Tapewire

Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 100 $153.80 $15,380.00
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 8

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,734

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 900 $152.37 $137,133.00
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 7

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,834

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.22 to $152.50, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 4,851 $151.59 $735,363.09
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 6

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,734

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.19 to $152.19, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 2,006 $150.82 $302,544.92
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 5

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,585

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.18 to $151.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,062 $53.00 $56,286.00
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 3,701 $29.89 $110,622.89
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 3,094 $16.25 $50,277.50
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 912 $72.29 $65,928.48
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 776 $151.16 $117,300.16
Disclosure

SEC source: 0001288847-20-000169 · wf-form4_160746150956968.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,305

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 100 $155.40 $15,540.00
Disclosure

SEC source: 0001288847-20-000169 · wf-form4_160746150956968.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,081

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 500 $152.51 $76,255.00
Disclosure

SEC source: 0001288847-20-000169 · wf-form4_160746150956968.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,181

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.26 to $153.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,690 $151.65 $256,288.50
Disclosure

SEC source: 0001288847-20-000169 · wf-form4_160746150956968.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,681

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.19 to $152.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 700 $150.95 $105,665.00
Disclosure

SEC source: 0001288847-20-000169 · wf-form4_160746150956968.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,371

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.18 to $151.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:02 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 200 $155.40 $31,080.00
Disclosure

SEC source: 0001288847-20-000168 · wf-form4_160746133047525.xml · nonDerivative · entry 5

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,058

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:02 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 960 $153.47 $147,331.20
Disclosure

SEC source: 0001288847-20-000168 · wf-form4_160746133047525.xml · nonDerivative · entry 4

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,258

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.16 to $153.77, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:02 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 2,770 $152.34 $421,981.80
Disclosure

SEC source: 0001288847-20-000168 · wf-form4_160746133047525.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,218

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.14 to $153.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:02 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 14,029 $151.54 $2,125,954.66
Disclosure

SEC source: 0001288847-20-000168 · wf-form4_160746133047525.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,988

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.12 to $152.10, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:02 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 5,262 $150.79 $793,456.98
Disclosure

SEC source: 0001288847-20-000168 · wf-form4_160746133047525.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,017

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.11 to $151.11, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:09 UTC SaleCommon Stock 1,149 $156.81 $180,174.69
Disclosure

SEC source: 0001288847-20-000167 · wf-form4_160737535197703.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,739

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.55 to $156.81, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 237 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 13, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:35 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 200 $142.55 $28,510.00
Disclosure

SEC source: 0001288847-20-000160 · wf-form4_160573532895704.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 69,239

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.37 to $142.72, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:35 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,500 $141.45 $212,175.00
Disclosure

SEC source: 0001288847-20-000160 · wf-form4_160573532895704.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 69,439

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.24 to $142.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:35 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,904 $140.80 $408,883.20
Disclosure

SEC source: 0001288847-20-000160 · wf-form4_160573532895704.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 70,939

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.22 to $141.21, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:35 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 5,205 $139.63 $726,774.15
Disclosure

SEC source: 0001288847-20-000160 · wf-form4_160573532895704.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 73,843

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.18 to $140.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:35 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,691 $138.89 $373,752.99
Disclosure

SEC source: 0001288847-20-000160 · wf-form4_160573532895704.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 79,048

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.17 to $139.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:38 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 300 $141.76 $42,528.00
Disclosure

SEC source: 0001288847-20-000161 · wf-form4_160573549234345.xml · nonDerivative · entry 4

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,279

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.61 to $142.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6 · balance_after: Includes 79 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 13, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:38 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,500 $141.10 $211,650.00
Disclosure

SEC source: 0001288847-20-000161 · wf-form4_160573549234345.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,500

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.59 to $141.55, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:38 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 2,610 $139.76 $364,773.60
Disclosure

SEC source: 0001288847-20-000161 · wf-form4_160573549234345.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,000

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.35 to $140.35, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:38 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,590 $138.93 $220,898.70
Disclosure

SEC source: 0001288847-20-000161 · wf-form4_160573549234345.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,610

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.29 to $139.22, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:23 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 715 $157.66 $112,726.90
Disclosure

SEC source: 0001288847-20-000158 · wf-form4_160461117736735.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,018

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:28 UTC SaleCommon Stock 1 $158.03 $158.03
Disclosure

SEC source: 0001288847-20-000159 · wf-form4_160461153207039.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,651

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:28 UTC SaleCommon Stock 717 $156.91 $112,504.47
Disclosure

SEC source: 0001288847-20-000159 · wf-form4_160461153207039.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,652

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:16 UTC SaleCommon Stock 2,500 $145.00 $362,500.00
Disclosure

SEC source: 0001288847-20-000157 · wf-form4_160461079896268.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,748

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:22 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 900 $148.06 $133,254.00
Disclosure

SEC source: 0001288847-20-000145 · wf-form4_160322893956601.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,200

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.64 to $148.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 16, 2020 Filed Oct 20, 2020 21:22 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 4,162 $146.99 $611,772.38
Disclosure

SEC source: 0001288847-20-000145 · wf-form4_160322893956601.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,100

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.55 to $147.54, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 16, 2020 Filed Oct 20, 2020 21:22 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 938 $146.18 $137,116.84
Disclosure

SEC source: 0001288847-20-000145 · wf-form4_160322893956601.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,262

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.52 to $146.51 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 16, 2020 Filed Oct 20, 2020 21:16 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,984 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000144 · wf-form4_160322860137978.xml · derivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,871

Underlying: Common Stock · 2,984 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

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October 16, 2020 Filed Oct 20, 2020 21:16 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,200 $148.03 $325,666.00
Disclosure

SEC source: 0001288847-20-000144 · wf-form4_160322860137978.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 81,739

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.70 to $148.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:16 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 7,316 $147.02 $1,075,598.32
Disclosure

SEC source: 0001288847-20-000144 · wf-form4_160322860137978.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 83,939

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.66 to $147.58, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:16 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,984 $146.35 $436,708.40
Disclosure

SEC source: 0001288847-20-000144 · wf-form4_160322860137978.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,733

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.66 to $146.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:16 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 2,984 $8.13 $24,259.92
Disclosure

SEC source: 0001288847-20-000144 · wf-form4_160322860137978.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,855

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 100 $123.15 $12,315.00
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,733

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,100 $122.22 $134,442.00
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,833

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.95 to $122.87, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 8,157 $121.40 $990,259.80
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,933

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.91 to $121.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,143 $120.37 $378,322.91
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,090

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.90 to $120.88, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:47 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 500 $123.52 $61,760.00
Disclosure

SEC source: 0001288847-20-000142 · wf-form4_160037561197832.xml · nonDerivative · entry 4

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,200

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.90 to $123.88, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:47 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 600 $122.10 $73,260.00
Disclosure

SEC source: 0001288847-20-000142 · wf-form4_160037561197832.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,700

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.84 to $122.55 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:47 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 637 $120.40 $76,694.80
Disclosure

SEC source: 0001288847-20-000142 · wf-form4_160037561197832.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,300

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.21 to $120.67, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:47 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 4,263 $119.72 $510,366.36
Disclosure

SEC source: 0001288847-20-000142 · wf-form4_160037561197832.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,937

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.19 to $120.12 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.