FELE

SEC source: 0000038725-18-000133 · wf-form4_152762196851665.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,333

F1 · balance_after: Includes 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017grantdate, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, 3,092 restricted shares that vest 4 years after the 2/26/2015 grant date, and3,274 shares owned outright

SEC source: 0000038725-18-000131 · wf-form4_152759627655897.xml · derivative · entry 5

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,854

Underlying: common stock · 3,285 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

SEC source: 0000038725-18-000131 · wf-form4_152759627655897.xml · derivative · entry 4

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 9,738 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

SEC source: 0000038725-18-000131 · wf-form4_152759627655897.xml · nonDerivative · entry 3

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,991

F1 · balance_after: Includes 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grantdate, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, 3,092 restricted shares that vest 4 years after the 2/26/2015 grant date, and 3,932 shares owned outright

SEC source: 0000038725-18-000131 · wf-form4_152759627655897.xml · nonDerivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000038725-18-000131 · wf-form4_152759627655897.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000038725-18-000129 · wf-form4_152690655133473.xml · nonDerivative · entry 1

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,015

F1 · balance_after: Includes 1,863 restricted stock units that vest 4 years after the 2/22/2018 grant date, 1,528 restricted stock units that vest 4 years after the 2/23/2017 grant date, 2,146 restricted shares that vest 4 years after the 2/25/2016 grant date, 1,636 restricted shares that vest 4 years after the 2/26/2015 grant date, and 7,842 shares owned outright

SEC source: 0000038725-18-000127 · wf-form4_152664896498994.xml · derivative · entry 1

SHERMAN JENNIFER L · CIK 0001282554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,542.47

Underlying: common stock · 56.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2014-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Ms. Sherman was credited with 56.30 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2014-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Ms. Sherman was credited with 56.30 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2014-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Ms. Sherman was credited with 56.30 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000126 · wf-form4_152664894560836.xml · derivative · entry 1

PETERSON RENEE J · CIK 0001528002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,733.21

Underlying: common stock · 48.95 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2015-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Ms. Peterson was credited with 48.95 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2015-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Ms. Peterson was credited with 48.95 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2015-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Ms. Peterson was credited with 48.95 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000125 · wf-form4_152664888107879.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,441.29

Underlying: common stock · 14.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Roberts was credited with 14.22 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Roberts was credited with 14.22 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Roberts was credited with 14.22 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000124 · wf-form4_152664881283498.xml · derivative · entry 1

VERHAGE THOMAS R · CIK 0001282228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,627.78

Underlying: common stock · 100.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2011-2018 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. VerHage was credited with 100.94 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2011-2018 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. VerHage was credited with 100.94 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2011-2018 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. VerHage was credited with 100.94 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000122 · wf-form4_152664868183489.xml · derivative · entry 1

Wathen David M · CIK 0001326561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,576.83

Underlying: common stock · 218.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2005-2016 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, and in 2017-2018, his retainer, stock award, meetings fees, and lead independent director fees in Franklin Electric Co., Inc. common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Wathen was credited with 218.41 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2005-2016 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, and in 2017-2018, his retainer, stock award, meetings fees, and lead independent director fees in Franklin Electric Co., Inc. common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Wathen was credited with 218.41 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2005-2016 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, and in 2017-2018, his retainer, stock award, meetings fees, and lead independent director fees in Franklin Electric Co., Inc. common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Wathen was credited with 218.41 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000123 · wf-form4_152664874545588.xml · derivative · entry 1

BROWN DAVID T · CIK 0001228301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,585.18

Underlying: common stock · 184.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Brown elected to receive his 2008-2016 Board of Directors retainer, meeting fees and stock award in Franklin Electric Co., Inc. common stock, and in 2017-2018 his stock award in Franklin Electric Co., Inc, common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Brown was credited with 184.46 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Brown elected to receive his 2008-2016 Board of Directors retainer, meeting fees and stock award in Franklin Electric Co., Inc. common stock, and in 2017-2018 his stock award in Franklin Electric Co., Inc, common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Brown was credited with 184.46 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Brown elected to receive his 2008-2016 Board of Directors retainer, meeting fees and stock award in Franklin Electric Co., Inc. common stock, and in 2017-2018 his stock award in Franklin Electric Co., Inc, common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Brown was credited with 184.46 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000160 · wf-form4a_153373126882419.xml · derivative · entry 1

PETERSON RENEE J · CIK 0001528002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,962.13

Underlying: common stock · 49.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2015-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Ms. Peterson was credited with 49.55 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2015-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Ms. Peterson was credited with 49.55 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2015-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Ms. Peterson was credited with 49.55 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000159 · wf-form4a_153373124179743.xml · derivative · entry 1

VERHAGE THOMAS R · CIK 0001282228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,398.89

Underlying: common stock · 100.35 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2011-2018 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. VerHage was credited with 100.35 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2011-2018 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. VerHage was credited with 100.35 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2011-2018 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. VerHage was credited with 100.35 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000110 · wf-form4_152595172149132.xml · nonDerivative · entry 1

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,417

F1 · balance_after: Includes 3,727 restricted stock units that vest on 2/22/2022, 5,945 restricted stock units that vest on 2/23/2021, 2,218 restricted stock units that vest 4 years after the 2/25/2016 grant date, 1,693 restricted stock units that vest 4 years after the 2/26/2015 grant date, and 5,834 shares owned outright.

SEC source: 0000038725-18-000094 · wf-form4_152578994338912.xml · nonDerivative · entry 2

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,131

F2 · balance_after: Includes 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, 19,085 restricted stock units that vest 4 years from the 2/25/2016 grant date, 14,317 restricted stock units that vest 4 years from the 2/26/2015 grant date, 5,290 restricted stock units that vest 4 years from the 5/6/2014 grant date, and 343,593 shares owned outright.

SEC source: 0000038725-18-000094 · wf-form4_152578994338912.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,466

F1 · shares: Vest of restricted shares

SEC source: 0000038725-18-000114 · wf-form4a_152598202471299.xml · nonDerivative · entry 2

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,841

F2 · balance_after: Includes 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, 19,085 restricted stock units that vest 4 years from the 2/25/2016 grant date, 14,317 restricted stock units that vest 4 years from the 2/26/2015 grant date, and 343,593 shares owned outright.

SEC source: 0000038725-18-000114 · wf-form4a_152598202471299.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,176

F1 · shares: Vest of restricted shares

SEC source: 0000038725-18-000092 · wf-form4_152572168715320.xml · nonDerivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,333

F1 · balance_after: Includes 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, 3,092 restricted shares that vest 4 years after the 2/26/2015 grant date, and 3,274 shares owned outright.

SEC source: 0000038725-18-000092 · wf-form4_152572168715320.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,331

SEC source: 0000038725-18-000108 · wf-form4_152580789896181.xml · derivative · entry 1

PETERSON RENEE J · CIK 0001528002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,684.26

Underlying: common stock · 4,223.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2018 Board of Directors retainer, annual stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Ms. Peterson was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 228.31 Stock Units for committee member fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2018 Board of Directors retainer, annual stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Ms. Peterson was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 228.31 Stock Units for committee member fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2018 Board of Directors retainer, annual stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Ms. Peterson was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 228.31 Stock Units for committee member fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000107 · wf-form4_152580784172978.xml · derivative · entry 1

Wathen David M · CIK 0001326561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,358.42

Underlying: common stock · 4,680.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2018 Board of Directors retainer, stock award, lead independent director fees, and meeting fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. Wathen was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual Stock Award, 456.62 Stock Units for lead independent director fees, and 228.31 Stock Units for committee member fees. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2018 Board of Directors retainer, stock award, lead independent director fees, and meeting fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. Wathen was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual Stock Award, 456.62 Stock Units for lead independent director fees, and 228.31 Stock Units for committee member fees. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2018 Board of Directors retainer, stock award, lead independent director fees, and meeting fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. Wathen was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual Stock Award, 456.62 Stock Units for lead independent director fees, and 228.31 Stock Units for committee member fees. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000106 · wf-form4_152580778517531.xml · derivative · entry 1

VERHAGE THOMAS R · CIK 0001282228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,526.84

Underlying: common stock · 4,452.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2018 Board of Directors retainer, stock award, and chairman fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. VerHage was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 456.62 Stock Units for chairman fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2018 Board of Directors retainer, stock award, and chairman fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. VerHage was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 456.62 Stock Units for chairman fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2018 Board of Directors retainer, stock award, and chairman fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. VerHage was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 456.62 Stock Units for chairman fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000105 · wf-form4_152580772026314.xml · derivative · entry 1

BROWN DAVID T · CIK 0001228301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,400.72

Underlying: common stock · 2,511.42 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Brown elected to receive his 2018 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. Brown was credited with 2,511.42 Stock Units for the annual stock award. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Brown elected to receive his 2018 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. Brown was credited with 2,511.42 Stock Units for the annual stock award. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Brown elected to receive his 2018 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. Brown was credited with 2,511.42 Stock Units for the annual stock award. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000104 · wf-form4_152580769807729.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,922

F1 · shares: Shares vest immediately as payment for the 2018 Stock Award

F2 · balance_after: Includes 9,717 restricted shares that vest 5 years after the 8/4/2014 grant date and 14,205 shares owned outright.

SEC source: 0000038725-18-000103 · wf-form4_152580768197245.xml · derivative · entry 1

SHERMAN JENNIFER L · CIK 0001282554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,486.17

Underlying: common stock · 4,452.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2018 Board of Directors retainer, stock award, and committee chair/member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Ms. Sherman was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 456.62 Stock Units for committee chair/member fees. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2018 Board of Directors retainer, stock award, and committee chair/member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Ms. Sherman was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 456.62 Stock Units for committee chair/member fees. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2018 Board of Directors retainer, stock award, and committee chair/member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Ms. Sherman was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 456.62 Stock Units for committee chair/member fees. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000162 · wf-form4a_153373132338978.xml · derivative · entry 1

VERHAGE THOMAS R · CIK 0001282228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,298.54

Underlying: common stock · 4,223.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2018 Board of Directors retainer, stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. VerHage was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 228.31 Stock Units for committee member fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2018 Board of Directors retainer, stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. VerHage was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 228.31 Stock Units for committee member fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2018 Board of Directors retainer, stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Mr. VerHage was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 228.31 Stock Units for committee member fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000161 · wf-form4a_153373129629666.xml · derivative · entry 1

PETERSON RENEE J · CIK 0001528002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,912.58

Underlying: common stock · 4,452.06 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2018 Board of Directors retainer, annual stock award, and committee chair fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Ms. Peterson was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 456.62 Stock Units for committee chair fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2018 Board of Directors retainer, annual stock award, and committee chair fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Ms. Peterson was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 456.62 Stock Units for committee chair fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2018 Board of Directors retainer, annual stock award, and committee chair fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 4, 2018, Ms. Peterson was credited with 1,484.02 Stock Units for the annual retainer, 2,511.42 Stock Units for the annual stock award, and 456.62 Stock Units for committee chair fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-18-000115 · wf-form4_152598204579058.xml · nonDerivative · entry 2

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,839

F2 · balance_after: Includes 1,491 restricted shares that vest 4 years after the 2/22/2018 grant date, 995 restricted shares that vest 4 years after the 2/23/2017 grant date, 1,341 restricted shares that vest 4 years after the 2/25/2016 grant date, 2,291 restricted shares that vest 4 years after the 2/26/2015 grant date, and 1,721 shares owned outright.

SEC source: 0000038725-18-000115 · wf-form4_152598204579058.xml · nonDerivative · entry 1

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,618

F1 · shares: Vest of restricted shares

SEC source: 0000038725-18-000083 · wf-form4_152398420237458.xml · nonDerivative · entry 2

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,424

F2 · balance_after: Includes 5,590 restricted stock units that vest 4 years after the 2/22/2018 grant date, 4,870 restricted stock units that vest 4 years after the 2/23/2017 grant date, 5,983 restricted stock units that vest 4 years after the 2/25/2016 grant date, 4,500 restricted stock units that vest 4 years after the 2/26/2015 grant date, and 21,481 shares owned outright.

SEC source: 0000038725-18-000083 · wf-form4_152398420237458.xml · nonDerivative · entry 1

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,479

F1 · shares: Shares acquired upon settlement of performance-based restricted stock units.

SEC source: 0000038725-18-000082 · wf-form4_152398418511502.xml · nonDerivative · entry 2

STONE ROBERT J · CIK 0001230024 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,235

F2 · balance_after: Includes 3,689 restricted stock units that vest 4 years after the 2/22/2018 grant date 3,412 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,797 restricted stock units that vest on 2/25/2019, 3,681 restricted shares that vest 4 years after the 2/26/2015 grant date, and 16,656 shares held outright.

SEC source: 0000038725-18-000082 · wf-form4_152398418511502.xml · nonDerivative · entry 1

STONE ROBERT J · CIK 0001230024 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,098

F1 · shares: Shares acquired upon settlement of performance-based restricted stock units.

SEC source: 0000038725-18-000081 · wf-form4_152398413022200.xml · nonDerivative · entry 2

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,015

F2 · balance_after: Includes 1,863 restricted stock units that vest 4 years after the 2/22/2018 grant date, 1,528 restricted stock units that vest 4 years after the 2/23/2017 grant date, 2,146 restricted shares that vest 4 years after the 2/25/2016 grant date, 1,636 restricted shares that vest 4 years after the 2/26/2015 grant date, and 10,842 shares owned outright

SEC source: 0000038725-18-000081 · wf-form4_152398413022200.xml · nonDerivative · entry 1

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,338

F1 · shares: Shares acquired upon settlement of performance-based restricted stock units.

SEC source: 0000038725-18-000080 · wf-form4_152398407773783.xml · nonDerivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,450

F2 · balance_after: Includes 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, 3,092 restricted shares that vest 4 years after the 2/26/2015 grant date, and 4,391 shares owned outright.

SEC source: 0000038725-18-000080 · wf-form4_152398407773783.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,975

F1 · shares: Shares acquired upon settlement of performance-based restricted stock units

SEC source: 0000038725-18-000079 · wf-form4_152398405553524.xml · nonDerivative · entry 2

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,698

F2 · balance_after: Includes 3,727 restricted stock units that vest on 2/22/2022, 5,945 restricted stock units that vest on 2/23/2021, 2,218 restricted stock units that vest 4 years after the 2/25/2016 grant date, 1,693 restricted stock units that vest 4 years after the 2/26/2015 grant date, and 7,115 shares owned outright.

SEC source: 0000038725-18-000079 · wf-form4_152398405553524.xml · nonDerivative · entry 1

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,095

F1 · shares: Shares acquired upon settlement of performance-based restricted stock units.

SEC source: 0000038725-18-000078 · wf-form4_152398400637013.xml · nonDerivative · entry 2

CROSE DANIEL J · CIK 0001230420 · Former Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,997

SEC source: 0000038725-18-000078 · wf-form4_152398400637013.xml · nonDerivative · entry 1

CROSE DANIEL J · CIK 0001230420 · Former Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,301

F1 · shares: Shares acquired upon settlement of performance-based restricted stock units.

SEC source: 0000038725-18-000077 · wf-form4_152398395525702.xml · nonDerivative · entry 2

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,176

F2 · balance_after: Includes 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, 19,085 restricted stock units that vest 4 years from the 2/25/2016 grant date, 14,317 restricted stock units that vest 4 years from the 2/26/2015 grant date, 5,290 restricted stock units that vest 4 years from the 5/6/2014 grant date, and 340,638 shares owned outright.

SEC source: 0000038725-18-000077 · wf-form4_152398395525702.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,532

F1 · shares: Shares acquired upon settlement of performance-based restricted stock units.

SEC source: 0000038725-18-000061 · wf-form4_152147865034719.xml · nonDerivative · entry 1

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,089

F1 · balance_after: Includes 5,590 restricted stock units that vest 4 years after the 2/22/2018 grant date, 4,870 restricted stock units that vest 4 years after the 2/23/2017 grant date, 5,983 restricted stock units that vest 4 years after the 2/25/2016 grant date, 4,500 restricted stock units that vest 4 years after the 2/26/2015 grant date, and 20,146 shares owned outright.

SEC source: 0000038725-18-000060 · wf-form4_152147863353981.xml · nonDerivative · entry 1

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,196

F1 · balance_after: Includes 3,727 restricted stock units that vest on 2/22/2022, 5,945 restricted stock units that vest on 2/23/2021, 2,218 restricted stock units that vest 4 years after the 2/25/2016 grant date, 1,693 restricted stock units that vest 4 years after the 2/26/2015 grant date, and 6,613 shares owned outright.

SEC source: 0000038725-18-000056 · wf-form4_152120571108652.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,333

F1 · balance_after: Includes 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, 3,092 restricted shares that vest 4 years after the 2/26/2015 grant date, and 3,274 shares owned outright.

SEC source: 0000038725-18-000053 · wf-form4_152096527514177.xml · derivative · entry 7

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,008

Underlying: common stock · 5,004 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options become exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.