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Nasdaq · USD

FCNCA

FIRST CITIZENS BANCSHARES INC /DE/

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Tapewire entity
3195
SEC CIK
0000798941
Parsed reports
370

Last 12 months

Inside the activity.

62 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202660
Apr 202600
May 202611
Jun 2026508
Jul 202600
Aug 202620
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2020 Filed Feb 11, 2021 17:11 UTC OtherClass B Common 200 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009556 · doc4.xml · nonDerivative · entry 4

Mason Robert E IV · CIK 0001397706 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hawthorne Capital, LLC

Disclosed balance after: 200

F1 · kind: Reporting owner transferred his directly owned shares of Class A and Class B Common to Hawthorne Capital, LLC, of which he was manager and sole owner.

Read SEC document
December 21, 2020 Filed Feb 11, 2021 17:11 UTC OtherClass A Common 350 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009556 · doc4.xml · nonDerivative · entry 2

Mason Robert E IV · CIK 0001397706 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hawthorne Capital, LLC

Disclosed balance after: 350

F1 · kind: Reporting owner transferred his directly owned shares of Class A and Class B Common to Hawthorne Capital, LLC, of which he was manager and sole owner.

Read SEC document
December 21, 2020 Filed Feb 11, 2021 17:11 UTC OtherClass A Common 350 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009556 · doc4.xml · nonDerivative · entry 1

Mason Robert E IV · CIK 0001397706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reporting owner transferred his directly owned shares of Class A and Class B Common to Hawthorne Capital, LLC, of which he was manager and sole owner.

Read SEC document
December 21, 2020 Filed Feb 11, 2021 17:02 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 745 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009551 · doc4.xml · nonDerivative · entry 20

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 1,960

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 21, 2020 Filed Feb 11, 2021 17:02 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009551 · doc4.xml · nonDerivative · entry 16

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for James Freeman Bailey, Jr.

Disclosed balance after: 4,055

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
December 21, 2020 Filed Feb 11, 2021 17:02 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009551 · doc4.xml · nonDerivative · entry 7

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,126

Read SEC document
November 24, 2020 Filed Feb 11, 2021 16:50 UTC GiftClass A Common 30 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009540 · doc4.xml · nonDerivative · entry 4

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 343

F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for puroses of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
November 24, 2020 Filed Feb 11, 2021 16:50 UTC GiftClass A Common 30 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009540 · doc4.xml · nonDerivative · entry 2

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Carson Holding Brice Revocable Trust

Disclosed balance after: 13,235

Read SEC document
October 21, 2020 Filed Nov 24, 2020 20:29 UTC GiftClass A Common 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060180 · doc4.xml · nonDerivative · entry 4

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Olivia B. Holding Revocable Trust

Disclosed balance after: 386,149

Read SEC document
October 21, 2020 Filed Nov 24, 2020 20:29 UTC GiftClass A Common 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060180 · doc4.xml · nonDerivative · entry 2

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,951

Read SEC document
October 21, 2020 Filed Nov 24, 2020 20:26 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060177 · doc4.xml · nonDerivative · entry 8

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter Ella Bristow

Disclosed balance after: 15,060

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
October 21, 2020 Filed Nov 24, 2020 20:23 UTC GiftClass A Common 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060175 · doc4.xml · nonDerivative · entry 8

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter Ella Bristow

Disclosed balance after: 15,060

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
October 21, 2020 Filed Nov 24, 2020 20:20 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060172 · doc4.xml · nonDerivative · entry 5

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 1,250

Read SEC document
October 21, 2020 Filed Nov 24, 2020 20:20 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060172 · doc4.xml · nonDerivative · entry 4

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for James Freeman Bailey, Jr.

Disclosed balance after: 3,078

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
October 21, 2020 Filed Nov 24, 2020 20:16 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060168 · doc4.xml · nonDerivative · entry 8

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust fbo of Elliot B. Connell

Disclosed balance after: 29,660

F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
October 21, 2020 Filed Nov 24, 2020 20:09 UTC GiftClass A Common 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060163 · doc4.xml · nonDerivative · entry 8

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts f/b/o children

Disclosed balance after: 84,508

F2 · balance_after: The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
October 09, 2020 Filed Feb 11, 2021 17:02 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009551 · doc4.xml · nonDerivative · entry 19

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 1,215

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
October 09, 2020 Filed Feb 11, 2021 17:02 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009551 · doc4.xml · nonDerivative · entry 14

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for James Freeman Bailey, Jr.

Disclosed balance after: 3,325

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
September 09, 2020 Filed Nov 24, 2020 20:29 UTC GiftClass A Common 402,569 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060180 · doc4.xml · nonDerivative · entry 3

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Olivia B. Holding Revocable Trust

Disclosed balance after: 408,649

Read SEC document
September 09, 2020 Filed Nov 24, 2020 20:29 UTC GiftClass A Common 402,569 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060180 · doc4.xml · nonDerivative · entry 1

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,451

Read SEC document
July 27, 2020 Filed Aug 14, 2020 18:55 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 3,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046757 · doc4.xml · nonDerivative · entry 21

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust fbo of Elliot B. Connell

Disclosed balance after: 8,351

F3 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
July 27, 2020 Filed Aug 14, 2020 18:55 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 3,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046757 · doc4.xml · nonDerivative · entry 20

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Elliot

Disclosed balance after: 0

F3 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
July 08, 2020 Filed Aug 14, 2020 19:03 UTC GiftClass A Common 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046761 · doc4.xml · nonDerivative · entry 2

Holding Olivia Britton · CIK 0001563717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Olivia B. Holding Revocable Trust

Disclosed balance after: 6,080

Read SEC document
July 08, 2020 Filed Aug 14, 2020 18:59 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046759 · doc4.xml · nonDerivative · entry 1

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,303

Read SEC document
July 08, 2020 Filed Aug 14, 2020 18:55 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046757 · doc4.xml · nonDerivative · entry 1

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,417

Read SEC document
July 08, 2020 Filed Aug 14, 2020 18:51 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046755 · doc4.xml · nonDerivative · entry 5

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 257,675

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
July 08, 2020 Filed Aug 14, 2020 18:48 UTC GiftClass A Common 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046753 · doc4.xml · nonDerivative · entry 3

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 257,675

Read SEC document
July 08, 2020 Filed Aug 14, 2020 18:44 UTC GiftClass A Common 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046751 · doc4.xml · nonDerivative · entry 2

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Carson Holding Brice Revocable Trust

Disclosed balance after: 13,835

Read SEC document
July 08, 2020 Filed Nov 24, 2020 20:05 UTC Amendment GiftClass A Common 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060161 · doc4a.xml · nonDerivative · entry 3

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Carson Holding Brice Revocable Trust

Disclosed balance after: 13,265

Read SEC document
May 26, 2020 Filed Aug 14, 2020 18:59 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046759 · doc4.xml · nonDerivative · entry 11

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 50

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
May 26, 2020 Filed Aug 14, 2020 18:59 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046759 · doc4.xml · nonDerivative · entry 10

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for James Freeman Bailey, Jr.

Disclosed balance after: 3,160

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
April 29, 2020 Filed Aug 14, 2020 18:55 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 1,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046757 · doc4.xml · nonDerivative · entry 10

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust fbo of Elliot B. Connell

Disclosed balance after: 27,160

F3 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
April 29, 2020 Filed Aug 14, 2020 18:55 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 1,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046757 · doc4.xml · nonDerivative · entry 9

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Elliot

Disclosed balance after: 0

F3 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
April 22, 2020 Filed Aug 14, 2020 18:44 UTC GiftClass B Common 1,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046751 · doc4.xml · nonDerivative · entry 16

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts f/b/o children

Disclosed balance after: 4,061

F2 · balance_after: The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
April 22, 2020 Filed Aug 14, 2020 18:44 UTC GiftClass B Common 1,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046751 · doc4.xml · nonDerivative · entry 9

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,959

Read SEC document
April 22, 2020 Filed Aug 14, 2020 18:44 UTC GiftClass A Common 570 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046751 · doc4.xml · nonDerivative · entry 8

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts f/b/o children

Disclosed balance after: 79,508

F2 · balance_after: The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
April 22, 2020 Filed Aug 14, 2020 18:44 UTC GiftClass A Common 570 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046751 · doc4.xml · nonDerivative · entry 1

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,453

Read SEC document
April 22, 2020 Filed Nov 24, 2020 20:05 UTC Amendment GiftClass B Common 1,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060161 · doc4a.xml · nonDerivative · entry 17

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts f/b/o children

Disclosed balance after: 4,061

F3 · balance_after: The listed shares are hold by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
April 22, 2020 Filed Nov 24, 2020 20:05 UTC Amendment GiftClass B Common 1,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060161 · doc4a.xml · nonDerivative · entry 11

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Carson Holding Brice Revocable Trust

Disclosed balance after: 369

F1 · shares: The reporting person's previous report inadvertently reflected that gifts of 570 shares of Class A Common and 1,256 shares of Class B Common were made from shares held directly by her when the gifts actually were made from shares held indirectly by her revocable trust. The amendment reflects the correction of those errors.

Read SEC document
April 22, 2020 Filed Nov 24, 2020 20:05 UTC Amendment GiftClass A Common 570 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060161 · doc4a.xml · nonDerivative · entry 9

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts f/b/o children

Disclosed balance after: 79,508

F3 · balance_after: The listed shares are hold by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
April 22, 2020 Filed Nov 24, 2020 20:05 UTC Amendment GiftClass A Common 570 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060161 · doc4a.xml · nonDerivative · entry 2

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Carson Holding Brice Revocable Trust

Disclosed balance after: 7,265

F1 · shares: The reporting person's previous report inadvertently reflected that gifts of 570 shares of Class A Common and 1,256 shares of Class B Common were made from shares held directly by her when the gifts actually were made from shares held indirectly by her revocable trust. The amendment reflects the correction of those errors.

Read SEC document
April 07, 2020 Filed Aug 14, 2020 18:51 UTC
BRISTOW PETER MDirector · President · 10% owner
PurchaseDepositary Shares 1,285 $21.60 $27,756.00
Disclosure

SEC source: 0001209191-20-046755 · doc4.xml · nonDerivative · entry 24

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 41,285

F3 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
April 07, 2020 Filed Aug 14, 2020 18:48 UTC PurchaseDepositary Shares 1,285 $21.60 $27,756.00
Disclosure

SEC source: 0001209191-20-046753 · doc4.xml · nonDerivative · entry 24

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 41,285

F3 · security: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

Read SEC document
March 27, 2020 Filed Aug 14, 2020 18:55 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 50,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046757 · doc4.xml · nonDerivative · entry 6

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust for Hope H. Bryant

Disclosed balance after: 10,000

F2 · shares: Reflects a contribution of shares by the reporting person from indirect ownership in a revocable trust to a grantor retained annuity trust. The reporting person is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.

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March 27, 2020 Filed Aug 14, 2020 18:55 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 50,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046757 · doc4.xml · nonDerivative · entry 4

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hope H. Bryant 2020 GRAT #2

Disclosed balance after: 50,247

F2 · shares: Reflects a contribution of shares by the reporting person from indirect ownership in a revocable trust to a grantor retained annuity trust. The reporting person is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.

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March 27, 2020 Filed Aug 14, 2020 18:51 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass B Common 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046755 · doc4.xml · nonDerivative · entry 18

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire H. Bristow 2020 GRAT

Disclosed balance after: 50,000

F3 · shares: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 27, 2020 Filed Aug 14, 2020 18:51 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass B Common 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046755 · doc4.xml · nonDerivative · entry 17

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 33,950

F2 · shares: Reflects a contribution of shares by the reporting person's spouse from a revocable trust to a grantor retained annuity trust. The reporting person's spouse is the trustee of the revocable trust and the trustee and the sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 27, 2020 Filed Aug 14, 2020 18:51 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046755 · doc4.xml · nonDerivative · entry 6

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire H. Bristow 2020 GRAT

Disclosed balance after: 100,000

F2 · shares: Reflects a contribution of shares by the reporting person's spouse from a revocable trust to a grantor retained annuity trust. The reporting person's spouse is the trustee of the revocable trust and the trustee and the sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 27, 2020 Filed Aug 14, 2020 18:51 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046755 · doc4.xml · nonDerivative · entry 4

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 251,675

F2 · shares: Reflects a contribution of shares by the reporting person's spouse from a revocable trust to a grantor retained annuity trust. The reporting person's spouse is the trustee of the revocable trust and the trustee and the sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 27, 2020 Filed Aug 14, 2020 18:48 UTC GiftClass B Common 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046753 · doc4.xml · nonDerivative · entry 17

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire H. Bristow 2020 GRAT

Disclosed balance after: 50,000

F1 · shares: Reflects a contribution of shares by the reporting person from indirect ownership in a revocable trust to a grantor retained annuity trust. The reporting person is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.