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Nasdaq · USD

FLGT

Fulgent Genetics, Inc.

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Tapewire entity
2545
SEC CIK
0001674930
Parsed reports
401

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202602
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2022 Filed Aug 19, 2022 21:06 UTC
Xie JianPresident and COO
SaleCommon Stock 1,414 $48.89 $69,136.82
Disclosure

SEC source: 0001209191-22-046869 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,404

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $48.67 to $49.02, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 17, 2022 Filed Aug 19, 2022 21:04 UTC
Gao HanlinChief Scientific Officer
SaleCommon Stock 370 $48.89 $18,090.97
Disclosure

SEC source: 0001209191-22-046866 · doc4.xml · nonDerivative · entry 1

Gao Hanlin · CIK 0001684532 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,280

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $48.67 to $49.02, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 17, 2022 Filed Aug 19, 2022 21:05 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 1,945 $48.89 $95,099.80
Disclosure

SEC source: 0001209191-22-046867 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,169

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019 and November 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $48.67 to $49.02, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 03, 2022 Filed Aug 5, 2022 20:12 UTC
Xie JianPresident and COO
Tax withholdingCommon Stock 6,343 $62.93 $399,164.99
Disclosure

SEC source: 0001209191-22-044567 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,818

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020.

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August 03, 2022 Filed Aug 5, 2022 20:11 UTC
Kim PaulCFO and Treasurer
Tax withholdingCommon Stock 1,048 $62.93 $65,950.64
Disclosure

SEC source: 0001209191-22-044564 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,114

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:36 UTC
Xie JianPresident and COO
Tax withholdingCommon Stock 872 $59.54 $51,918.88
Disclosure

SEC source: 0001209191-22-044281 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,161

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 22:55 UTC
Hsieh MingDirector · President and CEO · 10% owner
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-044323 · doc4.xml · nonDerivative · entry 1

Hsieh Ming · CIK 0001302110 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of three years, with 1/3rd of such shares vesting 12 months after August 1, 2022, and 1/12th of such shares vesting at the end of every three-month period thereafter over the remaining 24 months, subject to continued service for Issuer on each vesting date.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:44 UTC GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-044302 · doc4.xml · nonDerivative · entry 1

POST LEONARD E · CIK 0001235862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after August 1, 2022, and 1/16th of such shares vesting at the end of every three month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:42 UTC
Dong LindaDirector
GrantCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-044294 · doc4.xml · nonDerivative · entry 1

Marsh Linda · CIK 0001765204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after August 1, 2022, and 1/16th of such shares vesting at the end of every three month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:39 UTC GrantCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-044287 · doc4.xml · nonDerivative · entry 1

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after August 1, 2022, and 1/16th of such shares vesting at the end of every three month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date.

Read SEC document
August 01, 2022 Filed Aug 10, 2022 22:08 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $59.54 $0.00
Disclosure

SEC source: 0001209191-22-045293 · doc4.xml · derivative · entry 2

Nohaile Michael · CIK 0001890563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-07-31

F2 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after August 1, 2022, and 1/16th of such shares vesting at the end of every three month period thereafter over the remaining 36 months, subject to the reporting person's continued service for Issuer on each vesting date.

Read SEC document
August 01, 2022 Filed Aug 10, 2022 22:08 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045293 · doc4.xml · nonDerivative · entry 1

Nohaile Michael · CIK 0001890563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after August 1, 2022, and 1/16th of such shares vesting at the end of every three month period thereafter over the remaining 36 months, subject to the reporting person's continued service for Issuer on each vesting date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 20:26 UTC
Gao HanlinChief Scientific Officer
Tax withholdingCommon Stock 87 $59.75 $5,198.25
Disclosure

SEC source: 0001209191-22-043871 · doc4.xml · nonDerivative · entry 1

Gao Hanlin · CIK 0001684532 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,650

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on April 30, 2021.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:58 UTC
Hsieh MingDirector · President and CEO · 10% owner
OtherForward sale contract (obligation to sell) · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035962 · doc4.xml · derivative · entry 4

Hsieh Ming · CIK 0001302110 · Director · President and CEO · 10% owner

Ming Hsieh Trust · CIK 0001836339 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2025-04-01

F4 · derivative.exercise_price: On June 8, 2022, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 1,000,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 1,000,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement.

F5 · derivative.exercise_price: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $44,246,677.52. The Trust pledged 1,000,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash).

F6 · derivative.exercise_price: Under the Agreement, on each of the eight settlement dates in April 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $48.7418 (the "Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date).

F7 · derivative.exercise_price: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $66.0722 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F4 · kind: On June 8, 2022, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 1,000,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 1,000,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement.

F5 · kind: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $44,246,677.52. The Trust pledged 1,000,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash).

F6 · kind: Under the Agreement, on each of the eight settlement dates in April 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $48.7418 (the "Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date).

F7 · kind: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $66.0722 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F4 · price: On June 8, 2022, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 1,000,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 1,000,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement.

F5 · price: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $44,246,677.52. The Trust pledged 1,000,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash).

F6 · price: Under the Agreement, on each of the eight settlement dates in April 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $48.7418 (the "Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date).

F7 · price: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $66.0722 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F4 · derivative.exercise_date: On June 8, 2022, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 1,000,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 1,000,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement.

F5 · derivative.exercise_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $44,246,677.52. The Trust pledged 1,000,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash).

F6 · derivative.exercise_date: Under the Agreement, on each of the eight settlement dates in April 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $48.7418 (the "Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date).

F7 · derivative.exercise_date: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $66.0722 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F1 · ownership.nature: Securities held by The Ming Hsieh Trust. Mr. Hsieh is the trustee of The Ming Hsieh Trust (the "Trust") and possesses the sole voting and dispositive power with respect to securities held by the Trust.

F4 · ownership.nature: On June 8, 2022, the Trust entered into a master confirmation in respect of a prepaid variable forward agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 1,000,000 shares of Common Stock and obligating the Trust to deliver to the Bank up to 1,000,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash) to settle the Agreement.

F5 · ownership.nature: In exchange for entering into the Agreement and assuming the obligations thereunder, the Trust received a cash payment of $44,246,677.52. The Trust pledged 1,000,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting rights in the Pledged Shares during the term of the pledge (and thereafter if the Trust settles the Agreement in cash).

F6 · ownership.nature: Under the Agreement, on each of the eight settlement dates in April 2025, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $48.7418 (the "Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date).

F7 · ownership.nature: (continued from footnote 6) (b) if the Settlement Price is between the Floor Price and $66.0722 (the "Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price: and (c) if the Settlement Price is greater than the Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:16 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 415 $55.10 $22,867.33
Disclosure

SEC source: 0001209191-22-034511 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,162

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $54.98 to $55.27, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:03 UTC
Xie JianPresident and COO
SaleCommon Stock 668 $54.54 $36,433.45
Disclosure

SEC source: 0001209191-22-033479 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,033

F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $54.28 to $54.87, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 313 $0.00 Strike: $5.81 $0.00
Disclosure

SEC source: 0001209191-22-033477 · doc4.xml · derivative · entry 7

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 313 shares

Expires 2029-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after May 30, 2019, and 1/16th of such shares vesting at the end of every three-month period over the 36 months, subject to the reporting person's continued service for the Issuer on each vesting date.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 313 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001209191-22-033477 · doc4.xml · derivative · entry 6

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 313 shares

Expires 2028-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after May 18, 2018, and 1/16th of such shares vesting at the end of every three-month period over the 36 months, subject to the reporting person's continued service for the Issuer on each vesting date.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:02 UTC SaleCommon Stock 500 $55.25 $27,625.00
Disclosure

SEC source: 0001209191-22-033477 · doc4.xml · nonDerivative · entry 5

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:02 UTC SaleCommon Stock 313 $55.44 $17,351.22
Disclosure

SEC source: 0001209191-22-033477 · doc4.xml · nonDerivative · entry 4

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:02 UTC Exercise / conversionCommon Stock 313 $5.81 $1,818.47
Disclosure

SEC source: 0001209191-22-033477 · doc4.xml · nonDerivative · entry 3

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:02 UTC SaleCommon Stock 313 $55.32 $17,315.16
Disclosure

SEC source: 0001209191-22-033477 · doc4.xml · nonDerivative · entry 2

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:02 UTC Exercise / conversionCommon Stock 313 $3.93 $1,228.53
Disclosure

SEC source: 0001209191-22-033477 · doc4.xml · nonDerivative · entry 1

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:09 UTC
Xie JianPresident and COO
SaleCommon Stock 10,000 $58.29 $582,866.00
Disclosure

SEC source: 0001209191-22-031305 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,701

F1 · price: The shares were sold in multiple transactions at prices ranging from $57.5100 to $59.4350, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 18, 2022 Filed May 20, 2022 16:06 UTC
Yen YunDirector
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030968 · doc4.xml · nonDerivative · entry 1

Yen Yun · CIK 0001684584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after May 18, 2022, and 1/16th of such shares vesting at the end of every three-month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:02 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030954 · doc4.xml · nonDerivative · entry 1

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after May 18, 2022, and 1/16th of such shares vesting at the end of every three-month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:04 UTC
Dong LindaDirector
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030961 · doc4.xml · nonDerivative · entry 1

Marsh Linda · CIK 0001765204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after May 18, 2022, and 1/16th of such shares vesting at the end of every three-month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date.

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May 16, 2022 Filed May 18, 2022 20:45 UTC
Xie JianPresident and COO
SaleCommon Stock 1,269 $53.38 $67,742.14
Disclosure

SEC source: 0001209191-22-030078 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,701

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $53.27 to $53.57, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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May 16, 2022 Filed May 18, 2022 20:37 UTC
Gao HanlinChief Scientific Officer
SaleCommon Stock 325 $53.38 $17,349.25
Disclosure

SEC source: 0001209191-22-030061 · doc4.xml · nonDerivative · entry 1

Gao Hanlin · CIK 0001684532 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,737

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $53.27 to $53.57, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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May 16, 2022 Filed May 18, 2022 20:41 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 866 $53.38 $46,229.07
Disclosure

SEC source: 0001209191-22-030070 · doc4.xml · nonDerivative · entry 2

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,577

F3 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $53.27 to $53.57, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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May 16, 2022 Filed May 18, 2022 20:41 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 325 $53.38 $17,349.25
Disclosure

SEC source: 0001209191-22-030070 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,443

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $53.27 to $53.57, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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May 03, 2022 Filed May 5, 2022 20:46 UTC
Xie JianPresident and COO
Tax withholdingCommon Stock 5,904 $56.69 $334,697.76
Disclosure

SEC source: 0001209191-22-027374 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,970

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020.

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May 03, 2022 Filed May 5, 2022 20:48 UTC
Kim PaulCFO and Treasurer
Tax withholdingCommon Stock 806 $56.69 $45,692.14
Disclosure

SEC source: 0001209191-22-027378 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,768

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020.

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May 01, 2022 Filed May 3, 2022 21:19 UTC
Xie JianPresident and COO
Tax withholdingCommon Stock 738 $54.88 $40,501.44
Disclosure

SEC source: 0001209191-22-026813 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,874

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019.

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April 30, 2022 Filed May 3, 2022 21:15 UTC
Gao HanlinChief Scientific Officer
Tax withholdingCommon Stock 283 $54.88 $15,531.04
Disclosure

SEC source: 0001209191-22-026808 · doc4.xml · nonDerivative · entry 1

Gao Hanlin · CIK 0001684532 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,062

F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on April 30, 2021.

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March 03, 2022 Filed Mar 4, 2022 23:13 UTC
Kim PaulCFO and Treasurer
SaleCommon Stock 454 $56.31 $25,563.88
Disclosure

SEC source: 0001209191-22-016456 · doc4.xml · nonDerivative · entry 1

KIM PAUL · CIK 0001253820 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,574

F1 · shares: The shares were sold by the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019.

F2 · price: The shares were sold in multiple transactions at prices ranging from $55.77 to $57.20, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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March 01, 2022 Filed Mar 2, 2022 21:38 UTC
Xie JianChief Operating Officer
SaleCommon Stock 622 $63.30 $39,370.24
Disclosure

SEC source: 0001209191-22-014778 · doc4.xml · nonDerivative · entry 3

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,612

F3 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019.

F4 · price: The shares were sold in multiple transactions at prices ranging from $62.3100 to $64.3650, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 625 $0.00 Strike: $15.82 $0.00
Disclosure

SEC source: 0001209191-22-015590 · doc4.xml · derivative · entry 9

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

Underlying: Common Stock · 625 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after May 27, 2020, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to the reporting person's continued service for the Issuer on each vesting date.

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March 01, 2022 Filed Mar 3, 2022 22:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 625 $0.00 Strike: $5.81 $0.00
Disclosure

SEC source: 0001209191-22-015590 · doc4.xml · derivative · entry 8

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

Underlying: Common Stock · 625 shares

Expires 2029-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after May 30, 2019, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to the reporting person's continued service for the Issuer on each vesting date.

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March 01, 2022 Filed Mar 3, 2022 22:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 625 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001209191-22-015590 · doc4.xml · derivative · entry 7

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313

Underlying: Common Stock · 625 shares

Expires 2028-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after May 18 2018, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to the reporting person's continued service for the Issuer on each vesting date.

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March 01, 2022 Filed Mar 3, 2022 22:01 UTC SaleCommon Stock 625 $61.27 $38,292.56
Disclosure

SEC source: 0001209191-22-015590 · doc4.xml · nonDerivative · entry 6

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:01 UTC Exercise / conversionCommon Stock 625 $15.82 $9,887.50
Disclosure

SEC source: 0001209191-22-015590 · doc4.xml · nonDerivative · entry 5

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:01 UTC SaleCommon Stock 625 $61.40 $38,376.25
Disclosure

SEC source: 0001209191-22-015590 · doc4.xml · nonDerivative · entry 4

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:01 UTC Exercise / conversionCommon Stock 625 $5.81 $3,631.13
Disclosure

SEC source: 0001209191-22-015590 · doc4.xml · nonDerivative · entry 3

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:01 UTC SaleCommon Stock 625 $61.42 $38,387.63
Disclosure

SEC source: 0001209191-22-015590 · doc4.xml · nonDerivative · entry 2

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · price: The shares were sold in multiple transactions at prices ranging from $61.0767 to $61.4400, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:01 UTC Exercise / conversionCommon Stock 625 $3.93 $2,453.13
Disclosure

SEC source: 0001209191-22-015590 · doc4.xml · nonDerivative · entry 1

BOLGER JOHN C · CIK 0001183863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:38 UTC
Xie JianChief Operating Officer
GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014778 · doc4.xml · nonDerivative · entry 2

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,234

F2 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after March 1, 2022, and 1/16th of such shares vesting at the end of every three-month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:38 UTC
Xie JianChief Operating Officer
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014778 · doc4.xml · nonDerivative · entry 1

Xie Jian · CIK 0001819718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,234

F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of three years, with 1/3rd of such shares vesting 12 months after March 1, 2022, and 1/12th of such shares vesting at the end of every three-month period thereafter over the remaining 24 months, subject to continued service for Issuer on each vesting date.

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February 28, 2022 Filed Mar 2, 2022 21:26 UTC
Gao HanlinChief Scientific Officer
GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014738 · doc4.xml · nonDerivative · entry 2

Gao Hanlin · CIK 0001684532 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,345

F2 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after March 1, 2022, and 1/16th of such shares vesting at the end of every three-month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date.

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February 28, 2022 Filed Mar 2, 2022 21:26 UTC
Gao HanlinChief Scientific Officer
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014738 · doc4.xml · nonDerivative · entry 1

Gao Hanlin · CIK 0001684532 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,345

F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of three years, with 1/3rd of such shares vesting 12 months after March 1, 2022, and 1/12th of such shares vesting at the end of every three-month period thereafter over the remaining 24 months, subject to continued service for Issuer on each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.