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Nasdaq · USD

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FRANKLIN ELECTRIC CO INC

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238
SEC CIK
0000038725
Parsed reports
774

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202610
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2019 Filed Feb 28, 2019 20:00 UTC
davis delancey wPresident, Headwater Companies
Grantcommon stock 3,092 $54.10 $167,277.20
Disclosure

SEC source: 0000038725-19-000060 · wf-form4_155138401427811.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,349

F1 · shares: Vest of restricted shares

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:59 UTC
Kenney Donald PVP & President
Tax withholdingcommon stock 746 $54.10 $40,358.60
Disclosure

SEC source: 0000038725-19-000059 · wf-form4_155138397565445.xml · nonDerivative · entry 2

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,381

F2 · balance_after: Includes 3,399 restricted stock units that vest on 2/21/2022, 3,727 restricted stock units that vest on 2/22/2022, 5,945 restricted stock units that vest on 2/23/2021, 2,218 restricted stock units that vest 4 years after the 2/25/2016 grant date, and 8,092 shares owned outright.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:59 UTC
Kenney Donald PVP & President
Grantcommon stock 1,693 $54.10 $91,591.30
Disclosure

SEC source: 0000038725-19-000059 · wf-form4_155138397565445.xml · nonDerivative · entry 1

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,127

F1 · shares: Vest of restricted shares

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:59 UTC
Aikman Steven WilliamVP, Global Water Systems Engin
Tax withholdingcommon stock 623 $54.10 $33,704.30
Disclosure

SEC source: 0000038725-19-000058 · wf-form4_155138394622382.xml · nonDerivative · entry 2

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,860

F2 · balance_after: Includes 1,468 restricted stock units that vest 3 years after the 2/21/2019 grant date, 1,863 restricted stock units that vest 4 years after the 2/22/2018 grant date, 1,528 restricted stock units that vest 4 years after the 2/23/2017 grantdate, 2,146 restricted shares that vest 4 years after the 2/25/2016 grant date,and 8,855 shares owned outright

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:59 UTC
Aikman Steven WilliamVP, Global Water Systems Engin
Grantcommon stock 1,636 $54.10 $88,507.60
Disclosure

SEC source: 0000038725-19-000058 · wf-form4_155138394622382.xml · nonDerivative · entry 1

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,483

F1 · shares: Vest of restricted shares

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:58 UTC
Haines John JVice President and CFO
Tax withholdingcommon stock 1,803 $54.10 $97,542.30
Disclosure

SEC source: 0000038725-19-000057 · wf-form4_155138391351740.xml · nonDerivative · entry 2

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,523

F2 · balance_after: Includes 4,541 restricted stock units that vest 3 years after the 2/21/2019 grant date, 5,590 restricted stock units that vest 4 years after the 2/22/2018 grant date, 4,870 restricted stock units that vest 4 years after the 2/23/2017 grant date, 5,983 restricted stock units that vest 4 years after the 2/25/2016 grant date, and 19,539 shares owned outright.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:58 UTC
Haines John JVice President and CFO
Grantcommon stock 4,500 $54.10 $243,450.00
Disclosure

SEC source: 0000038725-19-000057 · wf-form4_155138391351740.xml · nonDerivative · entry 1

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,326

F1 · shares: Vest of restricted shares

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:58 UTC
STONE ROBERT JSr. Vice President
Tax withholdingcommon stock 1,622 $54.10 $87,750.20
Disclosure

SEC source: 0000038725-19-000056 · wf-form4_155138388208869.xml · nonDerivative · entry 2

STONE ROBERT J · CIK 0001230024 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,613

F2 · balance_after: Includes 3,689 restricted stock units that vest 4 years after the 2/22/2018 grant date 3,412 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,797 restricted stock units that vest on 2/25/2019, and 18,715 shares held outright.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:58 UTC
STONE ROBERT JSr. Vice President
Grantcommon stock 3,681 $54.10 $199,142.10
Disclosure

SEC source: 0000038725-19-000056 · wf-form4_155138388208869.xml · nonDerivative · entry 1

STONE ROBERT J · CIK 0001230024 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,235

F1 · shares: Vest of restricted shares

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:57 UTC
SENGSTACK GREGG CChairman and CEO
Tax withholdingcommon stock 6,309 $54.10 $341,316.90
Disclosure

SEC source: 0000038725-19-000054 · wf-form4_155138381947987.xml · nonDerivative · entry 2

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,695

F2 · balance_after: Includes 16,316 restricted stock units that vest 3 years from the 2/21/2019 grant date, 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, 19,085 restricted stock units that vest 4 years from the 2/25/2016 grant date, and 361,448 shares owned outright.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:57 UTC
SENGSTACK GREGG CChairman and CEO
Grantcommon stock 14,317 $54.10 $774,549.70
Disclosure

SEC source: 0000038725-19-000054 · wf-form4_155138381947987.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,004

F1 · shares: Vest of restricted shares

Read SEC document
February 25, 2019 Filed Feb 26, 2019 14:18 UTC Salecommon stock 2,000 $55.21 $110,420.00
Disclosure

SEC source: 0000038725-19-000024 · wf-form4_155119070918215.xml · nonDerivative · entry 1

VERHAGE THOMAS R · CIK 0001282228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 25, 2019 Filed Feb 27, 2019 20:20 UTC
davis delancey wPresident, Headwater Companies
Exercise / conversionoption · Derivative 3,633 $0.00 Strike: $40.25 $0.00
Disclosure

SEC source: 0000038725-19-000026 · wf-form4_155129879966156.xml · derivative · entry 7

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,897

Underlying: common stock · 3,633 shares

Expires 2028-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 20:20 UTC
davis delancey wPresident, Headwater Companies
Exercise / conversionoption · Derivative 3,285 $0.00 Strike: $42.20 $0.00
Disclosure

SEC source: 0000038725-19-000026 · wf-form4_155129879966156.xml · derivative · entry 6

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569

Underlying: common stock · 3,285 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 20:20 UTC
davis delancey wPresident, Headwater Companies
Exercise / conversionoption · Derivative 5,004 $0.00 Strike: $29.08 $0.00
Disclosure

SEC source: 0000038725-19-000026 · wf-form4_155129879966156.xml · derivative · entry 5

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

Underlying: common stock · 5,004 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 20:20 UTC
davis delancey wPresident, Headwater Companies
Tax withholdingcommon stock 9,217 $54.76 $504,722.92
Disclosure

SEC source: 0000038725-19-000026 · wf-form4_155129879966156.xml · nonDerivative · entry 4

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,038

F1 · balance_after: Includes 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, 3,092 restricted shares that vest 4 years after the 2/26/2015 grant date, and 5,979 shares owned outright

Read SEC document
February 25, 2019 Filed Feb 27, 2019 20:20 UTC
davis delancey wPresident, Headwater Companies
Exercise / conversioncommon stock 3,633 $40.25 $146,228.25
Disclosure

SEC source: 0000038725-19-000026 · wf-form4_155129879966156.xml · nonDerivative · entry 3

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 20:20 UTC
davis delancey wPresident, Headwater Companies
Exercise / conversioncommon stock 3,285 $42.20 $138,627.00
Disclosure

SEC source: 0000038725-19-000026 · wf-form4_155129879966156.xml · nonDerivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 20:20 UTC
davis delancey wPresident, Headwater Companies
Exercise / conversioncommon stock 5,004 $29.08 $145,516.32
Disclosure

SEC source: 0000038725-19-000026 · wf-form4_155129879966156.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 14:15 UTC Amendment
davis delancey wPresident, Headwater Companies
Exercise / conversionoption · Derivative 3,633 $0.00 Strike: $40.25 $0.00
Disclosure

SEC source: 0000038725-19-000036 · wf-form4a_155136330802831.xml · derivative · entry 7

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,897

Underlying: common stock · 3,633 shares

Expires 2028-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 14:15 UTC Amendment
davis delancey wPresident, Headwater Companies
Exercise / conversionoption · Derivative 3,285 $0.00 Strike: $42.20 $0.00
Disclosure

SEC source: 0000038725-19-000036 · wf-form4a_155136330802831.xml · derivative · entry 6

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569

Underlying: common stock · 3,285 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 14:15 UTC Amendment
davis delancey wPresident, Headwater Companies
Exercise / conversionoption · Derivative 5,004 $0.00 Strike: $29.08 $0.00
Disclosure

SEC source: 0000038725-19-000036 · wf-form4a_155136330802831.xml · derivative · entry 5

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

Underlying: common stock · 5,004 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 14:15 UTC Amendment
davis delancey wPresident, Headwater Companies
Tax withholdingcommon stock 9,217 $54.76 $504,722.92
Disclosure

SEC source: 0000038725-19-000036 · wf-form4a_155136330802831.xml · nonDerivative · entry 4

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,349

F1 · balance_after: Includes 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, 3,092 restricted shares that vest 4 years after the 2/26/2015 grant date, and 5,979 shares owned outright

Read SEC document
February 25, 2019 Filed Feb 28, 2019 14:15 UTC Amendment
davis delancey wPresident, Headwater Companies
Exercise / conversioncommon stock 3,633 $40.25 $146,228.25
Disclosure

SEC source: 0000038725-19-000036 · wf-form4a_155136330802831.xml · nonDerivative · entry 3

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 14:15 UTC Amendment
davis delancey wPresident, Headwater Companies
Exercise / conversioncommon stock 3,285 $42.20 $138,627.00
Disclosure

SEC source: 0000038725-19-000036 · wf-form4a_155136330802831.xml · nonDerivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 14:15 UTC Amendment
davis delancey wPresident, Headwater Companies
Exercise / conversioncommon stock 5,004 $29.08 $145,516.32
Disclosure

SEC source: 0000038725-19-000036 · wf-form4a_155136330802831.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 18:37 UTC
Haines John JVice President and CFO
Salecommon stock 4,000 $55.18 $220,720.00
Disclosure

SEC source: 0000038725-19-000022 · wf-form4_155086064459774.xml · nonDerivative · entry 2

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,785

F2 · balance_after: Includes 5,590 restricted stock units that vest 4 years after the 2/22/2018 grant date, 4,870 restricted stock units that vest 4 years after the 2/23/2017 grant date, 5,983 restricted stock units that vest 4 years after the 2/25/2016 grant date, 4,500 restricted stock units that vest 4 years after the 2/26/2015 grant date, and 16,842 shares owned outright.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 18:37 UTC
Haines John JVice President and CFO
Giftcommon stock 550 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000022 · wf-form4_155086064459774.xml · nonDerivative · entry 1

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,785

F1 · shares: Shares gifted

Read SEC document
February 21, 2019 Filed Feb 28, 2019 14:17 UTC
Aikman Steven WilliamVP, Global Water Systems Engin
Grantoption · Derivative 6,813 $55.16 Strike: $55.16 $375,805.08
Disclosure

SEC source: 0000038725-19-000040 · wf-form4_155136343269687.xml · derivative · entry 2

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,813

Underlying: common stock · 6,813 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The options become exercisable in three equal installments of 1/3 each year, beginning on the first anniversary of 2/21/2019.

Read SEC document
February 21, 2019 Filed Feb 28, 2019 14:17 UTC
Aikman Steven WilliamVP, Global Water Systems Engin
Grantcommon stock 1,468 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000040 · wf-form4_155136343269687.xml · nonDerivative · entry 1

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,483

F1 · shares: Restricted stock shares vest 3 years after the 2/21/2019 grant date.

F2 · balance_after: Includes 1,468 restricted stock units that vest 3 years after the 2/21/2019 grant date, 1,863 restricted stock units that vest 4 years after the 2/22/2018 grant date, 1,528 restricted stock units that vest 4 years after the 2/23/2017 grantdate, 2,146 restricted shares that vest 4 years after the 2/25/2016 grant date, 1,636 restricted shares that vest 4 years after the 2/26/2015 grant date, and 7,842 shares owned outright

Read SEC document
February 21, 2019 Filed Feb 28, 2019 14:15 UTC
Chhabra PaulVP, Global Product Supply
Grantoption · Derivative 10,093 $55.16 Strike: $55.16 $556,729.88
Disclosure

SEC source: 0000038725-19-000037 · wf-form4_155136333674209.xml · derivative · entry 2

Chhabra Paul · CIK 0001736976 · VP, Global Product Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,093

Underlying: common stock · 10,093 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The options become exercisable in three equal installments of 1/3 each year, beginning on the first anniversary of 2/21/2019.

Read SEC document
February 21, 2019 Filed Feb 28, 2019 14:15 UTC
Chhabra PaulVP, Global Product Supply
Grantcommon stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000037 · wf-form4_155136333674209.xml · nonDerivative · entry 1

Chhabra Paul · CIK 0001736976 · VP, Global Product Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,725

F1 · shares: Restricted stock shares vest 3 years after the 2/21/2019 grant date.

F2 · balance_after: Includes 2,175 restricted shares that vest on 2/21/2022, 2,476 restricted shares that vest on 4/3/2019, 2,475 restricted shares that vest on 4/3/2020, and 2,599 restricted shares that vest on 2/22/2022.

Read SEC document
February 21, 2019 Filed Feb 28, 2019 14:19 UTC
Grandon Jonathan M.Chief Administrative Officer
Grantoption · Derivative 10,976 $55.16 Strike: $55.16 $605,436.16
Disclosure

SEC source: 0000038725-19-000044 · wf-form4_155136354966164.xml · derivative · entry 2

Grandon Jonathan M. · CIK 0001625104 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

Underlying: common stock · 10,976 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The options become exercisable in three equal installments of 1/3 each year, beginning on the first anniversary of 2/21/2019.

Read SEC document
February 21, 2019 Filed Feb 28, 2019 14:19 UTC
Grandon Jonathan M.Chief Administrative Officer
Grantcommon stock 2,366 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000044 · wf-form4_155136354966164.xml · nonDerivative · entry 1

Grandon Jonathan M. · CIK 0001625104 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,210

F1 · shares: Restricted stock shares vest 3 years after the 2/21/2019 grant date.

F2 · balance_after: Includes 2,366 restricted shares that vest 3 years after the 2/21/2019 grant date, 3,071 restricted shares that vest 4 years after the 2/22/2018 grant date, 2,773 restricted shares that vest 4 years after the 2/23/2017 grant date and 4,000 restricted shares that vest 4 years after the 9/12/2016 grant date.

Read SEC document
February 21, 2019 Filed Feb 28, 2019 14:18 UTC
Freigang Julie ScheckVice President
Grantoption · Derivative 6,560 $55.16 Strike: $55.16 $361,849.60
Disclosure

SEC source: 0000038725-19-000043 · wf-form4_155136352026602.xml · derivative · entry 2

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,560

Underlying: common stock · 6,560 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The options become exercisable in three equal installments of 1/3 each year, beginning on the first anniversary of 2/21/2019.

Read SEC document
February 21, 2019 Filed Feb 28, 2019 14:18 UTC
Freigang Julie ScheckVice President
Grantcommon stock 1,414 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000043 · wf-form4_155136352026602.xml · nonDerivative · entry 1

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,532

F1 · shares: Restricted stock shares vest 3 years after the 2/21/2019 grant date.

F2 · balance_after: Includes 1,414 restricted shares that vest 3 years after the 2/21/2019 grant date, 1,491 restricted shares that vest 4 years after the 2/22/2018 grant date, 995 restricted shares that vest 4 years after the 2/23/2017 grant date, 1,341 restricted shares that vest 4 years after the 2/25/2016 grant date, and 2,291 restricted shares that vest 4 years after the 2/26/2015 grant date.

Read SEC document
February 21, 2019 Filed Feb 28, 2019 14:18 UTC
SENGSTACK GREGG CChairman and CEO
Grantoption · Derivative 75,696 $55.16 Strike: $55.16 $4,175,391.36
Disclosure

SEC source: 0000038725-19-000042 · wf-form4_155136349280260.xml · derivative · entry 2

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,696

Underlying: common stock · 75,696 shares

Expires 2029-02-21

F3 · derivative.exercise_date: Options become exercisable in three equal installments of 1/3, beginning on the anniversary of 2/21/2019.

Read SEC document
February 21, 2019 Filed Feb 28, 2019 14:18 UTC
SENGSTACK GREGG CChairman and CEO
Grantcommon stock 16,316 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000042 · wf-form4_155136349280260.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,004

F1 · shares: Restricted Stock Units vest 3 years after the 2/21/2019 grant date.

F2 · balance_after: Includes 16,316 restricted stock units that vest 3 years from the 2/21/2019 grant date, 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grantdate, 19,085 restricted stock units that vest 4 years from the 2/25/2016 grant date, 14,317 restricted stock units that vest 4 years from the 2/26/2015 grantdate, and 353,440 shares owned outright.

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February 21, 2019 Filed Feb 28, 2019 14:17 UTC
davis delancey wPresident, Headwater Companies
Grantoption · Derivative 10,724 $55.16 Strike: $55.16 $591,535.84
Disclosure

SEC source: 0000038725-19-000041 · wf-form4_155136346475285.xml · derivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,724

Underlying: common stock · 10,724 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The options become exercisable in three equal installments of 1/3 each year, beginning on the first anniversary of 2/21/2019.

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February 21, 2019 Filed Feb 28, 2019 14:17 UTC
davis delancey wPresident, Headwater Companies
Grantcommon stock 2,311 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000041 · wf-form4_155136346475285.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,644

F1 · shares: Restricted stock shares vest 3 years after the 2/21/2019 grant date.

F2 · balance_after: Includes 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, 3,092 restricted shares that vest 4 years after the 2/26/2015 grant date, and 3,274 shares owned outright

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February 21, 2019 Filed Feb 28, 2019 14:16 UTC
Haines John JVice President and CFO
Grantoption · Derivative 21,069 $55.16 Strike: $55.16 $1,162,166.04
Disclosure

SEC source: 0000038725-19-000039 · wf-form4_155136339260943.xml · derivative · entry 2

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,069

Underlying: common stock · 21,069 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The options become exercisable in three equal installments of 1/3 each year, beginning on the first anniversary of 2/21/2019.

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February 21, 2019 Filed Feb 28, 2019 14:16 UTC
Haines John JVice President and CFO
Grantcommon stock 4,541 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000039 · wf-form4_155136339260943.xml · nonDerivative · entry 1

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,326

F1 · shares: Restricted stock units vest 3 years after the 2/21/2019 grant date.

F2 · balance_after: Includes 4,541 restricted stock units that vest 3 years after the 2/21/2019 grant date, 5,590 restricted stock units that vest 4 years after the 2/22/2018 grant date, 4,870 restricted stock units that vest 4 years after the 2/23/2017 grant date, 5,983 restricted stock units that vest 4 years after the 2/25/2016 grant date, 4,500 restricted stock units that vest 4 years after the 2/26/2015 grant date, and 16,842 shares owned outright.

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February 21, 2019 Filed Feb 28, 2019 14:16 UTC
Kenney Donald PVP & President
Grantoption · Derivative 15,770 $55.16 Strike: $55.16 $869,873.20
Disclosure

SEC source: 0000038725-19-000038 · wf-form4_155136336557533.xml · derivative · entry 2

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,770

Underlying: common stock · 15,770 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The options become exercisable in three equal installments of 1/3 each year, beginning on the first anniversary of 2/21/2019.

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February 21, 2019 Filed Feb 28, 2019 14:16 UTC
Kenney Donald PVP & President
Grantcommon stock 3,399 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000038 · wf-form4_155136336557533.xml · nonDerivative · entry 1

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,127

F1 · shares: Restricted stock shares vest 3 years after the 2/21/2019 grant date.

F2 · balance_after: Includes 3,399 restricted stock units that vest on 2/21/2022, 3,727 restricted stock units that vest on 2/22/2022, 5,945 restricted stock units that vest on 2/23/2021, 2,218 restricted stock units that vest 4 years after the 2/25/2016 grant date, 1,693 restricted stock units that vest 4 years after the 2/26/2015 grant date, and 7,145 shares owned outright.

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February 21, 2019 Filed Mar 1, 2019 13:25 UTC Amendment
Chhabra PaulVP, Global Product Supply
Grantoption · Derivative 10,250 $55.16 Strike: $55.16 $565,390.00
Disclosure

SEC source: 0000038725-19-000066 · wf-form4a_155144669171964.xml · derivative · entry 2

Chhabra Paul · CIK 0001736976 · VP, Global Product Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

Underlying: common stock · 10,250 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The options become exercisable in three equal installments of 1/3 each year, beginning on the first anniversary of 2/21/2019.

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February 21, 2019 Filed Mar 1, 2019 13:25 UTC Amendment
Chhabra PaulVP, Global Product Supply
Grantcommon stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000066 · wf-form4a_155144669171964.xml · nonDerivative · entry 1

Chhabra Paul · CIK 0001736976 · VP, Global Product Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,725

F1 · shares: Restricted stock shares vest 3 years after the 2/21/2019 grant date.

F2 · balance_after: Includes 2,175 restricted shares that vest on 2/21/2022, 2,476 restricted shares that vest on 4/3/2019, 2,475 restricted shares that vest on 4/3/2020, and 2,599 restricted shares that vest on 2/22/2022.

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February 21, 2019 Filed Mar 1, 2019 13:45 UTC Amendment
davis delancey wPresident, Headwater Companies
Grantoption · Derivative 10,890 $55.16 Strike: $55.16 $600,692.40
Disclosure

SEC source: 0000038725-19-000078 · wf-form4a_155144793139785.xml · derivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,890

Underlying: common stock · 10,890 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The options become exercisable in three equal installments of 1/3 each year, beginning on the first anniversary of 2/21/2019.

Read SEC document
February 21, 2019 Filed Mar 1, 2019 13:45 UTC Amendment
davis delancey wPresident, Headwater Companies
Grantcommon stock 2,311 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000078 · wf-form4a_155144793139785.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,644

F1 · shares: Restricted stock shares vest 3 years after the 2/21/2019 grant date.

F2 · balance_after: Includes 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, 3,092 restricted shares that vest 4 years after the 2/26/2015 grant date, and 3,274 shares owned outright

Read SEC document
February 21, 2019 Filed Mar 1, 2019 13:38 UTC Amendment
Aikman Steven WilliamVP, Global Water Systems Engin
Grantoption · Derivative 6,919 $55.16 Strike: $55.16 $381,652.04
Disclosure

SEC source: 0000038725-19-000076 · wf-form4a_155144747140219.xml · derivative · entry 2

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,919

Underlying: common stock · 6,919 shares

Expires 2029-02-21

F3 · derivative.exercise_date: The options become exercisable in three equal installments of 1/3 each year, beginning on the first anniversary of 2/21/2019.

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February 21, 2019 Filed Mar 1, 2019 13:38 UTC Amendment
Aikman Steven WilliamVP, Global Water Systems Engin
Grantcommon stock 1,468 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000076 · wf-form4a_155144747140219.xml · nonDerivative · entry 1

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,483

F1 · shares: Restricted stock shares vest 3 years after the 2/21/2019 grant date.

F2 · balance_after: Includes 1,468 restricted stock units that vest 3 years after the 2/21/2019 grant date, 1,863 restricted stock units that vest 4 years after the 2/22/2018 grant date, 1,528 restricted stock units that vest 4 years after the 2/23/2017 grantdate, 2,146 restricted shares that vest 4 years after the 2/25/2016 grant date, 1,636 restricted shares that vest 4 years after the 2/26/2015 grant date, and 7,842 shares owned outright

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.