Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2024 Filed Jun 4, 2024 20:56 UTC |
Gao HanlinChief Scientific Officer
|
Tax withholdingCommon Stock | 714 | $20.65 | $14,744.10 |
DisclosureSEC source: 0000950170-24-068791 · ownership.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 926,656 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 28, 2022, which grants were originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on March 2, 2022. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:56 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 424 | $20.65 | $8,755.60 |
DisclosureSEC source: 0000950170-24-068793 · ownership.xml · nonDerivative · entry 2 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,038 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 28, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on March 2, 2022. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:56 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 1,129 | $20.65 | $23,313.85 |
DisclosureSEC source: 0000950170-24-068793 · ownership.xml · nonDerivative · entry 1 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,462 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 28, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on March 2, 2022. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:22 UTC |
Xie JianPresident and COO
|
Tax withholdingCommon Stock | 653 | $21.14 | $13,804.42 |
DisclosureSEC source: 0000950170-24-065241 · ownership.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,022 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 23, 2023, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on February 27, 2023. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:22 UTC |
Gao HanlinChief Scientific Officer
|
Tax withholdingCommon Stock | 362 | $21.14 | $7,652.68 |
DisclosureSEC source: 0000950170-24-065236 · ownership.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 927,370 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 23, 2023, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on February 27, 2023. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:22 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 669 | $21.14 | $14,142.66 |
DisclosureSEC source: 0000950170-24-065239 · ownership.xml · nonDerivative · entry 1 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,591 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 23, 2023, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on February 27, 2023. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:22 UTC |
Hsieh MingDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 2,111 | $21.14 | $44,626.54 |
DisclosureSEC source: 0000950170-24-065238 · ownership.xml · nonDerivative · entry 1 Hsieh Ming · CIK 0001302110 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 710,925 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 23, 2023, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on February 27, 2023. Read SEC document |
| May 16, 2024 Filed May 20, 2024 22:06 UTC |
Nohaile MichaelDirector
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062572 · ownership.xml · nonDerivative · entry 1 Nohaile Michael · CIK 0001890563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,529 F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after May 16, 2024, and 1/16th of such shares vesting at the end of every three month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date. Read SEC document |
| May 16, 2024 Filed May 20, 2024 22:05 UTC |
GROVES REGINA EDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,481 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0000950170-24-062570 · ownership.xml · derivative · entry 2 GROVES REGINA E · CIK 0001653877 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,481 Underlying: Common Stock · 5,481 shares Expires 2034-05-15 F2 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 16, 2024, and 1/16th of such shares vesting at the end of every three month period thereafter over the remaining 36 months, subject to the reporting person's continued service for Issuer on each vesting date. Read SEC document |
| May 16, 2024 Filed May 20, 2024 22:05 UTC |
GROVES REGINA EDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062570 · ownership.xml · nonDerivative · entry 1 GROVES REGINA E · CIK 0001653877 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,000 F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after May 16, 2024, and 1/16th of such shares vesting at the end of every three month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date. Read SEC document |
| May 16, 2024 Filed May 20, 2024 22:04 UTC |
Dong LindaDirector
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062569 · ownership.xml · nonDerivative · entry 1 Marsh Linda · CIK 0001765204 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,659 F1 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after May 16, 2024, and 1/16th of such shares vesting at the end of every three month period thereafter over the remaining 36 months, subject to continued service for Issuer on each vesting date. Read SEC document |
| May 03, 2024 Filed May 7, 2024 20:22 UTC |
Xie JianPresident and COO
|
Tax withholdingCommon Stock | 6,719 | $21.50 | $144,458.50 |
DisclosureSEC source: 0000950170-24-054561 · ownership.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,675 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on August 5, 2020. Read SEC document |
| May 03, 2024 Filed May 7, 2024 20:21 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 1,412 | $21.50 | $30,358.00 |
DisclosureSEC source: 0000950170-24-054557 · ownership.xml · nonDerivative · entry 1 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,260 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 3, 2020, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on August 5, 2020. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:25 UTC |
Hsieh MingDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 1,337 | $20.70 | $27,675.90 |
DisclosureSEC source: 0000950170-24-052952 · ownership.xml · nonDerivative · entry 1 Hsieh Ming · CIK 0001302110 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 713,036 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on August 3, 2022. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:35 UTC |
Gao HanlinChief Scientific Officer
|
Tax withholdingCommon Stock | 79 | $20.35 | $1,607.65 |
DisclosureSEC source: 0000950170-24-052222 · ownership.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 927,732 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on April 30, 2021, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on May 3, 2021. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 20:04 UTC |
Xie JianPresident and COO
|
Tax withholdingCommon Stock | 4,344 | $20.10 | $87,314.40 |
DisclosureSEC source: 0000950170-24-050516 · ownership.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,394 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 7, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on November 9, 2022. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 20:02 UTC |
Gao HanlinChief Scientific Officer
|
Tax withholdingCommon Stock | 1,154 | $20.10 | $23,195.40 |
DisclosureSEC source: 0000950170-24-050506 · ownership.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 927,811 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 7, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on November 9, 2022. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 20:03 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 2,738 | $20.10 | $55,033.80 |
DisclosureSEC source: 0000950170-24-050512 · ownership.xml · nonDerivative · entry 1 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,672 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on November 7, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on November 9, 2022. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 23:07 UTC |
Hsieh MingDirector · Chief Executive Officer · 10% owner
Ming Hsieh Trust10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-030261 · ownership.xml · derivative · entry 7 Hsieh Ming · CIK 0001302110 · Director · Chief Executive Officer · 10% owner Ming Hsieh Trust · CIK 0001836339 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2027-03-02 F8 · derivative.exercise_price: In a separate transaction on March 8, 2024, solely for the purpose of replacing the 2022 Agreement described in footnotes 4, 5, 6, and 7 above, the Trust entered into another prepaid variable forward agreement with the Bank (the "2024 Agreement"). The 2024 Agreement obligates the Trust to deliver up to 1,000,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash based on the market price of Common Stock at the time) on the specified new settlement dates in March 2027. In exchange for assuming this obligation, the Trust received a cash payment of $17,302,606.00. Under the 2024 Agreement, the Trust re-pledged 1,000,000 shares of Common Stock (the "2024 Pledged Shares") to secure its obligations under the 2024 Agreement and retained voting rights in the 2024 Pledged Shares during the term of the pledge (continued in footnote 9). F9 · derivative.exercise_price: Under the 2024 Agreement, on each of the eight settlement dates in March 2027, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "New Settlement Price") is less than or equal to $23.3819 (the "New Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2024 Pledged Shares to be delivered with respect to each settlement date); F10 · derivative.exercise_price: (continued from footnote 9) (b) if the New Settlement Price is between the New Floor Price and $35.0729 (the "New Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which is the New Floor Price and the denominator of which is the New Settlement Price; and (c) if the New Settlement Price is greater than the New Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the New Floor Price and (y) the New Settlement Price minus the New Cap Price, and (b) the denominator of which is the New Settlement Price. F8 · kind: In a separate transaction on March 8, 2024, solely for the purpose of replacing the 2022 Agreement described in footnotes 4, 5, 6, and 7 above, the Trust entered into another prepaid variable forward agreement with the Bank (the "2024 Agreement"). The 2024 Agreement obligates the Trust to deliver up to 1,000,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash based on the market price of Common Stock at the time) on the specified new settlement dates in March 2027. In exchange for assuming this obligation, the Trust received a cash payment of $17,302,606.00. Under the 2024 Agreement, the Trust re-pledged 1,000,000 shares of Common Stock (the "2024 Pledged Shares") to secure its obligations under the 2024 Agreement and retained voting rights in the 2024 Pledged Shares during the term of the pledge (continued in footnote 9). F9 · kind: Under the 2024 Agreement, on each of the eight settlement dates in March 2027, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "New Settlement Price") is less than or equal to $23.3819 (the "New Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2024 Pledged Shares to be delivered with respect to each settlement date); F10 · kind: (continued from footnote 9) (b) if the New Settlement Price is between the New Floor Price and $35.0729 (the "New Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which is the New Floor Price and the denominator of which is the New Settlement Price; and (c) if the New Settlement Price is greater than the New Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the New Floor Price and (y) the New Settlement Price minus the New Cap Price, and (b) the denominator of which is the New Settlement Price. F8 · shares: In a separate transaction on March 8, 2024, solely for the purpose of replacing the 2022 Agreement described in footnotes 4, 5, 6, and 7 above, the Trust entered into another prepaid variable forward agreement with the Bank (the "2024 Agreement"). The 2024 Agreement obligates the Trust to deliver up to 1,000,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash based on the market price of Common Stock at the time) on the specified new settlement dates in March 2027. In exchange for assuming this obligation, the Trust received a cash payment of $17,302,606.00. Under the 2024 Agreement, the Trust re-pledged 1,000,000 shares of Common Stock (the "2024 Pledged Shares") to secure its obligations under the 2024 Agreement and retained voting rights in the 2024 Pledged Shares during the term of the pledge (continued in footnote 9). F9 · shares: Under the 2024 Agreement, on each of the eight settlement dates in March 2027, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "New Settlement Price") is less than or equal to $23.3819 (the "New Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2024 Pledged Shares to be delivered with respect to each settlement date); F10 · shares: (continued from footnote 9) (b) if the New Settlement Price is between the New Floor Price and $35.0729 (the "New Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which is the New Floor Price and the denominator of which is the New Settlement Price; and (c) if the New Settlement Price is greater than the New Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the New Floor Price and (y) the New Settlement Price minus the New Cap Price, and (b) the denominator of which is the New Settlement Price. F8 · price: In a separate transaction on March 8, 2024, solely for the purpose of replacing the 2022 Agreement described in footnotes 4, 5, 6, and 7 above, the Trust entered into another prepaid variable forward agreement with the Bank (the "2024 Agreement"). The 2024 Agreement obligates the Trust to deliver up to 1,000,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash based on the market price of Common Stock at the time) on the specified new settlement dates in March 2027. In exchange for assuming this obligation, the Trust received a cash payment of $17,302,606.00. Under the 2024 Agreement, the Trust re-pledged 1,000,000 shares of Common Stock (the "2024 Pledged Shares") to secure its obligations under the 2024 Agreement and retained voting rights in the 2024 Pledged Shares during the term of the pledge (continued in footnote 9). F9 · price: Under the 2024 Agreement, on each of the eight settlement dates in March 2027, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "New Settlement Price") is less than or equal to $23.3819 (the "New Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2024 Pledged Shares to be delivered with respect to each settlement date); F10 · price: (continued from footnote 9) (b) if the New Settlement Price is between the New Floor Price and $35.0729 (the "New Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which is the New Floor Price and the denominator of which is the New Settlement Price; and (c) if the New Settlement Price is greater than the New Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the New Floor Price and (y) the New Settlement Price minus the New Cap Price, and (b) the denominator of which is the New Settlement Price. F8 · derivative.exercise_date: In a separate transaction on March 8, 2024, solely for the purpose of replacing the 2022 Agreement described in footnotes 4, 5, 6, and 7 above, the Trust entered into another prepaid variable forward agreement with the Bank (the "2024 Agreement"). The 2024 Agreement obligates the Trust to deliver up to 1,000,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash based on the market price of Common Stock at the time) on the specified new settlement dates in March 2027. In exchange for assuming this obligation, the Trust received a cash payment of $17,302,606.00. Under the 2024 Agreement, the Trust re-pledged 1,000,000 shares of Common Stock (the "2024 Pledged Shares") to secure its obligations under the 2024 Agreement and retained voting rights in the 2024 Pledged Shares during the term of the pledge (continued in footnote 9). F9 · derivative.exercise_date: Under the 2024 Agreement, on each of the eight settlement dates in March 2027, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "New Settlement Price") is less than or equal to $23.3819 (the "New Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2024 Pledged Shares to be delivered with respect to each settlement date); F10 · derivative.exercise_date: (continued from footnote 9) (b) if the New Settlement Price is between the New Floor Price and $35.0729 (the "New Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which is the New Floor Price and the denominator of which is the New Settlement Price; and (c) if the New Settlement Price is greater than the New Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the New Floor Price and (y) the New Settlement Price minus the New Cap Price, and (b) the denominator of which is the New Settlement Price. F1 · ownership.nature: Securities held by The Ming Hsieh Trust (the "Hsieh Trust"). Mr. Hsieh is the trustee of the Hsieh Trust and possesses the sole voting and dispositive power with respect to securities held by the Hsieh Trust. F8 · ownership.nature: In a separate transaction on March 8, 2024, solely for the purpose of replacing the 2022 Agreement described in footnotes 4, 5, 6, and 7 above, the Trust entered into another prepaid variable forward agreement with the Bank (the "2024 Agreement"). The 2024 Agreement obligates the Trust to deliver up to 1,000,000 shares of Common Stock (or, at the Trust's election, an equivalent amount of cash based on the market price of Common Stock at the time) on the specified new settlement dates in March 2027. In exchange for assuming this obligation, the Trust received a cash payment of $17,302,606.00. Under the 2024 Agreement, the Trust re-pledged 1,000,000 shares of Common Stock (the "2024 Pledged Shares") to secure its obligations under the 2024 Agreement and retained voting rights in the 2024 Pledged Shares during the term of the pledge (continued in footnote 9). F9 · ownership.nature: Under the 2024 Agreement, on each of the eight settlement dates in March 2027, the Trust will be obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "New Settlement Price") is less than or equal to $23.3819 (the "New Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2024 Pledged Shares to be delivered with respect to each settlement date); F10 · ownership.nature: (continued from footnote 9) (b) if the New Settlement Price is between the New Floor Price and $35.0729 (the "New Cap Price"), the Trust will deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which is the New Floor Price and the denominator of which is the New Settlement Price; and (c) if the New Settlement Price is greater than the New Cap Price, the Trust will deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the New Floor Price and (y) the New Settlement Price minus the New Cap Price, and (b) the denominator of which is the New Settlement Price. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 23:07 UTC |
Hsieh MingDirector · Chief Executive Officer · 10% owner
Ming Hsieh Trust10% owner
|
OtherForward sale contract (obligation to sell) · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-030261 · ownership.xml · derivative · entry 6 Hsieh Ming · CIK 0001302110 · Director · Chief Executive Officer · 10% owner Ming Hsieh Trust · CIK 0001836339 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2025-04-01 F4 · derivative.exercise_price: On March 8, 2024, the Trust terminated a prepaid variable forward agreement that was entered into on June 8, 2022 (the "2022 Agreement") with an unaffiliated bank (the "Bank") for a negotiated settlement price of $23,381,900 payable by the Trust in cash. The funds for such termination were obtained, in part, by the Trust entering into a new prepaid variable forward agreement (see Footnotes 8, 9 and 10 below). The 2022 Agreement obligated the Trust to deliver up to 1,000,000 shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") to the Bank (or, at the Trust's election, an equivalent amount of cash based on the market price of the Common Stock at that time) on the settlement dates of the 2022 Agreement in April 2025 (continued in Footnote 5). F5 · derivative.exercise_price: In exchange for entering into the 2022 Agreement and assuming the obligations thereunder, the Trust received a cash payment of $44,246,677.52. The Trust pledged 1,000,000 shares of Common Stock (the "2022 Pledged Shares") to secure its obligations under the 2022 Agreement and retained voting rights in the 2022 Pledged Shares during the term of the pledge (and thereafter if the Trust settled the 2022 Agreement in cash). F6 · derivative.exercise_price: Under the 2022 Agreement, on each of the specified eight settlement dates in April 2025, the Trust was obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Old Settlement Price") is less than or equal to $48.7418 (the "Old Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2022 Pledged Shares to be delivered with respect to each settlement date); F7 · derivative.exercise_price: (continued from footnote 6) (b) if the Old Settlement Price was between the Old Floor Price and $66.0722 (the "Old Cap Price"), the Trust would deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which was the Old Floor Price and the denominator of which was the Old Settlement Price; and (c) if the Old Settlement Price was greater than the Old Cap Price, the Trust would deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Old Floor Price and (y) the Old Settlement Price minus the Old Cap Price, and (b) the denominator of which was the Old Settlement Price. F4 · kind: On March 8, 2024, the Trust terminated a prepaid variable forward agreement that was entered into on June 8, 2022 (the "2022 Agreement") with an unaffiliated bank (the "Bank") for a negotiated settlement price of $23,381,900 payable by the Trust in cash. The funds for such termination were obtained, in part, by the Trust entering into a new prepaid variable forward agreement (see Footnotes 8, 9 and 10 below). The 2022 Agreement obligated the Trust to deliver up to 1,000,000 shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") to the Bank (or, at the Trust's election, an equivalent amount of cash based on the market price of the Common Stock at that time) on the settlement dates of the 2022 Agreement in April 2025 (continued in Footnote 5). F5 · kind: In exchange for entering into the 2022 Agreement and assuming the obligations thereunder, the Trust received a cash payment of $44,246,677.52. The Trust pledged 1,000,000 shares of Common Stock (the "2022 Pledged Shares") to secure its obligations under the 2022 Agreement and retained voting rights in the 2022 Pledged Shares during the term of the pledge (and thereafter if the Trust settled the 2022 Agreement in cash). F6 · kind: Under the 2022 Agreement, on each of the specified eight settlement dates in April 2025, the Trust was obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Old Settlement Price") is less than or equal to $48.7418 (the "Old Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2022 Pledged Shares to be delivered with respect to each settlement date); F7 · kind: (continued from footnote 6) (b) if the Old Settlement Price was between the Old Floor Price and $66.0722 (the "Old Cap Price"), the Trust would deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which was the Old Floor Price and the denominator of which was the Old Settlement Price; and (c) if the Old Settlement Price was greater than the Old Cap Price, the Trust would deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Old Floor Price and (y) the Old Settlement Price minus the Old Cap Price, and (b) the denominator of which was the Old Settlement Price. F4 · shares: On March 8, 2024, the Trust terminated a prepaid variable forward agreement that was entered into on June 8, 2022 (the "2022 Agreement") with an unaffiliated bank (the "Bank") for a negotiated settlement price of $23,381,900 payable by the Trust in cash. The funds for such termination were obtained, in part, by the Trust entering into a new prepaid variable forward agreement (see Footnotes 8, 9 and 10 below). The 2022 Agreement obligated the Trust to deliver up to 1,000,000 shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") to the Bank (or, at the Trust's election, an equivalent amount of cash based on the market price of the Common Stock at that time) on the settlement dates of the 2022 Agreement in April 2025 (continued in Footnote 5). F5 · shares: In exchange for entering into the 2022 Agreement and assuming the obligations thereunder, the Trust received a cash payment of $44,246,677.52. The Trust pledged 1,000,000 shares of Common Stock (the "2022 Pledged Shares") to secure its obligations under the 2022 Agreement and retained voting rights in the 2022 Pledged Shares during the term of the pledge (and thereafter if the Trust settled the 2022 Agreement in cash). F6 · shares: Under the 2022 Agreement, on each of the specified eight settlement dates in April 2025, the Trust was obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Old Settlement Price") is less than or equal to $48.7418 (the "Old Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2022 Pledged Shares to be delivered with respect to each settlement date); F7 · shares: (continued from footnote 6) (b) if the Old Settlement Price was between the Old Floor Price and $66.0722 (the "Old Cap Price"), the Trust would deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which was the Old Floor Price and the denominator of which was the Old Settlement Price; and (c) if the Old Settlement Price was greater than the Old Cap Price, the Trust would deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Old Floor Price and (y) the Old Settlement Price minus the Old Cap Price, and (b) the denominator of which was the Old Settlement Price. F4 · price: On March 8, 2024, the Trust terminated a prepaid variable forward agreement that was entered into on June 8, 2022 (the "2022 Agreement") with an unaffiliated bank (the "Bank") for a negotiated settlement price of $23,381,900 payable by the Trust in cash. The funds for such termination were obtained, in part, by the Trust entering into a new prepaid variable forward agreement (see Footnotes 8, 9 and 10 below). The 2022 Agreement obligated the Trust to deliver up to 1,000,000 shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") to the Bank (or, at the Trust's election, an equivalent amount of cash based on the market price of the Common Stock at that time) on the settlement dates of the 2022 Agreement in April 2025 (continued in Footnote 5). F5 · price: In exchange for entering into the 2022 Agreement and assuming the obligations thereunder, the Trust received a cash payment of $44,246,677.52. The Trust pledged 1,000,000 shares of Common Stock (the "2022 Pledged Shares") to secure its obligations under the 2022 Agreement and retained voting rights in the 2022 Pledged Shares during the term of the pledge (and thereafter if the Trust settled the 2022 Agreement in cash). F6 · price: Under the 2022 Agreement, on each of the specified eight settlement dates in April 2025, the Trust was obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Old Settlement Price") is less than or equal to $48.7418 (the "Old Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2022 Pledged Shares to be delivered with respect to each settlement date); F7 · price: (continued from footnote 6) (b) if the Old Settlement Price was between the Old Floor Price and $66.0722 (the "Old Cap Price"), the Trust would deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which was the Old Floor Price and the denominator of which was the Old Settlement Price; and (c) if the Old Settlement Price was greater than the Old Cap Price, the Trust would deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Old Floor Price and (y) the Old Settlement Price minus the Old Cap Price, and (b) the denominator of which was the Old Settlement Price. F4 · derivative.exercise_date: On March 8, 2024, the Trust terminated a prepaid variable forward agreement that was entered into on June 8, 2022 (the "2022 Agreement") with an unaffiliated bank (the "Bank") for a negotiated settlement price of $23,381,900 payable by the Trust in cash. The funds for such termination were obtained, in part, by the Trust entering into a new prepaid variable forward agreement (see Footnotes 8, 9 and 10 below). The 2022 Agreement obligated the Trust to deliver up to 1,000,000 shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") to the Bank (or, at the Trust's election, an equivalent amount of cash based on the market price of the Common Stock at that time) on the settlement dates of the 2022 Agreement in April 2025 (continued in Footnote 5). F5 · derivative.exercise_date: In exchange for entering into the 2022 Agreement and assuming the obligations thereunder, the Trust received a cash payment of $44,246,677.52. The Trust pledged 1,000,000 shares of Common Stock (the "2022 Pledged Shares") to secure its obligations under the 2022 Agreement and retained voting rights in the 2022 Pledged Shares during the term of the pledge (and thereafter if the Trust settled the 2022 Agreement in cash). F6 · derivative.exercise_date: Under the 2022 Agreement, on each of the specified eight settlement dates in April 2025, the Trust was obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Old Settlement Price") is less than or equal to $48.7418 (the "Old Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2022 Pledged Shares to be delivered with respect to each settlement date); F7 · derivative.exercise_date: (continued from footnote 6) (b) if the Old Settlement Price was between the Old Floor Price and $66.0722 (the "Old Cap Price"), the Trust would deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which was the Old Floor Price and the denominator of which was the Old Settlement Price; and (c) if the Old Settlement Price was greater than the Old Cap Price, the Trust would deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Old Floor Price and (y) the Old Settlement Price minus the Old Cap Price, and (b) the denominator of which was the Old Settlement Price. F1 · ownership.nature: Securities held by The Ming Hsieh Trust (the "Hsieh Trust"). Mr. Hsieh is the trustee of the Hsieh Trust and possesses the sole voting and dispositive power with respect to securities held by the Hsieh Trust. F4 · ownership.nature: On March 8, 2024, the Trust terminated a prepaid variable forward agreement that was entered into on June 8, 2022 (the "2022 Agreement") with an unaffiliated bank (the "Bank") for a negotiated settlement price of $23,381,900 payable by the Trust in cash. The funds for such termination were obtained, in part, by the Trust entering into a new prepaid variable forward agreement (see Footnotes 8, 9 and 10 below). The 2022 Agreement obligated the Trust to deliver up to 1,000,000 shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") to the Bank (or, at the Trust's election, an equivalent amount of cash based on the market price of the Common Stock at that time) on the settlement dates of the 2022 Agreement in April 2025 (continued in Footnote 5). F5 · ownership.nature: In exchange for entering into the 2022 Agreement and assuming the obligations thereunder, the Trust received a cash payment of $44,246,677.52. The Trust pledged 1,000,000 shares of Common Stock (the "2022 Pledged Shares") to secure its obligations under the 2022 Agreement and retained voting rights in the 2022 Pledged Shares during the term of the pledge (and thereafter if the Trust settled the 2022 Agreement in cash). F6 · ownership.nature: Under the 2022 Agreement, on each of the specified eight settlement dates in April 2025, the Trust was obligated to deliver to the Bank a number of shares of Common Stock determined as follows (or, at the Trust's election, an equivalent amount of cash): (a) if the closing price of the Common Stock on the related valuation date (the "Old Settlement Price") is less than or equal to $48.7418 (the "Old Floor Price"), the Trust will deliver to the Bank 125,000 shares (i.e., the ratable portion of the 2022 Pledged Shares to be delivered with respect to each settlement date); F7 · ownership.nature: (continued from footnote 6) (b) if the Old Settlement Price was between the Old Floor Price and $66.0722 (the "Old Cap Price"), the Trust would deliver to the Bank a number of shares of Common Stock equal to 125,000 shares multiplied by a fraction, the numerator of which was the Old Floor Price and the denominator of which was the Old Settlement Price; and (c) if the Old Settlement Price was greater than the Old Cap Price, the Trust would deliver to the Bank the number of shares of Common Stock equal to the product of (i) 125,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Old Floor Price and (y) the Old Settlement Price minus the Old Cap Price, and (b) the denominator of which was the Old Settlement Price. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:28 UTC |
Xie JianPresident and COO
|
Tax withholdingCommon Stock | 404 | $23.24 | $9,388.96 |
DisclosureSEC source: 0000950170-24-026011 · ownership.xml · nonDerivative · entry 2 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,738 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 28, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on March 2, 2022. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:28 UTC |
Xie JianPresident and COO
|
Tax withholdingCommon Stock | 1,075 | $23.24 | $24,983.00 |
DisclosureSEC source: 0000950170-24-026011 · ownership.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,142 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 28, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on March 2, 2022. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:26 UTC |
Gao HanlinChief Scientific Officer
|
Tax withholdingCommon Stock | 268 | $23.24 | $6,228.32 |
DisclosureSEC source: 0000950170-24-026004 · ownership.xml · nonDerivative · entry 2 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 928,965 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 28, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on March 2, 2022. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:26 UTC |
Gao HanlinChief Scientific Officer
|
Tax withholdingCommon Stock | 704 | $23.24 | $16,360.96 |
DisclosureSEC source: 0000950170-24-026004 · ownership.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 929,233 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 28, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on March 2, 2022. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:27 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 424 | $23.24 | $9,853.76 |
DisclosureSEC source: 0000950170-24-026007 · ownership.xml · nonDerivative · entry 2 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,410 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 28, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on March 2, 2022. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:27 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 1,129 | $23.24 | $26,237.96 |
DisclosureSEC source: 0000950170-24-026007 · ownership.xml · nonDerivative · entry 1 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,834 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 28, 2022, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on March 2, 2022. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:10 UTC |
Xie JianPresident and COO
|
GrantCommon Stock | 25,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022463 · ownership.xml · nonDerivative · entry 5 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,217 F5 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of three years, with 1/3rd of such shares vesting 12 months after February 26, 2024, and 1/12th of such shares vesting at the end of every three month period thereafter over the remaining 24 months, subject to continued service for Issuer on each vesting date. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:10 UTC |
Xie JianPresident and COO
|
Tax withholdingCommon Stock | 3,418 | $24.26 | $82,920.68 |
DisclosureSEC source: 0000950170-24-022463 · ownership.xml · nonDerivative · entry 4 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,867 F4 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of the above performance-based restricted stock units granted to the reporting person on February 23, 2023. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:10 UTC |
Xie JianPresident and COO
|
Tax withholdingCommon Stock | 2,111 | $24.26 | $51,212.86 |
DisclosureSEC source: 0000950170-24-022463 · ownership.xml · nonDerivative · entry 3 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,285 F3 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of the above performance-based restricted stock units granted to the reporting person on February 28, 2022. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:10 UTC |
Xie JianPresident and COO
|
GrantCommon Stock | 6,359 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022463 · ownership.xml · nonDerivative · entry 2 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349,396 F2 · shares: Performance-based restricted stock units. The shares vested pursuant to certain performance milestones for performance-based restricted stock units granted on February 23, 2023. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:10 UTC |
Xie JianPresident and COO
|
GrantCommon Stock | 3,927 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022463 · ownership.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,037 F1 · shares: Performance-based restricted stock units. The shares vested pursuant to certain performance milestones for performance-based restricted stock units granted on February 28, 2022. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:12 UTC |
Gao HanlinChief Scientific Officer
|
GrantCommon Stock | 21,146 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022468 · ownership.xml · nonDerivative · entry 5 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 929,937 F5 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of three years, with 1/3rd of such shares vesting 12 months after February 26, 2024, and 1/12th of such shares vesting at the end of every three month period thereafter over the remaining 24 months, subject to continued service for Issuer on each vesting date. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:12 UTC |
Gao HanlinChief Scientific Officer
|
Tax withholdingCommon Stock | 1,888 | $24.26 | $45,802.88 |
DisclosureSEC source: 0000950170-24-022468 · ownership.xml · nonDerivative · entry 4 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 908,791 F4 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of the above performance-based restricted stock units granted to the reporting person on February 23, 2023. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:12 UTC |
Gao HanlinChief Scientific Officer
|
Tax withholdingCommon Stock | 1,402 | $24.26 | $34,012.52 |
DisclosureSEC source: 0000950170-24-022468 · ownership.xml · nonDerivative · entry 3 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 910,679 F3 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of the above performance-based restricted stock units granted to the reporting person on February 28, 2022. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:12 UTC |
Gao HanlinChief Scientific Officer
|
GrantCommon Stock | 5,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022468 · ownership.xml · nonDerivative · entry 2 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 912,081 F2 · shares: Performance-based restricted stock units. The shares vested pursuant to certain performance milestones for performance-based restricted stock units granted on February 23, 2023. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:12 UTC |
Gao HanlinChief Scientific Officer
|
GrantCommon Stock | 3,927 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022468 · ownership.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 906,777 F1 · shares: Performance-based restricted stock units. The shares vested pursuant to certain performance milestones for performance-based restricted stock units granted on February 28, 2022. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:11 UTC |
Kim PaulCFO and Treasurer
|
GrantCommon Stock | 24,732 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022465 · ownership.xml · nonDerivative · entry 5 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,963 F5 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of three years, with 1/3rd of such shares vesting 12 months after February 26, 2024, and 1/12th of such shares vesting at the end of every three month period thereafter over the remaining 24 months, subject to continued service for Issuer on each vesting date. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:11 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 3,502 | $24.26 | $84,958.52 |
DisclosureSEC source: 0000950170-24-022465 · ownership.xml · nonDerivative · entry 4 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,231 F4 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of the above performance-based restricted stock units granted to the reporting person on February 23, 2023. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:11 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 2,217 | $24.26 | $53,784.42 |
DisclosureSEC source: 0000950170-24-022465 · ownership.xml · nonDerivative · entry 3 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,733 F3 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of the above performance-based restricted stock units granted to the reporting person on February 28, 2022. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:11 UTC |
Kim PaulCFO and Treasurer
|
GrantCommon Stock | 6,203 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022465 · ownership.xml · nonDerivative · entry 2 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,950 F2 · shares: Performance-based restricted stock units. The shares vested pursuant to certain performance milestones for performance-based restricted stock units granted on February 23, 2023. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:11 UTC |
Kim PaulCFO and Treasurer
|
GrantCommon Stock | 3,927 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022465 · ownership.xml · nonDerivative · entry 1 Kim Paul · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,747 F1 · shares: Performance-based restricted stock units. The shares vested pursuant to certain performance milestones for performance-based restricted stock units granted on February 28, 2022. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:11 UTC |
Hsieh MingDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 65,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022464 · ownership.xml · nonDerivative · entry 5 Hsieh Ming · CIK 0001302110 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 714,373 F5 · shares: Restricted stock units. The shares subject to the restricted stock units vest over a period of three years, with 1/3rd of such shares vesting 12 months after February 26, 2024, and 1/12th of such shares vesting at the end of every three month period thereafter over the remaining 24 months, subject to continued service for Issuer on each vesting date. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:11 UTC |
Hsieh MingDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 11,053 | $24.26 | $268,145.78 |
DisclosureSEC source: 0000950170-24-022464 · ownership.xml · nonDerivative · entry 4 Hsieh Ming · CIK 0001302110 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 648,421 F4 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of the above performance-based restricted stock units granted to the reporting person on February 23, 2023. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:11 UTC |
Hsieh MingDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 6,997 | $24.26 | $169,747.22 |
DisclosureSEC source: 0000950170-24-022464 · ownership.xml · nonDerivative · entry 3 Hsieh Ming · CIK 0001302110 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 659,474 F3 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of the above performance-based restricted stock units granted to the reporting person on February 28, 2022. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:11 UTC |
Hsieh MingDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 20,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022464 · ownership.xml · nonDerivative · entry 2 Hsieh Ming · CIK 0001302110 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,471 F2 · shares: Performance-based restricted stock units. The shares vested pursuant to certain performance milestones for performance-based restricted stock units granted on February 23, 2023. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:11 UTC |
Hsieh MingDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 13,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-022464 · ownership.xml · nonDerivative · entry 1 Hsieh Ming · CIK 0001302110 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 645,792 F1 · shares: Performance-based restricted stock units. The shares vested pursuant to certain performance milestones for performance-based restricted stock units granted on February 28, 2022. Read SEC document |
| February 26, 2024 Filed Feb 28, 2025 02:04 UTC |
Xie JianPresident and COO
|
Tax withholdingCommon Stock | 4,551 | $16.24 | $73,908.24 |
DisclosureSEC source: 0000950170-25-029434 · ownership.xml · nonDerivative · entry 8 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,338 F8 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 26, 2024, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on February 28, 2024. Read SEC document |
| February 25, 2024 Filed Feb 28, 2025 02:04 UTC |
Xie JianPresident and COO
|
Tax withholdingCommon Stock | 8,031 | $16.29 | $130,824.99 |
DisclosureSEC source: 0000950170-25-029434 · ownership.xml · nonDerivative · entry 6 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,585 F6 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of the above performance-based restricted stock units granted to the reporting person on February 26, 2024. Read SEC document |
| February 25, 2024 Filed Feb 28, 2025 02:04 UTC |
Xie JianPresident and COO
|
Tax withholdingCommon Stock | 2,951 | $16.29 | $48,071.79 |
DisclosureSEC source: 0000950170-25-029434 · ownership.xml · nonDerivative · entry 5 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,616 F5 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of the above performance-based restricted stock units granted to the reporting person on February 23, 2023. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 23:52 UTC |
Xie JianPresident and COO
|
Tax withholdingCommon Stock | 2,612 | $24.06 | $62,844.72 |
DisclosureSEC source: 0000950170-24-021519 · ownership.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,110 F1 · shares: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 23, 2023, which grant was originally reported on Form 4 filed with the U.S. Securities and Exchange Commission on February 27, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.