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Nasdaq · USD

FCNCA

FIRST CITIZENS BANCSHARES INC /DE/

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3195
SEC CIK
0000798941
Parsed reports
370

Last 12 months

Inside the activity.

62 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202660
Apr 202600
May 202611
Jun 2026508
Jul 202600
Aug 202620
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2022 Filed Jan 3, 2023 21:26 UTC
Alemany Ellen RDirector · Vice Chairwoman
Tax withholdingClass A Common 1,481 $758.36 $1,123,131.16
Disclosure

SEC source: 0001209191-23-000210 · doc4.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,738

Read SEC document
December 29, 2022 Filed Jan 4, 2023 18:35 UTC
WARD JEFFERY LChief Strategy Officer
GiftDepositary Shares 5,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000620 · doc4.xml · nonDerivative · entry 4

WARD JEFFERY L · CIK 0001191138 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffery L. Ward Revocable Trust

Disclosed balance after: 5,600

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F1 · kind: On December 29, 2022, the reporting person transferred 550 shares of Class A Common Stock and 5600 Depositary Shares to his revocable trust of which the reporting person is the trustee.

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December 29, 2022 Filed Jan 4, 2023 18:35 UTC
WARD JEFFERY LChief Strategy Officer
GiftClass A Common Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000620 · doc4.xml · nonDerivative · entry 3

WARD JEFFERY L · CIK 0001191138 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffery L. Ward Revocable Trust

Disclosed balance after: 550

F1 · kind: On December 29, 2022, the reporting person transferred 550 shares of Class A Common Stock and 5600 Depositary Shares to his revocable trust of which the reporting person is the trustee.

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December 29, 2022 Filed Jan 4, 2023 18:35 UTC
WARD JEFFERY LChief Strategy Officer
GiftDepositary Shares 5,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000620 · doc4.xml · nonDerivative · entry 2

WARD JEFFERY L · CIK 0001191138 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F1 · kind: On December 29, 2022, the reporting person transferred 550 shares of Class A Common Stock and 5600 Depositary Shares to his revocable trust of which the reporting person is the trustee.

Read SEC document
December 29, 2022 Filed Jan 4, 2023 18:35 UTC
WARD JEFFERY LChief Strategy Officer
GiftClass A Common Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000620 · doc4.xml · nonDerivative · entry 1

WARD JEFFERY L · CIK 0001191138 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 29, 2022, the reporting person transferred 550 shares of Class A Common Stock and 5600 Depositary Shares to his revocable trust of which the reporting person is the trustee.

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December 29, 2022 Filed Feb 13, 2024 22:00 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common 24 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-014641 · ownership.xml · nonDerivative · entry 12

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As custodian for Jones Powell Bailey

Disclosed balance after: 4,938

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 29, 2022 Filed Feb 13, 2024 22:00 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common 24 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-014641 · ownership.xml · nonDerivative · entry 10

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 4,580

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 29, 2022 Filed Feb 13, 2024 22:00 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common 24 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-014641 · ownership.xml · nonDerivative · entry 8

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As custodian for James Freeman Bailey, Jr.

Disclosed balance after: 4,737

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 29, 2022 Filed Feb 13, 2024 22:00 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common 20 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-014641 · ownership.xml · nonDerivative · entry 5

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As custodian for Jones Powell Bailey

Disclosed balance after: 203

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 29, 2022 Filed Feb 13, 2024 22:00 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common 20 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-014641 · ownership.xml · nonDerivative · entry 3

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 1,477

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 29, 2022 Filed Feb 13, 2024 22:00 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common 20 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-014641 · ownership.xml · nonDerivative · entry 1

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As custodian for James Freeman Bailey, Jr.

Disclosed balance after: 3,305

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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December 13, 2022 Filed Dec 14, 2022 19:28 UTC
WARD JEFFERY LChief Strategy Officer
PurchaseDepositary Shares 1,600 $19.93 $31,888.00
Disclosure

SEC source: 0001209191-22-061143 · doc4.xml · nonDerivative · entry 2

WARD JEFFERY L · CIK 0001191138 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

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December 07, 2022 Filed Dec 8, 2022 16:07 UTC SaleClass A Common Stock 27 $781.12 $21,090.24
Disclosure

SEC source: 0001209191-22-060289 · doc4.xml · nonDerivative · entry 1

Heavner Daniel L · CIK 0001397705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613

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December 01, 2022 Filed Jan 4, 2023 19:30 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 60 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000644 · doc4.xml · nonDerivative · entry 5

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 321,734

Read SEC document
December 01, 2022 Filed Jan 4, 2023 18:41 UTC GiftClass A Common 60 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000622 · doc4.xml · nonDerivative · entry 3

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 321,734

Read SEC document
December 01, 2022 Filed Jan 4, 2023 18:20 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000610 · doc4.xml · nonDerivative · entry 6

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Jones Powell Bailey

Disclosed balance after: 98

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 01, 2022 Filed Jan 4, 2023 18:20 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000610 · doc4.xml · nonDerivative · entry 5

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 1,372

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 01, 2022 Filed Jan 4, 2023 18:20 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000610 · doc4.xml · nonDerivative · entry 4

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for James Freeman Bailey, Jr.

Disclosed balance after: 3,200

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 20:44 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common 67 $791.98 $53,062.76
Disclosure

SEC source: 0001209191-22-059167 · doc4.xml · nonDerivative · entry 1

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872

Read SEC document
November 16, 2022 Filed Jan 4, 2023 19:30 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 19 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000644 · doc4.xml · nonDerivative · entry 4

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 321,794

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 16, 2022 Filed Jan 4, 2023 19:30 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 19 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000644 · doc4.xml · nonDerivative · entry 3

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Peter M. Bristow 2nd Amended and Restated Trust

Disclosed balance after: 8,849

Read SEC document
November 16, 2022 Filed Jan 4, 2023 18:41 UTC GiftClass A Common 19 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000622 · doc4.xml · nonDerivative · entry 8

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse as trustee for Peter M. Bristow 2nd Amended and Restated Trust Agreement

Disclosed balance after: 8,849

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 16, 2022 Filed Jan 4, 2023 18:41 UTC GiftClass A Common 19 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000622 · doc4.xml · nonDerivative · entry 2

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 321,794

Read SEC document
November 09, 2022 Filed Jan 4, 2023 18:15 UTC GiftClass A Common 17 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000608 · doc4.xml · nonDerivative · entry 1

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Olivia B. Holding Revocable Trust

Disclosed balance after: 537,437

Read SEC document
November 01, 2022 Filed Dec 20, 2022 18:51 UTC
Alemany Ellen RDirector · Vice Chairwoman
GiftClass A Common 2,543 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062127 · doc4.xml · nonDerivative · entry 9

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: Not disclosed

Ownership: Indirect · Family GST Exempt Trust

Disclosed balance after: 10,106

F2 · balance_after: In connection with the termination of the reporting person's September 2020 GRAT #2 (the "GRAT," of which she serves as a trustee) on October 31, 2022, 600 shares of Class A Common Stock were distributed to the reporting person and will now be reported in this Form 4 as directly owned, and on November 1, 2022, the remaining 2,543 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned.

Read SEC document
November 01, 2022 Filed Dec 20, 2022 18:51 UTC
Alemany Ellen RDirector · Vice Chairwoman
GiftClass A Common 604 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062127 · doc4.xml · nonDerivative · entry 8

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: Not disclosed

Ownership: Indirect · Family GST Exempt Trust

Disclosed balance after: 7,563

F1 · balance_after: In connection with the termination of the reporting person's July 2020 GRAT #1 (the "GRAT," of which she serves as a trustee) on October 31, 2022, 180 shares of Class A Common Stock were distributed to the reporting person and will now be reported in this Form 4 as directly owned, and on November 1, 2022, the remaining 604 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned.

Read SEC document
October 31, 2022 Filed Dec 20, 2022 18:51 UTC
Alemany Ellen RDirector · Vice Chairwoman
GiftClass A Common 2,543 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062127 · doc4.xml · nonDerivative · entry 5

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: Not disclosed

Ownership: Indirect · September 2020 GRAT #2

Disclosed balance after: 0

F2 · balance_after: In connection with the termination of the reporting person's September 2020 GRAT #2 (the "GRAT," of which she serves as a trustee) on October 31, 2022, 600 shares of Class A Common Stock were distributed to the reporting person and will now be reported in this Form 4 as directly owned, and on November 1, 2022, the remaining 2,543 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned.

Read SEC document
October 31, 2022 Filed Dec 20, 2022 18:51 UTC
Alemany Ellen RDirector · Vice Chairwoman
GiftClass A Common 604 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062127 · doc4.xml · nonDerivative · entry 3

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: Not disclosed

Ownership: Indirect · July 2020 GRAT #1

Disclosed balance after: 0

F1 · balance_after: In connection with the termination of the reporting person's July 2020 GRAT #1 (the "GRAT," of which she serves as a trustee) on October 31, 2022, 180 shares of Class A Common Stock were distributed to the reporting person and will now be reported in this Form 4 as directly owned, and on November 1, 2022, the remaining 604 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned.

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August 19, 2022 Filed Aug 22, 2022 20:58 UTC
HARNEY MARISAChief Credit Officer
SaleClass A Common 457 $842.63 $385,081.91
Disclosure

SEC source: 0001209191-22-047034 · doc4.xml · nonDerivative · entry 2

HARNEY MARISA · CIK 0001741460 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $842.63 to $842.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Report.

Read SEC document
August 19, 2022 Filed Aug 22, 2022 20:58 UTC
HARNEY MARISAChief Credit Officer
SaleClass A Common 200 $841.66 $168,332.00
Disclosure

SEC source: 0001209191-22-047034 · doc4.xml · nonDerivative · entry 1

HARNEY MARISA · CIK 0001741460 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,468

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $841.55 to $841.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) of this Report.

Read SEC document
August 08, 2022 Filed Sep 1, 2022 18:54 UTC
Alemany Ellen RDirector · Vice Chairwoman
GiftClass A Common 1,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048224 · doc4.xml · nonDerivative · entry 8

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: Not disclosed

Ownership: Indirect · Family GST Exempt Trust

Disclosed balance after: 6,959

F3 · balance_after: In connection with the termination of the reporting person's June 2020 GRAT #1 (the "GRAT," of which she serves as a trustee) on August 8, 2022, 630 shares of Class A Common Stock were distributed to the reporting person and continue to be reported in this Form 4 as directly owned, and the remaining 1,295 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned.

Read SEC document
August 08, 2022 Filed Sep 1, 2022 18:54 UTC
Alemany Ellen RDirector · Vice Chairwoman
GiftClass A Common 1,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048224 · doc4.xml · nonDerivative · entry 3

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: Not disclosed

Ownership: Indirect · June 2020 GRAT #1

Disclosed balance after: 0

F3 · balance_after: In connection with the termination of the reporting person's June 2020 GRAT #1 (the "GRAT," of which she serves as a trustee) on August 8, 2022, 630 shares of Class A Common Stock were distributed to the reporting person and continue to be reported in this Form 4 as directly owned, and the remaining 1,295 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned.

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June 28, 2022 Filed Jul 15, 2022 13:47 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 9,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042218 · doc4.xml · nonDerivative · entry 8

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust fbo of Elliot B. Connell

Disclosed balance after: 63,334

F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
June 28, 2022 Filed Jul 15, 2022 13:47 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 28,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042218 · doc4.xml · nonDerivative · entry 3

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hope H. Bryant 2020 GRAT #2

Disclosed balance after: 0

F1 · balance_after: In connection with the termination of the Hope H. Bryant 2020 grantor retained annuity trust #2 (the "GRAT") on June 28, 2022, 13,125 shares of Class A Common Stock were distributed to the reporting person's revocable trust and continue to be reported in this Form 4 as indirectly owned, and the remaining 28,200 shares previously held by the GRAT were transferred to the reporting person's children.

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June 22, 2022 Filed Jul 15, 2022 13:42 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 25,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042216 · doc4.xml · nonDerivative · entry 20

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust fbo of Elliot B. Connell

Disclosed balance after: 33,833

F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
June 22, 2022 Filed Jul 15, 2022 13:42 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 76,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042216 · doc4.xml · nonDerivative · entry 16

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hope H. Bryant 2020 GRAT

Disclosed balance after: 0

F4 · balance_after: In connection with the termination of the Hope H. Bryant 2020 grantor retained annuity trust (the "GRAT") on June 22, 2022, 14,482 shares of Class B Common Stock were distributed to the reporting person's revocable trust and continue to be reported in this Form 4 as indirectly owned, and the remaining 76,200 shares previously held by the GRAT were transferred to the reporting person's children.

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June 22, 2022 Filed Jul 15, 2022 13:42 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 23,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042216 · doc4.xml · nonDerivative · entry 9

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust fbo of Elliot B. Connell

Disclosed balance after: 53,934

F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
June 22, 2022 Filed Jul 15, 2022 13:42 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 71,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042216 · doc4.xml · nonDerivative · entry 3

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hope H. Bryant 2020 GRAT

Disclosed balance after: 0

F1 · balance_after: In connection with the termination of the Hope H. Bryant 2020 grantor retained annuity trust (the "GRAT") on June 22, 2022, 82,432 shares of Class A Common Stock were distributed to the reporting person's revocable trust and continue to be reported in this Form 4 as indirectly owned, and the remaining 71,700 shares previously held by the GRAT were transferred to the reporting person's children.

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June 10, 2022 Filed Jun 14, 2022 18:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 155 $631.50 $97,882.50
Disclosure

SEC source: 0001209191-22-036617 · doc4.xml · nonDerivative · entry 10

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,689

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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June 10, 2022 Filed Jun 14, 2022 18:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 70 $626.00 $43,820.00
Disclosure

SEC source: 0001209191-22-036617 · doc4.xml · nonDerivative · entry 9

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As beneficiary of Trust

Disclosed balance after: 2,392

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June 10, 2022 Filed Jun 14, 2022 18:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 254 $630.00 $160,020.00
Disclosure

SEC source: 0001209191-22-036617 · doc4.xml · nonDerivative · entry 8

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,212

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June 03, 2022 Filed Jun 14, 2022 18:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
OtherClass B Common Stock 9 $630.00 $5,670.00
Disclosure

SEC source: 0001209191-22-036617 · doc4.xml · nonDerivative · entry 7

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,958

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May 26, 2022 Filed May 31, 2022 20:03 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 30 $630.00 $18,900.00
Disclosure

SEC source: 0001209191-22-032798 · doc4.xml · nonDerivative · entry 7

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,949

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May 26, 2022 Filed Jul 29, 2022 19:42 UTC GiftClass B Common 40,014 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043470 · doc4.xml · nonDerivative · entry 19

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse as Trustee for Claire H. Bristow 2020 GRAT Family Trust

Disclosed balance after: 40,014

F3 · balance_after: In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT"), on May 26, 2022, 40,014 shares of Class B Common Stock were distributed by gift to Peter M. Bristow as Trustee of the Claire H. Bristow 2020 GRAT Family Trust.

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May 26, 2022 Filed Jul 29, 2022 19:42 UTC GiftClass B Common 40,014 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043470 · doc4.xml · nonDerivative · entry 18

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire H. Bristow 2020 GRAT

Disclosed balance after: 0

F3 · balance_after: In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT"), on May 26, 2022, 40,014 shares of Class B Common Stock were distributed by gift to Peter M. Bristow as Trustee of the Claire H. Bristow 2020 GRAT Family Trust.

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May 26, 2022 Filed Jul 29, 2022 19:42 UTC GiftClass A Common 42,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043470 · doc4.xml · nonDerivative · entry 5

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse as Trustee for Claire H. Bristow 2020 GRAT Family Trust

Disclosed balance after: 42,078

F1 · balance_after: In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT") on May 24, 2022, 39,668 shares of Class A Common Stock were distributed to the reporting person's revocable trust and continue to be reported on this Form 4 as indirectly owned, and on May 26, 2022, the remaining 42,078 shares of Class A Common Stock previously held by the GRAT were distributed by gift to Peter M. Bristow as Trustee of the Claire H. Bristow 2020 GRAT Family Trust.

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May 26, 2022 Filed Jul 29, 2022 19:42 UTC GiftClass A Common 42,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043470 · doc4.xml · nonDerivative · entry 4

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire H. Bristow 2020 GRAT

Disclosed balance after: 0

F1 · balance_after: In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT") on May 24, 2022, 39,668 shares of Class A Common Stock were distributed to the reporting person's revocable trust and continue to be reported on this Form 4 as indirectly owned, and on May 26, 2022, the remaining 42,078 shares of Class A Common Stock previously held by the GRAT were distributed by gift to Peter M. Bristow as Trustee of the Claire H. Bristow 2020 GRAT Family Trust.

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May 26, 2022 Filed Jul 29, 2022 19:39 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass B Common 40,014 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043467 · doc4.xml · nonDerivative · entry 20

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Claire H. Bristow 2020 GRAT Family Trust

Disclosed balance after: 40,014

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F3 · balance_after: In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT"), on May 26, 2022, 40,014 shares of Class B Common Stock were distributed by gift to the Reporting Person as Trustee of the Claire H. Bristow 2020 GRAT Family Trust and continue to be reported on this Form 4 as indirectly owned.

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May 26, 2022 Filed Jul 29, 2022 19:39 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass B Common 40,014 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043467 · doc4.xml · nonDerivative · entry 19

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire H. Bristow 2020 GRAT

Disclosed balance after: 0

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F3 · balance_after: In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT"), on May 26, 2022, 40,014 shares of Class B Common Stock were distributed by gift to the Reporting Person as Trustee of the Claire H. Bristow 2020 GRAT Family Trust and continue to be reported on this Form 4 as indirectly owned.

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May 26, 2022 Filed Jul 29, 2022 19:39 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 42,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043467 · doc4.xml · nonDerivative · entry 7

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Claire H. Bristow 2020 GRAT Family Trust

Disclosed balance after: 42,078

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F2 · balance_after: In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT") on May 24, 2022, 39,668 shares of Class A Common Stock were distributed to the Claire H. Bristow 2nd Amended and Restated Trust, and on May 26, 2022, the remaining 42,078 shares of Class A Common Stock previously held by the GRAT were distributed by gift to the Reporting Person as Trustee of the Claire H. Bristow 2020 GRAT Family Trust. All shares continue to be reported on this Form 4 as indirectly owned.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.