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Nasdaq · USD

FFIN

FIRST FINANCIAL BANKSHARES INC

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Tapewire entity
3952
SEC CIK
0000036029
Parsed reports
678

Last 12 months

Inside the activity.

17 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 2026100
Apr 202600
May 202610
Jun 202610
Jul 202610
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2023 Filed Aug 18, 2023 19:53 UTC
Bailey David WilliamEVP, Commercial Banking
GrantDeferred Stock Units · Derivative 226 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046510 · doc4.xml · derivative · entry 5

Bailey David William · CIK 0001924083 · EVP, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226

Underlying: Common Stock · 226 shares

Expires not disclosed

F3 · derivative.exercise_price: In connection with the vesting on August 16, 2023, of 226 restricted stock units previously granted to Mr. Bailey on August 16, 2022, Mr. Bailey's receipt of 226 shares of common stock was deferred resulting in Mr. Bailey's receipt instead of 226 shares of deferred stock units into the First Financial Bankshares, Inc. Supplemental Executive Retirement Plan, as amended and restated effective July 26, 2022 (the "SERP"). Mr. Bailey is therefore reporting the disposition of 226 restricted stock units in exchange for an equal number of shares of deferred stock units under the SERP, which are payable upon Mr. Bailey's termination of employment.

F3 · price: In connection with the vesting on August 16, 2023, of 226 restricted stock units previously granted to Mr. Bailey on August 16, 2022, Mr. Bailey's receipt of 226 shares of common stock was deferred resulting in Mr. Bailey's receipt instead of 226 shares of deferred stock units into the First Financial Bankshares, Inc. Supplemental Executive Retirement Plan, as amended and restated effective July 26, 2022 (the "SERP"). Mr. Bailey is therefore reporting the disposition of 226 restricted stock units in exchange for an equal number of shares of deferred stock units under the SERP, which are payable upon Mr. Bailey's termination of employment.

F3 · derivative.exercise_date: In connection with the vesting on August 16, 2023, of 226 restricted stock units previously granted to Mr. Bailey on August 16, 2022, Mr. Bailey's receipt of 226 shares of common stock was deferred resulting in Mr. Bailey's receipt instead of 226 shares of deferred stock units into the First Financial Bankshares, Inc. Supplemental Executive Retirement Plan, as amended and restated effective July 26, 2022 (the "SERP"). Mr. Bailey is therefore reporting the disposition of 226 restricted stock units in exchange for an equal number of shares of deferred stock units under the SERP, which are payable upon Mr. Bailey's termination of employment.

F3 · derivative.expiration_date: In connection with the vesting on August 16, 2023, of 226 restricted stock units previously granted to Mr. Bailey on August 16, 2022, Mr. Bailey's receipt of 226 shares of common stock was deferred resulting in Mr. Bailey's receipt instead of 226 shares of deferred stock units into the First Financial Bankshares, Inc. Supplemental Executive Retirement Plan, as amended and restated effective July 26, 2022 (the "SERP"). Mr. Bailey is therefore reporting the disposition of 226 restricted stock units in exchange for an equal number of shares of deferred stock units under the SERP, which are payable upon Mr. Bailey's termination of employment.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 19:53 UTC
Bailey David WilliamEVP, Commercial Banking
GrantEmployee Stock Option, Right to Buy · Derivative 6,747 $0.00 Strike: $29.53 $0.00
Disclosure

SEC source: 0001209191-23-046510 · doc4.xml · derivative · entry 4

Bailey David William · CIK 0001924083 · EVP, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,747

Underlying: Common Stock · 6,747 shares

Expires 2033-08-16

F4 · derivative.exercise_date: The options vest 33.33% after one year from the grant date, 66.66% after the second year, and 100% after the third year.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 19:53 UTC
Bailey David WilliamEVP, Commercial Banking
Disposition to issuerCommon Stock 226 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046510 · doc4.xml · nonDerivative · entry 3

Bailey David William · CIK 0001924083 · EVP, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,087

F3 · shares: In connection with the vesting on August 16, 2023, of 226 restricted stock units previously granted to Mr. Bailey on August 16, 2022, Mr. Bailey's receipt of 226 shares of common stock was deferred resulting in Mr. Bailey's receipt instead of 226 shares of deferred stock units into the First Financial Bankshares, Inc. Supplemental Executive Retirement Plan, as amended and restated effective July 26, 2022 (the "SERP"). Mr. Bailey is therefore reporting the disposition of 226 restricted stock units in exchange for an equal number of shares of deferred stock units under the SERP, which are payable upon Mr. Bailey's termination of employment.

F3 · price: In connection with the vesting on August 16, 2023, of 226 restricted stock units previously granted to Mr. Bailey on August 16, 2022, Mr. Bailey's receipt of 226 shares of common stock was deferred resulting in Mr. Bailey's receipt instead of 226 shares of deferred stock units into the First Financial Bankshares, Inc. Supplemental Executive Retirement Plan, as amended and restated effective July 26, 2022 (the "SERP"). Mr. Bailey is therefore reporting the disposition of 226 restricted stock units in exchange for an equal number of shares of deferred stock units under the SERP, which are payable upon Mr. Bailey's termination of employment.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 19:53 UTC
Bailey David WilliamEVP, Commercial Banking
GrantCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046510 · doc4.xml · nonDerivative · entry 2

Bailey David William · CIK 0001924083 · EVP, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,313

F2 · shares: Reflects grant of restricted stock units (RSUs) which vest in three approximately equal installments on each of the three anniversaries of the grant date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 19:53 UTC
Bailey David WilliamEVP, Commercial Banking
Tax withholdingCommon Stock 33 $29.53 $974.49
Disclosure

SEC source: 0001209191-23-046510 · doc4.xml · nonDerivative · entry 1

Bailey David William · CIK 0001924083 · EVP, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,394

F1 · shares: The reporting person elected, in accordance with the Registrant's 2021 Omnibus Stock and Incentive Plan, to exercise his right to have the Registrant withhold 33 shares of the Registrant's common stock to pay income taxes related to vesting of previously granted restricted stock units.

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August 03, 2023 Filed Aug 3, 2023 19:55 UTC PurchaseCommon Stock 350 $32.50 $11,375.00
Disclosure

SEC source: 0001209191-23-044392 · doc4.xml · nonDerivative · entry 1

Edwards Murray Hamilton · CIK 0001356117 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 40,309

Read SEC document
August 03, 2023 Filed Aug 3, 2023 21:31 UTC
Longhofer T. LukeExecutive Vice President
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 3,100 $21.18 Strike: $21.18 $65,658.00
Disclosure

SEC source: 0001209191-23-044513 · doc4.xml · derivative · entry 2

Longhofer T. Luke · CIK 0001679051 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,900

Underlying: Common Stock · 3,100 shares

Expires 2027-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2023 Filed Aug 3, 2023 21:31 UTC
Longhofer T. LukeExecutive Vice President
Exercise / conversionCommon Stock 3,100 $21.18 $65,658.00
Disclosure

SEC source: 0001209191-23-044513 · doc4.xml · nonDerivative · entry 1

Longhofer T. Luke · CIK 0001679051 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 15:50 UTC
Roewe Randall AllenChief Risk Officer
Exercise / conversionEmployee Stock Option, Right to buy · Derivative 1,600 $21.18 Strike: $21.18 $33,888.00
Disclosure

SEC source: 0001209191-23-044125 · doc4.xml · derivative · entry 2

Roewe Randall Allen · CIK 0001642844 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires 2027-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 15:50 UTC
Roewe Randall AllenChief Risk Officer
Exercise / conversionCommon Stock 1,600 $21.18 $33,888.00
Disclosure

SEC source: 0001209191-23-044125 · doc4.xml · nonDerivative · entry 1

Roewe Randall Allen · CIK 0001642844 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2023 Filed Jul 28, 2023 18:50 UTC PurchaseCommon Stock 540 $32.57 $17,587.80
Disclosure

SEC source: 0001209191-23-043625 · doc4.xml · nonDerivative · entry 1

Nickles Robert Clark Jr · CIK 0001774337 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Liability Corporation

Disclosed balance after: 91,712

F1 · ownership.nature: This indirect ownership represents shares owned by a limited liability corporation of which the reporting person and his spouse are equal beneficial owners of the common stock owned by the limited liability corporation.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:30 UTC PurchaseCommon Stock 5,000 $26.22 $131,100.00
Disclosure

SEC source: 0001209191-23-029753 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925,076

Read SEC document
May 09, 2023 Filed May 9, 2023 16:08 UTC PurchaseCommon Stock 18,387 $26.19 $481,555.53
Disclosure

SEC source: 0001209191-23-028190 · doc4.xml · nonDerivative · entry 1

Nickles Robert Clark Jr · CIK 0001774337 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Liability Corporation

Disclosed balance after: 91,172

F1 · ownership.nature: This indirect ownership represents shares owned by a limited liability corporation of which the reporting person and his spouse are equal beneficial owners of the common stock owned by the limited liability corporation.

Read SEC document
May 02, 2023 Filed May 3, 2023 15:33 UTC PurchaseCommon Stock 2,500 $27.97 $69,925.00
Disclosure

SEC source: 0001209191-23-026828 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 920,076

Read SEC document
May 01, 2023 Filed May 2, 2023 19:41 UTC PurchaseCommon Stock 4,000 $29.05 $116,200.00
Disclosure

SEC source: 0001209191-23-026461 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 917,576

Read SEC document
April 28, 2023 Filed May 2, 2023 19:37 UTC PurchaseCommon Stock 1,700 $29.45 $50,065.00
Disclosure

SEC source: 0001209191-23-026459 · doc4.xml · nonDerivative · entry 1

Hickox Michelle S · CIK 0001573445 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,700

Read SEC document
April 27, 2023 Filed Apr 28, 2023 13:24 UTC PurchaseCommon Stock 3,500 $28.50 $99,750.00
Disclosure

SEC source: 0001209191-23-025962 · doc4.xml · nonDerivative · entry 1

Denny Michael B. · CIK 0001774246 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 100,127

F1 · ownership.nature: This indirect ownership represents shares owned by a limited partnership of which the reporting person and his spouse are beneficial owners of the common stock owned by the limited partnership.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 19:41 UTC GrantCommon Stock 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025818 · doc4.xml · nonDerivative · entry 1

Denny Michael B. · CIK 0001774246 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 96,627

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 23, 2024.

F2 · ownership.nature: This indirect ownership represents shares owned by a limited partnership of which the reporting person and his spouse are beneficial owners of the common stock owned by the limited partnership.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 19:38 UTC GrantCommon Stock 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025816 · doc4.xml · nonDerivative · entry 1

Nickles Robert Clark Jr · CIK 0001774337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,341

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 23, 2024.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 19:36 UTC GrantCommon Stock 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025814 · doc4.xml · nonDerivative · entry 1

COPELAND DAVID L · CIK 0001033746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,555

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 23, 2024.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 19:33 UTC GrantCommon Stock 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025812 · doc4.xml · nonDerivative · entry 1

MATTHEWS KADE · CIK 0001251134 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,367

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 23, 2024.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 19:31 UTC GrantCommon Stock 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025810 · doc4.xml · nonDerivative · entry 1

Edwards Murray Hamilton · CIK 0001356117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,917

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 23, 2024.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 19:15 UTC GrantCommon Stock 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025806 · doc4.xml · nonDerivative · entry 1

Anthony April Kaye Bullock · CIK 0001629441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,146

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 23, 2024.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 19:13 UTC
JONES ELIDirector
GrantCommon Stock 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025804 · doc4.xml · nonDerivative · entry 1

JONES ELI · CIK 0001285005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,014

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 23, 2024.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 19:10 UTC GrantCommon Stock 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025802 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 913,576

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 23, 2024.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 19:08 UTC GrantCommon Stock 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025800 · doc4.xml · nonDerivative · entry 1

Lancaster Ivan Tim · CIK 0001572455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,289

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 23, 2024.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 19:06 UTC GrantCommon Stock 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025798 · doc4.xml · nonDerivative · entry 1

Braun Vianei Lopez · CIK 0001801598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,249

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 23, 2024.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 15:55 UTC PurchaseCommon Stock 9,146 $32.75 $299,531.50
Disclosure

SEC source: 0001209191-23-018358 · doc4.xml · nonDerivative · entry 1

Nickles Robert Clark Jr · CIK 0001774337 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Corporation

Disclosed balance after: 72,785

F1 · ownership.nature: This indirect ownership represents shares owned by a limited liability corporation of which the reporting person and his spouse are equal beneficial owners of the common stock owned by the limited liability corporation.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 19:51 UTC PurchaseCommon Stock 100 $31.00 $3,100.00
Disclosure

SEC source: 0001209191-23-018870 · doc4.xml · nonDerivative · entry 1

Edwards Murray Hamilton · CIK 0001356117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 39,959

Read SEC document
March 13, 2023 Filed Mar 14, 2023 14:30 UTC PurchaseCommon Stock 2,500 $29.89 $74,725.00
Disclosure

SEC source: 0001209191-23-018337 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,057

Read SEC document
March 10, 2023 Filed Mar 13, 2023 14:47 UTC PurchaseCommon Stock 850 $33.83 $28,755.50
Disclosure

SEC source: 0001209191-23-018079 · doc4.xml · nonDerivative · entry 1

Denny Michael B. · CIK 0001774246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 94,108

F1 · ownership.nature: This indirect ownership represents shares owned by a limited partnership of which the reporting person and his spouse are beneficial owners of the common stock owned by the limited partnership.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 14:07 UTC PurchaseCommon Stock 2,000 $34.43 $68,860.00
Disclosure

SEC source: 0001209191-23-017712 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908,557

Read SEC document
March 08, 2023 Filed Mar 10, 2023 14:09 UTC PurchaseCommon Stock 2,216 $35.45 $78,557.20
Disclosure

SEC source: 0001209191-23-017714 · doc4.xml · nonDerivative · entry 3

Hickox Michelle S · CIK 0001573445 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Read SEC document
March 08, 2023 Filed Mar 10, 2023 14:09 UTC PurchaseCommon Stock 1 $35.46 $35.46
Disclosure

SEC source: 0001209191-23-017714 · doc4.xml · nonDerivative · entry 2

Hickox Michelle S · CIK 0001573445 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,784

Read SEC document
March 08, 2023 Filed Mar 10, 2023 14:09 UTC PurchaseCommon Stock 783 $35.47 $27,773.01
Disclosure

SEC source: 0001209191-23-017714 · doc4.xml · nonDerivative · entry 1

Hickox Michelle S · CIK 0001573445 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,783

Read SEC document
February 13, 2023 Filed Feb 14, 2023 21:09 UTC Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 7,000 $15.43 Strike: $15.43 $108,010.00
Disclosure

SEC source: 0001209191-23-009098 · doc4.xml · derivative · entry 2

Butler Ronald David II · CIK 0001554713 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2023-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 21:09 UTC Exercise / conversionCommon Stock 7,000 $15.43 $108,010.00
Disclosure

SEC source: 0001209191-23-009098 · doc4.xml · nonDerivative · entry 1

Butler Ronald David II · CIK 0001554713 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2023 Filed Feb 9, 2023 18:08 UTC PurchaseCommon Stock 3,000 $37.95 $113,850.00
Disclosure

SEC source: 0001209191-23-007981 · doc4.xml · nonDerivative · entry 1

Hickox Michelle S · CIK 0001573445 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
February 06, 2023 Filed Feb 7, 2023 17:36 UTC PurchaseCommon Stock 100 $36.43 $3,643.00
Disclosure

SEC source: 0001209191-23-007444 · doc4.xml · nonDerivative · entry 5

Hickox Michelle S · CIK 0001573445 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
February 06, 2023 Filed Feb 7, 2023 17:36 UTC PurchaseCommon Stock 3,687 $36.44 $134,354.28
Disclosure

SEC source: 0001209191-23-007444 · doc4.xml · nonDerivative · entry 4

Hickox Michelle S · CIK 0001573445 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Read SEC document
February 06, 2023 Filed Feb 7, 2023 17:36 UTC PurchaseCommon Stock 652 $36.45 $23,765.40
Disclosure

SEC source: 0001209191-23-007444 · doc4.xml · nonDerivative · entry 3

Hickox Michelle S · CIK 0001573445 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213

Read SEC document
February 06, 2023 Filed Feb 7, 2023 17:36 UTC PurchaseCommon Stock 37 $36.39 $1,346.43
Disclosure

SEC source: 0001209191-23-007444 · doc4.xml · nonDerivative · entry 2

Hickox Michelle S · CIK 0001573445 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561

Read SEC document
February 06, 2023 Filed Feb 7, 2023 17:36 UTC PurchaseCommon Stock 524 $36.40 $19,073.60
Disclosure

SEC source: 0001209191-23-007444 · doc4.xml · nonDerivative · entry 1

Hickox Michelle S · CIK 0001573445 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524

Read SEC document
February 02, 2023 Filed Feb 3, 2023 17:27 UTC
DUESER F SCOTTDirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 20,000 $21.18 Strike: $21.18 $423,600.00
Disclosure

SEC source: 0001209191-23-006545 · doc4.xml · derivative · entry 4

DUESER F SCOTT · CIK 0001243211 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 17:27 UTC
DUESER F SCOTTDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 20,000 $21.18 $423,600.00
Disclosure

SEC source: 0001209191-23-006545 · doc4.xml · nonDerivative · entry 1

DUESER F SCOTT · CIK 0001243211 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 959,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares held by several trusts of which Mr. Dueser is trustee, settlor and beneficiary.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:16 UTC Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 200 $29.70 Strike: $29.70 $5,940.00
Disclosure

SEC source: 0001209191-23-005690 · doc4.xml · derivative · entry 2

Ruzicka John James Jr · CIK 0001773890 · EVP-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 200 shares

Expires 2029-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:16 UTC Exercise / conversionCommon Stock 200 $29.70 $5,940.00
Disclosure

SEC source: 0001209191-23-005690 · doc4.xml · nonDerivative · entry 1

Ruzicka John James Jr · CIK 0001773890 · EVP-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 20:10 UTC PurchaseCommon Stock 1,500 $34.08 $51,120.00
Disclosure

SEC source: 0001209191-23-005188 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906,557

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January 26, 2023 Filed Jan 30, 2023 21:46 UTC
Roewe Randall AllenChief Risk Officer
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 225 $29.70 Strike: $29.70 $6,682.50
Disclosure

SEC source: 0001209191-23-005495 · doc4.xml · derivative · entry 2

Roewe Randall Allen · CIK 0001642844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 225 shares

Expires 2029-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 26, 2023 Filed Jan 30, 2023 21:46 UTC
Roewe Randall AllenChief Risk Officer
Exercise / conversionCommon Stock 225 $29.70 $6,682.50
Disclosure

SEC source: 0001209191-23-005495 · doc4.xml · nonDerivative · entry 1

Roewe Randall Allen · CIK 0001642844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.