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Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2018 Filed Aug 6, 2018 20:20 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 979 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000130 · wf-form4_153360122619067.xml · derivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938

Underlying: Common Stock · 979 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 20:20 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 979 $34.45 $33,726.55
Disclosure

SEC source: 0001288847-18-000130 · wf-form4_153360122619067.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,588

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.94 to $34.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 20:20 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 979 $4.25 $4,160.75
Disclosure

SEC source: 0001288847-18-000130 · wf-form4_153360122619067.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 20:22 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,750 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000131 · wf-form4_153360134822052.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 1,750 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 20:22 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,750 $34.42 $60,235.00
Disclosure

SEC source: 0001288847-18-000131 · wf-form4_153360134822052.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.94 to $34.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 20:22 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,750 $4.25 $7,437.50
Disclosure

SEC source: 0001288847-18-000131 · wf-form4_153360134822052.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 22:04 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000124 · wf-form4_153316107184464.xml · derivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,105

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 22:04 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 10,000 $4.25 $42,500.00
Disclosure

SEC source: 0001288847-18-000124 · wf-form4_153316107184464.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 20:16 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 10,000 $35.55 $355,500.00
Disclosure

SEC source: 0001288847-18-000119 · wf-form4_153263616623463.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 292,063

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.57 to $36.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:16 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000119 · wf-form4_153263616623463.xml · derivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,105

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:16 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 10,000 $4.25 $42,500.00
Disclosure

SEC source: 0001288847-18-000119 · wf-form4_153263616623463.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 17:06 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,428 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000118 · wf-form4_153246639739398.xml · derivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,272

Underlying: Common Stock · 1,428 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 17:06 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 1,428 $35.97 $51,365.16
Disclosure

SEC source: 0001288847-18-000118 · wf-form4_153246639739398.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,588

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.17 to $36.39, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 17:06 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 1,428 $16.25 $23,205.00
Disclosure

SEC source: 0001288847-18-000118 · wf-form4_153246639739398.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 17:04 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,031 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000117 · wf-form4_153246628236550.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,974

Underlying: Common Stock · 1,031 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 17:04 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,031 $35.94 $37,054.14
Disclosure

SEC source: 0001288847-18-000117 · wf-form4_153246628236550.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.14 to $36.39, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 17:04 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,031 $16.25 $16,753.75
Disclosure

SEC source: 0001288847-18-000117 · wf-form4_153246628236550.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 16:25 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,547 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000114 · wf-form4_153211833455776.xml · derivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,391

Underlying: Common Stock · 1,547 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 16:25 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 1,547 $35.30 $54,609.10
Disclosure

SEC source: 0001288847-18-000114 · wf-form4_153211833455776.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,588

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.97 to $35.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 16:25 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 1,547 $8.13 $12,577.11
Disclosure

SEC source: 0001288847-18-000114 · wf-form4_153211833455776.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 16:27 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,412 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000115 · wf-form4_153211843408420.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,818

Underlying: Common Stock · 1,412 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 16:27 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,412 $35.29 $49,829.48
Disclosure

SEC source: 0001288847-18-000115 · wf-form4_153211843408420.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.97 to $35.55, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 16:27 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,412 $8.13 $11,479.56
Disclosure

SEC source: 0001288847-18-000115 · wf-form4_153211843408420.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 20:18 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000113 · wf-form4_153211786385814.xml · derivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,105

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 20:18 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 10,000 $4.25 $42,500.00
Disclosure

SEC source: 0001288847-18-000113 · wf-form4_153211786385814.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:41 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 979 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000112 · wf-form4_153117248367316.xml · derivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917

Underlying: Common Stock · 979 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:41 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 979 $35.10 $34,362.90
Disclosure

SEC source: 0001288847-18-000112 · wf-form4_153117248367316.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,588

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.96 to $35.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:41 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 979 $4.25 $4,160.75
Disclosure

SEC source: 0001288847-18-000112 · wf-form4_153117248367316.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:39 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,750 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000111 · wf-form4_153117233491069.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 1,750 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:39 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,750 $35.14 $61,495.00
Disclosure

SEC source: 0001288847-18-000111 · wf-form4_153117233491069.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.97 to $35.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:39 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,750 $4.25 $7,437.50
Disclosure

SEC source: 0001288847-18-000111 · wf-form4_153117233491069.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 17:07 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,428 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000104 · wf-form4_153004724807814.xml · derivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

Underlying: Common Stock · 1,428 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 17:07 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 1,428 $34.33 $49,023.24
Disclosure

SEC source: 0001288847-18-000104 · wf-form4_153004724807814.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,588

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.07 to $35.29, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 17:07 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 1,428 $16.25 $23,205.00
Disclosure

SEC source: 0001288847-18-000104 · wf-form4_153004724807814.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 25, 2018 Filed Jun 26, 2018 17:09 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,032 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000105 · wf-form4_153004735879329.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,005

Underlying: Common Stock · 1,032 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

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June 25, 2018 Filed Jun 26, 2018 17:09 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,032 $34.37 $35,469.84
Disclosure

SEC source: 0001288847-18-000105 · wf-form4_153004735879329.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.11 to $35.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 25, 2018 Filed Jun 26, 2018 17:09 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,032 $16.25 $16,770.00
Disclosure

SEC source: 0001288847-18-000105 · wf-form4_153004735879329.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 21:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 10,000 $34.33 $343,300.00
Disclosure

SEC source: 0001288847-18-000103 · wf-form4_153004713804524.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 210,451

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.01 to $35.38, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 18, 2018 Filed Jun 19, 2018 17:46 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,547 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000101 · wf-form4_152944477021238.xml · derivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,938

Underlying: Common Stock · 1,547 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

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June 18, 2018 Filed Jun 19, 2018 17:46 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 1,547 $38.71 $59,884.37
Disclosure

SEC source: 0001288847-18-000101 · wf-form4_152944477021238.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,588

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.97 to $39.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 17:46 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 1,547 $8.13 $12,577.11
Disclosure

SEC source: 0001288847-18-000101 · wf-form4_152944477021238.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 17:49 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,411 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000102 · wf-form4_152944496645001.xml · derivative · entry 5

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,230

Underlying: Common Stock · 1,411 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 17:49 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,411 $38.45 $54,252.95
Disclosure

SEC source: 0001288847-18-000102 · wf-form4_152944496645001.xml · nonDerivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.97 to $38.88, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 17:49 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,411 $8.13 $11,471.43
Disclosure

SEC source: 0001288847-18-000102 · wf-form4_152944496645001.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2018 Filed Jun 19, 2018 17:49 UTC
WELCH SCOTTEVP, Cloud Operations
GiftCommon Stock 11,325 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000102 · wf-form4_152944496645001.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 11,325

F1 · shares: Shares gifted by the reporting person on June 14, 2018 to a revocable trust.

F1 · balance_after: Shares gifted by the reporting person on June 14, 2018 to a revocable trust.

Read SEC document
June 14, 2018 Filed Jun 19, 2018 17:49 UTC
WELCH SCOTTEVP, Cloud Operations
GiftCommon Stock 11,325 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000102 · wf-form4_152944496645001.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F1 · shares: Shares gifted by the reporting person on June 14, 2018 to a revocable trust.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 20:09 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,917 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · derivative · entry 10

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

Underlying: Common Stock · 3,917 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 20:09 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 7,535 $37.40 $281,809.00
Disclosure

SEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 7

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,588

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $38.03, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 20:09 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 3,917 $37.40 $146,495.80
Disclosure

SEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 6

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $38.03, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 20:09 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 3,917 $4.25 $16,647.25
Disclosure

SEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 5

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.