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Nasdaq · USD

FDMT

4D Molecular Therapeutics, Inc.

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Tapewire entity
2419
SEC CIK
0001650648
Parsed reports
169

Last 12 months

Inside the activity.

0 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202604
Jul 202603
Aug 202606
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 16, 2024 Filed Jul 19, 2024 00:22 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 500 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0000950170-24-084725 · ownership.xml · derivative · entry 4

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,379

Underlying: Common Stock · 500 shares

Expires 2032-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F2 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of June 16, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
July 16, 2024 Filed Jul 19, 2024 00:22 UTC
Bizily ScottChief Legal Officer
SaleCommon Stock 1,750 $27.11 $47,442.50
Disclosure

SEC source: 0000950170-24-084725 · ownership.xml · nonDerivative · entry 3

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,781

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
July 16, 2024 Filed Jul 19, 2024 00:22 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 1,250 $8.04 $10,050.00
Disclosure

SEC source: 0000950170-24-084725 · ownership.xml · nonDerivative · entry 2

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
July 16, 2024 Filed Jul 19, 2024 00:22 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 500 $6.49 $3,245.00
Disclosure

SEC source: 0000950170-24-084725 · ownership.xml · nonDerivative · entry 1

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 22:13 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 1,996 $0.00 Strike: $15.78 $0.00
Disclosure

SEC source: 0000950170-24-083712 · ownership.xml · derivative · entry 3

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,004

Underlying: Common Stock · 1,996 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F3 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of March 1, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 22:13 UTC
Bizily ScottChief Legal Officer
SaleCommon Stock 1,996 $25.00 $49,900.00
Disclosure

SEC source: 0000950170-24-083712 · ownership.xml · nonDerivative · entry 2

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,781

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 22:13 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 1,996 $15.78 $31,496.88
Disclosure

SEC source: 0000950170-24-083712 · ownership.xml · nonDerivative · entry 1

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F2 · balance_after: Reflects 5,044 shares of the Issuer's common stock purchased under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 21:46 UTC
Kirn DavidDirector · Chief Executive Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 1,270 $0.00 Strike: $15.78 $0.00
Disclosure

SEC source: 0000950170-24-083303 · ownership.xml · derivative · entry 5

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,730

Underlying: Common Stock · 1,270 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 21, 2024.

F4 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of February 1, 2022 (the "Vesting Commencement Date") while the grantee remains a service provider to the Company.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 21:46 UTC
Kirn DavidDirector · Chief Executive Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 11,653 $0.00 Strike: $14.42 $0.00
Disclosure

SEC source: 0000950170-24-083303 · ownership.xml · derivative · entry 4

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 565,417

Underlying: Common Stock · 11,653 shares

Expires 2033-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 21, 2024.

F3 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of December 11, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 21:46 UTC
Kirn DavidDirector · Chief Executive Officer
SaleCommon Stock 12,923 $22.49 $290,598.21
Disclosure

SEC source: 0000950170-24-083303 · ownership.xml · nonDerivative · entry 3

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,059,153

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 21, 2024.

F2 · price: The transaction was executed in multiple trades in prices ranging from $22.05 to $23.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 21:46 UTC
Kirn DavidDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,270 $15.78 $20,040.60
Disclosure

SEC source: 0000950170-24-083303 · ownership.xml · nonDerivative · entry 2

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,072,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 21, 2024.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 21:46 UTC
Kirn DavidDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,653 $14.42 $168,036.26
Disclosure

SEC source: 0000950170-24-083303 · ownership.xml · nonDerivative · entry 1

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,070,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 21, 2024.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:11 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 2,916 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0000950170-24-081626 · ownership.xml · derivative · entry 5

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,752

Underlying: Common Stock · 2,916 shares

Expires 2032-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F4 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of September 1, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:11 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 1,332 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0000950170-24-081626 · ownership.xml · derivative · entry 4

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,879

Underlying: Common Stock · 1,332 shares

Expires 2032-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F3 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of June 16, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:11 UTC
Bizily ScottChief Legal Officer
SaleCommon Stock 4,248 $21.36 $90,757.67
Disclosure

SEC source: 0000950170-24-081626 · ownership.xml · nonDerivative · entry 3

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,737

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $21.01 to $21.74, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:11 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 2,916 $8.04 $23,444.64
Disclosure

SEC source: 0000950170-24-081626 · ownership.xml · nonDerivative · entry 2

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:11 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 1,332 $6.49 $8,644.68
Disclosure

SEC source: 0000950170-24-081626 · ownership.xml · nonDerivative · entry 1

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:07 UTC
Kirn DavidDirector · Chief Executive Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 12,930 $0.00 Strike: $14.42 $0.00
Disclosure

SEC source: 0000950170-24-077944 · ownership.xml · derivative · entry 3

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 577,070

Underlying: Common Stock · 12,930 shares

Expires 2033-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 21, 2024.

F3 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of December 11, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:07 UTC
Kirn DavidDirector · Chief Executive Officer
SaleCommon Stock 12,930 $23.10 $298,711.45
Disclosure

SEC source: 0000950170-24-077944 · ownership.xml · nonDerivative · entry 2

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,059,153

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 21, 2024.

F2 · price: The transaction was executed in multiple trades in prices ranging from $22.69 to $23.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:07 UTC
Kirn DavidDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,930 $14.42 $186,450.60
Disclosure

SEC source: 0000950170-24-077944 · ownership.xml · nonDerivative · entry 1

Kirn David · CIK 0001834021 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,072,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 21, 2024.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 20:59 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 1,250 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0000950170-24-075692 · ownership.xml · derivative · entry 5

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,668

Underlying: Common Stock · 1,250 shares

Expires 2032-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F4 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of September 1, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 20:59 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 500 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0000950170-24-075692 · ownership.xml · derivative · entry 4

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,211

Underlying: Common Stock · 500 shares

Expires 2032-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F3 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of June 16, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 20:59 UTC
Bizily ScottChief Legal Officer
SaleCommon Stock 1,750 $23.71 $41,493.55
Disclosure

SEC source: 0000950170-24-075692 · ownership.xml · nonDerivative · entry 3

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,737

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $23.45 to $24.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 20:59 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 1,250 $8.04 $10,050.00
Disclosure

SEC source: 0000950170-24-075692 · ownership.xml · nonDerivative · entry 2

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 20:59 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 500 $6.49 $3,245.00
Disclosure

SEC source: 0000950170-24-075692 · ownership.xml · nonDerivative · entry 1

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Chacko JacobDirector
GrantStock Option (Right To Buy) · Derivative 22,500 $0.00 Strike: $25.15 $0.00
Disclosure

SEC source: 0000950170-24-064221 · ownership.xml · derivative · entry 1

Chacko Jacob · CIK 0001608936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2034-05-20

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 21, 2025 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 21, 2027. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 21, 2024 Filed May 23, 2024 23:11 UTC GrantStock Option (Right To Buy) · Derivative 26,791 $0.00 Strike: $25.15 $0.00
Disclosure

SEC source: 0000950170-24-064210 · ownership.xml · derivative · entry 1

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,791

Underlying: Common Stock · 26,791 shares

Expires 2034-05-20

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 21, 2025 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 21, 2027. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 21, 2024 Filed May 24, 2024 00:45 UTC GrantStock Option (Right To Buy) · Derivative 22,500 $0.00 Strike: $25.15 $0.00
Disclosure

SEC source: 0000950170-24-064259 · ownership.xml · derivative · entry 1

Tomasello Shawn · CIK 0001617239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2034-05-20

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 21, 2025 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 21, 2027. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 21, 2024 Filed May 23, 2024 23:16 UTC GrantStock Option (Right To Buy) · Derivative 22,500 $0.00 Strike: $25.15 $0.00
Disclosure

SEC source: 0000950170-24-064220 · ownership.xml · derivative · entry 1

THEUER CHARLES · CIK 0001631338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2034-05-20

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 21, 2025 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 21, 2027. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 21, 2024 Filed May 23, 2024 23:12 UTC GrantStock Option (Right To Buy) · Derivative 22,500 $0.00 Strike: $25.15 $0.00
Disclosure

SEC source: 0000950170-24-064211 · ownership.xml · derivative · entry 1

Miller-Rich Nancy · CIK 0001735084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2034-05-20

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 21, 2025 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 21, 2027. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

Read SEC document
May 21, 2024 Filed May 23, 2024 23:10 UTC GrantStock Option (Right To Buy) · Derivative 22,500 $0.00 Strike: $25.15 $0.00
Disclosure

SEC source: 0000950170-24-064208 · ownership.xml · derivative · entry 1

GRAY SUSANNAH · CIK 0001833453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2034-05-20

F1 · shares: Automatically granted pursuant to the terms of the Company's non-employee director compensation program.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 1/3 of the total shares on May 21, 2025 and in equal monthly installments thereafter, subject to the Reporting Person continuing service to Issuer through each vesting date, until the shares are fully vested on May 21, 2027. Additionally, the stock options will vest in full upon the consummation of a Change in Control (as defined in the 2020 Incentive Award Plan).

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May 16, 2024 Filed May 21, 2024 00:35 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 1,250 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0000950170-24-062637 · ownership.xml · derivative · entry 6

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,918

Underlying: Common Stock · 1,250 shares

Expires 2032-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F5 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of September 1, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

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May 16, 2024 Filed May 21, 2024 00:35 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 500 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0000950170-24-062637 · ownership.xml · derivative · entry 5

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,711

Underlying: Common Stock · 500 shares

Expires 2032-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F4 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of June 16, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

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May 16, 2024 Filed May 21, 2024 00:35 UTC
Bizily ScottChief Legal Officer
SaleCommon Stock 467 $25.75 $12,027.26
Disclosure

SEC source: 0000950170-24-062637 · ownership.xml · nonDerivative · entry 4

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,737

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $25.67 to $25.92, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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May 16, 2024 Filed May 21, 2024 00:35 UTC
Bizily ScottChief Legal Officer
SaleCommon Stock 1,283 $25.34 $32,513.79
Disclosure

SEC source: 0000950170-24-062637 · ownership.xml · nonDerivative · entry 3

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,204

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $24.67 to $25.65, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote..

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May 16, 2024 Filed May 21, 2024 00:35 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 1,250 $8.04 $10,050.00
Disclosure

SEC source: 0000950170-24-062637 · ownership.xml · nonDerivative · entry 2

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
May 16, 2024 Filed May 21, 2024 00:35 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 500 $6.49 $3,245.00
Disclosure

SEC source: 0000950170-24-062637 · ownership.xml · nonDerivative · entry 1

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
April 16, 2024 Filed Apr 19, 2024 00:48 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 1,250 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0000950170-24-045702 · ownership.xml · derivative · entry 5

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,168

Underlying: Common Stock · 1,250 shares

Expires 2032-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F3 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of September 1, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
April 16, 2024 Filed Apr 19, 2024 00:48 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 500 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0000950170-24-045702 · ownership.xml · derivative · entry 4

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,211

Underlying: Common Stock · 500 shares

Expires 2032-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F2 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of June 16, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
April 16, 2024 Filed Apr 19, 2024 00:48 UTC
Bizily ScottChief Legal Officer
SaleCommon Stock 1,750 $25.74 $45,045.00
Disclosure

SEC source: 0000950170-24-045702 · ownership.xml · nonDerivative · entry 3

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,737

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
April 16, 2024 Filed Apr 19, 2024 00:48 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 1,250 $8.04 $10,050.00
Disclosure

SEC source: 0000950170-24-045702 · ownership.xml · nonDerivative · entry 2

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
April 16, 2024 Filed Apr 19, 2024 00:48 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 500 $6.49 $3,245.00
Disclosure

SEC source: 0000950170-24-045702 · ownership.xml · nonDerivative · entry 1

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:18 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 1,909 $0.00 Strike: $20.24 $0.00
Disclosure

SEC source: 0000950170-24-041418 · ownership.xml · derivative · entry 9

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,182

Underlying: Common Stock · 1,909 shares

Expires 2033-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F5 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of February 10, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:18 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 1,996 $0.00 Strike: $15.78 $0.00
Disclosure

SEC source: 0000950170-24-041418 · ownership.xml · derivative · entry 8

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,008

Underlying: Common Stock · 1,996 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F4 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of March 1, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:18 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 2,916 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0000950170-24-041418 · ownership.xml · derivative · entry 7

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,418

Underlying: Common Stock · 2,916 shares

Expires 2032-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F3 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of September 1, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:18 UTC
Bizily ScottChief Legal Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 1,332 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0000950170-24-041418 · ownership.xml · derivative · entry 6

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,711

Underlying: Common Stock · 1,332 shares

Expires 2032-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

F2 · derivative.exercise_date: The shares underlying the stock option award shall vest and become exercisable as to 1/48th of the underlying shares on each monthly anniversary of June 16, 2022 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, while the grantee remains a service provider to the Company.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:18 UTC
Bizily ScottChief Legal Officer
SaleCommon Stock 8,153 $31.78 $259,102.34
Disclosure

SEC source: 0000950170-24-041418 · ownership.xml · nonDerivative · entry 5

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,737

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:18 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 1,909 $20.24 $38,638.16
Disclosure

SEC source: 0000950170-24-041418 · ownership.xml · nonDerivative · entry 4

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:18 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 1,996 $15.78 $31,496.88
Disclosure

SEC source: 0000950170-24-041418 · ownership.xml · nonDerivative · entry 3

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:18 UTC
Bizily ScottChief Legal Officer
Exercise / conversionCommon Stock 2,916 $8.04 $23,444.64
Disclosure

SEC source: 0000950170-24-041418 · ownership.xml · nonDerivative · entry 2

Bizily Scott · CIK 0001920738 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on October 10, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.