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Nasdaq · USD

FDBC

FIDELITY D & D BANCORP INC

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Tapewire entity
5929
SEC CIK
0001098151
Parsed reports
328

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202520
Jan 202600
Feb 202610
Mar 202610
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2025 Filed Feb 21, 2025 00:06 UTC
Turkington Ruth G.Chief Consumer Banking Officer
GrantCommon Stock, Restricted 1,657 $45.09 $74,714.13
Disclosure

SEC source: 0001437749-25-004645 · rdgdoc.xml · nonDerivative · entry 1

Turkington Ruth G. · CIK 0001979645 · Chief Consumer Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,291.2158

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 18, 2028.

Read SEC document
February 18, 2025 Filed Feb 21, 2025 00:02 UTC
Hinton Theresa MGeneral Counsel
GrantCommon Stock, Restricted 566 $45.09 $25,520.94
Disclosure

SEC source: 0001437749-25-004643 · rdgdoc.xml · nonDerivative · entry 1

Hinton Theresa M · CIK 0001976980 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,832.9817

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:59 UTC GrantCommon Stock, Restricted 1,813 $45.09 $81,748.17
Disclosure

SEC source: 0001437749-25-004641 · rdgdoc.xml · nonDerivative · entry 1

DEFRANCESCO SALVATORE R JR · CIK 0001249656 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,037.8796

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 18, 2028.

F2 · price: Surrender of shares to cover payroll taxes on vested restricted stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:56 UTC
Pacyna Michael J JrExecutive VP & CLO
GrantCommon Stock, Restricted 1,098 $45.09 $49,508.82
Disclosure

SEC source: 0001437749-25-004638 · rdgdoc.xml · nonDerivative · entry 1

Pacyna Michael J Jr · CIK 0001639793 · Executive VP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,050.1314

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 18, 2028.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:52 UTC GrantCommon Stock, Restricted 1,300 $45.09 $58,617.00
Disclosure

SEC source: 0001437749-25-004635 · rdgdoc.xml · nonDerivative · entry 1

WALSH EUGENE J · CIK 0001281316 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200.9531

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 18, 2028.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:48 UTC GrantCommon Stock, Restricted 1,900 $45.09 $85,671.00
Disclosure

SEC source: 0001437749-25-004633 · rdgdoc.xml · nonDerivative · entry 1

Woelkers Paul C. · CIK 0001871201 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,627.4383

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting per year.

Read SEC document
February 03, 2025 Filed Feb 3, 2025 19:12 UTC
CALI BRIAN JDirector · Chairman of the Board
PurchaseCommon Stock 880 $44.00 $38,720.00
Disclosure

SEC source: 0001437749-25-002537 · rdgdoc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,438.7844

Read SEC document
February 03, 2025 Filed Feb 5, 2025 12:35 UTC PurchaseCommon Stock 4,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-002826 · rdgdoc.xml · nonDerivative · entry 1

Vilcek HelenBeth Garofalo · CIK 0001810573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,984

F1 · price: 2 @ 43.75 49@43.89 49@43.91 2@43.94 98@43.95 1100@44 91@43.80 50@43.88 2@43.88 100@44 2@44.25 955@44.25 76@43.49 9@43.39 17@43.39 100@43.39 49@43.59 749@43.89 100@43.38 100@43.35 17@43.33 8@43.38 6@43.38 86@43.38 5@43.33 17@43.38 78@43.38 30@43.33 70@43.38 22@43.38 30@43.38 100@43.3899 331@43.185

Read SEC document
January 09, 2025 Filed Jan 10, 2025 17:12 UTC
CALI BRIAN JDirector · Chairman of the Board
PurchaseCommon Stock 225.347 $54.25 $12,224.20
Disclosure

SEC source: 0001437749-25-000820 · rdgdoc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,558.7844

Read SEC document
September 30, 2024 Filed Sep 30, 2024 18:53 UTC
CALI BRIAN JDirector · Chairman of the Board
PurchaseCommon Stock 212.981 $54.15 $11,532.11
Disclosure

SEC source: 0001437749-24-030242 · rdgdoc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,150.7647

Read SEC document
September 20, 2024 Filed Sep 23, 2024 18:45 UTC
SANTANIELLO DANIEL JDirector · President & CEO
SaleCommon Stock 500 $53.00 $26,500.00
Disclosure

SEC source: 0001437749-24-029824 · rdgdoc.xml · nonDerivative · entry 1

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,881.5673

Read SEC document
September 11, 2024 Filed Sep 11, 2024 18:37 UTC SaleCommon Stock 2,000 $51.50 $103,000.00
Disclosure

SEC source: 0001437749-24-028951 · rdgdoc.xml · nonDerivative · entry 1

Silverman Alan · CIK 0001825305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,049.419

Read SEC document
August 07, 2024 Filed Aug 7, 2024 18:24 UTC PurchaseCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-025124 · rdgdoc.xml · nonDerivative · entry 1

Vilcek HelenBeth Garofalo · CIK 0001810573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,482

F1 · price: 44 shares @ 43.25 - 8/7/2024 2576 shares @ 43.12 - 8/7/2024 6 shares @ 43.25 - 8/7/2024 31 shares @ 43.20 - 8/7/2024 7 shares @ 43.09 - 8/7/2024 6 shares @ 43.09 - 8/7/2024 6 shares @ 43.13 - 8/7/2024 6 shares @ 43.13 - 8/7/2024 10 shares @ 43.13 - 8/7/2024 5 shares @ 43.13 - 8/7/2024 5 shares @ 43.13 - 8/7/2024 100 shares @ 43.13 - 8/7/2024 66 shares @ 43.10 - 8/7/2024 66 shares @ 43.11 - 8/7/2024 66 shares @ 43.10 - 8/7/2024 46 shares @ 43.12 - 8/7/2024 954 shares @ 43.12 - 8/7/2024 200 shares @ 43.11 -8/7/2024 776 shares @ 43.11 - 8/7/2024 19 shares @ 43.10 - 8/7/2024 1 share @ 43.04 - 8/7/2024 4 shares @ 43.02 - 8/7/2024

Read SEC document
July 31, 2024 Filed Aug 1, 2024 21:19 UTC
SANTANIELLO DANIEL JDirector · President & CEO
SaleCommon Stock 759 $52.90 $40,151.10
Disclosure

SEC source: 0001437749-24-024338 · rdgdoc.xml · nonDerivative · entry 1

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,381.5673

Read SEC document
July 29, 2024 Filed Jul 31, 2024 19:19 UTC
SANTANIELLO DANIEL JDirector · President & CEO
SaleCommon Stock 241 $53.51 $12,895.91
Disclosure

SEC source: 0001437749-24-024087 · rdgdoc.xml · nonDerivative · entry 1

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,140.5673

Read SEC document
June 27, 2024 Filed Jun 27, 2024 14:12 UTC
CALI BRIAN JDirector · Chairman of the Board
PurchaseCommon Stock 252.636 $45.27 $11,436.05
Disclosure

SEC source: 0001437749-24-021344 · rdgdoc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,937.7837

Read SEC document
March 28, 2024 Filed Apr 1, 2024 19:38 UTC
CALI BRIAN JDirector · Chairman of the Board
PurchaseCommon Stock 232.325 $48.84 $11,347.78
Disclosure

SEC source: 0001437749-24-010319 · rdgdoc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,687.7029

Read SEC document
March 26, 2024 Filed Mar 27, 2024 14:45 UTC
Pacyna Michael J JrExecutive VP & CLO
SaleCommon Stock 154 $46.58 $7,173.32
Disclosure

SEC source: 0001437749-24-009516 · rdgdoc.xml · nonDerivative · entry 1

Pacyna Michael J Jr · CIK 0001639793 · Executive VP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,164.1869

Read SEC document
February 20, 2024 Filed Mar 1, 2024 00:48 UTC
Hinton Theresa MGeneral Counsel
GrantCommon Stock, Restricted 275 $46.96 $12,914.00
Disclosure

SEC source: 0001437749-24-006198 · rdgdoc.xml · nonDerivative · entry 1

Hinton Theresa M · CIK 0001976980 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,106.6333

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 20, 2027.

Read SEC document
February 20, 2024 Filed Mar 1, 2024 00:43 UTC
Turkington Ruth G.Chief Consumer Banking Officer
GrantCommon Stock, Restricted 575 $46.96 $27,002.00
Disclosure

SEC source: 0001437749-24-006194 · rdgdoc.xml · nonDerivative · entry 1

Turkington Ruth G. · CIK 0001979645 · Chief Consumer Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,589.7215

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 20, 2027.

Read SEC document
February 20, 2024 Filed Mar 1, 2024 00:39 UTC
Pacyna Michael J JrExecutive VP & CLO
GrantCommon Stock, Restricted 691 $46.96 $32,449.36
Disclosure

SEC source: 0001437749-24-006192 · rdgdoc.xml · nonDerivative · entry 2

Pacyna Michael J Jr · CIK 0001639793 · Executive VP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,251.5871

F2 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 20, 2027.

Read SEC document
February 20, 2024 Filed Mar 1, 2024 00:35 UTC GrantCommon Stock, Restricted 785 $46.96 $36,863.60
Disclosure

SEC source: 0001437749-24-006190 · rdgdoc.xml · nonDerivative · entry 2

WALSH EUGENE J · CIK 0001281316 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,520.2372

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 20, 2027.

Read SEC document
February 20, 2024 Filed Mar 1, 2024 00:31 UTC GrantCommon Stock, Restricted 941 $46.96 $44,189.36
Disclosure

SEC source: 0001437749-24-006188 · rdgdoc.xml · nonDerivative · entry 2

DEFRANCESCO SALVATORE R JR · CIK 0001249656 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,500.3607

F5 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 20, 2027.

Read SEC document
February 20, 2024 Filed Mar 1, 2024 00:28 UTC
SANTANIELLO DANIEL JDirector · President & CEO
GrantCommon Stock, Restricted 1,764 $46.96 $82,837.44
Disclosure

SEC source: 0001437749-24-006186 · rdgdoc.xml · nonDerivative · entry 1

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,612.2687

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 20, 2027.

Read SEC document
February 20, 2024 Filed Feb 29, 2024 23:42 UTC GrantCommon Stock, Restricted 1,250 $46.96 $58,700.00
Disclosure

SEC source: 0001437749-24-006181 · rdgdoc.xml · nonDerivative · entry 1

Woelkers Paul C. · CIK 0001871201 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,576.6101

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting per year.

Read SEC document
February 20, 2024 Filed Feb 29, 2024 23:39 UTC GrantCommon Stock, Restricted 1,250 $46.96 $58,700.00
Disclosure

SEC source: 0001437749-24-006179 · rdgdoc.xml · nonDerivative · entry 1

Vilcek HelenBeth Garofalo · CIK 0001810573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,482

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting per year.

Read SEC document
February 20, 2024 Filed Feb 29, 2024 23:34 UTC GrantCommon Stock, Restricted 1,250 $46.96 $58,700.00
Disclosure

SEC source: 0001437749-24-006176 · rdgdoc.xml · nonDerivative · entry 1

Silverman Alan · CIK 0001825305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,754.6541

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting per year.

Read SEC document
February 20, 2024 Filed Feb 29, 2024 23:31 UTC
MCDONALD MICHAEL JDirector · Vice Chairman
GrantCommon Stock, Restricted 1,250 $46.96 $58,700.00
Disclosure

SEC source: 0001437749-24-006173 · rdgdoc.xml · nonDerivative · entry 1

MCDONALD MICHAEL J · CIK 0001249653 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,526.5884

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting per year.

Read SEC document
February 20, 2024 Filed Feb 29, 2024 23:29 UTC GrantCommon Stock, Restricted 1,250 $46.96 $58,700.00
Disclosure

SEC source: 0001437749-24-006170 · rdgdoc.xml · nonDerivative · entry 1

Joyce William J. Sr. · CIK 0001799381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,536.071

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting per year.

Read SEC document
February 20, 2024 Filed Feb 29, 2024 23:25 UTC GrantCommon Stock, Restricted 1,250 $46.96 $58,700.00
Disclosure

SEC source: 0001437749-24-006167 · rdgdoc.xml · nonDerivative · entry 1

Hotchkiss Richard M. · CIK 0001810592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,300

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting per year.

Read SEC document
February 20, 2024 Filed Feb 29, 2024 23:21 UTC
COGNETTI JOHN TDirector · Secretary
GrantCommon Stock, Restricted 1,250 $46.96 $58,700.00
Disclosure

SEC source: 0001437749-24-006164 · rdgdoc.xml · nonDerivative · entry 1

COGNETTI JOHN T · CIK 0001249643 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,108

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting per year.

Read SEC document
February 20, 2024 Filed Feb 29, 2024 23:18 UTC
CALI BRIAN JDirector · Chairman of the Board
PurchaseCommon Stock, Restricted 1,250 $46.96 $58,700.00
Disclosure

SEC source: 0001437749-24-006160 · rdgdoc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,708.5679

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting per year.

Read SEC document
February 16, 2024 Filed Mar 1, 2024 00:39 UTC
Pacyna Michael J JrExecutive VP & CLO
SaleCommon Stock 370 $49.47 $18,303.90
Disclosure

SEC source: 0001437749-24-006192 · rdgdoc.xml · nonDerivative · entry 1

Pacyna Michael J Jr · CIK 0001639793 · Executive VP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,560.5871

F1 · acquired: Surrender of shares to cover payroll taxes on vested restricted stock.

Read SEC document
February 16, 2024 Filed Mar 1, 2024 00:35 UTC SaleCommon Stock 545 $49.47 $26,961.15
Disclosure

SEC source: 0001437749-24-006190 · rdgdoc.xml · nonDerivative · entry 1

WALSH EUGENE J · CIK 0001281316 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,735.2372

F2 · acquired: Surrender of shares to cover payroll taxes on vested restricted stock.

Read SEC document
February 16, 2024 Filed Mar 1, 2024 00:31 UTC SaleCommon Stock 417 $49.47 $20,628.99
Disclosure

SEC source: 0001437749-24-006188 · rdgdoc.xml · nonDerivative · entry 1

DEFRANCESCO SALVATORE R JR · CIK 0001249656 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,559.3607

F4 · acquired: Surrender of shares to cover payroll taxes on vested restricted stock.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 14:03 UTC
SANTANIELLO DANIEL JDirector · President & CEO
GiftCommon Stock 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-035034 · rdgdoc.xml · nonDerivative · entry 1

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,848.2687

F1 · price: Bona fide gift.

Read SEC document
December 19, 2023 Filed Dec 19, 2023 22:24 UTC GiftCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-034922 · rdgdoc.xml · nonDerivative · entry 1

Silverman Alan · CIK 0001825305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,504.6541

F1 · price: Bona fide gift.

Read SEC document
December 15, 2023 Filed Jan 2, 2024 21:13 UTC
CALI BRIAN JDirector · Chairman of the Board
PurchaseCommon Stock 200.654 $56.17 $11,271.54
Disclosure

SEC source: 0001437749-24-000194 · rdgdoc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,458.5679

Read SEC document
November 15, 2023 Filed Jan 19, 2024 15:16 UTC SaleCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-001686 · rdgdoc.xml · nonDerivative · entry 1

Hotchkiss Richard M. · CIK 0001810592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,050

F1 · price: 928.000 Shares at $52.00, 49.000 Shares at $52.23, 9.000 Shares at $52.28, 8.000 Shares at $52.30, 4.000 Shares at $52.06, 2.000 Shares at $52.13

Read SEC document
September 25, 2023 Filed Sep 27, 2023 15:45 UTC PurchaseCommon Stock 2,000 $45.85 $91,700.00
Disclosure

SEC source: 0001437749-23-026868 · rdgdoc.xml · nonDerivative · entry 1

Vilcek HelenBeth Garofalo · CIK 0001810573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,232

Read SEC document
September 12, 2023 Filed Sep 14, 2023 19:06 UTC
CALI BRIAN JDirector · Chairman of the Board
PurchaseCommon Stock 232.592 $45.55 $10,594.57
Disclosure

SEC source: 0001437749-23-025876 · rdgdoc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,887.1285

Read SEC document
July 31, 2023 Filed Aug 2, 2023 19:33 UTC
SANTANIELLO DANIEL JDirector · President & CEO
ConversionStock Appreciation Rights · Derivative 6,662 Not disclosed Strike: $50.74 Not disclosed
Disclosure

SEC source: 0001437749-23-021637 · rdgdoc.xml · derivative · entry 3

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,626

Underlying: Common Stock · 6,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 7/31/2023 exercise of stock settled appreciation rights.

F4 · price: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.

F2 · derivative.exercise_date: All stock appreciation rights have vested.

F3 · derivative.expiration_date: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 19:33 UTC
SANTANIELLO DANIEL JDirector · President & CEO
ConversionStock Appreciation Rights · Derivative 5,326 Not disclosed Strike: $50.74 Not disclosed
Disclosure

SEC source: 0001437749-23-021637 · rdgdoc.xml · derivative · entry 2

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,288

Underlying: Common Stock · 5,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 7/31/2023 exercise of stock settled appreciation rights.

F4 · price: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.

F2 · derivative.exercise_date: All stock appreciation rights have vested.

F3 · derivative.expiration_date: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 19:33 UTC
SANTANIELLO DANIEL JDirector · President & CEO
ConversionCommon Stock 4,493 $50.74 $227,974.82
Disclosure

SEC source: 0001437749-23-021637 · rdgdoc.xml · nonDerivative · entry 1

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,788.6207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 7/31/2023 exercise of stock settled appreciation rights.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 19:48 UTC
Pacyna Michael J JrExecutive VP & CLO
ConversionStock Appreciation Rights · Derivative 2,134 Not disclosed Strike: $49.56 Not disclosed
Disclosure

SEC source: 0001437749-23-018111 · rdgdoc.xml · derivative · entry 2

Pacyna Michael J Jr · CIK 0001639793 · Executive VP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,664

Underlying: Common Stock · 6,664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 6/21/2023 exercise of stock settled appreciation rights.

F3 · price: 2018 Grant = $49.50 and 2019 Grant = $59.70

F2 · derivative.exercise_date: All stock appreciation rights have vested.

F4 · derivative.expiration_date: The stock appreciation rights expire as follows: 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.

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June 21, 2023 Filed Jun 22, 2023 19:48 UTC
Pacyna Michael J JrExecutive VP & CLO
ConversionCommon Stock 720 $49.56 $35,683.20
Disclosure

SEC source: 0001437749-23-018111 · rdgdoc.xml · nonDerivative · entry 1

Pacyna Michael J Jr · CIK 0001639793 · Executive VP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,801.0224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 6/21/2023 exercise of stock settled appreciation rights.

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June 15, 2023 Filed Jun 20, 2023 19:08 UTC ConversionStock Appreciation Rights · Derivative 3,392 Not disclosed Strike: $48.88 Not disclosed
Disclosure

SEC source: 0001437749-23-017820 · rdgdoc.xml · derivative · entry 3

WALSH EUGENE J · CIK 0001281316 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,966

Underlying: Common Stock · 3,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 6/15/2023 exercise of stock settled appreciation rights.

F4 · price: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.

F2 · derivative.exercise_date: All stock appreciation rights have vested.

F3 · derivative.expiration_date: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.

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June 15, 2023 Filed Jun 20, 2023 19:08 UTC ConversionStock Appreciation Rights · Derivative 1,146 Not disclosed Strike: $48.88 Not disclosed
Disclosure

SEC source: 0001437749-23-017820 · rdgdoc.xml · derivative · entry 2

WALSH EUGENE J · CIK 0001281316 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,358

Underlying: Common Stock · 1,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 6/15/2023 exercise of stock settled appreciation rights.

F4 · price: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.

F2 · derivative.exercise_date: All stock appreciation rights have vested.

F3 · derivative.expiration_date: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.

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June 15, 2023 Filed Jun 20, 2023 19:08 UTC ConversionCommon Stock 1,583 $48.88 $77,377.04
Disclosure

SEC source: 0001437749-23-017820 · rdgdoc.xml · nonDerivative · entry 1

WALSH EUGENE J · CIK 0001281316 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,087.5674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 6/15/2023 exercise of stock settled appreciation rights.

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June 15, 2023 Filed Jun 20, 2023 19:06 UTC
Pacyna Michael J JrExecutive VP & CLO
ConversionStock Appreciation Rights · Derivative 993 Not disclosed Strike: $48.88 Not disclosed
Disclosure

SEC source: 0001437749-23-017818 · rdgdoc.xml · derivative · entry 2

Pacyna Michael J Jr · CIK 0001639793 · Executive VP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,798

Underlying: Common Stock · 8,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 6/15/2023 exercise of stock settled appreciation rights.

F4 · price: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.

F2 · derivative.exercise_date: All stock appreciation rights have vested.

F3 · derivative.expiration_date: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.