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Nasdaq · USD

FCNCA

FIRST CITIZENS BANCSHARES INC /DE/

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Tapewire entity
3195
SEC CIK
0000798941
Parsed reports
370

Last 12 months

Inside the activity.

62 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202660
Apr 202600
May 202611
Jun 2026508
Jul 202600
Aug 202620
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2022 Filed Jul 29, 2022 19:39 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 42,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043467 · doc4.xml · nonDerivative · entry 6

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire H. Bristow 2020 GRAT

Disclosed balance after: 0

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F2 · balance_after: In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT") on May 24, 2022, 39,668 shares of Class A Common Stock were distributed to the Claire H. Bristow 2nd Amended and Restated Trust, and on May 26, 2022, the remaining 42,078 shares of Class A Common Stock previously held by the GRAT were distributed by gift to the Reporting Person as Trustee of the Claire H. Bristow 2020 GRAT Family Trust. All shares continue to be reported on this Form 4 as indirectly owned.

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May 16, 2022 Filed May 18, 2022 14:36 UTC PurchaseClass A Common 14 $637.66 $8,927.30
Disclosure

SEC source: 0001209191-22-029919 · doc4.xml · nonDerivative · entry 1

Hoppe Robert R · CIK 0001620312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314

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May 12, 2022 Filed May 23, 2022 19:55 UTC
Alemany Ellen RDirector · Vice Chairwoman
GiftClass A Common 5,664 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031298 · doc4.xml · nonDerivative · entry 8

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: Not disclosed

Ownership: Indirect · Family GST Exempt Trust

Disclosed balance after: 5,664

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May 12, 2022 Filed May 23, 2022 19:55 UTC
Alemany Ellen RDirector · Vice Chairwoman
GiftClass A Common 5,664 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031298 · doc4.xml · nonDerivative · entry 3

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: Not disclosed

Ownership: Indirect · March 2020 GRAT #1

Disclosed balance after: 0

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May 05, 2022 Filed May 9, 2022 17:15 UTC PurchaseClass A Common Stock 750 $669.55 $502,159.50
Disclosure

SEC source: 0001209191-22-027775 · doc4.xml · nonDerivative · entry 1

NEWCOMB ROBERT T · CIK 0001188006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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May 02, 2022 Filed May 3, 2022 20:52 UTC Purchase5.625% Non-Cumulative Perpetual Preferred Stock, Series C 1,000 $22.65 $22,650.00
Disclosure

SEC source: 0001209191-22-026773 · doc4.xml · nonDerivative · entry 4

DURHAM HAROLD LEE JR · CIK 0001227638 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,000

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for puroses of Section 16 of the Securities Exchange Act of 1934 or for any other purpose

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May 02, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 15 $630.00 $9,450.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 20

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Jones Powell Bailey

Disclosed balance after: 4,801

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 117 $630.00 $73,710.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 17

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 4,443

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 138 $630.00 $86,940.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 15

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for James Freeman Bailey, Jr.

Disclosed balance after: 4,605

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 135 $630.00 $85,050.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 10

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,534

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 215 $630.00 $135,450.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 8

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,919

Read SEC document
April 29, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 45 $630.00 $28,350.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 19

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Jones Powell Bailey

Disclosed balance after: 4,786

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
April 29, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
PurchaseClass B Common Stock 6 $630.00 $3,780.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 14

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for James Freeman Bailey, Jr.

Disclosed balance after: 4,467

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
April 29, 2022 Filed May 3, 2022 15:36 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common 300 $658.96 $197,688.00
Disclosure

SEC source: 0001209191-22-026594 · doc4.xml · nonDerivative · entry 1

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805

Read SEC document
March 29, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 18

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Jones Powell Bailey

Disclosed balance after: 4,741

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 29, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 16

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 4,326

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 29, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 13

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for James Freeman Bailey, Jr.

Disclosed balance after: 4,461

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 29, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass B Common Stock 855 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 7

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,704

Read SEC document
March 29, 2022 Filed Jun 7, 2022 18:01 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass B Common Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034778 · doc4.xml · nonDerivative · entry 18

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust fbo of Elliot B. Connell

Disclosed balance after: 8,433

F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 29, 2022 Filed Jun 7, 2022 18:05 UTC GiftClass B Common 135 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034780 · doc4.xml · nonDerivative · entry 16

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts f/b/o children

Disclosed balance after: 4,307

F2 · ownership.direct: The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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March 29, 2022 Filed Jun 7, 2022 17:57 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass B Common 45 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034776 · doc4.xml · nonDerivative · entry 22

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter, Ella Bristow

Disclosed balance after: 2,295

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 29, 2022 Filed Jun 7, 2022 17:53 UTC GiftClass B Common 45 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034774 · doc4.xml · nonDerivative · entry 22

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter Ella Bristow

Disclosed balance after: 2,295

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 28, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 6

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Jones Powell Bailey

Disclosed balance after: 78

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 28, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 5

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for Royall Holding Bailey

Disclosed balance after: 1,352

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 28, 2022 Filed May 3, 2022 20:17 UTC
HOLDING FRANK B JRDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026691 · doc4.xml · nonDerivative · entry 4

HOLDING FRANK B JR · CIK 0001065416 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for James Freeman Bailey, Jr.

Disclosed balance after: 3,180

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 28, 2022 Filed Jun 7, 2022 18:01 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034778 · doc4.xml · nonDerivative · entry 7

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 103

F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
March 28, 2022 Filed Jun 7, 2022 18:01 UTC
BRYANT HOPE HOLDINGDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 503 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034778 · doc4.xml · nonDerivative · entry 5

BRYANT HOPE HOLDING · CIK 0001065415 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust for Hope H. Bryant

Disclosed balance after: 93,502

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:53 UTC
HARNEY MARISAChief Credit Officer
Tax withholdingClass A Common 148 $756.55 $111,969.40
Disclosure

SEC source: 0001209191-22-015226 · doc4.xml · nonDerivative · entry 1

HARNEY MARISA · CIK 0001741460 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,668

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March 01, 2022 Filed Mar 3, 2022 16:49 UTC
Alemany Ellen RDirector · Vice Chairwoman
Tax withholdingClass A Common 1,678 $756.55 $1,269,490.90
Disclosure

SEC source: 0001209191-22-015224 · doc4.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,755

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February 24, 2022 Filed Feb 25, 2022 21:08 UTC
Ludwig WestChief Human Resources Officer
PurchaseClass A Common Stock 150 $725.86 $108,879.00
Disclosure

SEC source: 0001209191-22-013130 · doc4.xml · nonDerivative · entry 1

Ludwig West · CIK 0001763836 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Read SEC document
February 24, 2022 Filed Feb 25, 2022 21:03 UTC GiftClass A Common 168 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013110 · doc4.xml · nonDerivative · entry 8

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts f/b/o children

Disclosed balance after: 87,566

F2 · ownership.direct: The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 21:03 UTC GiftClass A Common 168 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013110 · doc4.xml · nonDerivative · entry 2

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Carson Holding Brice Revocable Trust

Disclosed balance after: 64,083

Read SEC document
February 23, 2022 Filed Feb 25, 2022 15:59 UTC Purchase5.625% Non-Cumulative Perpetual Preferred Stock Series C 2,000 $24.60 $49,200.00
Disclosure

SEC source: 0001209191-22-012977 · doc4.xml · nonDerivative · entry 4

DURHAM HAROLD LEE JR · CIK 0001227638 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,000

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for puroses of Section 16 of the Securities Exchange Act of 1934 or for any other purpose

Read SEC document
February 01, 2022 Filed Jan 4, 2023 19:54 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common Stock 104 $777.45 $80,854.80
Disclosure

SEC source: 0001209191-23-000679 · doc4.xml · nonDerivative · entry 1

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976

Read SEC document
January 31, 2022 Filed Feb 1, 2022 16:16 UTC
WARD JEFFERY LChief Strategy Officer
PurchaseClass A Common 172 $749.66 $128,942.04
Disclosure

SEC source: 0001209191-22-005803 · doc4.xml · nonDerivative · entry 1

WARD JEFFERY L · CIK 0001191138 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Read SEC document
January 31, 2022 Filed Feb 3, 2022 15:04 UTC GiftClass A Common 120 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006666 · doc4.xml · nonDerivative · entry 15

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts f/b/o children

Disclosed balance after: 87,398

F2 · ownership.direct: The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 15:04 UTC GiftClass A Common 25 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006666 · doc4.xml · nonDerivative · entry 6

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Carson Holding Brice Revocable Trust

Disclosed balance after: 64,251

Read SEC document
January 31, 2022 Filed Feb 3, 2022 15:04 UTC GiftClass A Common 120 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006666 · doc4.xml · nonDerivative · entry 5

Brice Carson H · CIK 0001564431 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Carson Holding Brice Revocable Trust

Disclosed balance after: 64,276

Read SEC document
January 28, 2022 Filed Feb 3, 2022 15:20 UTC GiftClass B Common 23 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006682 · doc4.xml · nonDerivative · entry 25

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter Ella Bristow

Disclosed balance after: 2,250

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
January 28, 2022 Filed Feb 3, 2022 15:20 UTC GiftClass B Common 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006682 · doc4.xml · nonDerivative · entry 17

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 43,786

Read SEC document
January 28, 2022 Filed Feb 3, 2022 15:20 UTC GiftClass A Common 21 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006682 · doc4.xml · nonDerivative · entry 10

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter Ella Bristow

Disclosed balance after: 15,145

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
January 28, 2022 Filed Feb 3, 2022 15:20 UTC GiftClass A Common 63 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006682 · doc4.xml · nonDerivative · entry 8

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse as trustee for Peter M. Bristow 2nd Amended and Restated Trust Agreement

Disclosed balance after: 8,868

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
January 28, 2022 Filed Feb 3, 2022 15:17 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass B Common 23 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006677 · doc4.xml · nonDerivative · entry 25

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter, Ella Bristow

Disclosed balance after: 2,250

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
January 28, 2022 Filed Feb 3, 2022 15:17 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass B Common 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006677 · doc4.xml · nonDerivative · entry 18

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Claire Holding Bristow 2nd Amended and Restated Trust

Disclosed balance after: 43,786

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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January 28, 2022 Filed Feb 3, 2022 15:17 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 21 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006677 · doc4.xml · nonDerivative · entry 10

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter Ella Bristow

Disclosed balance after: 15,145

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January 28, 2022 Filed Feb 3, 2022 15:17 UTC
BRISTOW PETER MDirector · President · 10% owner
GiftClass A Common 63 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006677 · doc4.xml · nonDerivative · entry 4

BRISTOW PETER M · CIK 0001065417 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Peter M. Bristow 2nd Amended and Restated Trust

Disclosed balance after: 8,868

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January 27, 2022 Filed Jan 28, 2022 21:01 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common 29 $770.26 $22,337.54
Disclosure

SEC source: 0001209191-22-005350 · doc4.xml · nonDerivative · entry 2

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505

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January 27, 2022 Filed Jan 28, 2022 21:01 UTC
NIX CRAIG LChief Financial Officer
PurchaseClass A Common 100 $770.23 $77,023.00
Disclosure

SEC source: 0001209191-22-005350 · doc4.xml · nonDerivative · entry 1

NIX CRAIG L · CIK 0001215446 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476

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January 27, 2022 Filed Jan 28, 2022 20:57 UTC PurchaseClass A Common 20 $785.43 $15,708.60
Disclosure

SEC source: 0001209191-22-005348 · doc4.xml · nonDerivative · entry 1

Hoppe Robert R · CIK 0001620312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

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January 19, 2022 Filed Feb 3, 2022 15:20 UTC GiftClass A Common 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006682 · doc4.xml · nonDerivative · entry 9

Bristow Claire H · CIK 0001563815 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter Ella Bristow

Disclosed balance after: 15,124

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.