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Nasdaq · USD

FCNCA

FIRST CITIZENS BANCSHARES INC /DE/

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Tapewire entity
3195
SEC CIK
0000798941
Parsed reports
370

Last 12 months

Inside the activity.

62 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202660
Apr 202600
May 202611
Jun 2026508
Jul 202600
Aug 202620
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2020 Filed Aug 14, 2020 18:48 UTC GiftClass B Common 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046753 · doc4.xml · nonDerivative · entry 16

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 33,950

F1 · shares: Reflects a contribution of shares by the reporting person from indirect ownership in a revocable trust to a grantor retained annuity trust. The reporting person is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.

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March 27, 2020 Filed Aug 14, 2020 18:48 UTC GiftClass A Common 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046753 · doc4.xml · nonDerivative · entry 4

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire H. Bristow 2020 GRAT

Disclosed balance after: 100,000

F1 · shares: Reflects a contribution of shares by the reporting person from indirect ownership in a revocable trust to a grantor retained annuity trust. The reporting person is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.

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March 27, 2020 Filed Aug 14, 2020 18:48 UTC GiftClass A Common 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046753 · doc4.xml · nonDerivative · entry 2

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 251,675

F1 · shares: Reflects a contribution of shares by the reporting person from indirect ownership in a revocable trust to a grantor retained annuity trust. The reporting person is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.

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March 23, 2020 Filed Aug 14, 2020 18:55 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 50,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046757 · doc4.xml · nonDerivative · entry 5

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust for Hope H. Bryant

Disclosed balance after: 60,247

F1 · shares: Reflects distribution from Hope H. Bryant 2019 grantor retained annuity trust.

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March 23, 2020 Filed Aug 14, 2020 18:55 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 50,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046757 · doc4.xml · nonDerivative · entry 2

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hope H. Bryant 2019 GRAT

Disclosed balance after: 21,353

F1 · shares: Reflects distribution from Hope H. Bryant 2019 grantor retained annuity trust.

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March 19, 2020 Filed Nov 24, 2020 20:29 UTC PurchaseDepositary Shares 78,945 $18.88 $1,490,481.60
Disclosure

SEC source: 0001209191-20-060180 · doc4.xml · nonDerivative · entry 23

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc.

Disclosed balance after: 198,945

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.54 to $19.00 inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., and security holders of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares purchased at each separate price within the above range.

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March 19, 2020 Filed Nov 24, 2020 20:16 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
PurchaseDepositary Shares 78,945 $18.88 $1,490,481.60
Disclosure

SEC source: 0001209191-20-060168 · doc4.xml · nonDerivative · entry 24

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc.

Disclosed balance after: 198,945

F3 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.54 to $19.00 inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., and security holders of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares purchased at each separate price within the above range.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 17, 2020 Filed Mar 18, 2020 20:27 UTC PurchaseDepositary Shares 2,000 $21.52 $43,040.00
Disclosure

SEC source: 0001209191-20-019999 · doc4.xml · nonDerivative · entry 19

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Holding Properties, LLC

Disclosed balance after: 22,000

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 13, 2020 Filed Nov 24, 2020 20:29 UTC PurchaseDepositary Shares 40,000 $24.65 $986,000.00
Disclosure

SEC source: 0001209191-20-060180 · doc4.xml · nonDerivative · entry 22

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc.

Disclosed balance after: 120,000

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 13, 2020 Filed Nov 24, 2020 20:16 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
PurchaseDepositary Shares 40,000 $24.65 $986,000.00
Disclosure

SEC source: 0001209191-20-060168 · doc4.xml · nonDerivative · entry 23

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc.

Disclosed balance after: 120,000

F3 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F2 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 12, 2020 Filed Mar 13, 2020 14:36 UTC
WARD JEFFERY LChief Strategy Officer
OtherDepositary Shares 4,000 $25.00 $100,000.00
Disclosure

SEC source: 0001209191-20-018704 · doc4.xml · nonDerivative · entry 2

WARD JEFFERY L · CIK 0001191138 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F2 · kind: Purchased in an underwritten public offering.

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March 12, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
OtherDepositary Shares 200,000 $25.00 $5,000,000.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 28

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity BancShares (N.C.), Inc.

Disclosed balance after: 200,000

F4 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F5 · kind: Purchased in an underwritten public offering.

F3 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
OtherDepositary Shares 80,000 $25.00 $2,000,000.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 27

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc.

Disclosed balance after: 80,000

F4 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F5 · kind: Purchased in an underwritten public offering.

F3 · ownership.direct: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 12, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
OtherDepositary Shares 12,000 $25.00 $300,000.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 26

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust for Hope H. Bryant

Disclosed balance after: 12,000

F4 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F5 · kind: Purchased in an underwritten public offering.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:18 UTC OtherDepositary Shares 200,000 $25.00 $5,000,000.00
Disclosure

SEC source: 0001209191-20-018732 · doc4.xml · nonDerivative · entry 21

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity BancShares (N.C.), Inc.

Disclosed balance after: 200,000

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F3 · kind: Purchased in an underwritten public offering.

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:18 UTC OtherDepositary Shares 80,000 $25.00 $2,000,000.00
Disclosure

SEC source: 0001209191-20-018732 · doc4.xml · nonDerivative · entry 20

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southern BancShares (N.C.), Inc.

Disclosed balance after: 80,000

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F3 · kind: Purchased in an underwritten public offering.

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:18 UTC OtherDepositary Shares 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001209191-20-018732 · doc4.xml · nonDerivative · entry 19

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Holding Properties, LLC

Disclosed balance after: 20,000

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F3 · kind: Purchased in an underwritten public offering.

F1 · ownership.direct: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:12 UTC OtherDepositary Shares 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001209191-20-018727 · doc4.xml · nonDerivative · entry 24

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 40,000

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F3 · kind: Purchased in an underwritten public offering.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:08 UTC
BRISTOW PETER MDirector · President · 10% owner
OtherDepositary Shares 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001209191-20-018724 · doc4.xml · nonDerivative · entry 24

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 40,000

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F3 · kind: Purchased in an underwritten public offering.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:04 UTC OtherDepositary Shares 6,000 $25.00 $150,000.00
Disclosure

SEC source: 0001209191-20-018722 · doc4.xml · nonDerivative · entry 2

NEWCOMB ROBERT T · CIK 0001188006 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert T. Newcomb Rev Trust

Disclosed balance after: 6,000

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F2 · kind: Purchased in an underwritten public offering.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 15:54 UTC OtherDepositary Shares 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001209191-20-018720 · doc4.xml · nonDerivative · entry 3

DURHAM HAROLD LEE JR · CIK 0001227638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F2 · kind: Purchased in an underwritten public offering.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 15:51 UTC OtherDepositary Shares 600 $25.00 $15,000.00
Disclosure

SEC source: 0001209191-20-018717 · doc4.xml · nonDerivative · entry 2

Keels Floyd L · CIK 0001620308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F2 · kind: Purchased in an underwritten public offering.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 90,682 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 16

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hope H. Bryant 2020 GRAT

Disclosed balance after: 90,682

F1 · shares: Reflects a contribution of shares by the reporting person from direct ownership to a grantor retained annuity trust. The reporting person is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 90,682 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 15

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,680

Read SEC document
March 11, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 214,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 4

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hope H. Bryant 2020 GRAT

Disclosed balance after: 214,343

F1 · shares: Reflects a contribution of shares by the reporting person from direct ownership to a grantor retained annuity trust. The reporting person is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 214,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 2

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,417

Read SEC document
March 10, 2020 Filed Mar 10, 2020 18:33 UTC PurchaseClass A Common Stock 25 $373.21 $9,330.25
Disclosure

SEC source: 0001209191-20-017621 · doc4.xml · nonDerivative · entry 1

DURHAM HAROLD LEE JR · CIK 0001227638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Read SEC document
March 09, 2020 Filed Feb 13, 2024 22:00 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common 100 $370.00 $37,000.00
Disclosure

SEC source: 0000950170-24-014641 · ownership.xml · nonDerivative · entry 7

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 1,759

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F2 · balance_after: The number of shares beneficially owned has been reduced by 50 shares to correct an inadvertent error in the number of shares listed in a previous report filed to report a purchase.

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March 04, 2020 Filed Mar 6, 2020 19:34 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 1,542 $410.00 $632,220.00
Disclosure

SEC source: 0001209191-20-016876 · doc4.xml · nonDerivative · entry 6

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,275

Read SEC document
March 03, 2020 Filed Feb 11, 2021 17:02 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009551 · doc4.xml · nonDerivative · entry 15

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for James Freeman Bailey, Jr.

Disclosed balance after: 4,000

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 03, 2020 Filed Feb 11, 2021 17:02 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 2,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009551 · doc4.xml · nonDerivative · entry 6

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,851

Read SEC document
March 02, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 22

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust fbo of Elliot B. Connell

Disclosed balance after: 5,001

F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 02, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 194 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 20

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 194

F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 02, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 2,907 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 14

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,362

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March 02, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 9

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust fbo of Elliot B. Connell

Disclosed balance after: 25,252

F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 02, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 2,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 1

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,760

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February 28, 2020 Filed Mar 2, 2020 19:04 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common Stock 131 $454.50 $59,539.50
Disclosure

SEC source: 0001209191-20-014380 · doc4.xml · nonDerivative · entry 1

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376

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February 28, 2020 Filed Mar 13, 2020 16:12 UTC GiftClass A Common 66 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018727 · doc4.xml · nonDerivative · entry 9

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter Ella Bristow

Disclosed balance after: 12,560

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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February 28, 2020 Filed Mar 13, 2020 16:12 UTC GiftClass A Common 99 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018727 · doc4.xml · nonDerivative · entry 6

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse as trustee for Peter M. Bristow 2nd Amended and Restate Trust Agreement

Disclosed balance after: 8,963

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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February 28, 2020 Filed Mar 13, 2020 16:12 UTC GiftClass A Common 99 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018727 · doc4.xml · nonDerivative · entry 2

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 351,675

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February 28, 2020 Filed Mar 13, 2020 16:08 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 66 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018724 · doc4.xml · nonDerivative · entry 9

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter Ella Bristow

Disclosed balance after: 12,560

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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February 28, 2020 Filed Mar 13, 2020 16:08 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 99 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018724 · doc4.xml · nonDerivative · entry 4

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 351,675

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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February 28, 2020 Filed Mar 13, 2020 16:08 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 99 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018724 · doc4.xml · nonDerivative · entry 3

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Peter M. Bristow 2nd Amended and Restated Trust

Disclosed balance after: 8,963

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February 26, 2020 Filed Mar 13, 2020 16:14 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018730 · doc4.xml · nonDerivative · entry 19

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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February 25, 2020 Filed Mar 13, 2020 16:12 UTC GiftClass B Common 2,081 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018727 · doc4.xml · nonDerivative · entry 23

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter Ella Bristow

Disclosed balance after: 2,163

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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February 25, 2020 Filed Mar 13, 2020 16:12 UTC GiftClass B Common 2,081 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018727 · doc4.xml · nonDerivative · entry 19

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse as custodian for Ella Bristow

Disclosed balance after: 0

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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February 25, 2020 Filed Mar 13, 2020 16:12 UTC GiftClass A Common 12,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018727 · doc4.xml · nonDerivative · entry 8

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter Ella Bristow

Disclosed balance after: 12,494

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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February 25, 2020 Filed Mar 13, 2020 16:12 UTC GiftClass A Common 12,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018727 · doc4.xml · nonDerivative · entry 7

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse as custodian for Ella Bristow

Disclosed balance after: 0

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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February 25, 2020 Filed Mar 13, 2020 16:08 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass B Common 2,081 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018724 · doc4.xml · nonDerivative · entry 23

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter, Ella Bristow

Disclosed balance after: 2,163

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
February 25, 2020 Filed Mar 13, 2020 16:08 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass B Common 2,081 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018724 · doc4.xml · nonDerivative · entry 19

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Ella Bristow

Disclosed balance after: 0

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.