Tapewire

Nasdaq · USD

FFIN

FIRST FINANCIAL BANKSHARES INC

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Tapewire entity
3952
SEC CIK
0000036029
Parsed reports
678

Last 12 months

Inside the activity.

17 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 2026100
Apr 202600
May 202610
Jun 202610
Jul 202610
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2020 Filed Apr 29, 2020 17:14 UTC GrantCommon Stock 2,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026109 · doc4.xml · nonDerivative · entry 1

BRIDWELL TUCKER S · CIK 0001280499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,386

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 27, 2021.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 17:08 UTC GrantCommon Stock 2,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026107 · doc4.xml · nonDerivative · entry 1

Braun Vianei Lopez · CIK 0001801598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 27, 2021.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 17:02 UTC GrantCommon Stock 2,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026105 · doc4.xml · nonDerivative · entry 1

Anthony April Kaye Bullock · CIK 0001629441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,935

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 27, 2021.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 16:46 UTC GrantCommon Stock 2,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026251 · doc4.xml · nonDerivative · entry 1

MATTHEWS KADE · CIK 0001251134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,898

F1 · shares: This amount represents a restricted stock grant that vests in a single installment on April 27, 2021.

Read SEC document
March 12, 2020 Filed Mar 12, 2020 22:00 UTC PurchaseCommon Stock 549 $21.02 $11,539.98
Disclosure

SEC source: 0001209191-20-018608 · doc4.xml · nonDerivative · entry 2

Anthony April Kaye Bullock · CIK 0001629441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,779

Read SEC document
March 12, 2020 Filed Mar 12, 2020 22:00 UTC PurchaseCommon Stock 10,000 $21.32 $213,200.00
Disclosure

SEC source: 0001209191-20-018608 · doc4.xml · nonDerivative · entry 1

Anthony April Kaye Bullock · CIK 0001629441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,230

Read SEC document
March 10, 2020 Filed Mar 10, 2020 20:42 UTC PurchaseCommon Stock 12,000 $24.52 $294,240.00
Disclosure

SEC source: 0001209191-20-017693 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,926

Read SEC document
March 10, 2020 Filed Mar 10, 2020 16:46 UTC PurchaseCommon Stock 4,000 $24.73 $98,920.00
Disclosure

SEC source: 0001209191-20-017589 · doc4.xml · nonDerivative · entry 1

Edwards Murray Hamilton · CIK 0001356117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 38,154

Read SEC document
March 09, 2020 Filed Mar 10, 2020 13:52 UTC PurchaseCommon Stock 4,000 $24.62 $98,480.00
Disclosure

SEC source: 0001209191-20-017561 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,926

Read SEC document
March 09, 2020 Filed Mar 10, 2020 16:41 UTC PurchaseCommon Stock 7,036 $24.00 $168,864.00
Disclosure

SEC source: 0001209191-20-017587 · doc4.xml · nonDerivative · entry 3

Anthony April Kaye Bullock · CIK 0001629441 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Spouse

Disclosed balance after: 14,072

F1 · balance_after: Amounts have been adjusted for the two-for-one stock split effective June 3, 2019.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 16:41 UTC PurchaseCommon Stock 12,000 $24.00 $288,000.00
Disclosure

SEC source: 0001209191-20-017587 · doc4.xml · nonDerivative · entry 2

Anthony April Kaye Bullock · CIK 0001629441 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 24,000

F1 · balance_after: Amounts have been adjusted for the two-for-one stock split effective June 3, 2019.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 16:41 UTC PurchaseCommon Stock 28,256 $24.00 $678,144.00
Disclosure

SEC source: 0001209191-20-017587 · doc4.xml · nonDerivative · entry 1

Anthony April Kaye Bullock · CIK 0001629441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,486

F1 · balance_after: Amounts have been adjusted for the two-for-one stock split effective June 3, 2019.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 21:46 UTC Amendment PurchaseCommon Stock 20,000 $24.00 $480,000.00
Disclosure

SEC source: 0001209191-20-018604 · doc4a.xml · nonDerivative · entry 1

Anthony April Kaye Bullock · CIK 0001629441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,230

F1 · balance_after: Amounts have been adjusted for the two-for-one stock split effective June 3, 2019.

F2 · balance_after: Reporting person inadvertently reported incorrect transaction amounts.

Read SEC document
March 05, 2020 Filed Mar 5, 2020 20:45 UTC GrantCommon Stock 2,000 $29.60 $59,200.00
Disclosure

SEC source: 0001209191-20-016563 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826,926

Read SEC document
March 04, 2020 Filed Mar 4, 2020 19:51 UTC
DUESER F SCOTTDirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 10,000 $15.43 Strike: $15.43 $154,300.00
Disclosure

SEC source: 0001209191-20-015980 · doc4.xml · derivative · entry 8

DUESER F SCOTT · CIK 0001243211 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 19:51 UTC
DUESER F SCOTTDirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 12,000 $16.95 Strike: $16.95 $203,400.00
Disclosure

SEC source: 0001209191-20-015980 · doc4.xml · derivative · entry 7

DUESER F SCOTT · CIK 0001243211 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 12,000 shares

Expires 2025-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 19:51 UTC
DUESER F SCOTTDirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 15,000 $21.18 Strike: $21.18 $317,700.00
Disclosure

SEC source: 0001209191-20-015980 · doc4.xml · derivative · entry 6

DUESER F SCOTT · CIK 0001243211 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 19:51 UTC
DUESER F SCOTTDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 10,000 $15.43 $154,300.00
Disclosure

SEC source: 0001209191-20-015980 · doc4.xml · nonDerivative · entry 3

DUESER F SCOTT · CIK 0001243211 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 884,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares held by several trusts of which Mr. Dueser is trustee, settlor and beneficiary.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 19:51 UTC
DUESER F SCOTTDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 12,000 $16.95 $203,400.00
Disclosure

SEC source: 0001209191-20-015980 · doc4.xml · nonDerivative · entry 2

DUESER F SCOTT · CIK 0001243211 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 874,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares held by several trusts of which Mr. Dueser is trustee, settlor and beneficiary.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 19:51 UTC
DUESER F SCOTTDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 15,000 $21.18 $317,700.00
Disclosure

SEC source: 0001209191-20-015980 · doc4.xml · nonDerivative · entry 1

DUESER F SCOTT · CIK 0001243211 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 862,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares held by several trusts of which Mr. Dueser is trustee, settlor and beneficiary.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 19:42 UTC Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 7,000 $7.87 Strike: $7.87 $55,090.00
Disclosure

SEC source: 0001209191-20-015978 · doc4.xml · derivative · entry 2

Butler Ronald David II · CIK 0001554713 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 19:42 UTC Exercise / conversionCommon Stock 7,000 $7.87 $55,090.00
Disclosure

SEC source: 0001209191-20-015978 · doc4.xml · nonDerivative · entry 1

Butler Ronald David II · CIK 0001554713 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 3, 2020 20:00 UTC PurchaseCommon Stock 1,000 $30.29 $30,290.00
Disclosure

SEC source: 0001209191-20-015029 · doc4.xml · nonDerivative · entry 1

Edwards Murray Hamilton · CIK 0001356117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,154

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:58 UTC PurchaseCommon Stock 2,000 $29.65 $59,300.00
Disclosure

SEC source: 0001209191-20-014701 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,926

Read SEC document
March 02, 2020 Filed Mar 2, 2020 21:03 UTC PurchaseCommon Stock 1,643 $29.97 $49,240.71
Disclosure

SEC source: 0001209191-20-014405 · doc4.xml · nonDerivative · entry 1

Denny Michael B. · CIK 0001774246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 49,119

F1 · balance_after: This indirect ownership represents shares owned by a limited partnership of which the reporting person and his spouse are beneficial owners of the common stock owned by the limited partnership.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 21:11 UTC PurchaseCommon Stock 3,000 $28.87 $86,610.00
Disclosure

SEC source: 0001209191-20-014422 · doc4.xml · nonDerivative · entry 1

Edwards Murray Hamilton · CIK 0001356117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 33,154

Read SEC document
February 25, 2020 Filed Feb 25, 2020 20:23 UTC PurchaseCommon Stock 2,000 $32.90 $65,800.00
Disclosure

SEC source: 0001209191-20-012391 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,926

Read SEC document
February 12, 2020 Filed Feb 12, 2020 20:44 UTC PurchaseCommon Stock 100 $34.40 $3,440.00
Disclosure

SEC source: 0001209191-20-008663 · doc4.xml · nonDerivative · entry 1

Edwards Murray Hamilton · CIK 0001356117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,154

Read SEC document
February 11, 2020 Filed Feb 11, 2020 20:09 UTC
GRAGG GARYExecutive Vice President
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 8,250 $7.87 Strike: $7.87 $64,927.50
Disclosure

SEC source: 0001209191-20-008237 · doc4.xml · derivative · entry 2

GRAGG GARY · CIK 0001240697 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 8,250 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 11, 2020 20:09 UTC
GRAGG GARYExecutive Vice President
Exercise / conversionCommon Stock 8,250 $7.87 $64,927.50
Disclosure

SEC source: 0001209191-20-008237 · doc4.xml · nonDerivative · entry 1

GRAGG GARY · CIK 0001240697 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 11, 2020 20:19 UTC
Thaxton Kirk WTrust Company CEO
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 7,500 $7.87 Strike: $7.87 $59,025.00
Disclosure

SEC source: 0001209191-20-008246 · doc4.xml · derivative · entry 3

Thaxton Kirk W · CIK 0001657071 · Trust Company CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 11, 2020 20:19 UTC
Thaxton Kirk WTrust Company CEO
Exercise / conversionCommon Stock 7,500 $7.87 $59,025.00
Disclosure

SEC source: 0001209191-20-008246 · doc4.xml · nonDerivative · entry 1

Thaxton Kirk W · CIK 0001657071 · Trust Company CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 11, 2020 20:16 UTC
McVey J. KyleSVP, Chief Accounting Officer
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 1,000 $15.43 Strike: $15.43 $15,430.00
Disclosure

SEC source: 0001209191-20-008242 · doc4.xml · derivative · entry 2

McVey J. Kyle · CIK 0001688452 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,000 shares

Expires 2023-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 11, 2020 20:16 UTC
McVey J. KyleSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 1,000 $15.43 $15,430.00
Disclosure

SEC source: 0001209191-20-008242 · doc4.xml · nonDerivative · entry 1

McVey J. Kyle · CIK 0001688452 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 10, 2020 20:44 UTC PurchaseCommon Stock 2,000 $34.35 $68,700.00
Disclosure

SEC source: 0001209191-20-007841 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,926

Read SEC document
February 05, 2020 Filed Feb 6, 2020 18:18 UTC PurchaseCommon Stock 208 $35.05 $7,290.40
Disclosure

SEC source: 0001209191-20-007119 · doc4.xml · nonDerivative · entry 1

Nickles Robert Clark Jr · CIK 0001774337 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Corporation

Disclosed balance after: 61,280

F1 · balance_after: This indirect ownership represents shares owned by a limited liability corporation of which the reporting person and his spouse are equal beneficial owners of the common stock owned by the limited liability corporation.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 18:25 UTC PurchaseCommon Stock 1,400 $34.80 $48,720.00
Disclosure

SEC source: 0001209191-20-007121 · doc4.xml · nonDerivative · entry 1

Denny Michael B. · CIK 0001774246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 47,476

F1 · balance_after: This indirect ownership represents shares owned by a limited partnership of which the reporting person and his spouse are beneficial owners of the common stock owned by the limited partnership.

Read SEC document
February 03, 2020 Filed Feb 3, 2020 22:21 UTC GrantCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006096 · doc4.xml · nonDerivative · entry 1

Lancaster Ivan Tim · CIK 0001572455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,474

F1 · balance_after: These shares acquired represent shares previously held in a deferred director fee rabbi trust that have been distributed to the reporting person.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 22:08 UTC PurchaseCommon Stock 7,100 $35.01 $248,571.00
Disclosure

SEC source: 0001209191-19-060459 · doc4.xml · nonDerivative · entry 1

TROTTER JOHNNY · CIK 0001251133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818,926

F1 · balance_after: Amounts have been adjusted for the two-for-one stock split effective June 3, 2019.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 21:11 UTC GiftCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060367 · doc4.xml · nonDerivative · entry 1

Denny Michael B. · CIK 0001774246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 46,076

F1 · ownership.nature: This indirect ownership represents shares owned by a limited partnership of which the reporting person and his spouse are beneficial owners of the common stock owned by the limited partnership.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 21:34 UTC
Thaxton Kirk WTrust Company CEO
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060227 · doc4.xml · nonDerivative · entry 1

Thaxton Kirk W · CIK 0001657071 · Trust Company CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,447

Read SEC document
December 09, 2019 Filed Dec 9, 2019 21:43 UTC GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059675 · doc4.xml · nonDerivative · entry 1

BRIDWELL TUCKER S · CIK 0001280499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,230

F1 · balance_after: Amounts have been adjusted for the two-for-one stock split effective June 3, 2019

Read SEC document
December 03, 2019 Filed Dec 3, 2019 22:51 UTC
DUESER F SCOTTDirector · Chairman, President and CEO
GiftCommon Stock 1,399 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058789 · doc4.xml · nonDerivative · entry 2

DUESER F SCOTT · CIK 0001243211 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 817,452

F1 · ownership.nature: The total shares represented are held in various trusts of which Mr. Dueser is the trustee, settlor and beneficiary.

Read SEC document
December 03, 2019 Filed Dec 3, 2019 22:51 UTC
DUESER F SCOTTDirector · Chairman, President and CEO
GiftCommon Stock 29,986 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058789 · doc4.xml · nonDerivative · entry 1

DUESER F SCOTT · CIK 0001243211 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 818,751

F1 · ownership.nature: The total shares represented are held in various trusts of which Mr. Dueser is the trustee, settlor and beneficiary.

Read SEC document
December 03, 2019 Filed Dec 3, 2019 22:47 UTC
Longhofer T. LukeExecutive Vice President
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 1,700 $15.43 Strike: $15.43 $26,231.00
Disclosure

SEC source: 0001209191-19-058785 · doc4.xml · derivative · entry 2

Longhofer T. Luke · CIK 0001679051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,700 shares

Expires 2023-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 3, 2019 22:47 UTC
Longhofer T. LukeExecutive Vice President
Exercise / conversionCommon Stock 1,700 $15.43 $26,231.00
Disclosure

SEC source: 0001209191-19-058785 · doc4.xml · nonDerivative · entry 1

Longhofer T. Luke · CIK 0001679051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 3, 2019 22:45 UTC
Roewe Randall AllenChief Risk Officer
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 50 $21.18 Strike: $21.18 $1,059.00
Disclosure

SEC source: 0001209191-19-058783 · doc4.xml · derivative · entry 2

Roewe Randall Allen · CIK 0001642844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 50 shares

Expires 2027-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 3, 2019 22:45 UTC
Roewe Randall AllenChief Risk Officer
Exercise / conversionCommon Stock 50 $21.18 $1,059.00
Disclosure

SEC source: 0001209191-19-058783 · doc4.xml · nonDerivative · entry 1

Roewe Randall Allen · CIK 0001642844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 3, 2019 22:25 UTC
GRAGG GARYExecutive Vice President
Exercise / conversionEmployee Stock Option, Right to Buy · Derivative 750 $7.87 Strike: $7.87 $5,902.50
Disclosure

SEC source: 0001209191-19-058765 · doc4.xml · derivative · entry 2

GRAGG GARY · CIK 0001240697 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 750 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 3, 2019 22:25 UTC
GRAGG GARYExecutive Vice President
Exercise / conversionCommon Stock 750 $7.87 $5,902.50
Disclosure

SEC source: 0001209191-19-058765 · doc4.xml · nonDerivative · entry 1

GRAGG GARY · CIK 0001240697 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.