Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2020 Filed Sep 16, 2020 00:52 UTC |
Gao HanlinChief Scientific Officer
|
OtherCommon Stock | 467,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050606 · doc4.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,692 F1 · kind: The transfer was made without the receipt of consideration to a blind trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 20:43 UTC |
Xie JianChief Operating Officer
|
OtherCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050295 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,736 F1 · kind: The transfer was made without the receipt of consideration to a blind trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 00:45 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 425 | $28.32 | $12,034.56 |
DisclosureSEC source: 0001209191-20-049574 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,899 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $27.57 to $28.59, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 28, 2020 Filed Sep 23, 2020 23:35 UTC |
Xie JianChief Operating Officer
|
SaleCommon Stock | 441 | $30.82 | $13,590.96 |
DisclosureSEC source: 0001209191-20-051720 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,295 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $30.54 to $31.02, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 01:14 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 25,407 | $44.16 | $1,122,039.18 |
DisclosureSEC source: 0001209191-20-047661 · doc4.xml · nonDerivative · entry 4 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,774 F5 · price: The shares were sold in multiple transactions at prices ranging from $44.05 to $45.02, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 17, 2020 Filed Aug 20, 2020 01:11 UTC |
Gao HanlinChief Scientific Officer
|
SaleCommon Stock | 1,308 | $41.11 | $53,771.62 |
DisclosureSEC source: 0001209191-20-047659 · doc4.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281,351 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $41.10 to $41.11, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 17, 2020 Filed Aug 20, 2020 01:14 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 9,928 | $43.55 | $432,405.10 |
DisclosureSEC source: 0001209191-20-047661 · doc4.xml · nonDerivative · entry 3 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,181 F4 · price: The shares were sold in multiple transactions at prices ranging from $43.50 to $43.64, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 17, 2020 Filed Aug 20, 2020 01:14 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 100,000 | $41.47 | $4,146,920.00 |
DisclosureSEC source: 0001209191-20-047661 · doc4.xml · nonDerivative · entry 2 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,109 F3 · price: On August 17, 2020, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, the reporting person sold 100,000 shares in multiple transactions at prices ranging from $40.59 to $43.06, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 17, 2020 Filed Aug 20, 2020 01:14 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 1,308 | $41.11 | $53,771.62 |
DisclosureSEC source: 0001209191-20-047661 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,109 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $41.10 to $41.11, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 17, 2020 Filed Aug 20, 2020 01:09 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 2,631 | $0.00 Strike: $12.31 | $0.00 |
DisclosureSEC source: 0001209191-20-047657 · doc4.xml · derivative · entry 3 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,631 shares Expires 2026-06-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The units subject to the option vest over a period of four years, with 1/4th of such units vesting 12 months after June 22, 2016, and 1/16th of such units vesting every three months over the remaining 36 months, subject to the reporting person's continued service for the Issuer on each vesting date. Read SEC document |
| August 17, 2020 Filed Aug 20, 2020 01:09 UTC |
BOLGER JOHN CDirector
|
SaleCommon Stock | 3,914 | $40.87 | $159,967.14 |
DisclosureSEC source: 0001209191-20-047657 · doc4.xml · nonDerivative · entry 2 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,013 F1 · price: The shares were sold in multiple transactions at prices ranging from $40.72 to $41.03, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 17, 2020 Filed Aug 20, 2020 01:09 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionCommon Stock | 2,631 | $12.31 | $32,392.87 |
DisclosureSEC source: 0001209191-20-047657 · doc4.xml · nonDerivative · entry 1 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 20:28 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 1,396 | $42.06 | $58,711.71 |
DisclosureSEC source: 0001209191-20-046366 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,417 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 10, 2016. F2 · price: The shares were sold in multiple transactions at prices ranging from $40.36 to $42.76, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 03, 2020 Filed Aug 6, 2020 00:57 UTC |
Xie JianChief Operating Officer
|
SaleCommon Stock | 1,976 | $27.86 | $55,054.92 |
DisclosureSEC source: 0001209191-20-045395 · doc4.xml · nonDerivative · entry 2 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,736 F2 · kind: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 1, 2019. F3 · price: The shares were sold in multiple transactions at prices ranging from $27.56 to $28.46, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 03, 2020 Filed Aug 6, 2020 00:57 UTC |
Xie JianChief Operating Officer
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-045395 · doc4.xml · nonDerivative · entry 1 Xie Jian · CIK 0001819718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,712 F1 · shares: Reflects an award of restricted stock units relating to 200,000 shares of the Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after August 15, 2020, and 1/16th of such shares vesting every three months over the remaining 36 months, subject to the reporting person's continued service for Issuer on each vesting date. Read SEC document |
| August 03, 2020 Filed Aug 6, 2020 00:54 UTC |
Kim PaulCFO and Treasurer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-045392 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,813 F1 · shares: Reflects an award of restricted stock units relating to 40,000 shares of the Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after August 15, 2020, and 1/16th of such shares vesting every three months over the remaining 36 months, subject to the reporting person's continued service for Issuer on each vesting date. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 21:14 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 425 | $18.06 | $7,673.80 |
DisclosureSEC source: 0001209191-20-034125 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,813 F1 · kind: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019. F2 · price: The shares were sold in multiple transactions at prices ranging from $17.50 to $18.15, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 27, 2020 Filed May 27, 2020 21:50 UTC |
Yen YunDirector
|
OtherCommon Stock | 526,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032493 · doc4.xml · nonDerivative · entry 1 Yen Yun · CIK 0001684584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transfer was made without the receipt of consideration to a blind trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| May 27, 2020 Filed May 27, 2020 23:48 UTC |
BOLGER JOHN CDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $15.82 | $0.00 |
DisclosureSEC source: 0001209191-20-032439 · doc4.xml · derivative · entry 6 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-05-26 F4 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 27, 2020, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date. Read SEC document |
| May 27, 2020 Filed May 28, 2020 16:42 UTC |
Dong LindaDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $15.82 | $0.00 |
DisclosureSEC source: 0001209191-20-032548 · doc4.xml · derivative · entry 1 Marsh Linda · CIK 0001765204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-05-26 F1 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 27, 2020, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Ms. Marsh's continued service for the Issuer on each vesting date. Read SEC document |
| May 22, 2020 Filed May 27, 2020 23:48 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,631 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001209191-20-032439 · doc4.xml · derivative · entry 5 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,631 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after February 23, 2016, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date. Read SEC document |
| May 22, 2020 Filed May 27, 2020 23:48 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001209191-20-032439 · doc4.xml · derivative · entry 4 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2028-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 18, 2018, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date. Read SEC document |
| May 22, 2020 Filed May 27, 2020 23:48 UTC |
BOLGER JOHN CDirector
|
SaleCommon Stock | 8,677 | $15.36 | $133,288.26 |
DisclosureSEC source: 0001209191-20-032439 · doc4.xml · nonDerivative · entry 3 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,296 F1 · price: The shares were sold in multiple transactions at prices ranging from $15.29 to $15.48, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 22, 2020 Filed May 27, 2020 23:48 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionCommon Stock | 2,631 | $0.38 | $999.78 |
DisclosureSEC source: 0001209191-20-032439 · doc4.xml · nonDerivative · entry 2 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 27, 2020 23:48 UTC |
BOLGER JOHN CDirector
|
Exercise / conversionCommon Stock | 2,500 | $3.93 | $9,812.50 |
DisclosureSEC source: 0001209191-20-032439 · doc4.xml · nonDerivative · entry 1 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 13, 2020 23:13 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 1,421 | $16.31 | $23,176.08 |
DisclosureSEC source: 0001209191-20-028989 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,238 F1 · kind: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 10, 2016. F2 · price: The shares were sold in multiple transactions at prices ranging from $16.26 to $16.34, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:07 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 1,612 | $14.84 | $23,922.08 |
DisclosureSEC source: 0001209191-20-015390 · doc4.xml · nonDerivative · entry 3 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,659 F3 · kind: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on February 27, 2019. Read SEC document |
| February 25, 2020 Filed Mar 3, 2020 22:07 UTC |
Kim PaulCFO and Treasurer
|
GiftCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015390 · doc4.xml · nonDerivative · entry 2 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,271 F2 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of shares. Read SEC document |
| February 10, 2020 Filed Mar 3, 2020 22:07 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon Stock | 1,325 | $16.84 | $22,313.00 |
DisclosureSEC source: 0001209191-20-015390 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,571 F1 · kind: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 10, 2016. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 02:22 UTC |
Kim PaulCFO and Treasurer
|
Tax withholdingCommon stock | 1,326 | $15.82 | $20,977.32 |
DisclosureSEC source: 0001209191-19-056235 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,896 F1 · kind: The shares were withheld from the reporting person to satisfy the tax withholding obligations that arose upon the vesting of certain restricted stock units granted to the reporting person on August 10, 2016. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:02 UTC |
Kim PaulCFO and Treasurer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055161 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,222 F1 · shares: Reflects an award of restricted stock units relating to 40,000 shares of the Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after December 1, 2019, and 1/16th of such shares vesting at the end of every three-month period over the remaining 36 months, subject to Mr. Kim's continued service for Issuer on each vesting date. Read SEC document |
| October 23, 2019 Filed Feb 13, 2020 00:05 UTC |
Hsieh MingDirector · President and CEO · 10% owner
|
OtherIssuer Common Stock | 1,315,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008998 · doc5.xml · nonDerivative · entry 1 Hsieh Ming · CIK 0001302110 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,895,115 F1 · kind: On October 23, 2019, the Reporting Person transferred 1,315,789 shares of Common Stock of the Issuer held by the Ming Hsieh Annuity Trust established May 4, 2016, over which the reporting person possesses sole voting and dispositive power as the sole trustee, to himself as an individual. Read SEC document |
| September 12, 2019 Filed Sep 17, 2019 01:05 UTC |
Gao HanlinChief Scientific Officer · 10% owner
|
OtherIssuer Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049726 · doc4.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · Chief Scientific Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267,659 F1 · kind: The transfer was made without the receipt of consideration to a blind trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 22:27 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 11,028 | $11.52 | $127,010.58 |
DisclosureSEC source: 0001209191-19-045992 · doc4.xml · nonDerivative · entry 2 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,222 F3 · price: The shares were sold in multiple transactions at prices ranging from $11.27 to $12.15. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 22:27 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 1,361 | $11.34 | $15,437.69 |
DisclosureSEC source: 0001209191-19-045992 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,250 F1 · kind: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 10, 2016. F2 · price: The shares were sold in multiple transactions at prices ranging from $11.31 to $11.36. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 13:03 UTC |
Gao HanlinCSO · 10% owner
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044382 · doc4.xml · nonDerivative · entry 1 Gao Hanlin · CIK 0001684532 · CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,782,659 F1 · shares: Reflects an award of restricted stock units relating to 15,000 shares of the Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after August 1, 2019, and 1/16th of the remaining shares vesting at the end of every three-month period over the remaining 36 months, subject to Mr. Gao's continued service for Issuer on each vesting date. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 13:17 UTC |
Dong LindaDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $7.56 | $0.00 |
DisclosureSEC source: 0001209191-19-044388 · doc4.xml · derivative · entry 1 Marsh Linda · CIK 0001765204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-08-01 F1 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after August 1, 2019, and 1/16th of the remaining shares vesting at the end of every three-month period over the remaining 36 months, subject to Ms. Marsh's continued service for the Predecessor or the Issuer on each vesting date. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 13:10 UTC |
Kim PaulCFO and Treasurer
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044384 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,611 F1 · shares: Reflects an award of restricted stock units relating to 15,000 shares of the Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after August 1, 2019, and 1/16th of the remaining shares vesting at the end of every three-month period over the remaining 36 months, subject to Mr. Kim's continued service for Issuer on each vesting date. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:07 UTC |
Mulay JamesDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.81 | $0.00 |
DisclosureSEC source: 0001209191-19-033858 · doc4.xml · derivative · entry 1 Mulay James · CIK 0001684531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-05-30 F1 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 30, 2019, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Dr. Mulay's continued service for the Issuer on each vesting date. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:06 UTC |
BOLGER JOHN CDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.81 | $0.00 |
DisclosureSEC source: 0001209191-19-033853 · doc4.xml · derivative · entry 1 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-05-30 F1 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 30, 2019, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date. Read SEC document |
| May 13, 2019 Filed May 14, 2019 19:46 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 1,404 | $5.50 | $7,722.00 |
DisclosureSEC source: 0001209191-19-029586 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,611 F1 · kind: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 10, 2016. F2 · price: The shares were sold in multiple transactions, all at a price of $5.50 per share. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares in each such transaction. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:09 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 1,165 | $4.67 | $5,440.55 |
DisclosureSEC source: 0001209191-19-017310 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,015 F1 · kind: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 10, 2016. The sales were effected in multiple transactions, all at a price of $4.67 per share. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares in each such transaction. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 00:01 UTC |
Hsieh MingDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 8,739 | $4.95 | $43,239.70 |
DisclosureSEC source: 0001209191-19-017877 · doc4.xml · nonDerivative · entry 1 Hsieh Ming · CIK 0001302110 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,579,326 F1 · price: The shares were purchased in multiple transactions at prices ranging from $4.85 to $4.95, inclusive. The reported price reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 27, 2019 Filed Mar 5, 2019 01:40 UTC |
Kim PaulCFO and Treasurer
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016048 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,180 F1 · shares: Reflects an award of restricted stock units relating to 20,000 shares of the Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock units vest over a period of four years, with 1/4th of such shares vesting 12 months after March 1, 2019, and 1/16th of the remaining shares vesting at the end of every three-month period over the remaining 36 months, subject to Mr. Kim's continued service for Issuer on each vesting date. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:38 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 1,446 | $3.50 | $5,062.01 |
DisclosureSEC source: 0001209191-18-058544 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,180 F1 · kind: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 10, 2016. F2 · price: The shares were sold in multiple transactions at prices ranging from $3.50 to $3.51, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:08 UTC |
Hsieh MingDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 10,880 | $3.59 | $39,032.00 |
DisclosureSEC source: 0001209191-18-058710 · doc4.xml · nonDerivative · entry 1 Hsieh Ming · CIK 0001302110 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,570,587 F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.52 to $3.6799, inclusive. The reported price reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 21:29 UTC |
Hsieh MingDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 10,000 | $3.36 | $33,610.00 |
DisclosureSEC source: 0001209191-18-058265 · doc4.xml · nonDerivative · entry 1 Hsieh Ming · CIK 0001302110 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,559,707 F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.30 to $3.40, inclusive. The reported price reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 23:03 UTC |
Kim PaulCFO and Treasurer
|
SaleCommon Stock | 1,405 | $4.50 | $6,322.50 |
DisclosureSEC source: 0001209191-18-046688 · doc4.xml · nonDerivative · entry 1 KIM PAUL · CIK 0001253820 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,626 F1 · kind: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on August 10, 2016. F2 · price: The shares were sold in multiple transactions at prices ranging from $4.42 to $4.54, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:06 UTC |
Mulay JamesDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001209191-18-031806 · doc4.xml · derivative · entry 1 Mulay James · CIK 0001684531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-05-18 F1 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 18, 2018, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Dr. Mulay's continued service for the Issuer on each vesting date. Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:04 UTC |
BOLGER JOHN CDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001209191-18-031800 · doc4.xml · derivative · entry 1 BOLGER JOHN C · CIK 0001183863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-05-18 F1 · derivative.exercise_date: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 18, 2018, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.