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FORUM ENERGY TECHNOLOGIES, INC.

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4998
SEC CIK
0001401257
Parsed reports
335

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2022 Filed Mar 29, 2022 20:27 UTC
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 14,353 $23.54 $337,899.76
Disclosure

SEC source: 0001085550-22-000006 · wf-form4_164858563459446.xml · nonDerivative · entry 1

SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCF-V, L.P.

Disclosed balance after: 114,023

F1 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.

Read SEC document
March 24, 2022 Filed Mar 24, 2022 21:19 UTC
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 2,805 $23.64 $66,313.01
Disclosure

SEC source: 0001085550-22-000004 · wf-form4_164815674016277.xml · nonDerivative · entry 7

SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCF-VI, L.P.

Disclosed balance after: 130,646

F1 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.

Read SEC document
March 24, 2022 Filed Mar 24, 2022 21:19 UTC
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 4,101 $23.65 $96,977.58
Disclosure

SEC source: 0001085550-22-000004 · wf-form4_164815674016277.xml · nonDerivative · entry 3

SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCF-V, L.P.

Disclosed balance after: 128,376

F1 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 21:19 UTC
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 1,609 $23.81 $38,316.24
Disclosure

SEC source: 0001085550-22-000004 · wf-form4_164815674016277.xml · nonDerivative · entry 6

SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCF-VI, L.P.

Disclosed balance after: 133,451

F1 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 21:19 UTC
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 1,600 $23.80 $38,086.56
Disclosure

SEC source: 0001085550-22-000004 · wf-form4_164815674016277.xml · nonDerivative · entry 2

SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCF-V, L.P.

Disclosed balance after: 132,477

F1 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 21:19 UTC
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 300 $24.22 $7,266.99
Disclosure

SEC source: 0001085550-22-000004 · wf-form4_164815674016277.xml · nonDerivative · entry 5

SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCF-VI, L.P.

Disclosed balance after: 135,060

F1 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 21:19 UTC
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 300 $24.22 $7,266.99
Disclosure

SEC source: 0001085550-22-000004 · wf-form4_164815674016277.xml · nonDerivative · entry 1

SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCF-V, L.P.

Disclosed balance after: 134,077

F1 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.

Read SEC document
March 09, 2022 Filed Mar 24, 2022 21:19 UTC
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 303 $24.70 $7,484.10
Disclosure

SEC source: 0001085550-22-000004 · wf-form4_164815674016277.xml · nonDerivative · entry 4

SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCF-VI, L.P.

Disclosed balance after: 135,360

F1 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 15:25 UTC
Lux NealPresident & CEO
Tax withholdingCommon Stock 885 $18.94 $16,761.90
Disclosure

SEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 6

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,132

F5 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 21, 2020.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 20:26 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Tax withholdingCommon Stock 853 $18.94 $16,155.82
Disclosure

SEC source: 0001401257-22-000016 · wf-form4_164556158413666.xml · nonDerivative · entry 6

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,452

F5 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 21, 2020.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 20:25 UTC Tax withholdingCommon Stock 1,051 $18.94 $19,905.94
Disclosure

SEC source: 0001401257-22-000015 · wf-form4_164556153441659.xml · nonDerivative · entry 6

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,515

F5 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 21, 2020.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 20:24 UTC Tax withholdingCommon Stock 1,146 $18.94 $21,705.24
Disclosure

SEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · nonDerivative · entry 6

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,973

F5 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 21, 2020.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 15:25 UTC
Lux NealPresident & CEO
Exercise / conversionPhantom Stock Units · Derivative 7,983 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · derivative · entry 10

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,965

Underlying: Phantom Stock Units · 7,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F4 · derivative.exercise_date: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F4 · derivative.expiration_date: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 15:25 UTC
Lux NealPresident & CEO
Exercise / conversionCommon Stock 7,983 $18.94 $151,198.02
Disclosure

SEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 5

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 15:25 UTC
Lux NealPresident & CEO
Exercise / conversionCommon Stock 7,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 4

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 15:25 UTC
Lux NealPresident & CEO
Tax withholdingCommon Stock 3,384 $18.94 $64,092.96
Disclosure

SEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 3

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,017

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 19, 2021.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:26 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Exercise / conversionPhantom Stock Units · Derivative 5,322 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000016 · wf-form4_164556158413666.xml · derivative · entry 10

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,643

Underlying: Phantom Stock Units · 5,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F4 · derivative.exercise_date: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F4 · derivative.expiration_date: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:26 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Exercise / conversionCommon Stock 5,322 $18.94 $100,798.68
Disclosure

SEC source: 0001401257-22-000016 · wf-form4_164556158413666.xml · nonDerivative · entry 5

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:26 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Exercise / conversionCommon Stock 5,322 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-22-000016 · wf-form4_164556158413666.xml · nonDerivative · entry 4

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:26 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Tax withholdingCommon Stock 1,567 $18.94 $29,678.98
Disclosure

SEC source: 0001401257-22-000016 · wf-form4_164556158413666.xml · nonDerivative · entry 3

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,305

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 19, 2021.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:25 UTC Exercise / conversionPhantom Stock Units · Derivative 7,983 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000015 · wf-form4_164556153441659.xml · derivative · entry 10

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,965

Underlying: Phantom Stock Units · 7,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F4 · derivative.exercise_date: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F4 · derivative.expiration_date: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:25 UTC Exercise / conversionCommon Stock 7,983 $18.94 $151,198.02
Disclosure

SEC source: 0001401257-22-000015 · wf-form4_164556153441659.xml · nonDerivative · entry 5

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:25 UTC Exercise / conversionCommon Stock 7,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-22-000015 · wf-form4_164556153441659.xml · nonDerivative · entry 4

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:25 UTC Tax withholdingCommon Stock 3,216 $18.94 $60,911.04
Disclosure

SEC source: 0001401257-22-000015 · wf-form4_164556153441659.xml · nonDerivative · entry 3

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,566

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 19, 2021.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:24 UTC Exercise / conversionCommon Stock 3,326 $18.94 $62,994.44
Disclosure

SEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · nonDerivative · entry 5

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:24 UTC Exercise / conversionCommon Stock 3,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · nonDerivative · entry 4

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:24 UTC Tax withholdingCommon Stock 986 $18.94 $18,674.84
Disclosure

SEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · nonDerivative · entry 3

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,119

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 19, 2021.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:23 UTC
GAUT C CHRISTOPHERDirector · Exec. COB
Exercise / conversionPhantom Stock Units · Derivative 11,159 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · derivative · entry 7

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,317

Underlying: Phantom Stock Units · 11,159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the cash settlement of a portion of the phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F2 · derivative.exercise_date: Represents the cash settlement of a portion of the phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F2 · derivative.expiration_date: Represents the cash settlement of a portion of the phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:23 UTC
GAUT C CHRISTOPHERDirector · Exec. COB
Exercise / conversionCommon Stock 11,159 $18.94 $211,351.46
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · nonDerivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the cash settlement of a portion of the phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:23 UTC
GAUT C CHRISTOPHERDirector · Exec. COB
Exercise / conversionCommon Stock 11,159 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the cash settlement of a portion of the phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 15:25 UTC
Lux NealPresident & CEO
GrantPerformance Restricted Stock Units · Derivative 47,519 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · derivative · entry 9

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,519

Underlying: Common Stock · 47,519 shares

Expires not disclosed

F8 · derivative.exercise_price: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

F9 · derivative.exercise_price: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

F8 · derivative.exercise_date: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

F9 · derivative.exercise_date: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

F8 · derivative.expiration_date: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

F9 · derivative.expiration_date: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 15:25 UTC
Lux NealPresident & CEO
GrantPhantom Restricted Stock Units · Derivative 47,519 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · derivative · entry 8

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,519

Underlying: Common Stock · 47,519 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

F7 · derivative.exercise_price: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F6 · derivative.exercise_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

F7 · derivative.exercise_date: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F6 · derivative.expiration_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

F7 · derivative.expiration_date: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 20:26 UTC
IVASCU JOHN CEVP, General Counsel & CCO
GrantPerformance Restricted Stock Units · Derivative 17,160 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000016 · wf-form4_164556158413666.xml · derivative · entry 9

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,160

Underlying: Common Stock · 17,160 shares

Expires not disclosed

F8 · derivative.exercise_price: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

F9 · derivative.exercise_price: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

F8 · derivative.exercise_date: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

F9 · derivative.exercise_date: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

F8 · derivative.expiration_date: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

F9 · derivative.expiration_date: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 20:26 UTC
IVASCU JOHN CEVP, General Counsel & CCO
GrantPhantom Restricted Stock Units · Derivative 17,160 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000016 · wf-form4_164556158413666.xml · derivative · entry 8

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,160

Underlying: Common Stock · 17,160 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

F7 · derivative.exercise_price: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F6 · derivative.exercise_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

F7 · derivative.exercise_date: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F6 · derivative.expiration_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

F7 · derivative.expiration_date: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 20:25 UTC GrantPerformance Restricted Stock Units · Derivative 26,400 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000015 · wf-form4_164556153441659.xml · derivative · entry 9

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,400

Underlying: Common Stock · 26,400 shares

Expires not disclosed

F8 · derivative.exercise_price: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

F9 · derivative.exercise_price: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

F8 · derivative.exercise_date: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

F9 · derivative.exercise_date: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

F8 · derivative.expiration_date: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

F9 · derivative.expiration_date: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

Read SEC document
February 18, 2022 Filed Feb 22, 2022 20:25 UTC GrantPhantom Restricted Stock Units · Derivative 26,400 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000015 · wf-form4_164556153441659.xml · derivative · entry 8

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,400

Underlying: Common Stock · 26,400 shares

Expires not disclosed

F6 · derivative.exercise_price: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F7 · derivative.exercise_price: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

F6 · derivative.exercise_date: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F7 · derivative.exercise_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

F6 · derivative.expiration_date: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F7 · derivative.expiration_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

Read SEC document
February 18, 2022 Filed Feb 22, 2022 20:24 UTC GrantPerformance Restricted Stock Units · Derivative 10,032 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · derivative · entry 9

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,032

Underlying: Common Stock · 10,032 shares

Expires not disclosed

F8 · derivative.exercise_price: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

F9 · derivative.exercise_price: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

F8 · derivative.exercise_date: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

F9 · derivative.exercise_date: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

F8 · derivative.expiration_date: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9)

F9 · derivative.expiration_date: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances.

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February 18, 2022 Filed Feb 22, 2022 20:24 UTC GrantPhantom Restricted Stock Units · Derivative 10,032 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · derivative · entry 8

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,032

Underlying: Common Stock · 10,032 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

F7 · derivative.exercise_price: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F6 · derivative.exercise_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

F7 · derivative.exercise_date: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F6 · derivative.expiration_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7)

F7 · derivative.expiration_date: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

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February 18, 2022 Filed Feb 22, 2022 20:23 UTC
GAUT C CHRISTOPHERDirector · Exec. COB
GrantPhantom Stock Units · Derivative 33,085 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · derivative · entry 8

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,085

Underlying: Common Stock · 33,085 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/2 on each of the first and second anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of service prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F3 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/2 on each of the first and second anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of service prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F3 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/2 on each of the first and second anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of service prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

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February 17, 2022 Filed Feb 22, 2022 15:25 UTC
Lux NealPresident & CEO
Exercise / conversionPerformance Shares · Derivative 1,520 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · derivative · entry 7

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 608 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

F1 · derivative.exercise_date: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 15:25 UTC
Lux NealPresident & CEO
Tax withholdingCommon Stock 240 $19.25 $4,620.00
Disclosure

SEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 2

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,401

F2 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 15, 2019.

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February 17, 2022 Filed Feb 22, 2022 15:25 UTC
Lux NealPresident & CEO
Exercise / conversionCommon Stock 608 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 1

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

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February 17, 2022 Filed Feb 22, 2022 20:26 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Exercise / conversionPerformance Shares · Derivative 2,181 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000016 · wf-form4_164556158413666.xml · derivative · entry 7

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 873 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

F1 · derivative.exercise_date: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

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February 17, 2022 Filed Feb 22, 2022 20:26 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Tax withholdingCommon Stock 213 $19.25 $4,100.25
Disclosure

SEC source: 0001401257-22-000016 · wf-form4_164556158413666.xml · nonDerivative · entry 2

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,872

F2 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 15, 2019.

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February 17, 2022 Filed Feb 22, 2022 20:26 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Exercise / conversionCommon Stock 873 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000016 · wf-form4_164556158413666.xml · nonDerivative · entry 1

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

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February 17, 2022 Filed Feb 22, 2022 20:25 UTC Exercise / conversionPerformance Shares · Derivative 1,991 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000015 · wf-form4_164556153441659.xml · derivative · entry 7

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 797 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

F1 · derivative.exercise_date: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:25 UTC Tax withholdingCommon Stock 298 $19.25 $5,736.50
Disclosure

SEC source: 0001401257-22-000015 · wf-form4_164556153441659.xml · nonDerivative · entry 2

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,782

F2 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 15, 2019.

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February 17, 2022 Filed Feb 22, 2022 20:25 UTC Exercise / conversionCommon Stock 797 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000015 · wf-form4_164556153441659.xml · nonDerivative · entry 1

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:24 UTC Exercise / conversionPhantom Stock Units · Derivative 3,326 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · derivative · entry 10

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,652

Underlying: Phantom Stock Units · 3,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F4 · derivative.exercise_date: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F4 · derivative.expiration_date: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:24 UTC Exercise / conversionPerformance Shares · Derivative 1,801 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000013 · wf-form4_164556142712198.xml · derivative · entry 7

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 721 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

F1 · derivative.exercise_date: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.