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FACTSET RESEARCH SYSTEMS INC

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3493
SEC CIK
0001013237
Parsed reports
565

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202604
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2022 Filed Jan 20, 2022 22:24 UTC GrantNon-Employee Director Stock Option (right to buy) · Derivative 688 $0.00 Strike: $428.71 $0.00
Disclosure

SEC source: 0001013237-22-000036 · wf-form4_164271743411032.xml · derivative · entry 2

ZIMMEL JOSEPH · CIK 0001171720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

Underlying: Common Stock · 688 shares

Expires 2029-01-18

F2 · derivative.exercise_date: Options granted to non-employee Directors vesting 100% on the third anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:24 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001013237-22-000036 · wf-form4_164271743411032.xml · nonDerivative · entry 1

ZIMMEL JOSEPH · CIK 0001171720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,153

F1 · shares: Restricted stock units granted to non-employee Directors vesting 100% on the first anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:23 UTC GrantNon-Employee Director Stock Option (right to buy) · Derivative 963 $0.00 Strike: $428.71 $0.00
Disclosure

SEC source: 0001013237-22-000035 · wf-form4_164271741266600.xml · derivative · entry 2

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963

Underlying: Common Stock · 963 shares

Expires 2029-01-18

F2 · derivative.exercise_date: Options granted to non-employee Directors vesting 100% on the third anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:23 UTC GrantCommon Stock 248 $0.00 $0.00
Disclosure

SEC source: 0001013237-22-000035 · wf-form4_164271741266600.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348

F1 · shares: Restricted stock units granted to non-employee Directors vesting 100% on the first anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:23 UTC
Shavel LeeDirector
GrantNon-Employee Director Stock Option (right to buy) · Derivative 688 $0.00 Strike: $428.71 $0.00
Disclosure

SEC source: 0001013237-22-000034 · wf-form4_164271739096633.xml · derivative · entry 2

Shavel Lee · CIK 0001521495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

Underlying: Common Stock · 688 shares

Expires 2029-01-18

F2 · derivative.exercise_date: Options granted to non-employee Directors vesting 100% on the third anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:23 UTC
Shavel LeeDirector
GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001013237-22-000034 · wf-form4_164271739096633.xml · nonDerivative · entry 1

Shavel Lee · CIK 0001521495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

F1 · shares: Restricted stock units granted to non-employee Directors vesting 100% on the first anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:23 UTC GrantNon-Employee Director Stock Option (right to buy) · Derivative 688 $0.00 Strike: $428.71 $0.00
Disclosure

SEC source: 0001013237-22-000033 · wf-form4_164271736755864.xml · derivative · entry 2

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

Underlying: Common Stock · 688 shares

Expires 2029-01-18

F2 · derivative.exercise_date: Options granted to non-employee Directors vesting 100% on the third anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:23 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001013237-22-000033 · wf-form4_164271736755864.xml · nonDerivative · entry 1

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,943

F1 · shares: Restricted stock units granted to non-employee Directors vesting 100% on the first anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:22 UTC GrantNon-Employee Director Stock Option (right to buy) · Derivative 688 $0.00 Strike: $428.71 $0.00
Disclosure

SEC source: 0001013237-22-000032 · wf-form4_164271733833058.xml · derivative · entry 2

Jordan Sheila B · CIK 0001676720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

Underlying: Common Stock · 688 shares

Expires 2029-01-18

F2 · derivative.exercise_date: Options granted to non-employee Directors vesting 100% on the third anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:22 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001013237-22-000032 · wf-form4_164271733833058.xml · nonDerivative · entry 1

Jordan Sheila B · CIK 0001676720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

F1 · shares: Restricted stock units granted to non-employee Directors vesting 100% on the first anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:22 UTC GrantNon-Employee Director Stock Option (right to buy) · Derivative 688 $0.00 Strike: $428.71 $0.00
Disclosure

SEC source: 0001013237-22-000031 · wf-form4_164271730988301.xml · derivative · entry 2

Frank Malcolm · CIK 0001541806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

Underlying: Common Stock · 688 shares

Expires 2029-01-18

F2 · derivative.exercise_date: Options granted to non-employee Directors vesting 100% on the third anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:22 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001013237-22-000031 · wf-form4_164271730988301.xml · nonDerivative · entry 1

Frank Malcolm · CIK 0001541806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

F1 · shares: Restricted stock units granted to non-employee Directors vesting 100% on the first anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:21 UTC GrantNon-Employee Director Stock Option (right to buy) · Derivative 963 $0.00 Strike: $428.71 $0.00
Disclosure

SEC source: 0001013237-22-000030 · wf-form4_164271729127076.xml · derivative · entry 2

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963

Underlying: Common Stock · 963 shares

Expires 2029-01-18

F2 · derivative.exercise_date: Options granted to non-employee Directors vesting 100% on the third anniversary of the date of grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:21 UTC GrantCommon Stock 248 $0.00 $0.00
Disclosure

SEC source: 0001013237-22-000030 · wf-form4_164271729127076.xml · nonDerivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,298

F1 · shares: Restricted stock units granted to non-employee Directors vesting 100% on the first anniversary of the date of grant.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:09 UTC Exercise / conversionNon-Employee Director Stock Option (right to buy) · Derivative 2,307 $0.00 Strike: $138.48 $0.00
Disclosure

SEC source: 0001013237-22-000021 · wf-form4_164193533715452.xml · derivative · entry 2

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,307 shares

Expires 2022-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on January 15, 2015 and vest ratably at 20% per year over five years upon the anniversary of the date of grant.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:09 UTC Exercise / conversionCommon Stock 2,307 $138.48 $319,473.36
Disclosure

SEC source: 0001013237-22-000021 · wf-form4_164193533715452.xml · nonDerivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:04 UTC
Snow Frederick PhilipDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $164.90 $0.00
Disclosure

SEC source: 0001013237-22-000016 · wf-form4_164141666844218.xml · derivative · entry 3

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 2,500 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on July 1, 2015, and vest over a nine year period with 11.11% exercisable on each of the first nine anniversaries of the date of grant.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:04 UTC
Snow Frederick PhilipDirector · Chief Executive Officer
SaleCommon Stock 2,500 $483.87 $1,209,675.00
Disclosure

SEC source: 0001013237-22-000016 · wf-form4_164141666844218.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,987.5215

F1 · kind: This Transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on September 29, 2021, with an effective date of January 1, 2022, in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:04 UTC
Snow Frederick PhilipDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,500 $164.90 $412,250.00
Disclosure

SEC source: 0001013237-22-000016 · wf-form4_164141666844218.xml · nonDerivative · entry 1

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,487.5215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:10 UTC Exercise / conversionNon-Employee Director Stock Option (right to buy) · Derivative 3,545 $0.00 Strike: $146.82 $0.00
Disclosure

SEC source: 0001013237-22-000019 · wf-form4_164141699763096.xml · derivative · entry 5

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,545 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on January 15, 2016 and vest 100% on the third anniversary of the date of grant.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:10 UTC Exercise / conversionNon-Employee Director Stock Option (right to buy) · Derivative 3,086 $0.00 Strike: $170.24 $0.00
Disclosure

SEC source: 0001013237-22-000019 · wf-form4_164141699763096.xml · derivative · entry 4

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,086 shares

Expires 2024-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on January 13, 2017 and vest 100% on the third anniversary of the date of grant.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:10 UTC SaleCommon Stock 6,631 $483.87 $3,208,541.97
Disclosure

SEC source: 0001013237-22-000019 · wf-form4_164141699763096.xml · nonDerivative · entry 3

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,766

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:10 UTC Exercise / conversionCommon Stock 3,545 $146.82 $520,476.90
Disclosure

SEC source: 0001013237-22-000019 · wf-form4_164141699763096.xml · nonDerivative · entry 2

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:10 UTC Exercise / conversionCommon Stock 3,086 $170.24 $525,360.64
Disclosure

SEC source: 0001013237-22-000019 · wf-form4_164141699763096.xml · nonDerivative · entry 1

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2021 Filed Sep 16, 2022 20:16 UTC
Viens DanielEVP, Chief HR Officer
OtherCommon Stock 2.9983 $471.40 $1,413.40
Disclosure

SEC source: 0001013237-22-000136 · wf-form5_166335936083546.xml · nonDerivative · entry 2

Viens Daniel · CIK 0001759414 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,172.6612

F1 · kind: Shares acquired through dividend reinvestment purchases under the FactSet Research Systems Inc. Employee Stock Purchase Plan.

Read SEC document
December 16, 2021 Filed Sep 16, 2022 20:15 UTC
Skoko GoranEVP, Research & Advisory
OtherCommon Stock 2.748 $471.40 $1,295.41
Disclosure

SEC source: 0001013237-22-000134 · wf-form5_166335931639930.xml · nonDerivative · entry 2

Skoko Goran · CIK 0001793724 · EVP, Research & Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,479.5146

F1 · kind: Shares acquired through dividend reinvestment purchases under the FactSet Research Systems Inc. Employee Stock Purchase Plan.

Read SEC document
December 16, 2021 Filed Sep 16, 2022 20:15 UTC
Snow Frederick PhilipDirector · Chief Executive Officer
OtherCommon Stock 3.0725 $471.40 $1,448.38
Disclosure

SEC source: 0001013237-22-000135 · wf-form5_166335934351218.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994.3756

F1 · kind: Shares acquired through dividend reinvestment purchases under the FactSet Research Systems Inc. Employee Stock Purchase Plan.

Read SEC document
December 16, 2021 Filed Sep 16, 2022 20:15 UTC
Reeve JonathanEVP, Head of CTS
OtherCommon Stock 0.2068 $471.40 $97.49
Disclosure

SEC source: 0001013237-22-000133 · wf-form5_166335928725675.xml · nonDerivative · entry 2

Reeve Jonathan · CIK 0001886006 · EVP, Head of CTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119.0751

F2 · kind: Shares acquired through dividend reinvestment purchases under the FactSet Research Systems Inc. Employee Stock Purchase Plan.

Read SEC document
December 16, 2021 Filed Sep 16, 2022 20:14 UTC
Moskoff Gregory TMD,Controller and CAO
OtherCommon Stock 0.0659 $471.40 $31.07
Disclosure

SEC source: 0001013237-22-000132 · wf-form5_166335926963235.xml · nonDerivative · entry 3

Moskoff Gregory T · CIK 0001782865 · MD,Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125.9269

F1 · kind: Shares acquired through dividend reinvestment purchases under the FactSet Research Systems Inc. Employee Stock Purchase Plan.

Read SEC document
December 16, 2021 Filed Sep 16, 2022 20:13 UTC
Karnovsky Kristina WEVP, Chief Product Officer
OtherCommon Stock 0.024 $471.40 $11.31
Disclosure

SEC source: 0001013237-22-000129 · wf-form5_166335920624399.xml · nonDerivative · entry 2

Karnovsky Kristina W · CIK 0001874542 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13.796

F1 · kind: Shares acquired through dividend reinvestment purchases under the FactSet Research Systems Inc. Employee Stock Purchase Plan.

Read SEC document
December 16, 2021 Filed Oct 4, 2022 20:25 UTC Amendment
Snow Frederick PhilipDirector · Chief Executive Officer
OtherCommon Stock 3.0725 $471.40 $1,448.38
Disclosure

SEC source: 0001013237-22-000147 · wf-form5a_166491510622966.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994.3756

F1 · kind: Shares acquired through dividend reinvestment purchases under the FactSet Research Systems Inc. Employee Stock Purchase Plan.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:47 UTC
Snow Frederick PhilipDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $164.90 $0.00
Disclosure

SEC source: 0001013237-21-000178 · wf-form4_163848162402317.xml · derivative · entry 3

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 2,500 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on July 1, 2015, and vest over a nine year period with 11.11% exercisable on each of the first nine anniversaries of the date of grant.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:47 UTC
Snow Frederick PhilipDirector · Chief Executive Officer
SaleCommon Stock 2,500 $474.52 $1,186,300.00
Disclosure

SEC source: 0001013237-21-000178 · wf-form4_163848162402317.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,987.5215

F1 · kind: This Transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on September 29, 2020, with an effective date of January 1, 2020, in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:47 UTC
Snow Frederick PhilipDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,500 $164.90 $412,250.00
Disclosure

SEC source: 0001013237-21-000178 · wf-form4_163848162402317.xml · nonDerivative · entry 1

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,487.5215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Sep 16, 2022 20:15 UTC
Reeve JonathanEVP, Head of CTS
OtherCommon Stock 8.029 $327.96 $2,633.19
Disclosure

SEC source: 0001013237-22-000133 · wf-form5_166335928725675.xml · nonDerivative · entry 1

Reeve Jonathan · CIK 0001886006 · EVP, Head of CTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118.8683

F1 · kind: Reflects the acquisition of shares pursuant to the FactSet Research Systems Inc. Employee Stock Purchase Plan.

Read SEC document
November 30, 2021 Filed Sep 16, 2022 20:14 UTC
Moskoff Gregory TMD,Controller and CAO
OtherCommon Stock 6.1402 $327.96 $2,013.74
Disclosure

SEC source: 0001013237-22-000132 · wf-form5_166335926963235.xml · nonDerivative · entry 2

Moskoff Gregory T · CIK 0001782865 · MD,Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125.861

F2 · kind: Reflects the acquisition of shares pursuant to the FactSet Research Systems Inc. Employee Stock Purchase Plan.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 12:58 UTC
Reeve JonathanEVP, Head of CTS
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 735 $0.00 Strike: $316.71 $0.00
Disclosure

SEC source: 0001013237-21-000174 · wf-form4_163672189249708.xml · derivative · entry 3

Reeve Jonathan · CIK 0001886006 · EVP, Head of CTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,941

Underlying: Common Stock · 735 shares

Expires 2030-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on November 9, 2020 and vest 20% per year over five years upon the anniversary of the date of grant.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 12:58 UTC
Reeve JonathanEVP, Head of CTS
SaleCommon Stock 735 $451.24 $331,661.40
Disclosure

SEC source: 0001013237-21-000174 · wf-form4_163672189249708.xml · nonDerivative · entry 2

Reeve Jonathan · CIK 0001886006 · EVP, Head of CTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.8393

F1 · price: This transaction was executed in multiple trades with sales prices ranging from $450.98 to $451.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 12:58 UTC
Reeve JonathanEVP, Head of CTS
Exercise / conversionCommon Stock 735 $316.71 $232,781.85
Disclosure

SEC source: 0001013237-21-000174 · wf-form4_163672189249708.xml · nonDerivative · entry 1

Reeve Jonathan · CIK 0001886006 · EVP, Head of CTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845.8393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:40 UTC
Viens DanielEVP, Chief HR Officer
GrantEmployee Stock Option (right to buy) · Derivative 3,418 $0.00 Strike: $434.82 $0.00
Disclosure

SEC source: 0001013237-21-000172 · wf-form4_163597919741019.xml · derivative · entry 2

Viens Daniel · CIK 0001759414 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,418

Underlying: Common Stock · 3,418 shares

Expires 2031-11-01

F2 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:40 UTC
Viens DanielEVP, Chief HR Officer
Tax withholdingCommon Stock 18 $434.82 $7,826.76
Disclosure

SEC source: 0001013237-21-000172 · wf-form4_163597919741019.xml · nonDerivative · entry 1

Viens Daniel · CIK 0001759414 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,165.9725

F1 · shares: Represents the number of shares withheld to cover the cost of taxes upon vesting of restricted stock granted on November 1, 2018, which was previously reported. The restricted stock vests 20% annually on the anniversary date of the grant and is fully vested after five years.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:39 UTC
Stern Rachel RebeccaEVP, Chief Legal Officer
GrantEmployee Stock Option (right to buy) · Derivative 3,663 $0.00 Strike: $434.82 $0.00
Disclosure

SEC source: 0001013237-21-000171 · wf-form4_163597917783608.xml · derivative · entry 1

Stern Rachel Rebecca · CIK 0001588985 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,663

Underlying: Common Stock · 3,663 shares

Expires 2031-11-01

F1 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:39 UTC
Snow Frederick PhilipDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $164.90 $0.00
Disclosure

SEC source: 0001013237-21-000170 · wf-form4_163597915343887.xml · derivative · entry 4

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,500

Underlying: Common Stock · 2,500 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options were granted on July 1, 2015, and vest over a nine year period with 11.11% exercisable on each of the first nine anniversaries of the date of grant.

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November 01, 2021 Filed Nov 3, 2021 22:39 UTC
Snow Frederick PhilipDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 21,973 $0.00 Strike: $434.82 $0.00
Disclosure

SEC source: 0001013237-21-000170 · wf-form4_163597915343887.xml · derivative · entry 3

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,973

Underlying: Common Stock · 21,973 shares

Expires 2031-11-01

F2 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

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November 01, 2021 Filed Nov 3, 2021 22:39 UTC
Snow Frederick PhilipDirector · Chief Executive Officer
SaleCommon Stock 2,500 $442.91 $1,107,275.00
Disclosure

SEC source: 0001013237-21-000170 · wf-form4_163597915343887.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,987.5215

F1 · kind: This Transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on September 29, 2020, with an effective date of January 1, 2020, in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.

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November 01, 2021 Filed Nov 3, 2021 22:39 UTC
Snow Frederick PhilipDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,500 $164.90 $412,250.00
Disclosure

SEC source: 0001013237-21-000170 · wf-form4_163597915343887.xml · nonDerivative · entry 1

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,487.5215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:39 UTC
Skoko GoranEVP, Research & Advisory
GrantEmployee Stock Option (right to buy) · Derivative 3,663 $0.00 Strike: $434.82 $0.00
Disclosure

SEC source: 0001013237-21-000169 · wf-form4_163597913738682.xml · derivative · entry 1

Skoko Goran · CIK 0001793724 · EVP, Research & Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,663

Underlying: Common Stock · 3,663 shares

Expires 2031-11-01

F1 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

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November 01, 2021 Filed Nov 3, 2021 22:38 UTC
Shan Helen L.EVP, Chief Revenue Officer
GrantEmployee Stock Option (right to buy) · Derivative 7,325 $0.00 Strike: $434.82 $0.00
Disclosure

SEC source: 0001013237-21-000168 · wf-form4_163597911966091.xml · derivative · entry 1

Shan Helen L. · CIK 0001748873 · EVP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Underlying: Common Stock · 7,325 shares

Expires 2031-11-01

F1 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

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November 01, 2021 Filed Nov 3, 2021 22:38 UTC
Robie Robert J.EVP, Head of Trading&Analytics
GrantEmployee Stock Option (right to buy) · Derivative 3,418 $0.00 Strike: $434.82 $0.00
Disclosure

SEC source: 0001013237-21-000167 · wf-form4_163597910357971.xml · derivative · entry 1

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,418

Underlying: Common Stock · 3,418 shares

Expires 2031-11-01

F1 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

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November 01, 2021 Filed Nov 3, 2021 22:38 UTC
Huber LindaEVP, Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 7,325 $0.00 Strike: $434.82 $0.00
Disclosure

SEC source: 0001013237-21-000165 · wf-form4_163597906874771.xml · derivative · entry 2

Huber Linda · CIK 0001327278 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Underlying: Common Stock · 7,325 shares

Expires 2031-11-01

F2 · derivative.exercise_date: Options vest 20% annually on the anniversary date of the grant and are fully vested after five years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.