Tapewire

Nasdaq · USD

FLGT

Fulgent Genetics, Inc.

Export transactions ↓
Tapewire entity
2545
SEC CIK
0001674930
Parsed reports
401

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202602
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 2, 2022 21:33 UTC
Kim PaulCFO and Treasurer
GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014769 · doc4.xml · nonDerivative · entry 2

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,028

F2 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after March 1, 2022, and 1/16th of such shares vesting at the end of every three-month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:33 UTC
Kim PaulCFO and Treasurer
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014769 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,028

F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of three years, with 1/3rd of such shares vesting 12 months after March 1, 2022, and 1/12th of such shares vesting at the end of every three-month period thereafter over the remaining 24 months, subject to continued service for Issuer on each vesting date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:07 UTC
Xie JianChief Operating Officer
Tax withholdingCommon Stock 936 $66.49 $62,234.64
Disclosure

SEC source: 0001209191-22-010855 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,234

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:11 UTC
Gao HanlinChief Scientific Officer
Tax withholdingCommon Stock 303 $66.49 $20,146.47
Disclosure

SEC source: 0001209191-22-010875 · doc4.xml · nonDerivative · entry 1

Gao Hanlin · CIK 0001684532 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,345

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:15 UTC
Kim PaulCFO and Treasurer
Tax withholdingCommon Stock 806 $66.49 $53,590.94
Disclosure

SEC source: 0001209191-22-010889 · doc4.xml · nonDerivative · entry 2

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,028

F2 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:15 UTC
Kim PaulCFO and Treasurer
Tax withholdingCommon Stock 303 $66.49 $20,146.47
Disclosure

SEC source: 0001209191-22-010889 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,834

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:37 UTC
Xie JianChief Operating Officer
Tax withholdingCommon Stock 4,029 $63.15 $254,431.35
Disclosure

SEC source: 0001209191-22-007465 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,170

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:40 UTC
Kim PaulCFO and Treasurer
Tax withholdingCommon Stock 806 $63.15 $50,898.90
Disclosure

SEC source: 0001209191-22-007469 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,137

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 01:44 UTC
Xie JianChief Operating Officer
Tax withholdingCommon Stock 504 $65.34 $32,931.36
Disclosure

SEC source: 0001209191-22-007086 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,199

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:27 UTC
Kim PaulCFO and Treasurer
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001996 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,943

F1 · shares: Reflects shares transferred as a gift to a donor advised fund (the "Fund"). The Reporting Person disclaims beneficial ownership over the shares held by the Fund.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:19 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 620 $83.16 $51,557.96
Disclosure

SEC source: 0001209191-21-068107 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,943

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $82.1000 to $84.1171, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 22:20 UTC
Xie JianChief Operating Officer
SaleCommon Stock 636 $95.42 $60,685.91
Disclosure

SEC source: 0001209191-21-067311 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,703

F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $94.4300 to $96.5100, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:09 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 10,263 $95.44 $979,531.51
Disclosure

SEC source: 0001209191-21-066399 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,563

F1 · price: The shares were sold in multiple transactions at prices ranging from $95.00 to $95.73, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 00:44 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 500 $97.46 $48,730.50
Disclosure

SEC source: 0001209191-21-065642 · doc4.xml · nonDerivative · entry 3

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,826

F4 · price: The shares were sold in multiple transactions at prices ranging from $97.1000 to $97.9350, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:04 UTC
Xie JianChief Operating Officer
SaleCommon Stock 1,214 $95.50 $115,939.55
Disclosure

SEC source: 0001209191-21-065526 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,339

F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $95.3400 to $95.6200, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:58 UTC
Gao HanlinChief Scientific Officer
SaleCommon Stock 311 $95.50 $29,701.15
Disclosure

SEC source: 0001209191-21-065504 · doc4.xml · nonDerivative · entry 1

Gao Hanlin · CIK 0001684532 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,648

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $95.3400 to $95.6200, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 00:44 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 1,214 $95.50 $115,939.55
Disclosure

SEC source: 0001209191-21-065642 · doc4.xml · nonDerivative · entry 2

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,326

F3 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $95.3400 to $95.6200, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 00:44 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 455 $95.50 $43,453.46
Disclosure

SEC source: 0001209191-21-065642 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,540

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $95.3400 to $95.6200, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:15 UTC
Xie JianChief Operating Officer
Tax withholdingCommon Stock 5,904 $88.12 $520,260.48
Disclosure

SEC source: 0001209191-21-063148 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,553

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:13 UTC
Kim PaulCFO and Treasurer
Tax withholdingCommon Stock 1,181 $88.12 $104,069.72
Disclosure

SEC source: 0001209191-21-063142 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,995

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:47 UTC
Xie JianChief Operating Officer
Tax withholdingCommon Stock 738 $86.79 $64,051.02
Disclosure

SEC source: 0001209191-21-062722 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,457

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 23:56 UTC
Hsieh MingDirector · President and CEO · 10% owner
OtherForward sale contract (obligation to sell) · Derivative 750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-055768 · doc4.xml · derivative · entry 4

Hsieh Ming · CIK 0001302110 · Director · President and CEO · 10% owner

Ming Hsieh Trust · CIK 0001836339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2025-09-12

F4 · derivative.exercise_price: On September 10, 2021, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 750,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 750,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement.

F5 · derivative.exercise_price: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $51,859,800.00. The Trust pledged 750,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash).

F6 · derivative.exercise_price: Under the Agreement, on each of the five settlement dates in September of 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $82.9757 (the "Floor Price"), the Trust will deliver to the Bank 150,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date).

F7 · derivative.exercise_price: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $129.0733 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 150,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 150,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F4 · kind: On September 10, 2021, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 750,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 750,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement.

F5 · kind: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $51,859,800.00. The Trust pledged 750,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash).

F6 · kind: Under the Agreement, on each of the five settlement dates in September of 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $82.9757 (the "Floor Price"), the Trust will deliver to the Bank 150,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date).

F7 · kind: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $129.0733 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 150,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 150,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F4 · price: On September 10, 2021, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 750,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 750,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement.

F5 · price: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $51,859,800.00. The Trust pledged 750,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash).

F6 · price: Under the Agreement, on each of the five settlement dates in September of 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $82.9757 (the "Floor Price"), the Trust will deliver to the Bank 150,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date).

F7 · price: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $129.0733 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 150,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 150,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F4 · derivative.exercise_date: On September 10, 2021, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 750,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 750,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement.

F5 · derivative.exercise_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $51,859,800.00. The Trust pledged 750,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash).

F6 · derivative.exercise_date: Under the Agreement, on each of the five settlement dates in September of 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $82.9757 (the "Floor Price"), the Trust will deliver to the Bank 150,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date).

F7 · derivative.exercise_date: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $129.0733 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 150,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 150,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F1 · ownership.nature: Securities held by The Ming Hsieh Trust. Mr. Hsieh is the trustee of The Ming Hsieh Trust (the "Trust") and possesses the sole voting and dispositive power with respect to securities held by the Trust.

F4 · ownership.nature: On September 10, 2021, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 750,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 750,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement.

F5 · ownership.nature: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $51,859,800.00. The Trust pledged 750,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash).

F6 · ownership.nature: Under the Agreement, on each of the five settlement dates in September of 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $82.9757 (the "Floor Price"), the Trust will deliver to the Bank 150,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date).

F7 · ownership.nature: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $129.0733 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 150,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 150,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

Read SEC document
September 02, 2021 Filed Sep 8, 2021 00:28 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 607 $94.29 $57,235.30
Disclosure

SEC source: 0001209191-21-055088 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,176

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $93.72 to $95.01, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 21:53 UTC
Xie JianChief Operating Officer
SaleCommon Stock 622 $91.25 $56,759.86
Disclosure

SEC source: 0001209191-21-054296 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,195

F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $89.43 to $92.41, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 21:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 312 $0.00 Strike: $15.82 $0.00
Disclosure

SEC source: 0001209191-21-054292 · doc4.xml · derivative · entry 9

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,438

Underlying: Common Stock · 312 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after May 27, 2020, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to the reporting person's continued service for the Issuer on each vesting date.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 21:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 312 $0.00 Strike: $5.81 $0.00
Disclosure

SEC source: 0001209191-21-054292 · doc4.xml · derivative · entry 8

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 312 shares

Expires 2029-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after May 30, 2019, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to the reporting person's continued service for the Issuer on each vesting date.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 21:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 312 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001209191-21-054292 · doc4.xml · derivative · entry 7

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938

Underlying: Common Stock · 312 shares

Expires 2028-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after May 18 2018, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to the reporting person's continued service for the Issuer on each vesting date.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 21:50 UTC SaleCommon Stock 312 $91.44 $28,529.90
Disclosure

SEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 6

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
August 30, 2021 Filed Sep 1, 2021 21:50 UTC Exercise / conversionCommon Stock 312 $5.81 $1,812.66
Disclosure

SEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 5

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 21:50 UTC SaleCommon Stock 312 $91.05 $28,408.85
Disclosure

SEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 4

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
August 30, 2021 Filed Sep 1, 2021 21:50 UTC Exercise / conversionCommon Stock 312 $15.82 $4,935.84
Disclosure

SEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 3

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 21:50 UTC SaleCommon Stock 312 $91.38 $28,510.75
Disclosure

SEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 2

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
August 30, 2021 Filed Sep 1, 2021 21:50 UTC Exercise / conversionCommon Stock 312 $3.93 $1,224.60
Disclosure

SEC source: 0001209191-21-054292 · doc4.xml · nonDerivative · entry 1

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 22:03 UTC
Xie JianChief Operating Officer
SaleCommon Stock 1,223 $95.12 $116,335.06
Disclosure

SEC source: 0001209191-21-052313 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,817

F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $94.6257 to $96.0400, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:54 UTC
Gao HanlinChief Scientific Officer
SaleCommon Stock 314 $95.12 $29,868.53
Disclosure

SEC source: 0001209191-21-052299 · doc4.xml · nonDerivative · entry 1

Gao Hanlin · CIK 0001684532 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,959

F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $94.6257 to $96.0400, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:58 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 1,682 $95.12 $159,996.38
Disclosure

SEC source: 0001209191-21-052302 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,783

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019 and November 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $94.6257 to $96.0400, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 23:28 UTC
Xie JianChief Operating Officer
Tax withholdingCommon Stock 23,615 $100.46 $2,372,362.90
Disclosure

SEC source: 0001209191-21-050054 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,040

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:50 UTC
Kim PaulCFO and Treasurer
Tax withholdingCommon Stock 4,723 $100.46 $474,472.58
Disclosure

SEC source: 0001209191-21-050044 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,465

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 00:17 UTC
Xie JianChief Operating Officer
Tax withholdingCommon Stock 739 $92.25 $68,172.75
Disclosure

SEC source: 0001209191-21-049491 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,655

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

Read SEC document
June 04, 2021 Filed Jun 4, 2021 22:38 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 789 $74.26 $58,588.30
Disclosure

SEC source: 0001209191-21-038394 · doc4.xml · nonDerivative · entry 2

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,188

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:25 UTC SaleCommon Stock 125 $74.17 $9,271.25
Disclosure

SEC source: 0001209191-21-038717 · doc4.xml · nonDerivative · entry 1

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · price: The shares were sold in multiple transactions at prices ranging from $74.09 to $74.29, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:38 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 461 $71.34 $32,885.76
Disclosure

SEC source: 0001209191-21-038394 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,977

F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $71.11 to $71.58, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $15.82 $0.00
Disclosure

SEC source: 0001209191-21-037821 · doc4.xml · derivative · entry 7

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 27, 2020, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 313 $0.00 Strike: $5.81 $0.00
Disclosure

SEC source: 0001209191-21-037821 · doc4.xml · derivative · entry 6

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 313 shares

Expires 2029-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 30, 2019, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 313 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001209191-21-037821 · doc4.xml · derivative · entry 5

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 313 shares

Expires 2028-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 18, 2018, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:41 UTC SaleCommon Stock 1,876 $71.41 $133,965.54
Disclosure

SEC source: 0001209191-21-037821 · doc4.xml · nonDerivative · entry 4

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,125

F1 · price: The shares were sold in multiple transactions at prices ranging from $71.2781 to $71.4784, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:41 UTC Exercise / conversionCommon Stock 1,250 $15.82 $19,775.00
Disclosure

SEC source: 0001209191-21-037821 · doc4.xml · nonDerivative · entry 3

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:41 UTC Exercise / conversionCommon Stock 313 $5.81 $1,818.53
Disclosure

SEC source: 0001209191-21-037821 · doc4.xml · nonDerivative · entry 2

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:41 UTC Exercise / conversionCommon Stock 313 $3.93 $1,230.09
Disclosure

SEC source: 0001209191-21-037821 · doc4.xml · nonDerivative · entry 1

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 20:45 UTC
Xie JianChief Operating Officer
SaleCommon Stock 647 $73.46 $47,527.07
Disclosure

SEC source: 0001209191-21-037241 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,394

F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $72.95 to $73.78, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.