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FRANKLIN ELECTRIC CO INC

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238
SEC CIK
0000038725
Parsed reports
774

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202610
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2019 Filed Jul 31, 2019 13:46 UTC
Haines John JVice President and CFO
Exercise / conversioncommon stock 18,600 $14.41 $268,026.00
Disclosure

SEC source: 0000038725-19-000191 · wf-form4_156458075642644.xml · nonDerivative · entry 1

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 18:30 UTC
SENGSTACK GREGG CChairman and CEO
Exercise / conversionoption · Derivative 25,600 $0.00 Strike: $14.41 $0.00
Disclosure

SEC source: 0000038725-19-000187 · wf-form4_156451143901510.xml · derivative · entry 3

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 25,600 shares

Expires 2020-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 18:30 UTC
SENGSTACK GREGG CChairman and CEO
Tax withholdingcommon stock 15,657 $47.15 $738,227.55
Disclosure

SEC source: 0000038725-19-000187 · wf-form4_156451143901510.xml · nonDerivative · entry 2

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,705

F1 · balance_after: Includes 16,316 restricted stock units that vest 3 years from the 2/21/2019 grant date, 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, 19,085 restricted stock units that vest 4 years from the 2/25/2016 grant date, and 385,458 owned outright.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 18:30 UTC
SENGSTACK GREGG CChairman and CEO
Exercise / conversioncommon stock 25,600 $14.41 $368,896.00
Disclosure

SEC source: 0000038725-19-000187 · wf-form4_156451143901510.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 31, 2019 12:34 UTC Amendment
SENGSTACK GREGG CChairman and CEO
Exercise / conversionoption · Derivative 25,600 $0.00 Strike: $14.41 $0.00
Disclosure

SEC source: 0000038725-19-000189 · wf-form4a_156457643883115.xml · derivative · entry 3

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 25,600 shares

Expires 2020-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

Read SEC document
July 26, 2019 Filed Jul 31, 2019 12:34 UTC Amendment
SENGSTACK GREGG CChairman and CEO
Tax withholdingcommon stock 15,657 $47.15 $738,227.55
Disclosure

SEC source: 0000038725-19-000189 · wf-form4a_156457643883115.xml · nonDerivative · entry 2

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,705

F1 · balance_after: Includes 16,316 restricted stock units that vest 3 years from the 2/21/2019 grant date, 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, 19,085 restricted stock units that vest 4 years from the 2/25/2016 grant date, and 385,458 owned outright.

Read SEC document
July 26, 2019 Filed Jul 31, 2019 12:34 UTC Amendment
SENGSTACK GREGG CChairman and CEO
Exercise / conversioncommon stock 25,600 $14.41 $368,896.00
Disclosure

SEC source: 0000038725-19-000189 · wf-form4a_156457643883115.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 15:12 UTC
Kenney Donald PVP & President
Salecommon stock 1,313 $46.21 $60,673.20
Disclosure

SEC source: 0000038725-19-000164 · wf-form4_156078435315870.xml · nonDerivative · entry 1

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,277

F1 · balance_after: Includes 3,399 restricted stock units that vest on 2/21/2022, 3,727 restricted stock units that vest on 2/22/2022, 5,945 restricted stock units that vest on 2/23/2021, 2,218 restricted stock units that vest 4 years after the 2/25/2016 grant date, and 6,988 shares owned outright.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:25 UTC Grantstock units · Derivative 120.65 $46.52 $5,612.64
Disclosure

SEC source: 0000038725-19-000156 · wf-form4_155812470732839.xml · derivative · entry 1

VERHAGE THOMAS R · CIK 0001282228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,029.08

Underlying: common stock · 120.65 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2011-2018 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. VerHage was credited with 120.65 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2011-2018 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. VerHage was credited with 120.65 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2011-2018 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. VerHage was credited with 120.65 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:25 UTC Grantstock units · Derivative 67.69 $46.52 $3,148.94
Disclosure

SEC source: 0000038725-19-000155 · wf-form4_155812468800517.xml · derivative · entry 1

SHERMAN JENNIFER L · CIK 0001282554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,156.47

Underlying: common stock · 67.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2014-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Ms. Sherman was credited with 67.69 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2014-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Ms. Sherman was credited with 67.69 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2014-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Ms. Sherman was credited with 67.69 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:23 UTC Grantstock units · Derivative 221.78 $46.52 $10,317.21
Disclosure

SEC source: 0000038725-19-000151 · wf-form4_155812457701411.xml · derivative · entry 1

BROWN DAVID T · CIK 0001228301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,803.28

Underlying: common stock · 221.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 7, 2006, Mr. Brown elected to receive his 2008-2016 Board of Directors retainer, meeting fees and stock award in Franklin Electric Co., Inc. common stock, and in 2017-2018 his stock award in Franklin Electric Co., Inc, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Brown was credited with 221.78 Stock Units for meeting attendance. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 7, 2006, Mr. Brown elected to receive his 2008-2016 Board of Directors retainer, meeting fees and stock award in Franklin Electric Co., Inc. common stock, and in 2017-2018 his stock award in Franklin Electric Co., Inc, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Brown was credited with 221.78 Stock Units for meeting attendance. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 7, 2006, Mr. Brown elected to receive his 2008-2016 Board of Directors retainer, meeting fees and stock award in Franklin Electric Co., Inc. common stock, and in 2017-2018 his stock award in Franklin Electric Co., Inc, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Brown was credited with 221.78 Stock Units for meeting attendance. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:23 UTC Grantstock units · Derivative 59.58 $46.52 $2,771.66
Disclosure

SEC source: 0000038725-19-000152 · wf-form4_155812458716346.xml · derivative · entry 1

PETERSON RENEE J · CIK 0001528002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,577.68

Underlying: common stock · 59.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2015-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Ms. Peterson was credited with 59.58 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2015-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Ms. Peterson was credited with 59.58 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2015-2018 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Ms. Peterson was credited with 59.58 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:21 UTC Grantstock units · Derivative 17.1 $46.52 $795.49
Disclosure

SEC source: 0000038725-19-000148 · wf-form4_155812446248611.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,502.08

Underlying: common stock · 17.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Roberts was credited with 17.10 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Roberts was credited with 17.10 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Roberts was credited with 17.10 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:20 UTC Grantstock units · Derivative 262.6 $46.52 $12,216.15
Disclosure

SEC source: 0000038725-19-000147 · wf-form4_155812444247705.xml · derivative · entry 1

Wathen David M · CIK 0001326561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,711.68

Underlying: common stock · 262.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2005-2016 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, and in 2017-2018, his retainer, stock award, meeting fees, and lead independent director fees in Franklin Electric Co., Inc. common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Wathen was credited with 262.60 Stock Units for payment of meeting attendance. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2005-2016 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, and in 2017-2018, his retainer, stock award, meeting fees, and lead independent director fees in Franklin Electric Co., Inc. common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Wathen was credited with 262.60 Stock Units for payment of meeting attendance. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2005-2016 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, and in 2017-2018, his retainer, stock award, meeting fees, and lead independent director fees in Franklin Electric Co., Inc. common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Wathen was credited with 262.60 Stock Units for payment of meeting attendance. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 10, 2019 Filed May 13, 2019 21:08 UTC
SENGSTACK GREGG CChairman and CEO
Giftcommon stock 55 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000144 · wf-form4_155778168391521.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,762

F1 · shares: Shares gifted

F2 · balance_after: Includes 16,316 restricted stock units that vest 3 years from the 2/21/2019 grant date, 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, 19,085 restricted stock units that vest 4 years from the 2/25/2016 grant date, and 375,515 owned outright.

Read SEC document
May 03, 2019 Filed May 6, 2019 18:41 UTC Grantstock units · Derivative 4,373.36 $49.39 $216,000.25
Disclosure

SEC source: 0000038725-19-000127 · wf-form4_155716810395767.xml · derivative · entry 1

SHERMAN JENNIFER L · CIK 0001282554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,088.78

Underlying: common stock · 4,373.36 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2019 Board of Directors retainer, stock award, and committee chair/member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Ms. Sherman was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual stock award, and 425.19 Stock Units for committee chair/member fees. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2019 Board of Directors retainer, stock award, and committee chair/member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Ms. Sherman was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual stock award, and 425.19 Stock Units for committee chair/member fees. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Sherman elected to receive her 2019 Board of Directors retainer, stock award, and committee chair/member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Ms. Sherman was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual stock award, and 425.19 Stock Units for committee chair/member fees. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 03, 2019 Filed May 6, 2019 18:53 UTC Grantstock units · Derivative 2,429.64 $49.39 $119,999.92
Disclosure

SEC source: 0000038725-19-000137 · wf-form4_155716876676028.xml · derivative · entry 1

BROWN DAVID T · CIK 0001228301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,581.5

Underlying: common stock · 2,429.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Brown elected to receive his 2019 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Mr. Brown was credited with 2,429.64 Stock Units for the annual stock award. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Brown elected to receive his 2019 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Mr. Brown was credited with 2,429.64 Stock Units for the annual stock award. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Brown elected to receive his 2019 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Mr. Brown was credited with 2,429.64 Stock Units for the annual stock award. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 03, 2019 Filed May 6, 2019 18:52 UTC Grantstock units · Derivative 4,403.73 $49.39 $217,500.22
Disclosure

SEC source: 0000038725-19-000136 · wf-form4_155716872767554.xml · derivative · entry 1

PETERSON RENEE J · CIK 0001528002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,518.1

Underlying: common stock · 4,403.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2019 Board of Directors retainer, annual stock award, and committee chair fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Ms. Peterson was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual stock award, and 455.56 Stock Units for committee chair fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2019 Board of Directors retainer, annual stock award, and committee chair fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Ms. Peterson was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual stock award, and 455.56 Stock Units for committee chair fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Ms. Peterson elected to receive her 2019 Board of Directors retainer, annual stock award, and committee chair fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until she retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Ms. Peterson was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual stock award, and 455.56 Stock Units for committee chair fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 03, 2019 Filed May 6, 2019 18:50 UTC Grantcommon stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000134 · wf-form4_155716861302489.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,352

F1 · shares: Shares vest immediately as payment for the 2019 Stock Award.

F2 · balance_after: Includes 9,717 restricted shares that vest 5 years after the 8/4/2014 grant date and 16,635 shares owned outright.

Read SEC document
May 03, 2019 Filed May 6, 2019 18:47 UTC Grantstock units · Derivative 4,201.26 $49.39 $207,500.23
Disclosure

SEC source: 0000038725-19-000131 · wf-form4_155716844852332.xml · derivative · entry 1

VERHAGE THOMAS R · CIK 0001282228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,908.43

Underlying: common stock · 4,201.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2019 Board of Directors retainer, stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Mr. VerHage was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual stock award, and 253.09 Stock Units for committee member fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2019 Board of Directors retainer, stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Mr. VerHage was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual stock award, and 253.09 Stock Units for committee member fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. VerHage elected to receive his 2019 Board of Directors retainer, stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Mr. VerHage was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual stock award, and 253.09 Stock Units for committee member fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 03, 2019 Filed May 6, 2019 18:47 UTC Grantstock units · Derivative 4,201.26 $49.39 $207,500.23
Disclosure

SEC source: 0000038725-19-000130 · wf-form4_155716841673586.xml · derivative · entry 1

Wathen David M · CIK 0001326561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,449.08

Underlying: common stock · 4,201.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2019 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Mr. Wathen was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual Stock Award, and 253.09 Stock Units for committee member fees. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2019 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Mr. Wathen was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual Stock Award, and 253.09 Stock Units for committee member fees. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Wathen elected to receive his 2019 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 3, 2019, Mr. Wathen was credited with 1,518.53 Stock Units for the annual retainer, 2,429.64 Stock Units for the annual Stock Award, and 253.09 Stock Units for committee member fees. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
April 25, 2019 Filed Apr 25, 2019 20:43 UTC
Kenney Donald PVP & President
Salecommon stock 1,335 $46.40 $61,941.46
Disclosure

SEC source: 0000038725-19-000114 · wf-form4_155622498062414.xml · nonDerivative · entry 2

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,590

F2 · balance_after: Includes 3,399 restricted stock units that vest on 2/21/2022, 3,727 restricted stock units that vest on 2/22/2022, 5,945 restricted stock units that vest on 2/23/2021, 2,218 restricted stock units that vest 4 years after the 2/25/2016 grant date, and 8,301 shares owned outright.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:43 UTC
Kenney Donald PVP & President
Grantcommon stock 3,044 $46.02 $140,084.88
Disclosure

SEC source: 0000038725-19-000114 · wf-form4_155622498062414.xml · nonDerivative · entry 1

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,925

F1 · shares: Vest of Performance Share Units

F2 · balance_after: Includes 3,399 restricted stock units that vest on 2/21/2022, 3,727 restricted stock units that vest on 2/22/2022, 5,945 restricted stock units that vest on 2/23/2021, 2,218 restricted stock units that vest 4 years after the 2/25/2016 grant date, and 8,301 shares owned outright.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:19 UTC
STONE ROBERT JSr. Vice President
Tax withholdingcommon stock 2,901 $46.02 $133,504.02
Disclosure

SEC source: 0000038725-19-000112 · wf-form4_155622353873244.xml · nonDerivative · entry 2

STONE ROBERT J · CIK 0001230024 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,294

F2 · balance_after: Includes 3,689 restricted stock units that vest 4 years after the 2/22/2018 grant date, 3,412 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,797 restricted stock units that vest on 2/25/2019, and 22,396 shares held outright.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:19 UTC
STONE ROBERT JSr. Vice President
Grantcommon stock 6,582 $46.02 $302,903.64
Disclosure

SEC source: 0000038725-19-000112 · wf-form4_155622353873244.xml · nonDerivative · entry 1

STONE ROBERT J · CIK 0001230024 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,195

F1 · shares: Vest of Performance Share Units.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:08 UTC
Haines John JVice President and CFO
Tax withholdingcommon stock 3,289 $46.02 $151,359.78
Disclosure

SEC source: 0000038725-19-000110 · wf-form4_155622290056972.xml · nonDerivative · entry 2

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,443

F2 · balance_after: Includes 4,541 restricted stock units that vest 3 years after the 2/21/2019 grant date, 5,590 restricted stock units that vest 4 years after the 2/22/2018 grant date, 4,870 restricted stock units that vest 4 years after the 2/23/2017 grant date, 5,983 restricted stock units that vest 4 years after the 2/25/2016 grant date, and 24,459 shares owned outright.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:08 UTC
Haines John JVice President and CFO
Grantcommon stock 8,209 $46.02 $377,778.18
Disclosure

SEC source: 0000038725-19-000110 · wf-form4_155622290056972.xml · nonDerivative · entry 1

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,732

F1 · kind: Vest of Performance Share Units.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:04 UTC
Aikman Steven WilliamVP, Global Water Systems Engin
Tax withholdingcommon stock 1,007 $46.02 $46,342.14
Disclosure

SEC source: 0000038725-19-000106 · wf-form4_155622266608348.xml · nonDerivative · entry 2

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,798

F2 · balance_after: Includes 1,468 restricted stock units that vest 3 years after the 2/21/2019 grant date, 1,863 restricted stock units that vest 4 years after the 2/22/2018 grant date, 1,528 restricted stock units that vest 4 years after the 2/23/2017 grantdate, 2,146 restricted shares that vest 4 years after the 2/25/2016 grant date, and 10,793 shares owned outright

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:04 UTC
Aikman Steven WilliamVP, Global Water Systems Engin
Grantcommon stock 2,945 $46.02 $135,528.90
Disclosure

SEC source: 0000038725-19-000106 · wf-form4_155622266608348.xml · nonDerivative · entry 1

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,805

F1 · shares: Vest of Performance Share Units.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:05 UTC
davis delancey wPresident, Headwater Companies
Tax withholdingcommon stock 1,766 $46.02 $81,271.32
Disclosure

SEC source: 0000038725-19-000108 · wf-form4_155622273247087.xml · nonDerivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,306

F2 · balance_after: Includes 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, and 7,028 shares owned outright.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:05 UTC
davis delancey wPresident, Headwater Companies
Grantcommon stock 5,520 $46.02 $254,030.40
Disclosure

SEC source: 0000038725-19-000108 · wf-form4_155622273247087.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,072

F1 · shares: Vest of Performance Share Units.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:01 UTC
Freigang Julie ScheckVice President
Tax withholdingcommon stock 572 $46.02 $26,323.44
Disclosure

SEC source: 0000038725-19-000104 · wf-form4_155622247590642.xml · nonDerivative · entry 2

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,088

F2 · balance_after: Includes 1,414 restricted shares that vest 3 years after the 2/21/2019 grant date, 1,491 restricted shares that vest 4 years after the 2/22/2018 grant date, 995 restricted shares that vest 4 years after the 2/23/2017 grant date, 1,341 restricted shares that vest 4 years after the 2/25/2016 grant date, and 2,847 shares owned outright.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:01 UTC
Freigang Julie ScheckVice President
Grantcommon stock 1,840 $46.02 $84,676.80
Disclosure

SEC source: 0000038725-19-000104 · wf-form4_155622247590642.xml · nonDerivative · entry 1

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,660

F1 · kind: Vest of Performance Share Units.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:05 UTC
SENGSTACK GREGG CChairman and CEO
Tax withholdingcommon stock 11,538 $46.02 $530,978.76
Disclosure

SEC source: 0000038725-19-000102 · wf-form4_155621908164690.xml · nonDerivative · entry 2

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,817

F2 · balance_after: Includes 16,316 restricted stock units that vest 3 years from the 2/21/2019 grant date, 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, 19,085 restricted stock units that vest 4 years from the 2/25/2016 grant date, and 375,570 owned outright.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:05 UTC
SENGSTACK GREGG CChairman and CEO
Grantcommon stock 26,185 $46.02 $1,205,033.70
Disclosure

SEC source: 0000038725-19-000102 · wf-form4_155621908164690.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,355

F1 · shares: Vest of Performance Share Units.

Read SEC document
April 03, 2019 Filed Apr 12, 2019 11:50 UTC
Chhabra PaulVP, Global Product Supply
Tax withholdingcommon stock 918 $51.43 $47,212.74
Disclosure

SEC source: 0000038725-19-000097 · wf-form4_155506980598549.xml · nonDerivative · entry 2

Chhabra Paul · CIK 0001736976 · VP, Global Product Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,807

F1 · balance_after: Includes 2,175 restricted shares that vest on 2/21/2022, 2,475 restricted shares that vest on 4/3/2020, and 2,599 restricted shares that vest on 2/22/2022, and 1,558 shares owned out-right.

Read SEC document
April 03, 2019 Filed Apr 12, 2019 11:50 UTC
Chhabra PaulVP, Global Product Supply
Grantcommon stock 2,476 $51.43 $127,340.68
Disclosure

SEC source: 0000038725-19-000097 · wf-form4_155506980598549.xml · nonDerivative · entry 1

Chhabra Paul · CIK 0001736976 · VP, Global Product Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,725

Read SEC document
March 11, 2019 Filed Mar 11, 2019 18:30 UTC
STONE ROBERT JSr. Vice President
Giftcommon stock 191 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000086 · wf-form4_155232899567442.xml · nonDerivative · entry 3

STONE ROBERT J · CIK 0001230024 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · held by spouse

Disclosed balance after: 17,355

Read SEC document
March 08, 2019 Filed Mar 11, 2019 18:30 UTC
STONE ROBERT JSr. Vice President
Giftcommon stock 96 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000086 · wf-form4_155232899567442.xml · nonDerivative · entry 2

STONE ROBERT J · CIK 0001230024 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · held by spouse

Disclosed balance after: 17,546

Read SEC document
March 08, 2019 Filed Mar 11, 2019 18:30 UTC
STONE ROBERT JSr. Vice President
Giftcommon stock 286 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000086 · wf-form4_155232899567442.xml · nonDerivative · entry 1

STONE ROBERT J · CIK 0001230024 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · held by spouse

Disclosed balance after: 17,642

Read SEC document
March 07, 2019 Filed Mar 8, 2019 12:24 UTC
Kenney Donald PVP & President
Salecommon stock 1,500 $52.14 $78,208.05
Disclosure

SEC source: 0000038725-19-000084 · wf-form4_155204783488024.xml · nonDerivative · entry 1

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,881

F1 · balance_after: Includes 3,399 restricted stock units that vest on 2/21/2022, 3,727 restricted stock units that vest on 2/22/2022, 5,945 restricted stock units that vest on 2/23/2021, 2,218 restricted stock units that vest 4 years after the 2/25/2016 grant date, and 6,592 shares owned outright.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 12:53 UTC
davis delancey wPresident, Headwater Companies
Salecommon stock 2,885 $52.65 $151,895.25
Disclosure

SEC source: 0000038725-19-000082 · wf-form4_155196319217855.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,552

F1 · balance_after: Includes 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, and 3,274 shares owned outright.

Read SEC document
February 28, 2019 Filed Feb 28, 2019 20:00 UTC
davis delancey wPresident, Headwater Companies
Salecommon stock 2,705 $53.75 $145,393.75
Disclosure

SEC source: 0000038725-19-000060 · wf-form4_155138401427811.xml · nonDerivative · entry 3

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,655

F2 · balance_after: Includes 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, and 5,377 shares owned outright

Read SEC document
February 28, 2019 Filed Mar 1, 2019 13:47 UTC
SENGSTACK GREGG CChairman and CEO
Giftcommon stock 525 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000080 · wf-form4_155144804860120.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,170

F1 · balance_after: Includes 16,316 restricted stock units that vest 3 years from the 2/21/2019 grant date, 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, 19,085 restricted stock units that vest 4 years from the 2/25/2016 grant date, and 360,923 shares owned outright.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:57 UTC
Freigang Julie ScheckVice President
Tax withholdingcommon stock 712 $54.10 $38,519.20
Disclosure

SEC source: 0000038725-19-000055 · wf-form4_155138385217255.xml · nonDerivative · entry 2

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820

F2 · balance_after: Includes 1,414 restricted shares that vest 3 years after the 2/21/2019 grant date, 1,491 restricted shares that vest 4 years after the 2/22/2018 grant date, 995 restricted shares that vest 4 years after the 2/23/2017 grant date, 1,341 restricted shares that vest 4 years after the 2/25/2016 grant date, and 1,579 shares owned outright.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:57 UTC
Freigang Julie ScheckVice President
Grantcommon stock 2,291 $54.10 $123,943.10
Disclosure

SEC source: 0000038725-19-000055 · wf-form4_155138385217255.xml · nonDerivative · entry 1

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,532

F1 · shares: Vest of restricted shares

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:27 UTC
davis delancey wPresident, Headwater Companies
Exercise / conversionoption · Derivative 3,571 $0.00 Strike: $36.67 $0.00
Disclosure

SEC source: 0000038725-19-000062 · wf-form4_155138922067251.xml · derivative · entry 3

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 3,571 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:27 UTC
davis delancey wPresident, Headwater Companies
Tax withholdingcommon stock 2,789 $54.10 $150,884.90
Disclosure

SEC source: 0000038725-19-000062 · wf-form4_155138922067251.xml · nonDerivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,437

F1 · balance_after: Includes 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, 4,023 restricted shares that vest 4 years after the 2/25/2016 grant date, and 6,159 shares owned outright.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:27 UTC
davis delancey wPresident, Headwater Companies
Exercise / conversioncommon stock 3,571 $36.67 $130,948.57
Disclosure

SEC source: 0000038725-19-000062 · wf-form4_155138922067251.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 20:00 UTC
davis delancey wPresident, Headwater Companies
Tax withholdingcommon stock 989 $54.10 $53,504.90
Disclosure

SEC source: 0000038725-19-000060 · wf-form4_155138401427811.xml · nonDerivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,360

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.