Tapewire

Nasdaq · USD

FIVN

Five9, Inc.

Export transactions ↓
Tapewire entity
4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2021 Filed Dec 7, 2021 21:23 UTC SaleCommon Stock 32 $131.36 $4,203.52
Disclosure

SEC source: 0001288847-21-000141 · wf-form4_163891216748857.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,614

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.30 to $131.95, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Since the last report filed on Sept. 8, 2021, 3,891 previously reported performance-based RSUs were cancelled for no value and therefore are excluded from the latest reported total.

Read SEC document
December 01, 2021 Filed Dec 8, 2021 21:18 UTC
Trollope Rowan MDirector · Chief Executive Officer
GiftCommon Stock 31,002 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000142 · wf-form4_163899828478543.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Trollope Family Trust

Disclosed balance after: 31,002

F1 · kind: The reporting person transferred these securities as a gift to a trust for the benefit of the reporting person's family.

F2 · ownership.nature: These securities are held in a trust for the benefit of the reporting person's family. The reporting person and his spouse are co-trustees of the trust.

Read SEC document
December 01, 2021 Filed Dec 8, 2021 21:18 UTC
Trollope Rowan MDirector · Chief Executive Officer
GiftCommon Stock 31,002 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000142 · wf-form4_163899828478543.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,540

F1 · kind: The reporting person transferred these securities as a gift to a trust for the benefit of the reporting person's family.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 21:17 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-21-000140 · wf-form4_163727026342513.xml · derivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,778

Underlying: Common Stock · 12,500 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted on February 23, 2017 is fully vested.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 21:17 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 525 $166.77 $87,554.25
Disclosure

SEC source: 0001288847-21-000140 · wf-form4_163727026342513.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,897

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.62 to $167.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 21:17 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,874 $165.96 $476,969.04
Disclosure

SEC source: 0001288847-21-000140 · wf-form4_163727026342513.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,422

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.61 to $166.61, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 21:17 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 9,101 $165.26 $1,504,031.26
Disclosure

SEC source: 0001288847-21-000140 · wf-form4_163727026342513.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,296

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.60 to $165.58, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 21:17 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 12,500 $16.25 $203,125.00
Disclosure

SEC source: 0001288847-21-000140 · wf-form4_163727026342513.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 20:21 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 4,000 $159.78 $639,120.00
Disclosure

SEC source: 0001288847-21-000132 · wf-form4_163588446610520.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,542

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.14 to $160.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 20:21 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 2,000 $158.53 $317,060.00
Disclosure

SEC source: 0001288847-21-000132 · wf-form4_163588446610520.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,542

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.07 to $159.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 20:19 UTC
Mansharamani LeenaSVP, Chief Accounting Officer
GrantCommon Stock 2,801 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000131 · wf-form4_163519317492836.xml · nonDerivative · entry 1

Mansharamani Leena · CIK 0001846877 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,477

F1 · balance_after: This is a replacement grant for the previous performance-based RSUs that were cancelled for no value and are therefore excluded from the latest reported total.

Read SEC document
October 19, 2021 Filed Oct 19, 2021 21:47 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 540 $160.00 $86,400.00
Disclosure

SEC source: 0001288847-21-000130 · wf-form4_163468001428455.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,542

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 21:43 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-21-000129 · wf-form4_163467980333079.xml · derivative · entry 9

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,278

Underlying: Common Stock · 12,500 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option granted on February 23, 2017 is fully vested.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 21:43 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 100 $158.87 $15,887.00
Disclosure

SEC source: 0001288847-21-000129 · wf-form4_163467980333079.xml · nonDerivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,897

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 21:43 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,200 $157.95 $505,440.00
Disclosure

SEC source: 0001288847-21-000129 · wf-form4_163467980333079.xml · nonDerivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,997

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.58 to $158.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 21:43 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,100 $157.04 $172,744.00
Disclosure

SEC source: 0001288847-21-000129 · wf-form4_163467980333079.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,197

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.57 to $157.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 21:43 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,300 $155.77 $514,041.00
Disclosure

SEC source: 0001288847-21-000129 · wf-form4_163467980333079.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,297

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.41 to $156.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 21:43 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,800 $154.84 $433,552.00
Disclosure

SEC source: 0001288847-21-000129 · wf-form4_163467980333079.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,597

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.34 to $155.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 21:43 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,000 $153.78 $307,560.00
Disclosure

SEC source: 0001288847-21-000129 · wf-form4_163467980333079.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,397

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.33 to $154.33, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 21:43 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 12,500 $16.25 $203,125.00
Disclosure

SEC source: 0001288847-21-000129 · wf-form4_163467980333079.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Since the last report filed on Sept. 20, 2021, 3,670 previously reported performance-based RSUs were cancelled for no value and therefore are excluded from the latest reported total.

Read SEC document
October 14, 2021 Filed Oct 18, 2021 21:44 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,460 $160.01 $233,614.60
Disclosure

SEC source: 0001288847-21-000128 · wf-form4_163459345421053.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,082

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:23 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 600 $156.96 $94,176.00
Disclosure

SEC source: 0001288847-21-000127 · wf-form4_163363818399058.xml · nonDerivative · entry 4

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,542

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.83 to $157.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:23 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 900 $155.45 $139,905.00
Disclosure

SEC source: 0001288847-21-000127 · wf-form4_163363818399058.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,142

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.10 to $155.97, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:23 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 2,100 $154.58 $324,618.00
Disclosure

SEC source: 0001288847-21-000127 · wf-form4_163363818399058.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,042

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.00 to $154.98, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:23 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 400 $152.84 $61,136.00
Disclosure

SEC source: 0001288847-21-000127 · wf-form4_163363818399058.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,142

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.52 to $153.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,251 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-21-000125 · wf-form4_163217240131264.xml · derivative · entry 9

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,778

Underlying: Common Stock · 2,251 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option granted on February 23, 2017 is fully vested.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,249 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001288847-21-000125 · wf-form4_163217240131264.xml · derivative · entry 8

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,249 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option granted on November 22, 2013 is fully vested.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,953 $175.21 $342,185.13
Disclosure

SEC source: 0001288847-21-000125 · wf-form4_163217240131264.xml · nonDerivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,567

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.05 to $175.46, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,325 $174.55 $580,378.75
Disclosure

SEC source: 0001288847-21-000125 · wf-form4_163217240131264.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,520

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.00 to $175.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 4,962 $173.50 $860,907.00
Disclosure

SEC source: 0001288847-21-000125 · wf-form4_163217240131264.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,845

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.99 to $173.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,260 $172.54 $389,940.40
Disclosure

SEC source: 0001288847-21-000125 · wf-form4_163217240131264.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,807

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.94 to $172.93, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 2,251 $16.25 $36,578.75
Disclosure

SEC source: 0001288847-21-000125 · wf-form4_163217240131264.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 10,249 $9.48 $97,160.52
Disclosure

SEC source: 0001288847-21-000125 · wf-form4_163217240131264.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 16:01 UTC
WELCH SCOTTEVP, Telco Services & GM EMEA
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 912 $0.00 Strike: $72.29 $0.00
Disclosure

SEC source: 0001288847-21-000124 · wf-form4_163164966982370.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Telco Services & GM EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,114

Underlying: Common Stock · 912 shares

Expires 2030-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of February 24, 2020.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 16:01 UTC
WELCH SCOTTEVP, Telco Services & GM EMEA
SaleCommon Stock 912 $175.00 $159,600.00
Disclosure

SEC source: 0001288847-21-000124 · wf-form4_163164966982370.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Telco Services & GM EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,195

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 16:01 UTC
WELCH SCOTTEVP, Telco Services & GM EMEA
Exercise / conversionCommon Stock 912 $72.29 $65,928.48
Disclosure

SEC source: 0001288847-21-000124 · wf-form4_163164966982370.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Telco Services & GM EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 16:04 UTC
WELCH SCOTTEVP, Telco Services & GM EMEA
SaleCommon Stock 741 $172.49 $127,815.09
Disclosure

SEC source: 0001288847-21-000120 · wf-form4_163113146443436.xml · nonDerivative · entry 10

WELCH SCOTT · CIK 0001305625 · EVP, Telco Services & GM EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,195

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.28 to $172.74, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 16:04 UTC
WELCH SCOTTEVP, Telco Services & GM EMEA
SaleCommon Stock 1,546 $171.79 $265,587.34
Disclosure

SEC source: 0001288847-21-000120 · wf-form4_163113146443436.xml · nonDerivative · entry 9

WELCH SCOTT · CIK 0001305625 · EVP, Telco Services & GM EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,936

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.25 to $172.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 16:04 UTC
WELCH SCOTTEVP, Telco Services & GM EMEA
SaleCommon Stock 1,556 $170.55 $265,375.80
Disclosure

SEC source: 0001288847-21-000120 · wf-form4_163113146443436.xml · nonDerivative · entry 8

WELCH SCOTT · CIK 0001305625 · EVP, Telco Services & GM EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,482

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.

F6 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.32 to $171.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 16:04 UTC
WELCH SCOTTEVP, Telco Services & GM EMEA
SaleCommon Stock 1,000 $170.02 $170,020.00
Disclosure

SEC source: 0001288847-21-000120 · wf-form4_163113146443436.xml · nonDerivative · entry 7

WELCH SCOTT · CIK 0001305625 · EVP, Telco Services & GM EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,038

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.

F6 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.29 to $170.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 20:01 UTC SaleCommon Stock 2,323 $169.58 $393,934.34
Disclosure

SEC source: 0001288847-21-000119 · wf-form4_163113127682049.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,538

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.26 to $170.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:15 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,203 $170.55 $205,171.65
Disclosure

SEC source: 0001288847-21-000122 · wf-form4_163121852144899.xml · nonDerivative · entry 4

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,542

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.94 to $170.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:15 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,011 $172.20 $174,094.20
Disclosure

SEC source: 0001288847-21-000122 · wf-form4_163121852144899.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,745

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.89 to $172.70, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:15 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 900 $171.29 $154,161.00
Disclosure

SEC source: 0001288847-21-000122 · wf-form4_163121852144899.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,756

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.80 to $171.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:15 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,800 $170.14 $306,252.00
Disclosure

SEC source: 0001288847-21-000122 · wf-form4_163121852144899.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,656

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.72 to $170.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:19 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 188 $172.65 $32,458.20
Disclosure

SEC source: 0001288847-21-000123 · wf-form4_163121875436266.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,567

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.60 to $172.70, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:19 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,100 $171.87 $189,057.00
Disclosure

SEC source: 0001288847-21-000123 · wf-form4_163121875436266.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,755

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.40 to $172.21, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:19 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 900 $170.67 $153,603.00
Disclosure

SEC source: 0001288847-21-000123 · wf-form4_163121875436266.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,855

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.38 to $171.29, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:19 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,200 $170.04 $204,048.00
Disclosure

SEC source: 0001288847-21-000123 · wf-form4_163121875436266.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,755

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.35 to $170.35, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:13 UTC
Mansharamani LeenaSVP, Chief Accounting Officer
SaleCommon Stock 100 $172.64 $17,264.00
Disclosure

SEC source: 0001288847-21-000121 · wf-form4_163121838563896.xml · nonDerivative · entry 4

Mansharamani Leena · CIK 0001846877 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,477

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.