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FCNCA

FIRST CITIZENS BANCSHARES INC /DE/

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3195
SEC CIK
0000798941
Parsed reports
370

Last 12 months

Inside the activity.

62 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202660
Apr 202600
May 202611
Jun 2026508
Jul 202600
Aug 202620
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2019 Filed May 9, 2019 13:52 UTC GiftClass A Common 33 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028384 · doc4.xml · nonDerivative · entry 3

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 271,858

Read SEC document
February 06, 2019 Filed Feb 6, 2019 17:39 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common Stock 84 $419.86 $35,268.24
Disclosure

SEC source: 0001209191-19-007664 · doc4.xml · nonDerivative · entry 1

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243

Read SEC document
January 15, 2019 Filed Oct 25, 2019 14:18 UTC GiftClass B Common 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054044 · doc4.xml · nonDerivative · entry 11

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Carson Holding Brice Revocable Trust

Disclosed balance after: 100

Read SEC document
January 15, 2019 Filed Oct 25, 2019 14:18 UTC GiftClass B Common 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054044 · doc4.xml · nonDerivative · entry 9

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,656

Read SEC document
January 07, 2019 Filed Feb 6, 2019 17:36 UTC GiftClass A common 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007662 · doc4.xml · nonDerivative · entry 5

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for Elizabeth Brice

Disclosed balance after: 16,256

Read SEC document
January 07, 2019 Filed Feb 6, 2019 17:36 UTC GiftClass A Common 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007662 · doc4.xml · nonDerivative · entry 4

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for Cordelia Brice

Disclosed balance after: 16,256

Read SEC document
January 07, 2019 Filed Feb 6, 2019 17:36 UTC GiftClass A Common 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007662 · doc4.xml · nonDerivative · entry 3

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Stephen Brice

Disclosed balance after: 16,857

Read SEC document
January 07, 2019 Filed Feb 6, 2019 17:36 UTC GiftClass A Common 228 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007662 · doc4.xml · nonDerivative · entry 1

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,825

Read SEC document
January 02, 2019 Filed Jan 2, 2019 20:39 UTC PurchaseClass A Common Stock 50 $378.50 $18,925.00
Disclosure

SEC source: 0001209191-19-000198 · doc4.xml · nonDerivative · entry 1

DURHAM HAROLD LEE JR · CIK 0001227638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Read SEC document
December 20, 2018 Filed Jan 29, 2019 19:27 UTC SaleClass A Common Stock 25 $366.28 $9,157.00
Disclosure

SEC source: 0001209191-19-005718 · doc4.xml · nonDerivative · entry 1

Heavner Daniel L · CIK 0001397705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640

Read SEC document
December 17, 2018 Filed Dec 28, 2018 16:31 UTC GiftClass A Common 14,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064255 · doc4.xml · nonDerivative · entry 4

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse as trustee for Peter M. Bristow 2nd Amended and Restate Trust Agreement

Disclosed balance after: 14,500

Read SEC document
December 17, 2018 Filed Dec 28, 2018 16:31 UTC GiftClass A Common 14,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064255 · doc4.xml · nonDerivative · entry 3

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse as Trustee for Claire Holding Bristow 2018 Irrevocable Family Trust

Disclosed balance after: 14,500

Read SEC document
December 17, 2018 Filed Dec 28, 2018 16:31 UTC GiftClass A Common 29,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064255 · doc4.xml · nonDerivative · entry 1

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,825

F1 · balance_after: Reflects distribution from Ella Ann L. Holding 2016 grantor retained annuity trust.

Read SEC document
December 17, 2018 Filed Dec 28, 2018 16:36 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 14,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064257 · doc4.xml · nonDerivative · entry 4

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Peter M. Bristow 2nd Amended and Restated Trust

Disclosed balance after: 14,500

Read SEC document
December 17, 2018 Filed Dec 28, 2018 16:36 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 14,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064257 · doc4.xml · nonDerivative · entry 3

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for Claire Holding Bristow 2018 Irrevocable Family Trust

Disclosed balance after: 14,500

Read SEC document
December 17, 2018 Filed Dec 28, 2018 16:36 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 29,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064257 · doc4.xml · nonDerivative · entry 2

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 301,825

F1 · shares: Reflects distribution from Ella Ann L. Holding 2016 grantor retained annuity trust.

Read SEC document
December 13, 2018 Filed Dec 28, 2018 16:26 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064252 · doc4.xml · nonDerivative · entry 11

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Connell as custodian for Elliot Connell

Disclosed balance after: 7,795

F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 13, 2018 Filed Dec 28, 2018 16:26 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064252 · doc4.xml · nonDerivative · entry 10

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John Connell as Custodian for John Patrick

Disclosed balance after: 8,625

F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 13, 2018 Filed Dec 28, 2018 16:26 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064252 · doc4.xml · nonDerivative · entry 9

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John Connell as Custodian for Hewlette

Disclosed balance after: 5,290

F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 13, 2018 Filed Dec 28, 2018 16:26 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 9,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064252 · doc4.xml · nonDerivative · entry 1

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,891

Read SEC document
November 30, 2018 Filed Dec 3, 2018 22:54 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
SaleClass A Common Stock 1,000 $427.00 $427,000.00
Disclosure

SEC source: 0001209191-18-060654 · doc4.xml · nonDerivative · entry 15

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 192,063

F2 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 22:54 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
SaleClass A Common Stock 1,308 $429.10 $561,261.75
Disclosure

SEC source: 0001209191-18-060654 · doc4.xml · nonDerivative · entry 14

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 193,063

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $429.02 to $429.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Report.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $429.02 to $429.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Report.

F2 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 22:50 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
SaleClass A Common Stock 192 $432.25 $82,992.50
Disclosure

SEC source: 0001209191-18-060650 · doc4.xml · nonDerivative · entry 15

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 194,371

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $432.00 to $432.485, inclusive.

F2 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 22:39 UTC SaleClass A Common 1,000 $427.00 $427,000.00
Disclosure

SEC source: 0001209191-18-060636 · doc4.xml · nonDerivative · entry 12

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 192,063

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 22:39 UTC SaleClass A Common 1,308 $429.10 $561,261.75
Disclosure

SEC source: 0001209191-18-060636 · doc4.xml · nonDerivative · entry 11

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 193,063

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $429.02 to $429.48, inclusive.

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 22:39 UTC SaleClass A Common 192 $432.25 $82,992.50
Disclosure

SEC source: 0001209191-18-060636 · doc4.xml · nonDerivative · entry 10

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 194,371

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $432.00 to $432.485, inclusive.

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:44 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
SaleClass A Common Stock 2,000 $427.06 $854,117.40
Disclosure

SEC source: 0001209191-18-060645 · doc4.xml · nonDerivative · entry 15

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 196,032

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $427.00 to $427.1173, inclusive.

F2 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:44 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
SaleClass A Common Stock 2,000 $428.13 $856,263.00
Disclosure

SEC source: 0001209191-18-060645 · doc4.xml · nonDerivative · entry 14

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 198,032

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $428.00 to $428.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Report.

F2 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:50 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
SaleClass A Common Stock 1,469 $425.55 $625,130.75
Disclosure

SEC source: 0001209191-18-060650 · doc4.xml · nonDerivative · entry 14

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 194,563

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $425.336 to $426.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Report.

F2 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:39 UTC SaleClass A Common 1,469 $425.55 $625,130.75
Disclosure

SEC source: 0001209191-18-060636 · doc4.xml · nonDerivative · entry 9

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 194,563

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $425.336 to $426.25, inclusive.

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:39 UTC SaleClass A Common 2,000 $427.06 $854,117.40
Disclosure

SEC source: 0001209191-18-060636 · doc4.xml · nonDerivative · entry 8

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 196,032

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $427.00 to $427.1173, inclusive.

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:39 UTC SaleClass A Common 2,000 $428.13 $856,263.00
Disclosure

SEC source: 0001209191-18-060636 · doc4.xml · nonDerivative · entry 7

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 198,032

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $428.00 to $428.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Report.

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 23:15 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
SaleClass A Common Stock 531 $432.00 $229,392.00
Disclosure

SEC source: 0001209191-18-060147 · doc4.xml · nonDerivative · entry 14

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 200,032

F2 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:28 UTC SaleClass A Common 531 $432.00 $229,392.00
Disclosure

SEC source: 0001209191-18-060135 · doc4.xml · nonDerivative · entry 7

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 200,032

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 21, 2018 Filed Dec 21, 2018 19:23 UTC GiftClass A Common 30 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063835 · doc4.xml · nonDerivative · entry 1

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,097

Read SEC document
November 20, 2018 Filed Nov 21, 2018 19:25 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 75 $385.00 $28,875.00
Disclosure

SEC source: 0001209191-18-059680 · doc4.xml · nonDerivative · entry 12

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for L.R. Holding II

Disclosed balance after: 10,807

Read SEC document
November 19, 2018 Filed Nov 21, 2018 22:02 UTC SaleClass A Common 2,000 $435.00 $870,000.00
Disclosure

SEC source: 0001209191-18-059770 · doc4.xml · nonDerivative · entry 7

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 200,563

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:59 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
SaleClass A Common Stock 2,000 $435.00 $870,000.00
Disclosure

SEC source: 0001209191-18-059765 · doc4.xml · nonDerivative · entry 14

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 200,563

F2 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 16, 2018 Filed Nov 16, 2018 23:01 UTC SaleClass A Common 1,000 $438.00 $438,000.00
Disclosure

SEC source: 0001209191-18-059048 · doc4.xml · nonDerivative · entry 8

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 202,563

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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November 16, 2018 Filed Nov 16, 2018 22:42 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
SaleClass A Common Stock 1,000 $438.00 $438,000.00
Disclosure

SEC source: 0001209191-18-059030 · doc4.xml · nonDerivative · entry 15

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 202,563

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November 15, 2018 Filed Nov 16, 2018 23:01 UTC SaleClass A Common 1,000 $435.00 $435,000.00
Disclosure

SEC source: 0001209191-18-059048 · doc4.xml · nonDerivative · entry 7

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 203,563

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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November 15, 2018 Filed Nov 16, 2018 22:42 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
SaleClass A Common Stock 1,000 $435.00 $435,000.00
Disclosure

SEC source: 0001209191-18-059030 · doc4.xml · nonDerivative · entry 14

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc. and subsidiary

Disclosed balance after: 203,563

F2 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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November 06, 2018 Filed Nov 8, 2018 15:33 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 34,265 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057701 · doc4.xml · nonDerivative · entry 2

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee for Frank B. Holding Revocable Trust

Disclosed balance after: 0

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November 06, 2018 Filed Nov 8, 2018 15:43 UTC GiftClass A Common 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057703 · doc4.xml · nonDerivative · entry 4

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Frank B. Holding Marital GST Trust

Disclosed balance after: 365

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November 06, 2018 Filed Nov 8, 2018 15:43 UTC GiftClass A Common 34,265 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057703 · doc4.xml · nonDerivative · entry 3

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee for Frank B. Holding Revocable Trust

Disclosed balance after: 0

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November 01, 2018 Filed Nov 1, 2018 19:37 UTC PurchaseClass A Common Stock 50 $429.68 $21,484.00
Disclosure

SEC source: 0001209191-18-056747 · doc4.xml · nonDerivative · entry 1

DURHAM HAROLD LEE JR · CIK 0001227638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

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November 01, 2018 Filed Nov 2, 2018 19:10 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 25 $385.00 $9,625.00
Disclosure

SEC source: 0001209191-18-056881 · doc4.xml · nonDerivative · entry 13

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for L.R. Holding II

Disclosed balance after: 10,732

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November 01, 2018 Filed Nov 5, 2018 19:49 UTC PurchaseClass A Common Stock 230 $427.27 $98,272.10
Disclosure

SEC source: 0001209191-18-057100 · doc4.xml · nonDerivative · entry 1

Heavner Daniel L · CIK 0001397705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665

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October 31, 2018 Filed Nov 1, 2018 19:31 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common Stock 64 $428.55 $27,427.20
Disclosure

SEC source: 0001209191-18-056745 · doc4.xml · nonDerivative · entry 2

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

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October 31, 2018 Filed Nov 1, 2018 19:31 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common Stock 35 $423.50 $14,822.50
Disclosure

SEC source: 0001209191-18-056745 · doc4.xml · nonDerivative · entry 1

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.