Tapewire

Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2021 Filed Mar 1, 2021 21:53 UTC
Mansharamani LeenaSVP, Chief Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 1,631 $0.00 Strike: $181.20 $0.00
Disclosure

SEC source: 0001288847-21-000039 · wf-form4_161463555424041.xml · derivative · entry 4

Mansharamani Leena · CIK 0001846877 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631

Underlying: Common Stock · 1,631 shares

Expires 2031-02-25

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 25, 2021.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:53 UTC
Mansharamani LeenaSVP, Chief Accounting Officer
SaleCommon Stock 6,547 $183.73 $1,202,880.31
Disclosure

SEC source: 0001288847-21-000039 · wf-form4_161463555424041.xml · nonDerivative · entry 3

Mansharamani Leena · CIK 0001846877 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,111

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:53 UTC
Mansharamani LeenaSVP, Chief Accounting Officer
GrantCommon Stock 2,159 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000039 · wf-form4_161463555424041.xml · nonDerivative · entry 2

Mansharamani Leena · CIK 0001846877 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,658

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:53 UTC
Mansharamani LeenaSVP, Chief Accounting Officer
GrantCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000039 · wf-form4_161463555424041.xml · nonDerivative · entry 1

Mansharamani Leena · CIK 0001846877 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,499

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:44 UTC GrantEmployee Stock Option (right to buy) · Derivative 11,422 $0.00 Strike: $181.20 $0.00
Disclosure

SEC source: 0001288847-21-000036 · wf-form4_161463505687493.xml · derivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,422

Underlying: Common Stock · 0 shares

Expires 2031-02-25

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 25, 2021.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:44 UTC GrantCommon Stock 15,116 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000036 · wf-form4_161463505687493.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,845

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:41 UTC
Trollope Rowan MDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 29,372 $0.00 Strike: $181.20 $0.00
Disclosure

SEC source: 0001288847-21-000035 · wf-form4_161463486317006.xml · derivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,372

Underlying: Common Stock · 0 shares

Expires 2031-02-25

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 25, 2021.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:41 UTC
Trollope Rowan MDirector · Chief Executive Officer
GrantCommon Stock 38,871 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000035 · wf-form4_161463486317006.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,929

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:26 UTC SaleCommon Stock 1,500 $182.00 $273,000.00
Disclosure

SEC source: 0001288847-21-000032 · wf-form4_161463393628728.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,248

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:55 UTC
Mansharamani LeenaSVP, Chief Accounting Officer
GrantCommon Stock 1,149 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000025 · wf-form4_161429370047180.xml · nonDerivative · entry 1

Mansharamani Leena · CIK 0001846877 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,772

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · derivative · entry 11

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,371

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 509 $184.83 $94,078.47
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 9

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,798

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.61 to $185.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,200 $184.12 $405,064.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 8

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,307

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.59 to $184.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,167 $183.12 $213,701.04
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,507

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.52 to $183.52, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 5,080 $182.02 $924,661.60
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,674

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.51 to $182.50, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,144 $180.91 $206,961.04
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,754

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.47 to $181.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,000 $179.70 $179,700.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,898

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.30 to $180.19, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,300 $178.46 $231,998.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,898

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.88 to $178.83, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 100 $176.50 $17,650.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,198

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,871

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 500 $171.45 $85,725.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,305

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.28 to $171.80, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,300 $170.61 $221,793.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,805

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.22 to $170.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 10,300 $169.84 $1,749,352.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,105

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.21 to $170.20, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 400 $168.69 $67,476.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,405

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.14 to $169.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:15 UTC GrantCommon Stock 362 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000005 · wf-form4_161117731258571.xml · nonDerivative · entry 2

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:15 UTC GrantCommon Stock 2,177 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000005 · wf-form4_161117731258571.xml · nonDerivative · entry 1

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,177

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:48 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 300 $170.23 $51,069.00
Disclosure

SEC source: 0001288847-20-000173 · wf-form4_160824171595688.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,058

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.84 to $170.53, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:48 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,503 $169.05 $254,082.15
Disclosure

SEC source: 0001288847-20-000173 · wf-form4_160824171595688.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,358

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.79 to $169.79, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:48 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 4,197 $168.29 $706,313.13
Disclosure

SEC source: 0001288847-20-000173 · wf-form4_160824171595688.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,861

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.78 to $168.77, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:46 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,371

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:46 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 300 $170.35 $51,105.00
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,305

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.25 to $170.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:46 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 900 $169.67 $152,703.00
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,605

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.21 to $170.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:46 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 7,586 $168.64 $1,279,303.04
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,505

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.19 to $169.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:46 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,714 $168.01 $623,989.14
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,091

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.18 to $168.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2020 Filed Dec 17, 2020 21:46 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 11, 2020 Filed Dec 14, 2020 18:54 UTC
WELCH SCOTTEVP, Cloud Operations
GiftCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0001288847-20-000171 · wf-form4_160799007364582.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,500

F1 · shares: Represents shares donated to a Charitable Fund.

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December 04, 2020 Filed Dec 7, 2020 21:09 UTC SaleCommon Stock 3,232 $151.98 $491,199.36
Disclosure

SEC source: 0001288847-20-000167 · wf-form4_160737535197703.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,729

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.69 to $152.31, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 04, 2020 Filed Dec 7, 2020 21:09 UTC SaleCommon Stock 778 $150.89 $117,392.42
Disclosure

SEC source: 0001288847-20-000167 · wf-form4_160737535197703.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,961

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.50 to $150.89, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,062 $0.00 Strike: $53.00 $0.00
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · derivative · entry 19

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,557

Underlying: Common Stock · 1,062 shares

Expires 2029-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.

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December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,701 $0.00 Strike: $29.89 $0.00
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · derivative · entry 18

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,504

Underlying: Common Stock · 3,701 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.

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December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,094 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · derivative · entry 17

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

Underlying: Common Stock · 3,094 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

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December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 912 $0.00 Strike: $72.29 $0.00
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · derivative · entry 16

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,848

Underlying: Common Stock · 912 shares

Expires 2030-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 24, 2020.

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December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 100 $153.78 $15,378.00
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 14

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,019

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.

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December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 200 $152.51 $30,502.00
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 13

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,119

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.50 to $152.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 2,552 $151.86 $387,546.72
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 12

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,319

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.45 to $152.44, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,551 $151.32 $234,697.32
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 11

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,871

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.

F5 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.20 to $151.45, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,400 $150.71 $210,994.00
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 10

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,422

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.

F5 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.17 to $151.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 04, 2020 Filed Dec 8, 2020 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 912 $155.40 $141,724.80
Disclosure

SEC source: 0001288847-20-000170 · wf-form4_160746159476281.xml · nonDerivative · entry 9

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,822

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.