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Nasdaq · USD

FDMT

4D Molecular Therapeutics, Inc.

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Tapewire entity
2419
SEC CIK
0001650648
Parsed reports
169

Last 12 months

Inside the activity.

0 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202604
Jul 202603
Aug 202606
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2023 Filed Dec 13, 2023 21:05 UTC
Kamal FariborzPresident and COO
GrantStock Option (Right to Buy) · Derivative 260,000 $0.00 Strike: $14.42 $0.00
Disclosure

SEC source: 0000950170-23-070012 · ownership.xml · derivative · entry 1

Kamal Fariborz · CIK 0001834020 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Stock · 260,000 shares

Expires 2033-12-10

F1 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of December 11, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:17 UTC
Mehra UneekSee Remarks
GrantStock Option (Right to Buy) · Derivative 229,634 $0.00 Strike: $12.73 $0.00
Disclosure

SEC source: 0001610717-23-000301 · form4.xml · derivative · entry 1

Mehra Uneek · CIK 0001881504 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,634

Underlying: Common Stock · 229,634 shares

Expires 2033-09-30

F1 · derivative.exercise_date: The stock option will vest with respect to 25% of the total number of the underlying shares on September 11, 2024, and the remaining shares will vest in equal monthly installments over the following three-year period, such that the stock option will be fully vested on September 11, 2027, subject to the Reporting Person continuing to be a service provider to Issuer through each vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 22:23 UTC
Bizily ScottChief Legal and HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001610717-23-000153 · form4.xml · derivative · entry 3

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,750

Underlying: Common Stock · 3,750 shares

Expires 2032-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of September 1, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 22:23 UTC
Bizily ScottChief Legal and HR Officer
SaleCommon Stock 3,750 $20.85 $78,187.50
Disclosure

SEC source: 0001610717-23-000153 · form4.xml · nonDerivative · entry 2

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,737

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person intended to comply with the prior version of rule 10b5-1.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 22:23 UTC
Bizily ScottChief Legal and HR Officer
Exercise / conversionCommon Stock 3,750 $8.04 $30,150.00
Disclosure

SEC source: 0001610717-23-000153 · form4.xml · nonDerivative · entry 1

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person intended to comply with the prior version of rule 10b5-1.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 23:23 UTC
Bizily ScottChief Legal and HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001610717-23-000098 · form4.xml · derivative · entry 3

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,375

Underlying: Common Stock · 1,875 shares

Expires 2032-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of June 16, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 23:23 UTC
Bizily ScottChief Legal and HR Officer
SaleCommon Stock 2,247 $18.31 $41,143.24
Disclosure

SEC source: 0001610717-23-000098 · form4.xml · nonDerivative · entry 2

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,737

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person intended to comply with the prior version of rule 10b5-1.

F2 · price: The transaction was executed in multiple trades in prices ranging from $17.95 to $18.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 23:23 UTC
Bizily ScottChief Legal and HR Officer
Exercise / conversionCommon Stock 1,875 $6.49 $12,168.75
Disclosure

SEC source: 0001610717-23-000098 · form4.xml · nonDerivative · entry 1

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person intended to comply with the prior version of rule 10b5-1.

Read SEC document
May 23, 2023 Filed May 25, 2023 19:31 UTC GrantStock Option (Right to Buy) · Derivative 22,500 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001610717-23-000067 · form4.xml · derivative · entry 1

Kasahara Noriyuki · CIK 0001943840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2033-05-22

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 23, 2024 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 23, 2026. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 23, 2023 Filed May 25, 2023 23:32 UTC
Chacko JacobDirector
GrantStock Option (Right to Buy) · Derivative 22,500 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001610717-23-000068 · form4.xml · derivative · entry 1

Chacko Jacob · CIK 0001608936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2033-05-22

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 23, 2024 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 23, 2026. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 23, 2023 Filed May 25, 2023 23:42 UTC GrantStock Option (Right to Buy) · Derivative 33,750 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001610717-23-000073 · form4.xml · derivative · entry 1

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 33,750 shares

Expires 2033-05-22

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 23, 2024 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 23, 2026. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 23, 2023 Filed May 25, 2023 23:39 UTC GrantStock Option (Right to Buy) · Derivative 22,500 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001610717-23-000072 · form4.xml · derivative · entry 1

Tomasello Shawn · CIK 0001617239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2033-05-22

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 23, 2024 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 23, 2026. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 23, 2023 Filed May 25, 2023 23:35 UTC GrantStock Option (Right to Buy) · Derivative 22,500 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001610717-23-000070 · form4.xml · derivative · entry 1

THEUER CHARLES · CIK 0001631338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2033-05-22

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 23, 2024 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 23, 2026. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 23, 2023 Filed May 25, 2023 23:37 UTC GrantStock Option (Right to Buy) · Derivative 22,500 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001610717-23-000071 · form4.xml · derivative · entry 1

Miller-Rich Nancy · CIK 0001735084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2033-05-22

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 23, 2024 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 23, 2026. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 23, 2023 Filed May 25, 2023 23:33 UTC GrantStock Option (Right to Buy) · Derivative 22,500 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001610717-23-000069 · form4.xml · derivative · entry 1

GRAY SUSANNAH · CIK 0001833453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2033-05-22

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 23, 2024 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 23, 2026. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 15, 2023 Filed May 17, 2023 00:52 UTC
Moretti August JChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001610717-23-000044 · form4.xml · derivative · entry 2

Moretti August J · CIK 0001344412 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,060

Underlying: Common Stock · 3,000 shares

Expires 2029-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable

Read SEC document
May 15, 2023 Filed May 17, 2023 00:52 UTC
Moretti August JChief Financial Officer
Exercise / conversionCommon Stock 3,000 $9.41 $28,230.00
Disclosure

SEC source: 0001610717-23-000044 · form4.xml · nonDerivative · entry 1

Moretti August J · CIK 0001344412 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects 1,450 shares of the Issuer's common stock purchased under the Issuer's Employee Stock Purchase Plan in a transaction exempt from Rule 16b-3.

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May 09, 2023 Filed May 11, 2023 21:50 UTC
Ott David C.10% owner
PurchaseCommon Stock 850,000 $16.00 $13,600,000.00
Disclosure

SEC source: 0001140361-23-024202 · form4.xml · nonDerivative · entry 1

VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner

Viking Global Opportunities Illiquid Investments Sub-Master LP · CIK 0001629482 · 10% owner

Viking Global Opportunities Portfolio GP LLC · CIK 0001629472 · 10% owner

Viking Global Opportunities GP LLC · CIK 0001629476 · 10% owner

Viking Global Opportunities Parent GP LLC · CIK 0001886738 · 10% owner

HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner

Ott David C. · CIK 0001621842 · 10% owner

Shabet Rose Sharon · CIK 0001711393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Responses

Disclosed balance after: 4,787,914

F1 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), and Viking Global Opportunities Parent GP LLC ("Opportunities Parent"), the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"), which is the general partner of Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). VGI provides managerial services to various investment funds, including Opportunities Fund. Each of VGI, Opportunities Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, Mr. Halvorsen, Mr. Ott and Ms. Shabet (collectively the "Reporting Persons") may be deemed to beneficially own the shares reported on this form.

F2 · ownership.nature: On May 9, 2023, Opportunities Fund purchased 850,000 shares of common stock of the Issuer ("Common Stock") at a price of $16.00 per share in connection with an underwritten public offering of shares of Common Stock by the Issuer. VGI provides managerial services to Opportunities Fund, which directly holds the 4,787,914 shares of Common Stock reported herein. Because of the relationship between VGI and Opportunities Fund, VGI may be deemed to beneficially own the shares of Common Stock held directly by Opportunities Fund.

F3 · ownership.nature: Opportunities Portfolio GP is the general partner of Opportunities Fund. Because of the relationship between Opportunities Portfolio GP and Opportunities Fund, Opportunities Portfolio GP may be deemed to beneficially own the shares of Common Stock held directly by Opportunities Fund. Opportunities GP is the sole member of Opportunities Portfolio GP. Because of the relationship between Opportunities GP and Opportunities Portfolio GP, Opportunities GP may be deemed to beneficially own the shares of Common Stock held directly by Opportunities Fund. Opportunities Parent is the sole member of Opportunities GP. Because of the relationship between Opportunities Parent and Opportunities GP, Opportunities Parent may be deemed to beneficially own the shares of Common Stock held directly by Opportunities Fund.

F4 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:09 UTC
Kirn DavidDirector · Chief Executive Officer
GiftCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-023022 · form4.xml · nonDerivative · entry 2

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trusts

Disclosed balance after: 600,000

F1 · kind: Reflects gifts of shares by the Reporting Person to irrevocable trusts established for the benefit of the Reporting Person's children. The Goldman Sachs Trust Company of Delaware is the Trustee of such trusts.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:09 UTC
Kirn DavidDirector · Chief Executive Officer
GiftCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-023022 · form4.xml · nonDerivative · entry 1

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,259,153

Read SEC document
April 21, 2023 Filed Apr 25, 2023 22:44 UTC
Bizily ScottChief Legal and HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001140361-23-020316 · form4.xml · derivative · entry 3

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 3,750 shares

Expires 2032-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of September 1, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 22:44 UTC
Bizily ScottChief Legal and HR Officer
SaleCommon Stock 3,750 $20.00 $75,000.00
Disclosure

SEC source: 0001140361-23-020316 · form4.xml · nonDerivative · entry 2

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,109

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 13, 2022.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 22:44 UTC
Bizily ScottChief Legal and HR Officer
Exercise / conversionCommon Stock 3,750 $8.04 $30,150.00
Disclosure

SEC source: 0001140361-23-020316 · form4.xml · nonDerivative · entry 1

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 13, 2022.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 22:43 UTC
Chacko JacobDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001140361-23-020315 · form4.xml · derivative · entry 3

Chacko Jacob · CIK 0001608936 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 5,000 shares

Expires 2029-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 22:43 UTC
Chacko JacobDirector
SaleCommon Stock 5,000 $20.05 $100,269.50
Disclosure

SEC source: 0001140361-23-020315 · form4.xml · nonDerivative · entry 2

Chacko Jacob · CIK 0001608936 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 28, 2022.

F2 · price: The transaction was executed in multiple trades in prices ranging from $20.00 to $20.23, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 22:43 UTC
Chacko JacobDirector
Exercise / conversionCommon Stock 5,000 $9.41 $47,050.00
Disclosure

SEC source: 0001140361-23-020315 · form4.xml · nonDerivative · entry 1

Chacko Jacob · CIK 0001608936 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 28, 2022.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:16 UTC
Bizily ScottChief Legal and HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001567619-23-004430 · doc1.xml · derivative · entry 3

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,250

Underlying: Common Stock · 1,875 shares

Expires 2032-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of June 16, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:16 UTC
Bizily ScottChief Legal and HR Officer
SaleCommon Stock 2,248 $19.30 $43,386.40
Disclosure

SEC source: 0001567619-23-004430 · doc1.xml · nonDerivative · entry 2

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:16 UTC
Bizily ScottChief Legal and HR Officer
Exercise / conversionCommon Stock 1,875 $6.49 $12,168.75
Disclosure

SEC source: 0001567619-23-004430 · doc1.xml · nonDerivative · entry 1

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 00:56 UTC
Kirn DavidDirector · Chief Executive Officer
SaleCommon Stock 16,449 $20.22 $332,664.58
Disclosure

SEC source: 0001567619-23-003706 · doc1.xml · nonDerivative · entry 3

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,859,153

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $19.96 to $20.71, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:56 UTC
Kirn DavidDirector · Chief Executive Officer
SaleCommon Stock 907 $21.49 $19,491.16
Disclosure

SEC source: 0001567619-23-003706 · doc1.xml · nonDerivative · entry 2

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875,602

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $21.40 to $21.60, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 21, 2023 Filed Feb 24, 2023 00:56 UTC
Kirn DavidDirector · Chief Executive Officer
SaleCommon Stock 17,090 $20.93 $357,717.63
Disclosure

SEC source: 0001567619-23-003706 · doc1.xml · nonDerivative · entry 1

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876,509

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $20.35 to $21.305, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 10, 2023 Filed Feb 15, 2023 01:23 UTC
Bizily ScottChief Legal and HR Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $20.24 $0.00
Disclosure

SEC source: 0001567619-23-003006 · doc1.xml · derivative · entry 1

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-02-09

F1 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of February 10, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

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February 10, 2023 Filed Feb 15, 2023 01:26 UTC
Moretti August JChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $20.24 $0.00
Disclosure

SEC source: 0001567619-23-003009 · doc1.xml · derivative · entry 1

Moretti August J · CIK 0001344412 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-02-09

F1 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of February 10, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company

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February 10, 2023 Filed Feb 15, 2023 01:24 UTC
Kirn DavidDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 222,000 $0.00 Strike: $20.24 $0.00
Disclosure

SEC source: 0001567619-23-003008 · doc1.xml · derivative · entry 1

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,000

Underlying: Common Stock · 222,000 shares

Expires 2033-02-09

F1 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of February 10, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company

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February 10, 2023 Filed Feb 15, 2023 01:23 UTC
Kamal FariborzPresident & COO
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $20.24 $0.00
Disclosure

SEC source: 0001567619-23-003007 · doc1.xml · derivative · entry 1

Kamal Fariborz · CIK 0001834020 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-02-09

F1 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of February 10, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company

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January 20, 2023 Filed Jan 24, 2023 00:57 UTC
Kirn DavidDirector · Chief Executive Officer
SaleCommon Stock 8,625 $20.19 $174,126.68
Disclosure

SEC source: 0001567619-23-001163 · doc1.xml · nonDerivative · entry 2

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,893,599

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $20.01 to $20.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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January 19, 2023 Filed Jan 24, 2023 00:57 UTC
Kirn DavidDirector · Chief Executive Officer
SaleCommon Stock 10,899 $20.03 $218,347.30
Disclosure

SEC source: 0001567619-23-001163 · doc1.xml · nonDerivative · entry 1

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902,224

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $19.83 to $20.28, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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December 21, 2022 Filed Dec 22, 2022 23:51 UTC
Moretti August JChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001567619-22-021958 · doc1.xml · derivative · entry 2

Moretti August J · CIK 0001344412 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,060

Underlying: Common Stock · 3,000 shares

Expires 2029-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from January 7, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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December 21, 2022 Filed Dec 22, 2022 23:51 UTC
Moretti August JChief Financial Officer
Exercise / conversionCommon Stock 3,000 $9.41 $28,230.00
Disclosure

SEC source: 0001567619-22-021958 · doc1.xml · nonDerivative · entry 1

Moretti August J · CIK 0001344412 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects 1,595 shares of the Issuer's common stock purchased under the Issuer's Employee Stock Purchase Plan in a transaction exempt from Rule 16b-3.

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December 16, 2022 Filed Dec 19, 2022 22:56 UTC
Kirn DavidDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 26,349 $23.39 $616,205.62
Disclosure

SEC source: 0001567619-22-021815 · doc1.xml · nonDerivative · entry 4

Kirn David · CIK 0001834021 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,913,123

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $23.19 to $23.74, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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December 16, 2022 Filed Dec 19, 2022 22:56 UTC
Kirn DavidDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 27,595 $22.66 $625,371.69
Disclosure

SEC source: 0001567619-22-021815 · doc1.xml · nonDerivative · entry 3

Kirn David · CIK 0001834021 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939,472

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $22.18 to $23.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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December 15, 2022 Filed Dec 19, 2022 22:56 UTC
Kirn DavidDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 1,500 $24.13 $36,199.05
Disclosure

SEC source: 0001567619-22-021815 · doc1.xml · nonDerivative · entry 2

Kirn David · CIK 0001834021 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,967,067

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $24.07 to $24.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:56 UTC
Kirn DavidDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 31,433 $23.56 $740,567.77
Disclosure

SEC source: 0001567619-22-021815 · doc1.xml · nonDerivative · entry 1

Kirn David · CIK 0001834021 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,968,567

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $23.04 to $24.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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December 01, 2022 Filed Dec 5, 2022 22:33 UTC
Bizily ScottChief Legal and HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001567619-22-021291 · doc1.xml · derivative · entry 13

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 3,750 shares

Expires 2032-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of September 1, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

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December 01, 2022 Filed Dec 5, 2022 22:33 UTC
Bizily ScottChief Legal and HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001567619-22-021291 · doc1.xml · derivative · entry 12

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,125

Underlying: Common Stock · 1,875 shares

Expires 2032-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of June 16, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

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December 01, 2022 Filed Dec 5, 2022 22:33 UTC
Bizily ScottChief Legal and HR Officer
SaleCommon Stock 375 $24.35 $9,131.25
Disclosure

SEC source: 0001567619-22-021291 · doc1.xml · nonDerivative · entry 11

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,482

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:33 UTC
Bizily ScottChief Legal and HR Officer
SaleCommon Stock 100 $24.49 $2,449.00
Disclosure

SEC source: 0001567619-22-021291 · doc1.xml · nonDerivative · entry 10

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:33 UTC
Bizily ScottChief Legal and HR Officer
SaleCommon Stock 200 $23.44 $4,688.00
Disclosure

SEC source: 0001567619-22-021291 · doc1.xml · nonDerivative · entry 9

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:33 UTC
Bizily ScottChief Legal and HR Officer
SaleCommon Stock 2,450 $22.93 $56,179.73
Disclosure

SEC source: 0001567619-22-021291 · doc1.xml · nonDerivative · entry 8

Bizily Scott · CIK 0001920738 · Chief Legal and HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,157

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The transaction was executed in multiple trades in prices ranging from $22.39 to $23.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.