FDS

SEC source: 0001013237-20-000109 · wf-form4_159649111040504.xml · nonDerivative · entry 1

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656.4217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-20-000107 · wf-form4_159649057103723.xml · nonDerivative · entry 1

Moskoff Gregory T · CIK 0001782865 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

F1 · shares: Represents shares withheld to satisfy taxes due upon vesting of restricted stock granted on August 1, 2019, which was previously reported. The restricted stock vests 20% annually on the anniversary date of the grant and is fully vested after five years.

SEC source: 0001013237-20-000105 · wf-form4_159476108756237.xml · derivative · entry 3

Skoko Goran · CIK 0001793724 · EVP, Wealth Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982

Underlying: Common Stock · 3,000 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on November 3, 2014 and vest over a five year period with 60% exercisable on the third anniversary of the date of grant and 40% exercisable on the fifth anniversary of the date of grant.

SEC source: 0001013237-20-000105 · wf-form4_159476108756237.xml · nonDerivative · entry 2

Skoko Goran · CIK 0001793724 · EVP, Wealth Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,363.4543

F1 · price: This transaction was executed in multiple trades with sales prices ranging from $350.19 to $350.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000105 · wf-form4_159476108756237.xml · nonDerivative · entry 1

Skoko Goran · CIK 0001793724 · EVP, Wealth Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,363.4543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-20-000101 · wf-form4_159424670847438.xml · nonDerivative · entry 1

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,766

F1 · shares: This transaction involved the transfer of 7,767 shares to reporting person's spouse. The reporting person expressly disclaims beneficial ownership in the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001013237-20-000098 · wf-form4_159407028668135.xml · derivative · entry 5

BILLEADEAU SCOTT A · CIK 0001164867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 2,545 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on January 15, 2016 and vest 100% on the third anniversary of the date of grant.

SEC source: 0001013237-20-000098 · wf-form4_159407028668135.xml · derivative · entry 4

BILLEADEAU SCOTT A · CIK 0001164867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,307 shares

Expires 2022-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on January 15, 2015 and vest ratably at 20% per year over five years upon the anniversary date of grant.

SEC source: 0001013237-20-000098 · wf-form4_159407028668135.xml · nonDerivative · entry 3

BILLEADEAU SCOTT A · CIK 0001164867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

SEC source: 0001013237-20-000098 · wf-form4_159407028668135.xml · nonDerivative · entry 2

BILLEADEAU SCOTT A · CIK 0001164867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-20-000098 · wf-form4_159407028668135.xml · nonDerivative · entry 1

BILLEADEAU SCOTT A · CIK 0001164867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-20-000096 · wf-form4_159407017655297.xml · derivative · entry 3

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,834 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on January 15, 2016 and cliff vest 100% on the third anniversary from the date the options were granted.

SEC source: 0001013237-20-000096 · wf-form4_159407017655297.xml · nonDerivative · entry 2

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · price: This transaction was executed in multiple trades with sales prices ranging from $335.83 to $336.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000096 · wf-form4_159407017655297.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-20-000094 · wf-form4_159372421215258.xml · derivative · entry 4

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,845

Underlying: Common Stock · 1,769 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options were granted on November 3, 2014 and vest over a five year period, with 60% exercisable on the third anniversary date of the grant and 40% exercisable on the fifth anniversary date of the grant.

SEC source: 0001013237-20-000094 · wf-form4_159372421215258.xml · nonDerivative · entry 3

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,887.4217

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on October 1, 2018, with an effective date of January 1, 2019, in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.

F3 · price: This transaction was executed in multiple trades with sales prices ranging from $330.17 to $330.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000094 · wf-form4_159372421215258.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,457.4217

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on October 1, 2018, with an effective date of January 1, 2019, in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.

F2 · price: This transaction was executed in multiple trades with sales prices ranging from $328.83 to $329.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000094 · wf-form4_159372421215258.xml · nonDerivative · entry 1

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656.4217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-20-000092 · wf-form4_159363838491061.xml · derivative · entry 3

BILLEADEAU SCOTT A · CIK 0001164867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: FactSet Common Stock · 2,404 shares

Expires 2021-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on January 15, 2014 and vest 20% annually on the anniversary date of the grant and are fully vested after five years.

SEC source: 0001013237-20-000092 · wf-form4_159363838491061.xml · nonDerivative · entry 2

BILLEADEAU SCOTT A · CIK 0001164867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

F1 · price: This transaction was executed in multiple trades with sales prices ranging from $325.76 to $326.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000092 · wf-form4_159363838491061.xml · nonDerivative · entry 1

BILLEADEAU SCOTT A · CIK 0001164867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-20-000125 · wf-form5_159977209096526.xml · nonDerivative · entry 2

Skoko Goran · CIK 0001793724 · EVP, Wealth Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,382.1471

F1 · kind: Shares acquired through dividend reinvestment purchases under the FactSet Research Systems Inc. Employee Stock Purchase Plan.

SEC source: 0001013237-20-000123 · wf-form5_159977199801706.xml · nonDerivative · entry 2

Viens Daniel · CIK 0001759414 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109.3704

F1 · kind: Shares acquired through dividend reinvestment purchases under the FactSet Research Systems Inc. Employee Stock Purchase Plan.

SEC source: 0001013237-20-000121 · wf-form5_159977191095956.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,896.6725

F1 · kind: Shares acquired through dividend reinvestment purchases under the FactSet Research Systems Inc. Employee Stock Purchase Plan.

SEC source: 0001013237-20-000069 · wf-form4_159113217349070.xml · derivative · entry 4

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,614

Underlying: Common Stock · 1,769 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options were granted on November 3, 2014 and vest over a five year period, with 60% exercisable on the third anniversary date of the grant and 40% exercisable on the fifth anniversary date of the grant.

SEC source: 0001013237-20-000069 · wf-form4_159113217349070.xml · nonDerivative · entry 3

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,887.4217

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on October 1, 2018, with an effective date of January 1, 2019, in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.

SEC source: 0001013237-20-000069 · wf-form4_159113217349070.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656.4217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-20-000073 · wf-form4_159113237470134.xml · nonDerivative · entry 1

Skoko Goran · CIK 0001793724 · EVP, Wealth Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,363.4543

F1 · shares: Reflects the acquisition of shares pursuant to the FactSet Research Systems Inc. Employee Stock Purchase Plan.

SEC source: 0001013237-20-000075 · wf-form4_159113248462421.xml · nonDerivative · entry 1

Gossieaux Franck A.R. · CIK 0001778278 · EVP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533.6739

F1 · shares: Reflects the acquisition of shares pursuant to the FactSet Research Systems Inc. Employee Stock Purchase Plan.

SEC source: 0001013237-20-000071 · wf-form4_159113228538669.xml · nonDerivative · entry 1

Viens Daniel · CIK 0001759414 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,085.4925

F1 · shares: Reflects the acquisition of shares pursuant to the FactSet Research Systems Inc. Employee Stock Purchase Plan.

SEC source: 0001013237-20-000069 · wf-form4_159113217349070.xml · nonDerivative · entry 1

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,887.4217

F1 · shares: Reflects the acquisition of shares pursuant to the FactSet Research Systems Inc. Employee Stock Purchase Plan.

SEC source: 0001013237-20-000067 · wf-form4_158862937916442.xml · derivative · entry 3

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,383

Underlying: Common Stock · 1,769 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on November 3, 2014 and vest over a five year period, with 60% exercisable on the third anniversary date of the grant and 40% exercisable on the fifth anniversary date of the grant.

SEC source: 0001013237-20-000067 · wf-form4_158862937916442.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854.4219

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on October 1, 2018, with an effective date of January 1, 2019, in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.

SEC source: 0001013237-20-000067 · wf-form4_158862937916442.xml · nonDerivative · entry 1

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,623.4219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · derivative · entry 14

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233

Underlying: Common Stock · 3,761 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Options granted on November 1, 2012 included both a time-based and performance-based component. This exercise included all of the outstanding time-based component, which vested over a 5 year period with 20% exercisable one year after the grant date, with the remainder vesting at a rate of 1.67% per month thereafter. The outstanding unexercised options are from the performance-based component, which vested based on the achievement by the issuer of certain financial performance criteria.

F11 · balance_after: Options granted on November 1, 2012 included both a time-based and performance-based component. This exercise included all of the outstanding time-based component, which vested over a 5 year period with 20% exercisable one year after the grant date, with the remainder vesting at a rate of 1.67% per month thereafter. The outstanding unexercised options are from the performance-based component, which vested based on the achievement by the issuer of certain financial performance criteria.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · derivative · entry 13

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,680 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Options granted on November 1, 2011 vest over a 5 year period with 20% exercisable one year after the grant date, with the remainder vesting at a rate of 1.67% per month thereafter.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 12

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F9 · price: This transaction was executed in multiple trades with sales prices ranging from $280.12 to $280.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 11

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F8 · price: This transaction was executed in multiple trades with sales prices ranging from $279.05 to $279.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 10

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F7 · price: This transaction was executed in multiple trades with sales prices ranging from $277.90 to $278.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 9

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

F6 · price: This transaction was executed in multiple trades with sales prices ranging from $276.79 to $277.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 8

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,761

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 7

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,861

F5 · price: This transaction was executed in multiple trades with sales prices ranging from $282.53 to $283.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 6

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,261

F4 · price: This transaction was executed in multiple trades with sales prices ranging from $279.46 to $280.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 5

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,461

F3 · price: This transaction was executed in multiple trades with sales prices ranging from $278.14 to $279.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 4

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,761

F2 · price: This transaction was executed in multiple trades with sales prices ranging from $276.76 to $277.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 3

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 2

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013237-20-000081 · wf-form4a_159173752832261.xml · derivative · entry 2

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233

Underlying: Common Stock · 3,761 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Amendment to Form 4 is filed solely for the purpose of correcting a clerical error in the Form 4 filed April 15, 2020, to now accurately reflect the exercise of Employee Stock Options as a Disposition, rather than an Acquisition, of the Derivative Security.

F3 · derivative.exercise_date: Options granted on November 1, 2012 included both a time-based and performance-based component. This exercise included all of the outstanding time-based component, which vested over a 5 year period with 20% exercisable one year after the grant date, with the remainder vesting at a rate of 1.67% per month thereafter. The outstanding unexercised options are from the performance-based component, which vested based on the achievement by the issuer of certain financial performance criteria.

F3 · balance_after: Options granted on November 1, 2012 included both a time-based and performance-based component. This exercise included all of the outstanding time-based component, which vested over a 5 year period with 20% exercisable one year after the grant date, with the remainder vesting at a rate of 1.67% per month thereafter. The outstanding unexercised options are from the performance-based component, which vested based on the achievement by the issuer of certain financial performance criteria.

SEC source: 0001013237-20-000081 · wf-form4a_159173752832261.xml · derivative · entry 1

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,680 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Amendment to Form 4 is filed solely for the purpose of correcting a clerical error in the Form 4 filed April 15, 2020, to now accurately reflect the exercise of Employee Stock Options as a Disposition, rather than an Acquisition, of the Derivative Security.

F2 · derivative.exercise_date: Options granted on November 1, 2011 vest over a 5 year period with 20% exercisable one year after the grant date, with the remainder vesting at a rate of 1.67% per month thereafter.

SEC source: 0001013237-20-000065 · wf-form4_158698475157941.xml · nonDerivative · entry 1

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Transaction was a Bona Fide Gift. No compensation was given to the donor for the gifting of these shares.