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Nasdaq · USD

FCNCA

FIRST CITIZENS BANCSHARES INC /DE/

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3195
SEC CIK
0000798941
Parsed reports
370

Last 12 months

Inside the activity.

62 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202660
Apr 202600
May 202611
Jun 2026508
Jul 202600
Aug 202620
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2023 Filed Sep 20, 2023 20:14 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 55 $1,150.00 $63,250.00
Disclosure

SEC source: 0001209191-23-050145 · doc4.xml · nonDerivative · entry 12

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As custodian for James Freeman Bailey, Jr.

Disclosed balance after: 4,660

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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September 19, 2023 Filed Sep 20, 2023 20:14 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 20 $1,150.00 $23,000.00
Disclosure

SEC source: 0001209191-23-050145 · doc4.xml · nonDerivative · entry 9

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 1,709

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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September 19, 2023 Filed Sep 20, 2023 20:14 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 110 $1,150.00 $126,500.00
Disclosure

SEC source: 0001209191-23-050145 · doc4.xml · nonDerivative · entry 7

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,442

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September 08, 2023 Filed Sep 11, 2023 15:50 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common Stock 5 $1,324.12 $6,620.60
Disclosure

SEC source: 0001209191-23-048886 · doc4.xml · nonDerivative · entry 1

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,124

Read SEC document
August 07, 2023 Filed Aug 8, 2023 16:06 UTC
Alemany Ellen RDirector · Special Advisor to Chairman
SaleClass A Common 1,500 $1,500.28 $2,250,413.70
Disclosure

SEC source: 0001209191-23-044916 · doc4.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director · Special Advisor to Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,097

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,500.2757 to $1,500.2761, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) of this Report.

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June 16, 2023 Filed Jun 20, 2023 17:50 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 3,700 $1,233.13 $4,562,575.45
Disclosure

SEC source: 0001209191-23-038293 · doc4.xml · nonDerivative · entry 7

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,332

Read SEC document
June 16, 2023 Filed Jun 20, 2023 17:50 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 3,515 $1,298.03 $4,562,575.45
Disclosure

SEC source: 0001209191-23-038293 · doc4.xml · nonDerivative · entry 1

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,988

Read SEC document
June 15, 2023 Filed Jun 16, 2023 18:43 UTC
Alemany Ellen RDirector · Vice Chairwoman
GiftClass A Common 188 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037784 · doc4.xml · nonDerivative · entry 4

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: No plan indicated

Ownership: Indirect · Family GST Exempt Trust

Disclosed balance after: 10,294

F2 · balance_after: In connection with the termination of the reporting person's March 2021 GRAT #1 (the "GRAT," of which she serves as a trustee) on June 14, 2023, 1,050 shares of Class A Common Stock were distributed to the reporting person and are now reported in this Form 4 as directly owned, and on June 15, 2023, the remaining 188 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned.

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June 15, 2023 Filed Jun 16, 2023 18:43 UTC
Alemany Ellen RDirector · Vice Chairwoman
GiftClass A Common 188 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037784 · doc4.xml · nonDerivative · entry 2

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: No plan indicated

Ownership: Indirect · March 2021 GRAT #1

Disclosed balance after: 0

F2 · balance_after: In connection with the termination of the reporting person's March 2021 GRAT #1 (the "GRAT," of which she serves as a trustee) on June 14, 2023, 1,050 shares of Class A Common Stock were distributed to the reporting person and are now reported in this Form 4 as directly owned, and on June 15, 2023, the remaining 188 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned.

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June 12, 2023 Filed Jun 12, 2023 19:49 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 10,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036231 · doc4.xml · nonDerivative · entry 2

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Hope H. Bryant 2021 GRAT

Disclosed balance after: 0

F1 · balance_after: In connection with the termination of the Hope H. Bryant 2021 grantor retained annuity trust (the "GRAT") on June 12, 2023, 29,497 shares of Class A Common Stock were distributed to the reporting person's revocable trust and continue to be reported in this Form 4 as indirectly owned, and the remaining 10,920 shares previously held by the GRAT were transferred to the reporting person's adult children as the trust remaindermen.

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March 09, 2023 Filed Mar 13, 2023 19:29 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 165 $650.00 $107,250.00
Disclosure

SEC source: 0001209191-23-018151 · doc4.xml · nonDerivative · entry 7

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,632

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March 09, 2023 Filed Mar 13, 2023 19:10 UTC
NIX CRAIG LChief Financial Officer
PurchaseSeries C Preferred Stock 9,228 $21.75 $200,709.00
Disclosure

SEC source: 0001209191-23-018136 · doc4.xml · nonDerivative · entry 3

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,265

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the same date at prices ranging from $21.63 to $21.85 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

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March 09, 2023 Filed Mar 13, 2023 19:10 UTC
NIX CRAIG LChief Financial Officer
PurchaseSeries C Preferred Stock 37 $23.05 $852.85
Disclosure

SEC source: 0001209191-23-018136 · doc4.xml · nonDerivative · entry 2

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37

Read SEC document
March 08, 2023 Filed Mar 8, 2023 20:02 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common Stock 73 $678.80 $49,552.04
Disclosure

SEC source: 0001209191-23-017092 · doc4.xml · nonDerivative · entry 1

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119

Read SEC document
March 07, 2023 Filed Mar 8, 2023 19:50 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 235 $650.00 $152,750.00
Disclosure

SEC source: 0001209191-23-017090 · doc4.xml · nonDerivative · entry 7

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,467

Read SEC document
March 02, 2023 Filed Mar 3, 2023 16:14 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common Stock 70 $710.04 $49,702.80
Disclosure

SEC source: 0001209191-23-015179 · doc4.xml · nonDerivative · entry 1

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:29 UTC
HARNEY MARISAChief Credit Officer
Tax withholdingClass A Common 351 $723.74 $254,032.74
Disclosure

SEC source: 0001209191-23-015336 · doc4.xml · nonDerivative · entry 1

HARNEY MARISA · CIK 0001741460 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

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March 01, 2023 Filed Mar 3, 2023 20:22 UTC
Alemany Ellen RDirector · Vice Chairwoman
Tax withholdingClass A Common 1,080 $723.74 $781,639.20
Disclosure

SEC source: 0001209191-23-015322 · doc4.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,658

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:25 UTC
Giangrave AndrewChief Credit Officer
Tax withholdingClass A Common Stock 60 $723.74 $43,424.40
Disclosure

SEC source: 0001209191-23-015329 · doc4.xml · nonDerivative · entry 1

Giangrave Andrew · CIK 0001965547 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333.036

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February 24, 2023 Filed Feb 24, 2023 21:16 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 402 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012690 · doc4.xml · nonDerivative · entry 4

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust for Hope H. Bryant

Disclosed balance after: 107,168

Read SEC document
February 24, 2023 Filed Feb 24, 2023 21:09 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012678 · doc4.xml · nonDerivative · entry 6

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Jones Powell Bailey

Disclosed balance after: 160

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
February 24, 2023 Filed Feb 24, 2023 21:09 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012678 · doc4.xml · nonDerivative · entry 5

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 1,434

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
February 24, 2023 Filed Feb 24, 2023 21:09 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012678 · doc4.xml · nonDerivative · entry 4

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for James Freeman Bailey, Jr.

Disclosed balance after: 3,262

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 17:15 UTC PurchaseClass A Common Stock 20 $729.18 $14,583.60
Disclosure

SEC source: 0001209191-23-012084 · doc4.xml · nonDerivative · entry 1

FLOOD EUGENE JR · CIK 0001598139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:16 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012690 · doc4.xml · nonDerivative · entry 15

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 96

F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:16 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 103 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012690 · doc4.xml · nonDerivative · entry 6

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
February 15, 2023 Filed Feb 24, 2023 20:29 UTC GiftClass B Common 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012644 · doc4.xml · nonDerivative · entry 14

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 43,717

Read SEC document
February 15, 2023 Filed Feb 24, 2023 20:29 UTC GiftClass A Common 88 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012644 · doc4.xml · nonDerivative · entry 7

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse as trustee for Peter M. Bristow 2nd Amended and Restated Trust Agreement

Disclosed balance after: 8,781

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
February 15, 2023 Filed Feb 24, 2023 20:29 UTC GiftClass A Common 23 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012644 · doc4.xml · nonDerivative · entry 2

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 321,731

Read SEC document
February 15, 2023 Filed Feb 24, 2023 20:26 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass B Common 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012642 · doc4.xml · nonDerivative · entry 15

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 43,717

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
February 15, 2023 Filed Feb 24, 2023 20:26 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 23 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012642 · doc4.xml · nonDerivative · entry 4

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 321,731

Read SEC document
February 15, 2023 Filed Feb 24, 2023 20:26 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 88 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012642 · doc4.xml · nonDerivative · entry 3

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Peter M. Bristow 2nd Amended and Restated Trust

Disclosed balance after: 8,781

Read SEC document
February 15, 2023 Filed Feb 13, 2024 21:09 UTC Amendment
BRISTOW PETER MDirector · President · 10% owner
GiftClass B Common 92 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-014556 · ownership.xml · nonDerivative · entry 2

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 43,694

F1 · shares: On February 15, 2023, the Reporting Person's spouse disposed of 92 shares of Class B Common from her 2nd Amended and Restated Trust . However, the report filed on February 24, 2023, inadvertently reported the disposition by her Trust by gift of 23 shares of Class A Common and 69 shares of Class B Common. This amendment is being filed to correct the number and class of shares that were disposed of by the Trust in that gift.

F1 · balance_after: On February 15, 2023, the Reporting Person's spouse disposed of 92 shares of Class B Common from her 2nd Amended and Restated Trust . However, the report filed on February 24, 2023, inadvertently reported the disposition by her Trust by gift of 23 shares of Class A Common and 69 shares of Class B Common. This amendment is being filed to correct the number and class of shares that were disposed of by the Trust in that gift.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
February 15, 2023 Filed Feb 13, 2024 21:09 UTC Amendment
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 88 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-014556 · ownership.xml · nonDerivative · entry 1

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As trustee for Peter M. Bristow 2nd Amended and Restated Trust Agreement

Disclosed balance after: 8,781

Read SEC document
February 15, 2023 Filed Feb 13, 2024 21:05 UTC Amendment GiftClass B Common 92 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-014543 · ownership.xml · nonDerivative · entry 2

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restateded Trust

Disclosed balance after: 43,694

F1 · shares: On February 15, 2023, the Reporting Person disposed of 92 shares of Class B Common from her 2nd Amended and Restated Trust. However, her report filed on February 24, 2023, inadvertently reported the disposition by her Trust by gift of 23 shares of Class A Common and 69 shares of Class B Common. This amendment is being filed to correct the number and class of shares that were disposed of by the Trust in that gift.

F1 · balance_after: On February 15, 2023, the Reporting Person disposed of 92 shares of Class B Common from her 2nd Amended and Restated Trust. However, her report filed on February 24, 2023, inadvertently reported the disposition by her Trust by gift of 23 shares of Class A Common and 69 shares of Class B Common. This amendment is being filed to correct the number and class of shares that were disposed of by the Trust in that gift.

Read SEC document
February 15, 2023 Filed Feb 13, 2024 21:05 UTC Amendment GiftClass A Common 88 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-014543 · ownership.xml · nonDerivative · entry 1

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse as trustee for Peter M. Bristow 2nd Amended and Restated Trust Agreement

Disclosed balance after: 8,781

Read SEC document
February 03, 2023 Filed Feb 3, 2023 19:18 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 1,020 $722.51 $736,960.20
Disclosure

SEC source: 0001209191-23-006640 · doc4.xml · nonDerivative · entry 7

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,232

Read SEC document
January 24, 2023 Filed Feb 3, 2023 19:18 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006640 · doc4.xml · nonDerivative · entry 6

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Jones Powell Bailey

Disclosed balance after: 118

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
January 24, 2023 Filed Feb 3, 2023 19:18 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006640 · doc4.xml · nonDerivative · entry 5

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 1,392

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
January 24, 2023 Filed Feb 3, 2023 19:18 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006640 · doc4.xml · nonDerivative · entry 4

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for James Freeman Bailey, Jr.

Disclosed balance after: 3,220

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
January 24, 2023 Filed Feb 9, 2023 21:47 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008044 · doc4.xml · nonDerivative · entry 4

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 321,754

Read SEC document
January 24, 2023 Filed Feb 9, 2023 21:47 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008044 · doc4.xml · nonDerivative · entry 3

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Peter M. Bristow 2nd Amended and Restated Trust

Disclosed balance after: 8,869

Read SEC document
January 24, 2023 Filed Feb 9, 2023 21:43 UTC GiftClass A Common 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008036 · doc4.xml · nonDerivative · entry 7

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse as trustee for Peter M. Bristow 2nd Amended and Restated Trust Agreement

Disclosed balance after: 8,869

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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January 24, 2023 Filed Feb 9, 2023 21:43 UTC GiftClass A Common 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008036 · doc4.xml · nonDerivative · entry 2

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 321,754

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January 24, 2023 Filed Feb 9, 2023 21:40 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008032 · doc4.xml · nonDerivative · entry 4

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust for Hope H. Bryant

Disclosed balance after: 107,570

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January 24, 2023 Filed Feb 9, 2023 21:36 UTC GiftClass A Common 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008026 · doc4.xml · nonDerivative · entry 1

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Olivia B. Holding Revocable Trust

Disclosed balance after: 537,457

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January 24, 2023 Filed Feb 9, 2023 21:32 UTC GiftClass A Common 60 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008020 · doc4.xml · nonDerivative · entry 10

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts f/b/o children

Disclosed balance after: 87,626

F3 · ownership.direct: The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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January 24, 2023 Filed Feb 9, 2023 21:32 UTC GiftClass A Common 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008020 · doc4.xml · nonDerivative · entry 5

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 403

F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for puroses of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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January 24, 2023 Filed Feb 9, 2023 21:32 UTC GiftClass A Common 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008020 · doc4.xml · nonDerivative · entry 3

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Carson Holding Brice Revocable Trust

Disclosed balance after: 20

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December 31, 2022 Filed Jan 3, 2023 21:30 UTC
HARNEY MARISAChief Credit Officer
Tax withholdingClass A Common 170 $758.36 $128,921.20
Disclosure

SEC source: 0001209191-23-000225 · doc4.xml · nonDerivative · entry 1

HARNEY MARISA · CIK 0001741460 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.