleCommon Stock | 312 | $91.05 | $28,408.85 |
DisclosureSEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 4 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:50 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionCommon Stock | 312 | $15.82 | $4,935.84 |
DisclosureSEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 3 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:50 UTC |
BOLGER JOHN CDirector
|
SaleCommon Stock | 312 | $91.38 | $28,510.75 |
DisclosureSEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 2 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:50 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionCommon Stock | 312 | $3.93 | $1,224.60 |
DisclosureSEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 1 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:03 UTC |
Xie JianChief Operating Officer
|
SaleCommon Stock | 1,223 | $95.12 | $116,335.06 |
DisclosureSEC source: 0001209191-21-052313 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,817 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $94.6257 to $96.0400, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 21:54 UTC |
Gao HanlinChief Scientific Officer
|
SaleCommon Stock | 314 | $95.12 | $29,868.53 |
DisclosureSEC source: 0001209191-21-052299 · doc4.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,959 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $94.6257 to $96.0400, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 21:58 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 1,682 | $95.12 | $159,996.38 |
DisclosureSEC source: 0001209191-21-052302 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,783 F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019 and November 1, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $94.6257 to $96.0400, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 23:28 UTC |
Xie JianChief Operating Officer
|
Tax withholdingCommon Stock | 23,615 | $100.46 | $2,372,362.90 |
DisclosureSEC source: 0001209191-21-050054 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,040 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 22:50 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 4,723 | $100.46 | $474,472.58 |
DisclosureSEC source: 0001209191-21-050044 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,465 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 00:17 UTC |
Xie JianChief Operating Officer
|
Tax withholdingCommon Stock | 739 | $92.25 | $68,172.75 |
DisclosureSEC source: 0001209191-21-049491 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,655 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019. Read SEC document |
| June 04, 2021 Filed Jun 4, 2021 22:38 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 789 | $74.26 | $58,588.30 |
DisclosureSEC source: 0001209191-21-038394 · doc4.xml · nonDerivative · entry 2 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,188 Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 21:25 UTC |
BOLGER JOHN CDirector
|
SaleCommon Stock | 125 | $74.17 | $9,271.25 |
DisclosureSEC source: 0001209191-21-038717 · doc4.xml · nonDerivative · entry 1 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: The shares were sold in multiple transactions at prices ranging from $74.09 to $74.29, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 22:38 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 461 | $71.34 | $32,885.76 |
DisclosureSEC source: 0001209191-21-038394 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,977 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $71.11 to $71.58, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:41 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $15.82 | $0.00 |
DisclosureSEC source: 0001209191-21-037821 · doc4.xml · derivative · entry 7 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires 2030-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 27, 2020, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:41 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 313 | $0.00 Strike: $5.81 | $0.00 |
DisclosureSEC source: 0001209191-21-037821 · doc4.xml · derivative · entry 6 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 313 shares Expires 2029-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 30, 2019, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:41 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 313 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001209191-21-037821 · doc4.xml · derivative · entry 5 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 313 shares Expires 2028-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 18, 2018, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:41 UTC |
BOLGER JOHN CDirector
|
SaleCommon Stock | 1,876 | $71.41 | $133,965.54 |
DisclosureSEC source: 0001209191-21-037821 · doc4.xml · nonDerivative · entry 4 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,125 F1 · price: The shares were sold in multiple transactions at prices ranging from $71.2781 to $71.4784, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:41 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionCommon Stock | 1,250 | $15.82 | $19,775.00 |
DisclosureSEC source: 0001209191-21-037821 · doc4.xml · nonDerivative · entry 3 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:41 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionCommon Stock | 313 | $5.81 | $1,818.53 |
DisclosureSEC source: 0001209191-21-037821 · doc4.xml · nonDerivative · entry 2 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:41 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionCommon Stock | 313 | $3.93 | $1,230.09 |
DisclosureSEC source: 0001209191-21-037821 · doc4.xml · nonDerivative · entry 1 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:45 UTC |
Xie JianChief Operating Officer
|
SaleCommon Stock | 647 | $73.46 | $47,527.07 |
DisclosureSEC source: 0001209191-21-037241 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,394 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $72.95 to $73.78, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.