FELE

SEC source: 0000038725-20-000177 · wf-form4_159648978709450.xml · nonDerivative · entry 1

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000038725-20-000166 · wf-form4_159363224823770.xml · nonDerivative · entry 3

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,860

F2 · shares: Restricted shares cancelled due to retirement.

F3 · balance_after: Includes 11,860 shares owned outright.

SEC source: 0000038725-20-000166 · wf-form4_159363224823770.xml · nonDerivative · entry 2

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,878

SEC source: 0000038725-20-000166 · wf-form4_159363224823770.xml · nonDerivative · entry 1

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,181

F1 · shares: Vest of restricted shares.

SEC source: 0000038725-20-000158 · wf-form4_159196593378072.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,784

F1 · shares: Shares gifted

F2 · balance_after: Includes 16,580 restricted stock units that vest 3 years from the 2/20/2020 grant date, 16,316 restricted stock units that vest 3 years from the 2/21/2019 grant date, 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, and 393,042 owned outright.

SEC source: 0000038725-20-000156 · wf-form4_159172647738518.xml · derivative · entry 3

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 5,567.15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts has retired from the board and has elected to receive his deferred compensation in shares of Franklin common stock. The deferred compensation was for his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock and dividends received on such shares.

F3 · price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts has retired from the board and has elected to receive his deferred compensation in shares of Franklin common stock. The deferred compensation was for his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock and dividends received on such shares.

F3 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts has retired from the board and has elected to receive his deferred compensation in shares of Franklin common stock. The deferred compensation was for his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock and dividends received on such shares.

F3 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts has retired from the board and has elected to receive his deferred compensation in shares of Franklin common stock. The deferred compensation was for his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock and dividends received on such shares.

SEC source: 0000038725-20-000156 · wf-form4_159172647738518.xml · nonDerivative · entry 2

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,919

F1 · shares: Partial shares paid out in cash.

F2 · balance_after: Includes 31,919 shares owned outright.

SEC source: 0000038725-20-000156 · wf-form4_159172647738518.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,919.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000038725-20-000154 · wf-form4_159076015251056.xml · derivative · entry 3

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 6,672 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

SEC source: 0000038725-20-000154 · wf-form4_159076015251056.xml · nonDerivative · entry 2

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,668

F1 · balance_after: Includes 1,407 restricted shares that vest 3 years after the 2/20/2020 grant date, 1,414 restricted shares that vest 3 years after the 2/21/2019 grant date, 1,491 restricted shares that vest 4 years after the 2/22/2018 grant date, 995 restricted shares that vest 4 years after the 2/23/2017 grant date, and 4,361 shares owned outright.

SEC source: 0000038725-20-000154 · wf-form4_159076015251056.xml · nonDerivative · entry 1

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000038725-20-000150 · wf-form4_159016418987536.xml · derivative · entry 1

Grizzle Victor · CIK 0001509566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,341.32

Underlying: common stock · 10.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Grizzle elected to receive his 2019-2020 Board of Directors stock award of Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Mr. Grizzle was credited with 10.71 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Grizzle may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Grizzle elected to receive his 2019-2020 Board of Directors stock award of Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Mr. Grizzle was credited with 10.71 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Grizzle may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Grizzle elected to receive his 2019-2020 Board of Directors stock award of Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Mr. Grizzle was credited with 10.71 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Grizzle may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000149 · wf-form4_159016417553140.xml · derivative · entry 1

PETERSON RENEE J · CIK 0001528002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,442.43

Underlying: common stock · 91.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Peterson elected to receive her 2015-2020 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Ms. Peterson was credited with 91.17 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Peterson elected to receive her 2015-2020 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Ms. Peterson was credited with 91.17 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Peterson elected to receive her 2015-2020 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Ms. Peterson was credited with 91.17 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000146 · wf-form4_159016411336933.xml · derivative · entry 1

SHERMAN JENNIFER L · CIK 0001282554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,020.08

Underlying: common stock · 99.43 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Sherman elected to receive her 2014-2020 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Ms. Sherman was credited with 99.43 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Sherman elected to receive her 2014-2020 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Ms. Sherman was credited with 99.43 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Sherman elected to receive her 2014-2020 stock award, meeting fees, and retainer of Franklin Electric Co., Inc common stock, issuance of such shares deferred until she retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Ms. Sherman was credited with 99.43 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000145 · wf-form4_159016408859307.xml · derivative · entry 1

VERHAGE THOMAS R · CIK 0001282228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,913

Underlying: common stock · 153.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. VerHage elected to receive his 2011-2020 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Mr. VerHage was credited with 153.58 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. VerHage elected to receive his 2011-2020 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Mr. VerHage was credited with 153.58 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. VerHage elected to receive his 2011-2020 stock award, meeting fees and retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Mr. VerHage was credited with 153.58 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000143 · wf-form4_159016403741666.xml · derivative · entry 1

Wathen David M · CIK 0001326561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,760.68

Underlying: common stock · 287.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Wathen elected to receive his 2005-2016 and 2019 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, and in 2017-2018, his retainer, stock award, meeting fees, and lead independent director fees in Franklin Electric Co., Inc. common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 21, 2020, Mr. Wathen was credited with 287.72 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Wathen elected to receive his 2005-2016 and 2019 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, and in 2017-2018, his retainer, stock award, meeting fees, and lead independent director fees in Franklin Electric Co., Inc. common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 21, 2020, Mr. Wathen was credited with 287.72 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Wathen elected to receive his 2005-2016 and 2019 Board of Directors retainer, stock award, and meeting fees in Franklin Electric Co., Inc. common stock, and in 2017-2018, his retainer, stock award, meeting fees, and lead independent director fees in Franklin Electric Co., Inc. common stock issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 21, 2020, Mr. Wathen was credited with 287.72 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Wathen may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000141 · wf-form4_159016399210869.xml · derivative · entry 1

BROWN DAVID T · CIK 0001228301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee and beneficiary of revocable trust

Disclosed balance after: 77,206.15

Underlying: common stock · 247.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Brown elected to receive his 2008-2016 Board of Directors retainer, meeting fees and stock award in Franklin Electric Co., Inc. common stock, and in 2017-2020 his stock award in Franklin Electric Co., Inc, issuance of such shares deferred until he retires, leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Mr. Brown was credited with 247.48 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Brown elected to receive his 2008-2016 Board of Directors retainer, meeting fees and stock award in Franklin Electric Co., Inc. common stock, and in 2017-2020 his stock award in Franklin Electric Co., Inc, issuance of such shares deferred until he retires, leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Mr. Brown was credited with 247.48 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Brown elected to receive his 2008-2016 Board of Directors retainer, meeting fees and stock award in Franklin Electric Co., Inc. common stock, and in 2017-2020 his stock award in Franklin Electric Co., Inc, issuance of such shares deferred until he retires, leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2020, Mr. Brown was credited with 247.48 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000138 · wf-form4_159016394104545.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,567.15

Underlying: common stock · 17.85 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 21, 2020, Mr. Roberts was credited with 17.85 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 21, 2020, Mr. Roberts was credited with 17.85 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 21, 2020, Mr. Roberts was credited with 17.85 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000135 · wf-form4_158980598457232.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,884

F1 · shares: Shares gifted

F2 · balance_after: Includes 16,580 restricted stock units that vest 3 years from the 2/20/2020 grant date, 16,316 restricted stock units that vest 3 years from the 2/21/2019 grant date, 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, and 393,142 owned outright.

SEC source: 0000038725-21-000201 · wf-form5_163423630230528.xml · nonDerivative · entry 1

Wathen David M · CIK 0001326561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495

SEC source: 0000038725-20-000131 · wf-form4_158895890846389.xml · derivative · entry 1

PETERSON RENEE J · CIK 0001528002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,351.26

Underlying: common stock · 4,571.25 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Peterson elected to receive her 2020 Board of Directors retainer, annual stock award, and committee chair fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until 2024, to be paid in a series of ten annual installments. On May 7, 2020, Ms. Peterson was credited with 1,576.29 Stock Units for the annual retainer, 2,522.07 Stock Units for the annual stock award, and 472.89 Stock Units for committee chair fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Peterson elected to receive her 2020 Board of Directors retainer, annual stock award, and committee chair fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until 2024, to be paid in a series of ten annual installments. On May 7, 2020, Ms. Peterson was credited with 1,576.29 Stock Units for the annual retainer, 2,522.07 Stock Units for the annual stock award, and 472.89 Stock Units for committee chair fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Peterson elected to receive her 2020 Board of Directors retainer, annual stock award, and committee chair fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until 2024, to be paid in a series of ten annual installments. On May 7, 2020, Ms. Peterson was credited with 1,576.29 Stock Units for the annual retainer, 2,522.07 Stock Units for the annual stock award, and 472.89 Stock Units for committee chair fees. At distribution, Ms. Peterson may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000130 · wf-form4_158895888591330.xml · derivative · entry 1

SHERMAN JENNIFER L · CIK 0001282554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,920.65

Underlying: common stock · 4,539.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Sherman elected to receive her 2020 Board of Directors retainer, stock award, and committee chair/member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until January 1 of the year following Ms. Sherman's departure from the Board, to be paid in a series of four annual installments. On May 7, 2020, Ms. Sherman was credited with 1,576.29 Stock Units for the annual retainer, 2,522.07 Stock Units for the annual stock award, and 441.36 Stock Units for committee chair/member fees. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Sherman elected to receive her 2020 Board of Directors retainer, stock award, and committee chair/member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until January 1 of the year following Ms. Sherman's departure from the Board, to be paid in a series of four annual installments. On May 7, 2020, Ms. Sherman was credited with 1,576.29 Stock Units for the annual retainer, 2,522.07 Stock Units for the annual stock award, and 441.36 Stock Units for committee chair/member fees. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Ms. Sherman elected to receive her 2020 Board of Directors retainer, stock award, and committee chair/member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until January 1 of the year following Ms. Sherman's departure from the Board, to be paid in a series of four annual installments. On May 7, 2020, Ms. Sherman was credited with 1,576.29 Stock Units for the annual retainer, 2,522.07 Stock Units for the annual stock award, and 441.36 Stock Units for committee chair/member fees. At distribution, Ms. Sherman may elect pursuant to the terms of the Plan to receive her deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000127 · wf-form4_158895878836456.xml · derivative · entry 1

Grizzle Victor · CIK 0001509566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330.61

Underlying: common stock · 2,522.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Grizzle elected to receive his 2020 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 7, 2020, Mr. Grizzle was credited with 2,522.07 Stock Units for the annual stock award. At distribution, Mr. Grizzle may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Grizzle elected to receive his 2020 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 7, 2020, Mr. Grizzle was credited with 2,522.07 Stock Units for the annual stock award. At distribution, Mr. Grizzle may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Grizzle elected to receive his 2020 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 7, 2020, Mr. Grizzle was credited with 2,522.07 Stock Units for the annual stock award. At distribution, Mr. Grizzle may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000126 · wf-form4_158895877809663.xml · derivative · entry 1

BROWN DAVID T · CIK 0001228301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee and beneficiary of revocable trust

Disclosed balance after: 76,958.67

Underlying: common stock · 2,522.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Brown elected to receive his 2020 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until June 1, 2021, to be paid in a single lump sum. On May 7, 2020, Mr. Brown was credited with 2,522.07 Stock Units for the annual stock award. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Brown elected to receive his 2020 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until June 1, 2021, to be paid in a single lump sum. On May 7, 2020, Mr. Brown was credited with 2,522.07 Stock Units for the annual stock award. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Brown elected to receive his 2020 Board of Directors stock award in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until June 1, 2021, to be paid in a single lump sum. On May 7, 2020, Mr. Brown was credited with 2,522.07 Stock Units for the annual stock award. At distribution, Mr. Brown may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000123 · wf-form4_158895859896679.xml · nonDerivative · entry 1

Wathen David M · CIK 0001326561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522

F1 · shares: Shares vest immediately as payment for the 2020 Stock Award.

F2 · balance_after: Includes 2,522 shares owned outright.

SEC source: 0000038725-20-000122 · wf-form4_158895859231464.xml · derivative · entry 1

VERHAGE THOMAS R · CIK 0001282228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,759.42

Underlying: common stock · 4,361.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. VerHage elected to receive his 2020 Board of Directors retainer, stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until January 2, 2027, to be paid in a series of three annual installments. On May 7, 2020, Mr. VerHage was credited with 1,576.29 Stock Units for the annual retainer, 2,522.07 Stock Units for the annual stock award, and 262.72 Stock Units for committee member fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. VerHage elected to receive his 2020 Board of Directors retainer, stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until January 2, 2027, to be paid in a series of three annual installments. On May 7, 2020, Mr. VerHage was credited with 1,576.29 Stock Units for the annual retainer, 2,522.07 Stock Units for the annual stock award, and 262.72 Stock Units for committee member fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. VerHage elected to receive his 2020 Board of Directors retainer, stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until January 2, 2027, to be paid in a series of three annual installments. On May 7, 2020, Mr. VerHage was credited with 1,576.29 Stock Units for the annual retainer, 2,522.07 Stock Units for the annual stock award, and 262.72 Stock Units for committee member fees. At distribution, Mr. VerHage may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-20-000109 · wf-form4_158870825858847.xml · nonDerivative · entry 1

Walsh Jay J · CIK 0001775785 · President, Franklin Fueling

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,058

F1 · balance_after: Includes 1,896 restricted shares that vest on 2/23/2021, 2,437 restricted shares that vest on 2/22/2022, 3,118 restricted shares that vest on 2/21/2022, 1,482 restricted shares that vest on 2/20/2023, and 1,125 shares owned outright.

SEC source: 0000038725-20-000117 · wf-form4_158877271338851.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,715

F1 · balance_after: Includes 2,186 restricted stock units that vest 3 years after the 2/20/2020 grant date, 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, and 3,274 shares owned outright.

SEC source: 0000038725-20-000115 · wf-form4_158877252346765.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,004

F1 · shares: Shares gifted

F2 · balance_after: Includes 16,580 restricted stock units that vest 3 years from the 2/20/2020 grant date, 16,316 restricted stock units that vest 3 years from the 2/21/2019 grant date, 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, and 393,262 owned outright.

SEC source: 0000038725-20-000097 · wf-form4_158628852006287.xml · nonDerivative · entry 2

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,668

F2 · balance_after: Includes 1,407 restricted shares that vest 3 years after the 2/20/2020 grant date, 1,414 restricted shares that vest 3 years after the 2/21/2019 grant date, 1,491 restricted shares that vest 4 years after the 2/22/2018 grant date, 995 restricted shares that vest 4 years after the 2/23/2017 grant date, and 4,361 shares owned outright.

SEC source: 0000038725-20-000097 · wf-form4_158628852006287.xml · nonDerivative · entry 1

Freigang Julie Scheck · CIK 0001641326 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,967

F1 · shares: Vest of Performance Share Units

SEC source: 0000038725-20-000101 · wf-form4_158628861973050.xml · nonDerivative · entry 2

Chhabra Paul · CIK 0001736976 · VP, Global Product Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,974

F1 · balance_after: Includes 2,085 restricted shares that vest on 2/20/2023, 2,599 restricted shares that vest on 2/22/2022, 2,175 restricted shares that vest on 2/21/2022, and 3,115 shares owned out-right.

SEC source: 0000038725-20-000101 · wf-form4_158628861973050.xml · nonDerivative · entry 1

Chhabra Paul · CIK 0001736976 · VP, Global Product Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,892

SEC source: 0000038725-20-000100 · wf-form4_158628860750888.xml · nonDerivative · entry 2

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,958

F2 · balance_after: Includes 5,024 restricted stock units that vest 3 years after the 2/20/2020 grant date, 4,541 restricted stock units that vest 3 years after the 2/21/2019 grant date, 5,590 restricted stock units that vest 4 years after the 2/22/2018 grant date, 4,870 restricted stock units that vest 4 years after the 2/23/2017 grant date, and 29,933 shares owned outright.

SEC source: 0000038725-20-000100 · wf-form4_158628860750888.xml · nonDerivative · entry 1

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,027

F1 · shares: Vest of Performance Share Units

SEC source: 0000038725-20-000096 · wf-form4_158628850083412.xml · nonDerivative · entry 2

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,540

F2 · balance_after: Includes 4,019 restricted stock units that vest on 2/20/2023, 3,399 restricted stock units that vest on 2/21/2022, 3,727 restricted stock units that vest on 2/22/2022, 5,945 restricted stock units that vest on 2/23/2021, and 10,450 shares owned outright.

SEC source: 0000038725-20-000096 · wf-form4_158628850083412.xml · nonDerivative · entry 1

Kenney Donald P · CIK 0001608971 · VP & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,356

F1 · shares: Vest of Performance Share Units

F2 · balance_after: Includes 4,019 restricted stock units that vest on 2/20/2023, 3,399 restricted stock units that vest on 2/21/2022, 3,727 restricted stock units that vest on 2/22/2022, 5,945 restricted stock units that vest on 2/23/2021, and 10,450 shares owned outright.

SEC source: 0000038725-20-000093 · wf-form4_158628838256956.xml · nonDerivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,451

F2 · balance_after: Includes 2,186 restricted stock units that vest 3 years after the 2/20/2020 grant date, 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, and 5,010 shares owned outright.

SEC source: 0000038725-20-000093 · wf-form4_158628838256956.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,471

F1 · shares: Vest of Performance Share Units

F2 · balance_after: Includes 2,186 restricted stock units that vest 3 years after the 2/20/2020 grant date, 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, and 5,010 shares owned outright.

SEC source: 0000038725-20-000092 · wf-form4_158628836404201.xml · nonDerivative · entry 2

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,181

F2 · balance_after: Includes 1,407 restricted stock units that vest 3 years after the 2/20/2020 grant date, 1,468 restricted stock units that vest 3 years after the 2/21/2019 grant date, 1,863 restricted stock units that vest 4 years after the 2/22/2018 grant date, 1,528 restricted stock units that vest 4 years after the 2/23/2017 grant date, and 9,915 shares owned outright

SEC source: 0000038725-20-000092 · wf-form4_158628836404201.xml · nonDerivative · entry 1

Aikman Steven William · CIK 0001492799 · VP, Global Water Systems Engin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,801

F1 · shares: Vest of Performance Share Units

F2 · balance_after: Includes 1,407 restricted stock units that vest 3 years after the 2/20/2020 grant date, 1,468 restricted stock units that vest 3 years after the 2/21/2019 grant date, 1,863 restricted stock units that vest 4 years after the 2/22/2018 grant date, 1,528 restricted stock units that vest 4 years after the 2/23/2017 grant date, and 9,915 shares owned outright

SEC source: 0000038725-20-000089 · wf-form4_158628823604883.xml · nonDerivative · entry 2

Grandon Jonathan M. · CIK 0001625104 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,058

F2 · balance_after: Includes 2,286 restricted shares that vest 3 years after the 2/20/2020 grant date, 2,366 restricted shares that vest 3 years after the 2/21/2019 grant date, 3,071 restricted shares that vest 3 years after the 2/22/2018 grant date, 2,773 restricted shares that vest 4 years after the 2/23/2017 grant date and 4,000 restricted shares that vest 4 years after the 9/12/2016 grant date, and 1,562 shares owned outright.

SEC source: 0000038725-20-000089 · wf-form4_158628823604883.xml · nonDerivative · entry 1

Grandon Jonathan M. · CIK 0001625104 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,170

F1 · shares: Vest of Performance Share Units

SEC source: 0000038725-20-000088 · wf-form4_158628820570990.xml · nonDerivative · entry 2

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,504

F2 · balance_after: Includes 16,580 restricted stock units that vest 3 years from the 2/20/2020 grant date, 16,316 restricted stock units that vest 3 years from the 2/21/2019 grant date, 20,497 restricted stock units that vest 4 years from the 2/22/2018 grant date, 15,349 restricted stock units that vest 4 years from the 2/24/2017 grant date, and 393,762 owned outright.

SEC source: 0000038725-20-000088 · wf-form4_158628820570990.xml · nonDerivative · entry 1

SENGSTACK GREGG C · CIK 0001189242 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,024

F1 · shares: Vest of Performance Share Units

SEC source: 0000038725-20-000077 · wf-form4_158402505763689.xml · nonDerivative · entry 1

Haines John J · CIK 0001446203 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,332

F1 · balance_after: Includes 5,024 restricted stock units that vest 3 years after the 2/20/2020 grant date, 4,541 restricted stock units that vest 3 years after the 2/21/2019 grant date, 5,590 restricted stock units that vest 4 years after the 2/22/2018 grant date, 4,870 restricted stock units that vest 4 years after the 2/23/2017 grant date, and 27,307 shares owned outright.

SEC source: 0000038725-20-000075 · wf-form4_158395511035035.xml · nonDerivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,715

F1 · balance_after: Includes 2,186 restricted stock units that vest 3 years after the 2/20/2020 grant date, 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, and 3,274 shares owned outright.

SEC source: 0000038725-20-000075 · wf-form4_158395511035035.xml · nonDerivative · entry 1

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

SEC source: 0000038725-20-000071 · wf-form4_158318137427019.xml · derivative · entry 3

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 5,004 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.

SEC source: 0000038725-20-000071 · wf-form4_158318137427019.xml · nonDerivative · entry 2

davis delancey w · CIK 0001399052 · President, Headwater Companies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,787

F1 · balance_after: Includes 2,186 restricted stock units that vest 3 years after the 2/20/2020 grant date, 2,311 restricted stock units that vest 3 years after the 2/21/2019 grant date, 3,086 restricted stock units that vest 4 years after the 2/22/2018 grant date, 2,858 restricted stock units that vest 4 years after the 2/23/2017 grant date, and 7,346 shares owned outright.