FDS

SEC source: 0001013237-24-000163 · wk-form4_1730764202.xml · derivative · entry 3

Robie Robert J. · CIK 0001752592 · EVP, Institutional Buyside

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,757

Underlying: Common Stock · 3,757 shares

Expires 2034-11-01

F3 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

SEC source: 0001013237-24-000163 · wk-form4_1730764202.xml · nonDerivative · entry 2

Robie Robert J. · CIK 0001752592 · EVP, Institutional Buyside

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,050

F2 · shares: Represents the number of shares withheld to cover the cost of taxes upon vesting on November 1, 2024, of PSUs granted on November 1, 2021.

SEC source: 0001013237-24-000163 · wk-form4_1730764202.xml · nonDerivative · entry 1

Robie Robert J. · CIK 0001752592 · EVP, Institutional Buyside

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,539

F1 · shares: Represents common stock received upon the vesting on November 1, 2024, of performance share units ("PSUs") granted on November 1, 2021. Each PSU converted into 1.275 shares of common stock upon vesting based on the Company's performance during the three-fiscal year period beginning September 1, 2021 and ending August 31, 2024 (the "Performance Period") measured against performance goals established for the Performance Period based 50% on the Company's adjusted cumulative operating earnings and 50% on the Company's adjusted cumulative revenues during the Performance Period.

SEC source: 0001013237-24-000161 · wk-form4_1730764129.xml · derivative · entry 3

Skoko Goran · CIK 0001793724 · EVP, Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,884

Underlying: Common Stock · 4,884 shares

Expires 2034-11-01

F3 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

SEC source: 0001013237-24-000161 · wk-form4_1730764129.xml · nonDerivative · entry 2

Skoko Goran · CIK 0001793724 · EVP, Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,384.461

F2 · shares: Represents the number of shares withheld to cover the cost of taxes upon vesting on November 1, 2024, of PSUs granted on November 1, 2021.

SEC source: 0001013237-24-000161 · wk-form4_1730764129.xml · nonDerivative · entry 1

Skoko Goran · CIK 0001793724 · EVP, Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,961.461

F1 · shares: Represents common stock received upon the vesting on November 1, 2024, of performance share units ("PSUs") granted on November 1, 2021. Each PSU converted into 1.275 shares of common stock upon vesting based on the Company's performance during the three-fiscal year period beginning September 1, 2021 and ending August 31, 2024 (the "Performance Period") measured against performance goals established for the Performance Period based 50% on the Company's adjusted cumulative operating earnings and 50% on the Company's adjusted cumulative revenues during the Performance Period.

SEC source: 0001013237-24-000159 · wk-form4_1730764069.xml · derivative · entry 3

Karnovsky Kristina W · CIK 0001874542 · EVP, Dealmakers & Wealth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,757

Underlying: Common Stock · 3,757 shares

Expires 2034-11-01

F3 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

SEC source: 0001013237-24-000159 · wk-form4_1730764069.xml · nonDerivative · entry 2

Karnovsky Kristina W · CIK 0001874542 · EVP, Dealmakers & Wealth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,242.5469

F2 · shares: Represents the number of shares withheld to cover the cost of taxes upon vesting on November 1, 2024, of PSUs granted on November 1, 2021.

SEC source: 0001013237-24-000159 · wk-form4_1730764069.xml · nonDerivative · entry 1

Karnovsky Kristina W · CIK 0001874542 · EVP, Dealmakers & Wealth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,667.5469

F1 · shares: Represents common stock received upon the vesting on November 1, 2024, of performance share units ("PSUs") granted on November 1, 2021. Each PSU converted into 1.275 shares of common stock upon vesting based on the Company's performance during the three-fiscal year period beginning September 1, 2021 and ending August 31, 2024 (the "Performance Period") measured against performance goals established for the Performance Period based 50% on the Company's adjusted cumulative operating earnings and 50% on the Company's adjusted cumulative revenues during the Performance Period.

SEC source: 0001013237-24-000157 · wk-form4_1730764002.xml · derivative · entry 3

Stepp Katherine M · CIK 0001944065 · Chief Technology Officer (CTO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,569

Underlying: Common Stock · 3,569 shares

Expires 2034-11-01

F3 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

SEC source: 0001013237-24-000157 · wk-form4_1730764002.xml · nonDerivative · entry 2

Stepp Katherine M · CIK 0001944065 · Chief Technology Officer (CTO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 857.4217

F2 · shares: Represents the number of shares withheld to cover the cost of taxes upon vesting on November 1, 2024, of PSUs granted on November 1, 2021.

SEC source: 0001013237-24-000157 · wk-form4_1730764002.xml · nonDerivative · entry 1

Stepp Katherine M · CIK 0001944065 · Chief Technology Officer (CTO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,004.4217

F1 · shares: Represents common stock received upon the vesting on November 1, 2024, of performance share units ("PSUs") granted on November 1, 2021. Each PSU converted into 1.275 shares of common stock upon vesting based on the Company's performance during the three-fiscal year period beginning September 1, 2021 and ending August 31, 2024 (the "Performance Period") measured against performance goals established for the Performance Period based 50% on the Company's adjusted cumulative operating earnings and 50% on the Company's adjusted cumulative revenues during the Performance Period.

SEC source: 0001013237-24-000155 · wk-form4_1730763927.xml · derivative · entry 3

Shan Helen L. · CIK 0001748873 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,762

Underlying: Common Stock · 6,762 shares

Expires 2034-11-01

F3 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

SEC source: 0001013237-24-000155 · wk-form4_1730763927.xml · nonDerivative · entry 2

Shan Helen L. · CIK 0001748873 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,364

F2 · shares: Represents the number of shares withheld to cover the cost of taxes upon vesting on November 1, 2024, of PSUs granted on November 1, 2021.

SEC source: 0001013237-24-000155 · wk-form4_1730763927.xml · nonDerivative · entry 1

Shan Helen L. · CIK 0001748873 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,612

F1 · shares: Represents common stock received upon the vesting on November 1, 2024, of performance share units ("PSUs") granted on November 1, 2021. Each PSU converted into 1.275 shares of common stock upon vesting based on the Company's performance during the three-fiscal year period beginning September 1, 2021 and ending August 31, 2024 (the "Performance Period") measured against performance goals established for the Performance Period based 50% on the Company's adjusted cumulative operating earnings and 50% on the Company's adjusted cumulative revenues during the Performance Period.

SEC source: 0001013237-24-000152 · wk-form4_1730763829.xml · derivative · entry 4

Costigan John · CIK 0001927003 · Chief Data Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,569

Underlying: Common Stock · 3,569 shares

Expires 2034-11-01

F4 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

SEC source: 0001013237-24-000152 · wk-form4_1730763829.xml · nonDerivative · entry 3

Costigan John · CIK 0001927003 · Chief Data Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,141.9415

F3 · shares: Represents the number of shares withheld to cover the cost of taxes upon vesting of restricted stock granted on November 1, 2019, which was previously reported. The restricted stock vests 20% annually on the anniversary date of the grant and is fully vested after five years.

SEC source: 0001013237-24-000152 · wk-form4_1730763829.xml · nonDerivative · entry 2

Costigan John · CIK 0001927003 · Chief Data Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152.9415

F2 · shares: Represents the number of shares withheld to cover the cost of taxes upon vesting on November 1, 2024, of PSUs granted on November 1, 2021.

SEC source: 0001013237-24-000152 · wk-form4_1730763829.xml · nonDerivative · entry 1

Costigan John · CIK 0001927003 · Chief Data Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283.9415

F1 · shares: Represents common stock received upon the vesting on November 1, 2024, of performance share units ("PSUs") granted on November 1, 2021. Each PSU converted into 1.275 shares of common stock upon vesting based on the Company's performance during the three-fiscal year period beginning September 1, 2021 and ending August 31, 2024 (the "Performance Period") measured against performance goals established for the Performance Period based 50% on the Company's adjusted cumulative operating earnings and 50% on the Company's adjusted cumulative revenues during the Performance Period.

SEC source: 0001013237-24-000150 · wk-form4_1730763731.xml · derivative · entry 6

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options were granted on July 1, 2015, and vest over a nine year period with 11.11% exercisable on each of the first nine anniversaries of the date of grant.

SEC source: 0001013237-24-000150 · wk-form4_1730763731.xml · derivative · entry 5

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,175

Underlying: Common Stock · 28,175 shares

Expires 2034-11-01

F4 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

SEC source: 0001013237-24-000150 · wk-form4_1730763731.xml · nonDerivative · entry 4

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,616.4699

F3 · shares: Represents the number of shares withheld to cover the cost of taxes upon vesting on November 1, 2024, of PSUs granted on November 1, 2021.

SEC source: 0001013237-24-000150 · wk-form4_1730763731.xml · nonDerivative · entry 3

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,751.4699

F2 · shares: Represents common stock received upon the vesting on November 1, 2024, of performance share units ("PSUs") granted on November 1, 2021. Each PSU converted into 1.275 shares of common stock upon vesting based on the Company's performance during the three-fiscal year period beginning September 1, 2021 and ending August 31, 2024 (the "Performance Period") measured against performance goals established for the Performance Period based 50% on the Company's adjusted cumulative operating earnings and 50% on the Company's adjusted cumulative revenues during the Performance Period.

SEC source: 0001013237-24-000150 · wk-form4_1730763731.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,987.4699

F1 · kind: This Transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on September 27, 2023, with an effective date of January 2, 2024, in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.

SEC source: 0001013237-24-000150 · wk-form4_1730763731.xml · nonDerivative · entry 1

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,987.4699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-24-000129 · wk-form4_1727817285.xml · derivative · entry 3

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on July 1, 2015, and vest over a nine year period with 11.11% exercisable on each of the first nine anniversaries of the date of grant.

SEC source: 0001013237-24-000129 · wk-form4_1727817285.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,987.4699

F1 · kind: This Transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on September 27, 2023, with an effective date of January 2, 2024, in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.

SEC source: 0001013237-24-000129 · wk-form4_1727817285.xml · nonDerivative · entry 1

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,987.4699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-24-000127 · wk-form4_1727471877.xml · derivative · entry 9

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,572 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options were granted on January 15, 2019 and vested 100% upon the third anniversary of the date of grant.

SEC source: 0001013237-24-000127 · wk-form4_1727471877.xml · derivative · entry 8

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,838 shares

Expires 2025-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options were granted on January 12, 2018 and vested 100% upon the third anniversary of the date of grant.

SEC source: 0001013237-24-000127 · wk-form4_1727471877.xml · nonDerivative · entry 7

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,183

F5 · kind: Reflects the gift of common stock to a charitable donor advised fund.

SEC source: 0001013237-24-000127 · wk-form4_1727471877.xml · nonDerivative · entry 6

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,283

F4 · price: This transaction was executed in multiple trades with sales prices ranging from $458.32 to $458.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-24-000127 · wk-form4_1727471877.xml · nonDerivative · entry 5

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,817

F3 · price: This transaction was executed in multiple trades with sales prices ranging from $457.39 to $458.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-24-000127 · wk-form4_1727471877.xml · nonDerivative · entry 4

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,266

F2 · price: This transaction was executed in multiple trades with sales prices ranging from $456.29 to $457.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-24-000127 · wk-form4_1727471877.xml · nonDerivative · entry 3

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,703

F1 · price: This transaction was executed in multiple trades with sales prices ranging from $455.29 to $456.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-24-000127 · wk-form4_1727471877.xml · nonDerivative · entry 2

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-24-000127 · wk-form4_1727471877.xml · nonDerivative · entry 1

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-24-000125 · wk-form4_1727471749.xml · derivative · entry 4

Frank Malcolm · CIK 0001541806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,838 shares

Expires 2025-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options were granted on January 12, 2018 and vested 100% upon the third anniversary of the date of grant.

SEC source: 0001013237-24-000125 · wk-form4_1727471749.xml · nonDerivative · entry 3

Frank Malcolm · CIK 0001541806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517

F2 · price: This transaction was executed in multiple trades with sales prices ranging from $458.09 to $458.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-24-000125 · wk-form4_1727471749.xml · nonDerivative · entry 2

Frank Malcolm · CIK 0001541806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,497

F1 · price: This transaction was executed in multiple trades with sales prices ranging from $456.63 to $457.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-24-000125 · wk-form4_1727471749.xml · nonDerivative · entry 1

Frank Malcolm · CIK 0001541806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-24-000123 · wk-form4_1727471629.xml · derivative · entry 4

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,338 shares

Expires 2025-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options were granted on January 12, 2018 and vested 100% upon the third anniversary of the date of grant.

SEC source: 0001013237-24-000123 · wk-form4_1727471629.xml · nonDerivative · entry 3

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759

F2 · price: This transaction was executed in multiple trades with sales prices ranging from $460.23 to $460.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-24-000123 · wk-form4_1727471629.xml · nonDerivative · entry 2

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 959

F1 · price: This transaction was executed in multiple trades with sales prices ranging from $459.23 to $460.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-24-000123 · wk-form4_1727471629.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-24-000121 · wk-form4_1727471510.xml · derivative · entry 6

Ellis Christopher R · CIK 0001998939 · EVP, Initiatives & P'ships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,375 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on November 2, 2015 and vest 20% annually on the anniversary date of the grant and are fully vested after five years.

SEC source: 0001013237-24-000121 · wk-form4_1727471510.xml · derivative · entry 5

Ellis Christopher R · CIK 0001998939 · EVP, Initiatives & P'ships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,577 shares

Expires 2025-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on October 16, 2015 and vest 40% on the second anniversary date of the grant and thereafter vest ratably at 20% per year over three years upon the anniversary of the date of the grant.

SEC source: 0001013237-24-000121 · wk-form4_1727471510.xml · nonDerivative · entry 3

Ellis Christopher R · CIK 0001998939 · EVP, Initiatives & P'ships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,514.6867

SEC source: 0001013237-24-000121 · wk-form4_1727471510.xml · nonDerivative · entry 2

Ellis Christopher R · CIK 0001998939 · EVP, Initiatives & P'ships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,466.6867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-24-000121 · wk-form4_1727471510.xml · nonDerivative · entry 1

Ellis Christopher R · CIK 0001998939 · EVP, Initiatives & P'ships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,091.6867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.